Data / Form D filings / Jan 23
Form D filings, January 23, 2024: 92 companies raised $521.7 million
92 operating companies filed a Form D on January 23, 2024, reporting $521.7 million sold. Largest: Happy Money Holdings, Inc. ($145.6 million), Harbor Health Team Inc. ($95.9 million), REDL Ultimate Holdings, LP ($85.2 million). The median filing is $567,600, and 95 pooled investment funds also filed that day.
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- 92Form D filings
- $521.7 millionreported sold
- $567,600median amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 11, GA 10, FL 8, NY 6. By industry: Other 24, Other Technology 16, REITS and Finance 14, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Happy Money Holdings, Inc. | Other | Madison | WI | $145,584,268 | $145,584,268 | 24 | Jan 23 | sec.gov |
| Harbor Health Team Inc. | Other Health Care | Austin | TX | $95,889,916 | $95,889,916 | 16 | Jan 23 | sec.gov |
| REDL Ultimate Holdings, LP (amended) | Other Technology | Boca Raton | FL | $85,234,404 | Indefinite | 48 | Jan 23 | sec.gov |
| Midas Real Estate Partners, LLC (amended) | Other Real Estate | Saint Louis | MO | $32,711,929 | Indefinite | 115 | Jan 23 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $22,989,268 | $39,365,399 | 41 | Jan 23 | sec.gov |
| Vault Fund I LP (amended) | Investing | Longmont | CO | $17,725,000 | $17,725,000 | 50 | Jan 23 | sec.gov |
| Midtown Opportunity Zone Fund I, LLC (amended) | Other Real Estate | Saint Louis | MO | $17,000,000 | $65,000,000 | 31 | Jan 23 | sec.gov |
| Newport Winchester, LLC | Residential | Newport News | VA | $14,200,000 | $14,200,000 | 142 | Jan 23 | sec.gov |
| Circular Genomics Inc. | Biotechnology | Albuquerque | NM | $8,300,000 | $15,000,000 | 9 | Jan 23 | sec.gov |
| VE Baker, LLC | Residential | Tomball | TX | $7,100,000 | $7,100,000 | 35 | Jan 23 | sec.gov |
| Aditxt, Inc. | Biotechnology | Richmond | VA | $6,000,000 | $6,000,000 | 1 | Jan 23 | sec.gov |
| Neighbor Storage, Inc. | Other Technology | Lehi | UT | $5,999,999 | $29,999,967 | 3 | Jan 23 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $5,119,000 | $5,119,000 | 1 | Jan 23 | sec.gov |
| CIRE River Ranch Equity, L.P. | Residential | Houston | TX | $4,619,400 | $5,197,974 | 22 | Jan 23 | sec.gov |
| View Point Medical, Inc. | Biotechnology | Carlsbad | CA | $3,758,000 | $7,000,000 | 23 | Jan 23 | sec.gov |
| Rex Gold Partners, LLC (amended) | Other | Dallas | TX | $3,550,000 | Indefinite | 2 | Jan 23 | sec.gov |
| Restora Medical, Inc. | Biotechnology | Irvine | CA | $3,500,000 | $7,400,000 | 4 | Jan 23 | sec.gov |
| Bourbon Capital 1, LLC | Other | Destin | FL | $3,215,000 | $40,000,000 | 10 | Jan 23 | sec.gov |
| EmpNia Inc. (amended) | Biotechnology | Edina | MN | $3,128,000 | $3,412,050 | 40 | Jan 23 | sec.gov |
| INTERNEER HOLDINGS, INC. | Other Technology | Los Angeles | CA | $2,880,972 | $6,064,021 | 8 | Jan 23 | sec.gov |
| BSC Gallery Haus Invest, Inc. | Commercial | Coral Gables | FL | $2,750,000 | Indefinite | 16 | Jan 23 | sec.gov |
| Sedare Biosciences, Inc. | Other Technology | Palo Alto | CA | $2,500,000 | $4,100,000 | 1 | Jan 23 | sec.gov |
| Nano Nuclear Energy Inc. | Other | New York | NY | $2,166,437 | $2,166,437 | 14 | Jan 23 | sec.gov |
| Very Great Inc. | Other | New York | NY | $2,100,000 | $2,100,000 | 2 | Jan 23 | sec.gov |
| Anchor Technology Holdings, Inc. | Other Technology | St. Petersburg | FL | $1,817,309 | $2,167,346 | 11 | Jan 23 | sec.gov |
| INVEXT SEAX ZERO A SERIES OF INVEXT LLC | Other | Millbrae | CA | $1,650,000 | $1,650,000 | 4 | Jan 23 | sec.gov |
| Atacama Copper Corp (amended) | Other | Vancouver | $1,353,990 | $1,353,990 | 2 | Jan 23 | sec.gov | |
| Slumberkins Inc. | Retailing | Vancouver | WA | $1,335,890 | $3,591,941 | 13 | Jan 23 | sec.gov |
| Momtech Inc. (amended) | Other Health Care | Matthews | NC | $1,271,860 | $5,000,000 | 29 | Jan 23 | sec.gov |
| Arrived Short Term Notes, LLC | Other | Seattle | WA | $1,245,000 | $50,000,000 | 212 | Jan 23 | sec.gov |
| NapoleonScout, Inc. | Other Technology | New York | NY | $955,000 | $955,000 | 26 | Jan 23 | sec.gov |
| American Metal LLC | Other | Danbury | CT | $850,000 | Indefinite | 4 | Jan 23 | sec.gov |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $830,076 | $5,309,584 | 5 | Jan 23 | sec.gov | |
| Stairway Ventures, Inc. | Other | Chicago | IL | $825,000 | $1,000,000 | 9 | Jan 23 | sec.gov |
| BIOLARGO, INC. | Other | Westminster | CA | $815,000 | $815,000 | 17 | Jan 23 | sec.gov |
| Transparent Path spc | Other Technology | Seattle | WA | $812,023 | $2,000,000 | 4 | Jan 23 | sec.gov |
| IQID TECHNOLOGY, INC. | Other Technology | New Orleans | LA | $750,000 | $1,200,000 | 2 | Jan 23 | sec.gov |
| Great Lakes Land Holdings, LLC | Commercial | Lowell | MI | $685,000 | $1,000,000 | 7 | Jan 23 | sec.gov |
| Chakana Copper Corp. | Other | Vancouver | $585,200 | $1,463,000 | 12 | Jan 23 | sec.gov | |
| Zuppler Onl. Food Order, LLC | Other Technology | Conshohocken | PA | $550,000 | $2,450,000 | 1 | Jan 23 | sec.gov |
| Sunnyslope Seven, LLC | Commercial | Fountain Hills | AZ | $500,000 | $500,000 | 0 | Jan 23 | sec.gov |
| Medsense Health, Inc. | Other Technology | Tacoma | WA | $500,000 | $500,000 | 1 | Jan 23 | sec.gov |
| FIFTH ACT LLC | Other | Pompano Beach | FL | $410,000 | Indefinite | 4 | Jan 23 | sec.gov |
| TrueFan Travel, LLC | Tourism and Travel Services | Blue Bell | PA | $400,000 | Indefinite | 2 | Jan 23 | sec.gov |
| Stock Snips, Inc. | Other Technology | Pittsburgh | PA | $400,000 | $1,026,000 | 5 | Jan 23 | sec.gov |
| Stonegate Capital Income Fund LLC | Other Real Estate | Brookland | AR | $375,000 | $50,000,000 | 7 | Jan 23 | sec.gov |
| Blackburne & Sons Realty Capital Corp | Commercial | Sacramento | CA | $350,000 | $1,300,000 | 8 | Jan 23 | sec.gov |
| HARVEST GOLD CORP (amended) | Other | Vancouver | $267,549 | $802,645 | 2 | Jan 23 | sec.gov | |
| CNote Group, Inc. | Other Banking and Financial Services | Oakland | CA | $263,458 | Indefinite | 3 | Jan 23 | sec.gov |
| BSC Gallery Haus Open, LLC | Commercial | Coral Gables | FL | $250,000 | Indefinite | 2 | Jan 23 | sec.gov |
| Better Therapeutics, Inc. | Biotechnology | San Francisco | CA | $250,000 | $250,000 | 1 | Jan 23 | sec.gov |
| PSOF LO FMR Side Car REIT, LLC | REITS and Finance | Atlanta | GA | $248,000 | $250,000 | 124 | Jan 23 | sec.gov |
| Portland Plant Foods, Inc. (amended) | Other | Wilsonville | OR | $216,750 | $250,000 | 1 | Jan 23 | sec.gov |
| William Berkele Distillery LLC | Other | Lexington | KY | $200,000 | $4,060,000 | 2 | Jan 23 | sec.gov |
| Gaingels EZ AI LLC | Other | Burlington | VT | $200,000 | $200,000 | 0 | Jan 23 | sec.gov |
| Gaingels Synthesis AI LLC | Other | Burlington | VT | $168,889 | $168,889 | 22 | Jan 23 | sec.gov |
| Deep Cognition, Inc. | Other Technology | Farmers Branch | TX | $150,000 | $500,000 | 2 | Jan 23 | sec.gov |
| TPG RE IV NUCLEUS REIT, LLC | REITS and Finance | Fort Worth | TX | $125,000 | $125,000 | 125 | Jan 23 | sec.gov |
| Palladius Income Fund REIT, LLC (amended) | REITS and Finance | Austin | TX | $125,000 | $125,000 | 125 | Jan 23 | sec.gov |
| AJSCE 297 Debt REIT LLC | REITS and Finance | New York | NY | $122,000 | $125,000 | 122 | Jan 23 | sec.gov |
| LCD-HHC Los Angeles II, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC VA Athens REIT, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC Boulder, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC Chestnut I, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC Chestnut II, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC Minneapolis, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC VA Baton Rouge REIT, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LCD-HHC Berkeley II REIT, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| LPD-JH Four Corners REIT, LLC | REITS and Finance | Athens | GA | $121,000 | $125,000 | 121 | Jan 23 | sec.gov |
| Gaingels Hone Health 2023 LLC | Other | Burlington | VT | $111,111 | $111,111 | 13 | Jan 23 | sec.gov |
| Gaingels Multion LLC | Other | Burlington | VT | $111,111 | $111,111 | 12 | Jan 23 | sec.gov |
| Sumter SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $100,000 | $4,997,581 | 2 | Jan 23 | sec.gov |
| Lupen Corp | Other Technology | Harbor Springs | MI | $100,000 | $100,000 | 1 | Jan 23 | sec.gov |
| Unlocked Reality Inc. | Other Technology | San Jose | CA | $100,000 | $750,000 | 1 | Jan 23 | sec.gov |
| Gaingels Eko Health LLC | Other | Burlington | VT | $90,554 | $90,554 | 15 | Jan 23 | sec.gov |
| BIGBAG, Inc. | Other Technology | Lincoln | NE | $80,000 | $500,000 | 1 | Jan 23 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $300,000,000 | 0 | Jan 23 | sec.gov |
| Curtiss Motorcycle Company, Inc. | Other | Leeds | AL | $15,000 | $3,000,000 | 1 | Jan 23 | sec.gov |
| Sofi KMF III Joint Venture | Oil and Gas | Prosper | TX | $0 | $504,000 | 0 | Jan 23 | sec.gov |
| BRB Partners Apartment Fund I, LLC | Other Real Estate | Miami | FL | $0 | $100,000,000 | 0 | Jan 23 | sec.gov |
| Charles on Broad Investors, LLC | Residential | Charleston | SC | $0 | $9,000,000 | 0 | Jan 23 | sec.gov |
| Avista Fund Hoist LLC | Commercial | Sheridan | WY | $0 | $1,000,000 | 0 | Jan 23 | sec.gov |
| Bridge Investment Group Industrial Real Estate Income Trust | REITS and Finance | Salt Lake City | UT | $0 | Indefinite | 0 | Jan 23 | sec.gov |
| ALC 098 L.P. (amended) | Other | Irvine | CA | $0 | $10,400,000 | 0 | Jan 23 | sec.gov |
| AMERITRUST HOLDINGS LLC | Residential | Sarasota | FL | $0 | Indefinite | 0 | Jan 23 | sec.gov |
| OGX Minerals II LP | Oil and Gas | Midland | TX | $0 | Indefinite | 0 | Jan 23 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 23 | sec.gov |
| TRIPWORKS, INC. (amended) | Other Technology | Morristown | NJ | $0 | $4,401,000 | 0 | Jan 23 | sec.gov |
| Shopoff Fund VIII, LP (amended) | Other Real Estate | Irvine | CA | $0 | $50,000,000 | 0 | Jan 23 | sec.gov |
| Logan Surgical Suites, LLC | Other Health Care | Logan | UT | $0 | $509,999 | 0 | Jan 23 | sec.gov |
| Cowboy Parent LLC | Manufacturing | New York | NY | $0 | Indefinite | 0 | Jan 23 | sec.gov |
| VP Operating Inc | Oil and Gas | Denton | TX | $0 | $1,900,000 | 0 | Jan 23 | sec.gov |
January 24, 2024 · January 22, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.