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Data / Form D filings / Week of May 15

Form D filings, week of May 15, 2023: 410 companies raised $9.93 billion

410 operating companies filed a Form D in the week of May 15, 2023, reporting $9.93 billion sold. Largest: HILLTOP SECURITIES INC. ($2.58 billion), HNW PPVA Series Account - 1 ($1.24 billion), HF Marketable Securities Pool, LLC ($1.08 billion). The median filing is $1.9 million, and 603 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 410Form D filings
  • $9.93 billionreported sold
  • $1.9 millionmedian amount sold
  • CAmost filings (75)

Most filings by state: CA 75, TX 53, NY 30, FL 22, AZ 19. By industry: Other 96, Other Technology 84, Commercial 55, Residential 28.

By day: May 15 (93), May 16 (96), May 17 (80), May 18 (72), May 19 (69).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
HILLTOP SECURITIES INC. (amended)Other Banking and Financial ServicesDallasTX$2,575,150,000Indefinite132May 18sec.gov
HNW PPVA Series Account - 1 (amended)InsuranceSchaumburgIL$1,241,077,938Indefinite838May 19sec.gov
HF Marketable Securities Pool, LLC (amended)OtherKnoxvilleTN$1,077,500,000Indefinite30May 15sec.gov
HILLTOP SECURITIES INC. (amended)Other Banking and Financial ServicesDallasTX$760,530,000Indefinite19May 18sec.gov
HNW PPVUL Series Account - 1 (amended)InsuranceSchaumburgIL$549,178,338Indefinite157May 19sec.gov
SEI Holding I LPManufacturingDallasTX$403,424,482$403,424,48229May 17sec.gov
ND Capital Institutional Fund 5, L.P. (amended)CommercialNewton Lower FallsMA$382,150,000$500,000,00029May 16sec.gov
Sigma Computing, Inc. (amended)OtherSan FranciscoCA$339,999,918$339,999,91863May 15sec.gov
Gradiant CorpOtherWoburnMA$224,999,993$300,000,0002May 18sec.gov
ZALICONY HNW PPVA Series Account - 1 (amended)InsuranceNew YorkNY$173,889,876Indefinite95May 19sec.gov
Motional AD LLC (amended)ManufacturingBostonMA$165,541,740Indefinite243May 19sec.gov
KORTUC USA INC.PharmaceuticalsMenlo ParkCA$108,661,959$108,661,95914May 16sec.gov
ND Capital Fund 5, L.P. (amended)CommercialNewton Lower FallsMA$82,800,000$500,000,00092May 16sec.gov
WaCap - O Transportation Infrastructure Capital Partners Feeder LLC (amended)InvestingSeattleWA$76,250,000Indefinite8May 18sec.gov
NewLimit, Inc.BiotechnologySouth San FranciscoCA$59,995,503$72,245,50019May 17sec.gov
Litera Holdco LP (amended)OtherWilmingtonDE$53,895,528Indefinite3May 16sec.gov
Empire Village at Sonoran Vista & Borgata, LLC (amended)ResidentialScottsdaleAZ$52,197,279$70,000,000752May 15sec.gov
KV Aventura Holdings, LLCResidentialDallasDE$48,450,000$48,450,00020May 19sec.gov
Paragraf LtdOther TechnologyCambridgeshire$40,000,000$40,000,0001May 15sec.gov
Episode Six, Inc.Other TechnologyAustinTX$39,999,956$48,000,0003May 15sec.gov
Discovery Property Co LLC (amended)Other Real EstateScottsdaleAZ$35,700,000$57,200,000189May 15sec.gov
RenoFi Inc. (amended)Other Banking and Financial ServicesPhiladelphiaPA$31,933,323$34,933,32410May 18sec.gov
Electric Pickle PropCo LLCRestaurantsHawthorneCA$30,056,850$30,056,85064May 16sec.gov
Kolon TissueGene, Inc.BiotechnologyRockvilleMD$30,000,024$30,000,0241May 15sec.gov
Alloy Enterprises Inc.Other TechnologyBurlingtonMA$29,199,994$29,199,99414May 18sec.gov
CX Courts of Avalon, DST (amended)Other Real EstateTampaFL$25,191,307$48,815,93477May 17sec.gov
NAM TAI PROPERTY INC.Other Real EstateRoad Town, Tortola$24,258,501$24,258,5014May 19sec.gov
Chateaux Dijon Investors, LLCResidentialHoustonTX$23,705,000$27,350,000120May 16sec.gov
Momomilk, LLCOtherNew YorkNY$22,255,726$27,755,72410May 19sec.gov
Electrada, LLCOther EnergyCincinnatiOH$22,000,000$22,000,0001May 15sec.gov
ECPH, LLC (amended)Other Health CareDallasTX$21,526,876Indefinite66May 18sec.gov
Matrix Industries, Inc.Other TechnologyMenlo ParkCA$21,008,294$22,890,55938May 15sec.gov
Optain Health, Inc.Other TechnologyNew YorkNY$19,715,491$28,715,4942May 15sec.gov
Enduring Ventures, Inc. (amended)InvestingLas VegasNV$19,526,150$25,000,00071May 17sec.gov
Redem Tech, Inc.Other TechnologyMexico City$19,285,612$24,249,98112May 17sec.gov
Bamboo Ide8 Insurance Services, LLCInsuranceMidvaleUT$18,829,489$25,000,00024May 19sec.gov
Eleven Labs Inc.Other TechnologyWilmingtonDE$18,500,000$19,300,0004May 17sec.gov
IMA Financial Group, Inc.InsuranceWichitaKS$17,586,000$17,586,0007May 15sec.gov
Kizen Technologies, Inc.Other TechnologyAustinTX$17,352,392$17,540,47651May 17sec.gov
GP-CM Guilford Avenue Investors, LLCCommercialIndianapolisIN$17,050,000$25,000,000188May 16sec.gov
Stacklok, Inc.Other TechnologyMedinaWA$16,799,998$17,299,9975May 17sec.gov
Winter Harbor Investments LLCInvestingWellesley HillsMA$16,502,867$16,502,86713May 18sec.gov
Counterpart Holdings Inc.Other TechnologyCovinaCA$16,000,000$16,000,0004May 19sec.gov
MRES Gretna Landing Holdings, LLCResidentialOmahaNE$15,723,213$15,723,213108May 18sec.gov
LXG 2100 WLS INVESTORS, LLCOther Real EstateHoustonTX$15,667,500$17,500,0008May 16sec.gov
Aviceda Therapeutics, Inc.BiotechnologyCambridgeMA$15,610,000$15,610,00011May 19sec.gov
DarioHealth Corp.Other TechnologyNew YorkNY$15,400,000$15,400,00018May 16sec.gov
Stratum JMA Real Estate Opportunities Fund I, LP (amended)Other Real EstateSan FranciscoCA$15,300,000Indefinite6May 15sec.gov
Baytown Industrial Investors, LLCOther Real EstateDallasTX$15,059,000Indefinite248May 15sec.gov
HouseAccount Inc.Other TechnologyBrooklynNY$15,057,955$17,000,01014May 18sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$15,029,307Indefinite1May 19sec.gov
MorphImmune Inc.Other Health CareWest LafayetteIN$15,000,000$15,000,00011May 17sec.gov
Hakkoda, Inc.OtherNew YorkNY$13,966,100$13,966,10012May 17sec.gov
Enverid Systems, Inc.OtherWestwoodMA$13,939,999$25,000,0007May 17sec.gov
Trinity BVG Jaya QP Investors LLCOtherSouthlakeTX$13,860,000$40,000,00099May 16sec.gov
Relay, Inc.Other TechnologyRaleighNC$12,931,362$14,263,55614May 18sec.gov
Odyssey Energy Solutions, Inc.Other EnergyBoulderCO$12,359,645$14,999,99714May 18sec.gov
HF Hedge Fund Pool, LLC (amended)OtherKnoxvilleTN$12,000,000Indefinite46May 15sec.gov
Recovery Sports, LLCOtherBeverly HillsCA$11,582,560$20,000,00035May 19sec.gov
Independence Pet Group, Inc. (amended)InsuranceRaleighNC$11,347,690Indefinite10May 15sec.gov
GMI-Yonkers, LP (amended)Other Real EstateWestlakeTX$11,219,329$12,433,35885May 16sec.gov
XL8 Inc.Other TechnologySan JoseCA$10,965,528$13,465,5283May 18sec.gov
Sentry Kiosk, Inc. (amended)Other TechnologyAustinTX$10,622,500$15,000,00053May 16sec.gov
BusRight, Inc.Other TechnologyChappaquaNY$10,607,708$11,122,70733May 19sec.gov
GATC HEALTH CORP (amended)Other TechnologyIrvineCA$10,600,000$13,000,000162May 17sec.gov
GTIS US Residential Strategies Secondary Parallel Fund LPCommercialNew YorkNY$10,517,500Indefinite2May 19sec.gov
Monarch Wealth LLCInvestingScottsdaleAZ$10,000,000Indefinite0May 17sec.gov
Molekule Group, Inc.Other Health CarePalm Beach GardensFL$9,971,500$9,971,5001May 19sec.gov
NexMetro Partners 2023, LPResidentialPhoenixAZ$9,866,350$13,650,00020May 16sec.gov
CHROMASCAPE HOLDINGS, LLCOtherIndependenceOH$9,500,000$9,500,0008May 17sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$9,459,985$30,000,000130May 15sec.gov
HealthSnap, Inc.Other TechnologyMiamiFL$9,090,554$9,090,55418May 17sec.gov
American Packing & Gasket Holdings, LLCOtherHoustonTX$9,000,000$9,000,0008May 18sec.gov
Templum, Inc. (amended)Other TechnologyNew YorkNY$9,000,000$15,500,0006May 17sec.gov
Sentry Kiosk, Inc.Other TechnologyAustinTX$8,757,500$10,000,00048May 15sec.gov
HFO-Cosmic SPV, LLCOtherPhoenixAZ$8,675,000$15,000,0009May 18sec.gov
GCP AI InvestCo, LLCOtherDallasTX$8,500,000$9,375,0002May 15sec.gov
PennMarc Resources V, LLCOther EnergyDallasTX$8,475,000$11,000,00022May 15sec.gov
Telmai, Inc.Other TechnologySan FranciscoCA$8,461,497$8,461,49713May 17sec.gov
Guideboat AI HoldCo, LLCOtherDallasTX$8,075,000$8,075,00018May 15sec.gov
Commons Clinic Inc.OtherAustinTX$8,026,718$8,026,71839May 15sec.gov
Unlimited Funds, Inc.Other TechnologyNew YorkNY$8,019,397$11,358,4004May 15sec.gov
Brownstone Apartments LLCResidentialSchertzTX$7,900,000$8,700,00069May 16sec.gov
Sensydia CorpOther Health CareLos AngelesCA$7,799,784$8,826,44923May 15sec.gov
MAXX FOR BEAUTY INCOther TechnologyBeverly HillsCA$7,500,000$7,500,0001May 17sec.gov
Primrose Wilbur Ave LLCCommercialSan FranciscoCA$7,400,000$7,400,00043May 16sec.gov
PDC Rhyne Investors, LLCOther Real EstateAtlantaGA$7,300,000$7,300,00053May 15sec.gov
Nice Day Group, Inc.RestaurantsNew YorkNY$7,232,923$9,232,92319May 15sec.gov
Sensor Industries Corp. (amended)OtherCamarilloCA$7,231,749$7,231,7491May 15sec.gov
CytoAgents, Inc.Other Health CarePittsburghPA$7,003,238$15,204,00823May 16sec.gov
FDG MEQ Erie, LLCResidentialDenverCO$7,000,000$7,000,00042May 19sec.gov
THORO, INC.Other TechnologyPittsburghPA$7,000,000$7,000,0003May 17sec.gov
Association of Pickleball Professionals, LLCOtherChicagoIL$7,000,000$17,000,00011May 15sec.gov
Lyniate US Holdings LP (amended)OtherWilmingtonDE$6,968,860Indefinite4May 16sec.gov
Intento, Inc.Other TechnologySan FranciscoCA$6,739,998$8,310,00011May 15sec.gov
Nosotros Life & Spirits, Inc.OtherEl SegundoCA$6,528,907$8,000,0005May 17sec.gov
APPLEBROOK ASSOCIATES LLC (amended)Other Real EstateMalvernPA$6,192,376Indefinite137May 16sec.gov
CO280 SOLUTIONS INC.OtherVancouver$6,099,997$6,099,9974May 18sec.gov
WCP One 23 Group LLCBusiness ServicesViennaVA$6,000,000$6,000,00062May 15sec.gov
Optimize Systems Inc.Other TechnologySeattleWA$5,999,997$8,000,0006May 18sec.gov
Miami DD Club, LLCOtherDallasTX$5,968,750$10,000,00024May 15sec.gov
LiquidX, Inc.Other TechnologyNew YorkNY$5,951,662$8,000,00031May 18sec.gov
Quinsite, Inc.Other TechnologyChapel HillNC$5,902,949$7,904,51028May 15sec.gov
First Crop Holdings, Inc.OtherSalidaCO$5,701,855$5,701,85527May 17sec.gov
Arrowstar West, LPResidentialHoustonTX$5,681,000$5,750,00057May 16sec.gov
ChargeItSpot, LLCOther TechnologyPhiladelphiaPA$5,679,974$10,000,00016May 15sec.gov
Pharmazz, Inc. (amended)PharmaceuticalsWillowbrookIL$5,450,000$5,450,00028May 18sec.gov
Primrose Parkview LLCCommercialSan FranciscoCA$5,380,000$5,380,00025May 16sec.gov
Electric Pickle OpCo LLCRestaurantsHawthorneCA$5,304,150$5,304,15064May 16sec.gov
UberCloud Inc.Other TechnologyLos AltosCA$5,237,995$22,130,0143May 16sec.gov
Drover, Inc. (amended)Other TechnologyBig SkyMT$5,222,498$6,807,61510May 15sec.gov
Rockvale Apartments Limited, LLCResidentialIrvineCA$5,036,000$5,037,00085May 18sec.gov
Northstar Technologies Group, Inc.ConstructionBonita SpringsFL$4,999,999$4,999,9991May 18sec.gov
Sunshine Biopharma, IncPharmaceuticalsPointe-Claire$4,996,497$4,996,4971May 17sec.gov
Niki Opportunity Investments, LPOther Real EstateSan DiegoCA$4,795,000$7,000,00026May 18sec.gov
Common Sense Privacy, PBCOther TechnologySan FranciscoCA$4,580,411$5,280,4045May 19sec.gov
Advanced Scanners, Inc.Other TechnologyAustinTX$4,550,000$13,657,34638May 19sec.gov
Primrose Peak View LLCCommercialSan FranciscoCA$4,500,000$4,500,0006May 16sec.gov
Power & Chandler Self Storage Partners, LLCCommercialScottsdaleAZ$4,362,000$6,500,00035May 15sec.gov
SONARMD, INC.Other Health CareChicagoIL$4,344,729$4,344,7293May 16sec.gov
812 Center Street Partnership LLCResidentialWest Palm BeachFL$4,250,000$4,250,00040May 18sec.gov
Cata Labs Inc.OtherWilmingtonDE$4,200,000$4,200,00048May 18sec.gov
Edge AI Solutions Inc. (amended)Other TechnologyPittsburghPA$3,900,030Indefinite29May 19sec.gov
First Tracks Casis Village Wolfpack, LPCommercialAustinTX$3,900,000$3,900,00025May 17sec.gov
OpenTeams, Inc. (amended)Other TechnologyAustinTX$3,863,800$4,000,00034May 18sec.gov
Trinity BVG Jaya Investors LLCOtherSouthlakeTX$3,835,000$40,000,00044May 16sec.gov
Winter Garden Land Investors, LLCOther Real EstateIndianapolisIN$3,800,000$3,800,00010May 18sec.gov
Pluto Biosciences, Inc.Other TechnologyDenverCO$3,704,373$3,704,37314May 15sec.gov
Montage Gold Corp.OtherVancouver$3,681,120$3,681,1205May 19sec.gov
Japan Gold Corp.OtherVancouver$3,584,640$3,584,6407May 17sec.gov
VITAL LOWER EAST SIDE, LLCOtherBrooklynNY$3,550,000$3,550,00012May 16sec.gov
ELLIS LANDING MHC, LLCResidentialTraverse CityMI$3,500,000Indefinite13May 18sec.gov
Utility Innovation Holdings, Inc.Other EnergyRaleighNC$3,470,334$3,470,33413May 15sec.gov
Primrose Southview LLCCommercialSan FranciscoCA$3,441,169$3,441,16930May 16sec.gov
Primrose Aspen LLCCommercialSan FranciscoCA$3,400,000$3,400,00027May 16sec.gov
Dryft Board LLCOtherLos AngelesCA$3,300,000$7,000,0003May 19sec.gov
Primrose MVMH LLCCommercialSan FranciscoCA$3,233,395$3,233,39521May 16sec.gov
Finch Insights, Inc.Other TechnologyDenverCO$3,230,428$4,135,48430May 18sec.gov
COGNITOPS INC.Other TechnologyAustinTX$3,085,711$4,301,9726May 17sec.gov
Sterifre Medical, Inc.Other Health CareKirklandWA$3,077,201$8,000,00034May 17sec.gov
Brighthouse Services, LLC (amended)InsuranceCharlotteNC$3,060,000Indefinite6May 18sec.gov
Quartz Lake Mining, IncOtherGoldfieldNV$3,046,500$10,000,0008May 17sec.gov
Key Proteo, Inc.BiotechnologySeattleWA$3,028,381$5,000,0003May 19sec.gov
Factory Manufacturing, Inc.ManufacturingBethlehemPA$3,000,000$3,000,0006May 19sec.gov
Bright Power, Inc.Other EnergyNew YorkNY$3,000,000Indefinite2May 18sec.gov
NovaBay Pharmaceuticals, Inc.PharmaceuticalsEmeryvilleCA$3,000,000$3,000,0005May 18sec.gov
Topanga.io Corp.OtherLos AngelesCA$2,939,999$3,189,9988May 19sec.gov
SEFA, LLCRestaurantsSchaumburgIL$2,880,000$3,456,00011May 16sec.gov
Premins Company, Inc.Other Banking and Financial ServicesBrooklynNY$2,851,946Indefinite18May 15sec.gov
SE CW LAKESIDE AT CAMPECHE MF, LPCommercialHoustonTX$2,800,000$2,800,00041May 18sec.gov
Clevr Blends LLCOtherSanta BarbaraCA$2,779,758$4,054,72819May 15sec.gov
IPG Bakersfield, LLCCommercialSolana BeachCA$2,575,000$2,575,0002May 17sec.gov
PELVITAL USA, INC.Other Health CareEaganMN$2,561,668$4,561,66827May 16sec.gov
ARTERICA INC.BiotechnologySanta RosaCA$2,500,000$5,000,0001May 17sec.gov
34100 WOODWARD INVESTORS, LLCCommercialBirminghamMI$2,500,000Indefinite6May 15sec.gov
MIMG CCXXIX District at Ashland Master, LLCCommercialFranktownCO$2,485,000$9,600,00033May 16sec.gov
Origin Medical Systems, Inc.Other TechnologyCambridgeMA$2,460,451$9,160,5006May 15sec.gov
i2Chain, Inc. (amended)Other TechnologySan RamonCA$2,411,990$3,000,00017May 16sec.gov
Primrose Lusk LLCCommercialSan FranciscoCA$2,314,029$2,314,02918May 16sec.gov
Pharmazz, Inc.PharmaceuticalsWillowbrookIL$2,300,000$6,550,00016May 18sec.gov
REN GLOBAL INC.Other TechnologyPortlandOR$2,300,000$2,300,0007May 15sec.gov
Trinity Six Forks Investors LLCOther Real EstateSouthlakeTX$2,246,000$6,000,00081May 16sec.gov
Primrose Parkwood LLCCommercialSan FranciscoCA$2,225,000$2,225,00018May 16sec.gov
Stony Hill Holdings, LLCBusiness ServicesNashvilleTN$2,221,770$2,293,47624May 19sec.gov
BROADCAST PIX INCOther TechnologyTyngsboroMA$2,220,040$3,063,71326May 16sec.gov
Gamify Software Inc.Other TechnologyGladstoneOR$2,220,000$2,319,9986May 16sec.gov
Exit Zero, Inc. (amended)OtherAmarilloTX$2,211,950$3,100,01023May 17sec.gov
Seattle Funding Group, Ltd.OtherBellevueWA$2,200,000$2,200,00019May 18sec.gov
Western Wealth Capital LXXV US Investor, LP (amended)ResidentialPhoenixAZ$2,171,692$2,932,054188May 15sec.gov
Primrose RPME LLCCommercialSan FranciscoCA$2,150,000$2,150,00016May 16sec.gov
SPC Bedford Lake LLCResidentialLake ElmoMN$2,135,000$2,135,00025May 15sec.gov
Micronotes, Inc.OtherBostonMA$2,079,452$2,079,4521May 16sec.gov
MIMG CCXXVIII Summerhouse Square, LLCCommercialFranktownCO$2,035,000$3,700,00030May 18sec.gov
TPEG LV Commons Investors LLC (amended)Other Real EstateSouthlakeTX$2,015,000$5,000,00055May 18sec.gov
Triad HSVW 100 & 200, LLCCommercialHuntsvilleAL$2,013,000$6,000,00014May 19sec.gov
Squad Technologies LLC (amended)Other TechnologyWest ChesterPA$2,005,000$2,550,0008May 15sec.gov
RITHMM, INC.OtherChestnut HillMA$2,000,000$2,000,00019May 17sec.gov
Nova AI, Inc. (amended)Other TechnologyBrooklineMA$1,915,000$2,600,0006May 19sec.gov
CANARY SPEECH INC.Other TechnologyProvoUT$1,891,290$1,891,29012May 17sec.gov
Alumni Ventures Group, LLCInvestingManchesterNH$1,888,766$10,000,00024May 15sec.gov
MN Portfolio Holdings LLCResidentialOviedoFL$1,884,750$1,884,75027May 18sec.gov
MN Portfolio Holdings LLCResidentialOviedoFL$1,884,750$1,884,75027May 18sec.gov
Good Trouble Games Inc.Other TechnologySan FranciscoCA$1,870,000$1,870,0004May 19sec.gov
Green Harvest Capital Gateway DNM, L.P.ResidentialFairview ParkOH$1,825,000$5,250,00027May 18sec.gov
Maropost XYZ Inc. (amended)Other TechnologyToronto$1,825,000Indefinite24May 15sec.gov
Greenery CI Fund, LLCCommercialIndianapolisIN$1,810,000$1,810,00017May 19sec.gov
Offices on Dowdell, LLCCommercialCypressTX$1,800,000$1,800,00019May 16sec.gov
Western Wealth Capital LXXVI US Investor, LP (amended)ResidentialPhoenixAZ$1,773,480$2,259,442222May 15sec.gov
JBG SMITH PropertiesREITS and FinanceBethesdaMD$1,757,410$1,757,41010May 16sec.gov
2020 Vineville LLCCommercialOrlandoFL$1,750,000$1,750,00017May 19sec.gov
Greenfield CP, LLCCommercialTucsonAZ$1,750,000$2,625,0008May 16sec.gov
UCM Digital Health, Inc.Other Health CareTroyNY$1,750,000$3,100,0001May 15sec.gov
GROVE CONCORD, LLCCommercialLittle RockAR$1,700,000$1,700,00025May 18sec.gov
Primrose Courtyard LLCCommercialSan FranciscoCA$1,700,000$1,700,00011May 16sec.gov
STILLY SPIRITS LLCOtherMinneapolisMN$1,690,000$5,000,00010May 18sec.gov
Reglagene, Inc. (amended)BiotechnologyTucsonAZ$1,650,000$3,000,00022May 17sec.gov
Tanbark Molded Fiber Products, Inc. (amended)ManufacturingPortlandME$1,507,629$1,750,00035May 15sec.gov
1509 Willow Trace LLCCommercialOrlandoFL$1,500,000$1,500,00022May 19sec.gov
Oak Square Development II, LLCOther EnergyAllstonMA$1,500,000$1,500,0001May 19sec.gov
Chewsy, LLCOther Health CareScottsdaleAZ$1,500,000$5,813,00015May 18sec.gov
UArizona Technology Fund, LLCInvestingTucsonAZ$1,500,000$40,000,0005May 17sec.gov
Happy Cabbage Analytics, Inc.Other TechnologyDenverCO$1,487,949$1,487,9498May 16sec.gov
Cash Flow Portal Inc.Other TechnologySeattleWA$1,475,000$2,000,00036May 15sec.gov
CFA Touring LLCOtherColumbiaMD$1,450,000$2,900,0005May 15sec.gov
OSP Rita Holdings LLCOtherNew YorkNY$1,431,602$1,431,6021May 16sec.gov
Global Bamboo Technologies Inc. (amended)ManufacturingWindsorCA$1,380,000$1,380,0002May 16sec.gov
Western Wealth Capital LXXIX US Investor, LP (amended)ResidentialPhoenixAZ$1,346,347$2,068,839132May 15sec.gov
Mansion Group Inc. (amended)REITS and FinanceCharlotteNC$1,316,500$1,750,0009May 16sec.gov
Worley Branch Prospect Partners (amended)Oil and GasHendersonvilleTN$1,304,600$1,470,00019May 19sec.gov
SANUWAVE Health, Inc.BiotechnologyEden PrairieMN$1,227,778$1,227,77811May 16sec.gov
AE CW Lakeside MF LPCommercialFort WorthTX$1,200,000$1,200,00023May 17sec.gov
IPG Victorville 68, LLCCommercialSolana BeachCA$1,170,000$1,170,0002May 18sec.gov
NOVAI LTDBiotechnologyReading$1,131,702$1,131,70222May 15sec.gov
TNG Loma Alta, LPOther Real EstateSan DiegoCA$1,113,644$1,500,0006May 18sec.gov
IA Technologies, Inc. (amended)Other TechnologyColorado SpringsCO$1,110,348$1,110,34917May 18sec.gov
PRE ST MH LLCCommercialSan FranciscoCA$1,108,835$1,108,83530May 16sec.gov
Cardio Flow, Inc.Other Health CareSt. PaulMN$1,065,000$2,500,00012May 16sec.gov
LobsterCraft Holdings, IncRestaurantsSouth NorwalkCT$1,048,500$1,700,0002May 16sec.gov
Western Alaska Minerals Corp.OtherTucsonAZ$1,044,865$1,044,86520May 17sec.gov
Trugenomix Health, Inc.Other Health CareGaithersburgMD$1,000,000$1,000,0003May 19sec.gov
MARIZYME, INC.BiotechnologyJupiterFL$1,000,000$10,000,0001May 19sec.gov
VirtualZ Computing CorpOther TechnologyMinneapolisMN$1,000,000$1,250,0001May 16sec.gov
Everix, Inc.Other TechnologyOrlandoFL$1,000,000$1,200,0001May 16sec.gov
FreshAir Sensor LLCOther TechnologyLebanonNH$1,000,000$20,000,0001May 15sec.gov
OSP Hamilton Holdings, LLCOtherNew YorkNY$1,000,000$1,000,0001May 15sec.gov
OSP Hamilton Management Aggregator, LLCOtherNew YorkNY$1,000,000$1,000,0001May 15sec.gov
Myota, Inc.Other TechnologyBlue BellPA$985,024$1,000,00014May 15sec.gov
Roscan Gold Corp.OtherBedford$982,488$982,4881May 17sec.gov
TNG 99VV, LPOther Real EstateSan DiegoCA$944,000$2,000,0008May 18sec.gov
Insignis Net Lease Fund II, LLCCommercialGreenvilleSC$925,000$2,300,0008May 15sec.gov
Coppernico Metals Inc. (amended)OtherVancouver$916,111$916,1115May 17sec.gov
Soundwave Hearing, LLC (amended)OtherOak BrookIL$842,000$2,000,00012May 16sec.gov
Primrose Morse LLCCommercialSan FranciscoCA$825,000$825,0005May 16sec.gov
Western Wealth Capital LXXI US Investor, LP (amended)ResidentialPhoenixAZ$814,318$1,339,839106May 15sec.gov
Birb Inc. (amended)Other TechnologyNew YorkNY$812,500$2,550,00011May 17sec.gov
S2SS-ILWI, LLCOther Real EstateHudsonvilleMI$800,000$800,0006May 19sec.gov
OSP Rita Management Aggregator LLCOtherNew YorkNY$795,335$795,3353May 16sec.gov
Elements of Oak, LLCOtherCrestwoodKY$780,000$1,350,0009May 15sec.gov
Red Pine Exploration Inc.OtherToronto$748,800$1,216,8001May 17sec.gov
Verasana Inc.OtherClevelandOH$742,500$742,5009May 17sec.gov
Canopii Inc. (amended)AgricultureSilvertonOR$712,307Indefinite6May 17sec.gov
Cot Camel Capital I, LPOther Banking and Financial ServicesTaosNM$700,000Indefinite4May 17sec.gov
Prosperity Point Offices, LLCCommercialCypressTX$700,000$700,0007May 16sec.gov
Western Wealth Capital LXI US Investor, LP (amended)ResidentialPhoenixAZ$680,414$1,085,723133May 15sec.gov
InSrv, Inc. (amended)Other TechnologyMcleanVA$675,000$1,500,0007May 16sec.gov
PRE ID MHC LLCCommercialSan FranciscoCA$675,000$675,00010May 16sec.gov
Zircon Global TechnologiesOther TechnologyRenoNV$671,000$1,500,00012May 16sec.gov
B11, LLCBiotechnologyAdaMI$670,000$750,00025May 15sec.gov
DPM Belle Oaks Marketplace Fund 1 LLCCommercialWoodland HillsCA$650,000$45,000,0002May 15sec.gov
Integrated Biometrics, LLCManufacturingSpartanburgSC$644,333$646,66614May 19sec.gov
Robust Ventures Fund I, LP (amended)InvestingSan FranciscoCA$623,000$25,000,00014May 18sec.gov
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$615,300Indefinite1May 19sec.gov
Holistic Health Holdings, Inc.Other Health CareWilmingtonDE$601,406Indefinite2May 17sec.gov
Neptune Topco Holdings, LLCOtherNorth Richland HillsTX$600,547$600,5477May 15sec.gov
Transparent Health Marketplace, Inc.Other Health CareWaynePA$600,000$3,000,0005May 17sec.gov
Zentera Systems, Inc.Other TechnologyMilpitasCA$600,000$2,000,0003May 15sec.gov
HGIG-01 Clinton Apts Holdings, LLCCommercialLakewoodCO$585,000$585,0004May 16sec.gov
Ayres Associates Inc.OtherEau ClaireWI$577,175$1,000,00065May 19sec.gov
Salem, Inc. (amended)Other TechnologyWinston-SalemNC$550,000$550,00029May 17sec.gov
AQUALOGIQ INC. (amended)OtherIrvingTX$550,000Indefinite1May 16sec.gov
Space-Cubed, LLCOther Real EstateCorunnaMI$540,000$540,0006May 16sec.gov
Commune Fund IV, LLCREITS and FinanceWestlake VillageCA$530,434$75,000,0003May 19sec.gov
WYTEC INTERNATIONAL INC (amended)TelecommunicationsSan AntonioTX$528,000$25,000,0008May 16sec.gov
ExoticRidge Crypto Fund II LPOther TechnologyLexingtonKY$506,000$1,500,0005May 16sec.gov
SEEKINGSIMPLE, INC.Other TechnologyEagleID$500,380$1,000,00010May 19sec.gov
Tidal River Fund I, LLCOtherNew HavenCT$500,000Indefinite21May 18sec.gov
OpenTeams, Inc.Other TechnologyAustinTX$500,000$500,0001May 18sec.gov
First Crop Holdings, Inc.OtherSalidaCO$500,000$500,0004May 17sec.gov
Miracle on 74th Street LLCOtherNew YorkNY$500,000$10,000,0001May 17sec.gov
Pool Services Acquisition Co, LLCOtherRoswellGA$500,000$500,00012May 16sec.gov
JC RACER, INC.OtherCosta MesaCA$495,000$495,0003May 18sec.gov
Element Exo, Inc. (amended)Other TechnologyAllison ParkPA$487,933$1,500,0007May 19sec.gov
Primrose Avalon LLCCommercialSan FranciscoCA$475,001$475,0015May 16sec.gov
GR Investors, LLCCommercialSugar LandTX$450,000$2,000,0008May 18sec.gov
SPANISH MOUNTAIN GOLD LTD.OtherVancouver$444,087$708,4251May 19sec.gov
Zaros IncOtherWilmingtonDE$432,500$550,00030May 18sec.gov
Hoofprint Biome, Inc.BiotechnologyCaryNC$420,000$500,0007May 15sec.gov
Liquet Medical Inc.BiotechnologyGlen AllenVA$405,000$1,000,0004May 15sec.gov
OSS Global, Inc.Other TechnologyAustinTX$400,000$400,0001May 18sec.gov
IPG Rancho 38 Holdings, LLCCommercialSolana BeachCA$400,000$400,0001May 17sec.gov
Harlem Rocket LLC (amended)Tourism and Travel ServicesNew YorkNY$400,000$1,200,0005May 17sec.gov
Phoenix Concord CorpRetailingSheridanWY$400,000$400,0005May 15sec.gov
Utility Ranger, LLCOther TechnologyMiamiFL$375,000$500,0008May 16sec.gov
Bedford Lake LLCResidentialFriscoTX$375,000$500,0006May 16sec.gov
VISIONARY GOLD CORP.Other EnergyVancouver$351,323$351,3231May 15sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$348,888Indefinite10May 15sec.gov
Burlington Beer Co.OtherWillistonVT$346,620$499,99911May 17sec.gov
428 ANACAPA LLCCommercialSanta BarbaraCA$335,000Indefinite2May 19sec.gov
CropFiQ, Inc.AgricultureHernandoMS$325,000$3,000,0003May 16sec.gov
PC Rise Bedford Lake, LLCResidentialPleasantonCA$318,000$750,0004May 15sec.gov
Soil In Formation, PBCOtherSt. LouisMO$305,000$3,500,0006May 19sec.gov
Pure CallerID LLCOther TechnologySheridanWY$300,000$300,0002May 18sec.gov
IPG Barstow 452 Holdings, LLCCommercialSolana BeachCA$300,000$300,0001May 17sec.gov
DIGITAL HEALTH ACQUISITION CORP.OtherBoca RatonFL$300,000$300,0001May 17sec.gov
Angel Wing Metals Inc.OtherToronto$298,913$638,5877May 19sec.gov
Three Eagles Properties LLCInvestingClaytonNC$295,800Indefinite2May 16sec.gov
ELECTRONIC DESIGN & DEVELOPMENT CorpTelecommunicationsTucsonAZ$275,000$2,000,0002May 16sec.gov
AFTERMATH SILVER LTD.OtherVancouver$253,831$431,51311May 18sec.gov
White Wolf Private Equity Partners, LLCOtherMiamiFL$250,000Indefinite1May 19sec.gov
CASCADE SEED FUND III, LLCOtherPortlandOR$250,000Indefinite1May 17sec.gov
Total Helium Ltd.Oil and GasVancouver$247,740$619,3507May 18sec.gov
Esoes Cosmetics, Inc.RetailingLas VegasNV$245,080$350,0001May 16sec.gov
LCKC Development Fund, LLC (amended)CommercialKansas CityMO$242,500$25,000,0005May 18sec.gov
Get Vocal, PBCOther TechnologyBrooklynNY$200,000$700,0001May 18sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$200,000$150,000,0000May 17sec.gov
Landng Inc.Other TravelLos AngelesCA$200,000$200,0001May 17sec.gov
DIGITAL HEALTH ACQUISITION CORP.OtherBoca RatonFL$200,000$200,0001May 17sec.gov
Azra Tech Inc (amended)Other TechnologyNew YorkNY$200,000$10,000,0002May 16sec.gov
Panamera Holdings CorpOtherHoustonTX$200,000$200,0001May 15sec.gov
Motos America, Inc.OtherSalt Lake CityUT$192,000$14,205,0002May 17sec.gov
GIS Gas Infusion Systems Inc.OtherSt. Andrews$188,478$199,7531May 18sec.gov
REVBIO, INC.Other Health CareLowellMA$187,000$2,650,0004May 18sec.gov
SABI Mind Inc. (amended)OtherCalgary$180,365$180,3655May 17sec.gov
Woodford Horizontal Project 62, LLCOil and GasDallasTX$180,000$450,0002May 17sec.gov
Bedford I LLCResidentialRedwood CityCA$175,000$500,0004May 18sec.gov
HIVE Diversity, Inc.Other TechnologyNew YorkNY$175,000$750,0003May 18sec.gov
GAMING INTELLIGENCE LLCOther TechnologyLas VegasNV$170,000$5,000,0006May 17sec.gov
TC Investment Partners, LLCOtherMasonOH$162,400$187,7757May 18sec.gov
SUN SUMMIT MINERALS CORP.OtherVancouver$150,758$376,8962May 17sec.gov
S2A Modular CorpManufacturingMacclennyFL$150,000$450,000,0003May 19sec.gov
Esstart Inc.Other TechnologyStamfordCT$135,000$150,00011May 15sec.gov
BLACKSTAR ENTERPRISE GROUP, INC.Other Banking and Financial ServicesBoulderCO$125,000$125,0004May 19sec.gov
ZealCare, Inc.Other Health CareDurhamNC$125,000$300,0003May 17sec.gov
JRK Platform 5 REIT LLCREITS and FinanceLos AngelesCA$125,000$125,000125May 16sec.gov
MED-X, INC.OtherCanoga ParkCA$120,000$3,450,0005May 17sec.gov
Solaris Vaccines, Inc.OtherFort CollinsCO$110,000$200,0003May 19sec.gov
Hemp Plastic CoOtherBoulderCO$110,000$200,0003May 19sec.gov
Nickisch LLCRestaurantsFlorenceMT$100,000$100,0001May 19sec.gov
MIHC, LLCOtherSeattleWA$100,000$200,0005May 19sec.gov
Panex Choctaw Development #2, LPOil and GasBowling GreenKY$100,000$7,500,0000May 15sec.gov
GO, Inc.OtherArdmorePA$100,000$3,000,0001May 15sec.gov
MANUFACTURED HOUSING PROPERTIES INC.ResidentialPinevilleNC$100,000$75,000,0001May 15sec.gov
ZulaFly, Inc.Other TechnologyFargoND$99,999$99,9991May 15sec.gov
Life By Design Partners, LLCResidentialKnoxvilleTN$85,000$1,000,0002May 16sec.gov
Opportunity CRE Inc.InsuranceWhite PlainsNY$75,000$750,0002May 17sec.gov
Synaptent, LLCOther Health CareLincolnshireIL$66,000$2,300,0002May 15sec.gov
Voyage Technologies, LLCOther TechnologyDallasTX$61,200$1,850,4001May 18sec.gov
Pandora Bio, Inc.Other TechnologySunnyvaleCA$55,000$1,000,0003May 17sec.gov
Helios Global Group LtdOther Health CareCheshire$54,748$54,7480May 17sec.gov
VERIFY SMART CORP.OtherMahwahNJ$51,000$51,0001May 19sec.gov
FOLINO CAPITAL HD1, LLCInvestingKutztownPA$50,000$4,000,0001May 19sec.gov
DM Capital Group LLCOtherMelbaID$50,000$15,000,0001May 16sec.gov
Jackson Dairy Partners, LLCResidentialEdentonNC$50,000$1,100,0001May 16sec.gov
Good Dog Studios, Inc.Other TechnologyWinter ParkFL$40,000$3,000,0001May 15sec.gov
Origin Medical Systems, Inc.Other TechnologyCambridgeMA$37,067$37,0673May 15sec.gov
Valerie's Movie, LLC (amended)OtherLewistonME$35,887$1,000,0000May 19sec.gov
CO280 SOLUTIONS INC.OtherVancouver$34,000$34,0001May 18sec.gov
Riv Capital LPAgricultureBrooklynNY$31,250$500,0006May 18sec.gov
HydroSpire Inc.ManufacturingFraminghamMA$30,000$30,0005May 17sec.gov
Hemptown Organics Corp.AgricultureVancouver$29,500$29,5005May 15sec.gov
USEDC Mineral Exchange I LLC (amended)Oil and GasArlingtonTX$25,000$100,000,0000May 19sec.gov
GREEN HILLS GROWTH LLCOther Real EstateSalt Lake CityUT$25,000Indefinite1May 16sec.gov
Legitimate, Inc.Other TechnologyNew YorkNY$25,000$25,0001May 16sec.gov
EGR EXPLORATION LTD.OtherVancouver$22,429$44,8581May 19sec.gov
Olavida, Inc.OtherEncinitasCA$20,000$300,0003May 15sec.gov
CNG 2023 VEHICLES, LLCEnergy ConservationOklahoma CityOK$15,000$830,0001May 15sec.gov
Gaucho Group Holdings, Inc.Other Real EstateMiamiFL$13,500$13,5003May 15sec.gov
Neptune Management Topco Holdings, LLCOtherNorth Richland HillsTX$11,501$23,00226May 15sec.gov
Neptune Topco Holdings, LLCOtherNorth Richland HillsTX$11,501$23,0028May 15sec.gov
Viola Not Violin LLCOtherBrooklynNY$10,000$250,0001May 19sec.gov
YERBAE BRANDS CORP.RetailingScottsdaleAZ$10,000$10,0001May 18sec.gov
Panhandler's Pizza, LLCRestaurantsFort CollinsCO$10,000$800,0001May 17sec.gov
Ghost Power Co.Other TechnologyRidgefieldWA$7,500$200,0002May 16sec.gov
Seven Bridges Capital LLCOtherOrlandoFL$0$1,000,0000May 19sec.gov
PASTURE HOLDINGS LLCCommercialSan AngeloTX$0$15,000,0000May 19sec.gov
ROYAL EQUITY FUND, LLCCommercialModestoCA$0$10,000,0000May 19sec.gov
SCM Palm Springs Partners LLCOther Real EstateCarpinteriaCA$0$11,990,0000May 19sec.gov
PFC KC 2023 LLC (amended)Other Real EstateHoney BrookPA$0$10,000,0000May 19sec.gov
Summit Dynamic Group, Inc.OtherRenoNV$0Indefinite0May 19sec.gov
Valerie's Movie, LLC (amended)OtherLewistonME$0$9,000,0000May 19sec.gov
Nexus Management Aggregator LLCOther Banking and Financial ServicesArlingtonVA$0Indefinite0May 19sec.gov
SE Lunita 3-D Joint VentureOil and GasShavano ParkTX$0$1,430,0000May 19sec.gov
FFN4Hume SPV, LPOther Real EstateGreenwichCT$0Indefinite0May 19sec.gov
Range Revolution, Inc.ManufacturingMadrasOR$0$1,700,0000May 18sec.gov
TLC Capital Partners Fund I, LLCCommercialTemeculaCA$0$25,000,0000May 18sec.gov
Hypercharge Networks Corp.Other TechnologyNorth Vancouver$0$7,7951May 18sec.gov
Ensono Holdco L.P.OtherDowners GroveIL$0Indefinite0May 18sec.gov
ReDisco Corporation, Inc.Other TechnologyDenverCO$0$7,500,0000May 18sec.gov
IPG Barstow 48 Holdings, LLCCommercialSolana BeachCA$0$2,958,6640May 17sec.gov
Texas Corporate Bond Fund, LLCCommercialDallasTX$0$5,000,0000May 17sec.gov
Strata/The Vue Satellite Beach LLCConstructionMiami BeachFL$0$8,500,0000May 17sec.gov
Alfie Private Line of Credit LLCOther Banking and Financial ServicesAshevilleNC$0$50,000,0000May 17sec.gov
VSV Fund II LLCCommercialScottsdaleAZ$0$50,000,0000May 17sec.gov
Peak Lufkin LLCCommercialLufkinTX$0$1,200,0000May 17sec.gov
International Legal Center Inc.Other TechnologyAlmaty$0$20,085,0000May 17sec.gov
Redwood Merrillville Whitcomb Street IN P1 LLCResidentialIndependenceOH$0$14,950,0000May 17sec.gov
QwikLeaf, Inc.Other TechnologyPalm DesertCA$0$1,000,0000May 17sec.gov
SciTech Development L.L.C.BiotechnologyGrosse Pointe FarmsMI$0$3,000,0000May 17sec.gov
Eureka Therapeutics, Inc.BiotechnologyEmeryvilleCA$0$20,000,0000May 17sec.gov
DW BAKKEN #67 LPOil and GasIrvingTX$0$750,0000May 16sec.gov
DW OKLAHOMA #37 LPOil and GasIrvingTX$0$2,000,0000May 16sec.gov
Parkside MF Realty Fund LLCOther Real EstateRed BankNJ$0$12,134,8880May 16sec.gov
2812 & 2876 Apopka Blvd LLCCommercialAltamonte SpringsFL$0$900,0000May 16sec.gov
Talon Assets LLCOther Real EstateAtlantaGA$0$2,000,0000May 16sec.gov
Avondale, LLCOther Banking and Financial ServicesWesterlyRI$0$25,000,0000May 16sec.gov
MOR Kombucha Co.ManufacturingArvadaCO$0Indefinite0May 16sec.gov
Langtree Star LLCCommercialFallbrookCA$0$6,500,0000May 16sec.gov
Wise Capital Fund Kansas 1 LLCCommercialNorthbrookIL$0$2,500,0000May 16sec.gov
1351 Fawcett OZ Fund LLCCommercialPortlandOR$0$1,555,0000May 16sec.gov
iPosi, Inc. (amended)Other TechnologyDenverCO$0$280,0002May 16sec.gov
Golden Triangle SurgiCenter, L.P.Other Health CareMurrietaCA$0$126,0000May 16sec.gov
Bullseye Leveling LLCManufacturingBunker HillIN$0Indefinite0May 16sec.gov
Lifestyle Assets STR23 LLCOtherSheridanWY$0$25,000,0000May 16sec.gov
GFL Properties LLCOtherLas VegasNV$0$1,000,0000May 15sec.gov
PCPRE GROUP 26, LLCResidentialLargoFL$0$3,000,0000May 15sec.gov
DPM Belle Oaks Marketplace Fund 3 LLCCommercialWoodland HillsCA$0$25,000,0000May 15sec.gov
Neue Realty, LLCOtherBellinghamWA$0$2,000,0000May 15sec.gov
Che Gozo, LLC (amended)OtherSandyUT$0$2,000,0000May 15sec.gov
Electrolyte Boost Inc.OtherCasperWY$0$10,000,0000May 15sec.gov
Impossible Kicks Holding Company, Inc.RetailingIrvineCA$0$2,000,0000May 15sec.gov

Week of May 22 · Week of May 8 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.