Data / Form D filings / May 15
Form D filings, May 15, 2023: 93 companies raised $1.94 billion
93 operating companies filed a Form D on May 15, 2023, reporting $1.94 billion sold. Largest: HF Marketable Securities Pool, LLC ($1.08 billion), Sigma Computing, Inc. ($340 million), Empire Village at Sonoran Vista & Borgata, LLC ($52.2 million). The median filing is $2.1 million, and 95 pooled investment funds also filed that day.
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- 93Form D filings
- $1.94 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 12, AZ 8, NY 7, NC 5. By industry: Other 24, Other Technology 23, Residential 10, Biotechnology 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HF Marketable Securities Pool, LLC (amended) | Other | Knoxville | TN | $1,077,500,000 | Indefinite | 30 | May 15 | sec.gov |
| Sigma Computing, Inc. (amended) | Other | San Francisco | CA | $339,999,918 | $339,999,918 | 63 | May 15 | sec.gov |
| Empire Village at Sonoran Vista & Borgata, LLC (amended) | Residential | Scottsdale | AZ | $52,197,279 | $70,000,000 | 752 | May 15 | sec.gov |
| Paragraf Ltd | Other Technology | Cambridgeshire | $40,000,000 | $40,000,000 | 1 | May 15 | sec.gov | |
| Episode Six, Inc. | Other Technology | Austin | TX | $39,999,956 | $48,000,000 | 3 | May 15 | sec.gov |
| Discovery Property Co LLC (amended) | Other Real Estate | Scottsdale | AZ | $35,700,000 | $57,200,000 | 189 | May 15 | sec.gov |
| Kolon TissueGene, Inc. | Biotechnology | Rockville | MD | $30,000,024 | $30,000,024 | 1 | May 15 | sec.gov |
| Electrada, LLC | Other Energy | Cincinnati | OH | $22,000,000 | $22,000,000 | 1 | May 15 | sec.gov |
| Matrix Industries, Inc. | Other Technology | Menlo Park | CA | $21,008,294 | $22,890,559 | 38 | May 15 | sec.gov |
| Optain Health, Inc. | Other Technology | New York | NY | $19,715,491 | $28,715,494 | 2 | May 15 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $17,586,000 | $17,586,000 | 7 | May 15 | sec.gov |
| Stratum JMA Real Estate Opportunities Fund I, LP (amended) | Other Real Estate | San Francisco | CA | $15,300,000 | Indefinite | 6 | May 15 | sec.gov |
| Baytown Industrial Investors, LLC | Other Real Estate | Dallas | TX | $15,059,000 | Indefinite | 248 | May 15 | sec.gov |
| HF Hedge Fund Pool, LLC (amended) | Other | Knoxville | TN | $12,000,000 | Indefinite | 46 | May 15 | sec.gov |
| Independence Pet Group, Inc. (amended) | Insurance | Raleigh | NC | $11,347,690 | Indefinite | 10 | May 15 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $9,459,985 | $30,000,000 | 130 | May 15 | sec.gov |
| Sentry Kiosk, Inc. | Other Technology | Austin | TX | $8,757,500 | $10,000,000 | 48 | May 15 | sec.gov |
| GCP AI InvestCo, LLC | Other | Dallas | TX | $8,500,000 | $9,375,000 | 2 | May 15 | sec.gov |
| PennMarc Resources V, LLC | Other Energy | Dallas | TX | $8,475,000 | $11,000,000 | 22 | May 15 | sec.gov |
| Guideboat AI HoldCo, LLC | Other | Dallas | TX | $8,075,000 | $8,075,000 | 18 | May 15 | sec.gov |
| Commons Clinic Inc. | Other | Austin | TX | $8,026,718 | $8,026,718 | 39 | May 15 | sec.gov |
| Unlimited Funds, Inc. | Other Technology | New York | NY | $8,019,397 | $11,358,400 | 4 | May 15 | sec.gov |
| Sensydia Corp | Other Health Care | Los Angeles | CA | $7,799,784 | $8,826,449 | 23 | May 15 | sec.gov |
| PDC Rhyne Investors, LLC | Other Real Estate | Atlanta | GA | $7,300,000 | $7,300,000 | 53 | May 15 | sec.gov |
| Nice Day Group, Inc. | Restaurants | New York | NY | $7,232,923 | $9,232,923 | 19 | May 15 | sec.gov |
| Sensor Industries Corp. (amended) | Other | Camarillo | CA | $7,231,749 | $7,231,749 | 1 | May 15 | sec.gov |
| Association of Pickleball Professionals, LLC | Other | Chicago | IL | $7,000,000 | $17,000,000 | 11 | May 15 | sec.gov |
| Intento, Inc. | Other Technology | San Francisco | CA | $6,739,998 | $8,310,000 | 11 | May 15 | sec.gov |
| WCP One 23 Group LLC | Business Services | Vienna | VA | $6,000,000 | $6,000,000 | 62 | May 15 | sec.gov |
| Miami DD Club, LLC | Other | Dallas | TX | $5,968,750 | $10,000,000 | 24 | May 15 | sec.gov |
| Quinsite, Inc. | Other Technology | Chapel Hill | NC | $5,902,949 | $7,904,510 | 28 | May 15 | sec.gov |
| ChargeItSpot, LLC | Other Technology | Philadelphia | PA | $5,679,974 | $10,000,000 | 16 | May 15 | sec.gov |
| Drover, Inc. (amended) | Other Technology | Big Sky | MT | $5,222,498 | $6,807,615 | 10 | May 15 | sec.gov |
| Power & Chandler Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $4,362,000 | $6,500,000 | 35 | May 15 | sec.gov |
| Pluto Biosciences, Inc. | Other Technology | Denver | CO | $3,704,373 | $3,704,373 | 14 | May 15 | sec.gov |
| Utility Innovation Holdings, Inc. | Other Energy | Raleigh | NC | $3,470,334 | $3,470,334 | 13 | May 15 | sec.gov |
| Premins Company, Inc. | Other Banking and Financial Services | Brooklyn | NY | $2,851,946 | Indefinite | 18 | May 15 | sec.gov |
| Clevr Blends LLC | Other | Santa Barbara | CA | $2,779,758 | $4,054,728 | 19 | May 15 | sec.gov |
| 34100 WOODWARD INVESTORS, LLC | Commercial | Birmingham | MI | $2,500,000 | Indefinite | 6 | May 15 | sec.gov |
| Origin Medical Systems, Inc. | Other Technology | Cambridge | MA | $2,460,451 | $9,160,500 | 6 | May 15 | sec.gov |
| REN GLOBAL INC. | Other Technology | Portland | OR | $2,300,000 | $2,300,000 | 7 | May 15 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP (amended) | Residential | Phoenix | AZ | $2,171,692 | $2,932,054 | 188 | May 15 | sec.gov |
| SPC Bedford Lake LLC | Residential | Lake Elmo | MN | $2,135,000 | $2,135,000 | 25 | May 15 | sec.gov |
| Squad Technologies LLC (amended) | Other Technology | West Chester | PA | $2,005,000 | $2,550,000 | 8 | May 15 | sec.gov |
| Alumni Ventures Group, LLC | Investing | Manchester | NH | $1,888,766 | $10,000,000 | 24 | May 15 | sec.gov |
| Maropost XYZ Inc. (amended) | Other Technology | Toronto | $1,825,000 | Indefinite | 24 | May 15 | sec.gov | |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,773,480 | $2,259,442 | 222 | May 15 | sec.gov |
| UCM Digital Health, Inc. | Other Health Care | Troy | NY | $1,750,000 | $3,100,000 | 1 | May 15 | sec.gov |
| Tanbark Molded Fiber Products, Inc. (amended) | Manufacturing | Portland | ME | $1,507,629 | $1,750,000 | 35 | May 15 | sec.gov |
| Cash Flow Portal Inc. | Other Technology | Seattle | WA | $1,475,000 | $2,000,000 | 36 | May 15 | sec.gov |
| CFA Touring LLC | Other | Columbia | MD | $1,450,000 | $2,900,000 | 5 | May 15 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $1,346,347 | $2,068,839 | 132 | May 15 | sec.gov |
| NOVAI LTD | Biotechnology | Reading | $1,131,702 | $1,131,702 | 22 | May 15 | sec.gov | |
| FreshAir Sensor LLC | Other Technology | Lebanon | NH | $1,000,000 | $20,000,000 | 1 | May 15 | sec.gov |
| OSP Hamilton Holdings, LLC | Other | New York | NY | $1,000,000 | $1,000,000 | 1 | May 15 | sec.gov |
| OSP Hamilton Management Aggregator, LLC | Other | New York | NY | $1,000,000 | $1,000,000 | 1 | May 15 | sec.gov |
| Myota, Inc. | Other Technology | Blue Bell | PA | $985,024 | $1,000,000 | 14 | May 15 | sec.gov |
| Insignis Net Lease Fund II, LLC | Commercial | Greenville | SC | $925,000 | $2,300,000 | 8 | May 15 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $814,318 | $1,339,839 | 106 | May 15 | sec.gov |
| Elements of Oak, LLC | Other | Crestwood | KY | $780,000 | $1,350,000 | 9 | May 15 | sec.gov |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $680,414 | $1,085,723 | 133 | May 15 | sec.gov |
| B11, LLC | Biotechnology | Ada | MI | $670,000 | $750,000 | 25 | May 15 | sec.gov |
| DPM Belle Oaks Marketplace Fund 1 LLC | Commercial | Woodland Hills | CA | $650,000 | $45,000,000 | 2 | May 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $600,547 | $600,547 | 7 | May 15 | sec.gov |
| Zentera Systems, Inc. | Other Technology | Milpitas | CA | $600,000 | $2,000,000 | 3 | May 15 | sec.gov |
| Hoofprint Biome, Inc. | Biotechnology | Cary | NC | $420,000 | $500,000 | 7 | May 15 | sec.gov |
| Liquet Medical Inc. | Biotechnology | Glen Allen | VA | $405,000 | $1,000,000 | 4 | May 15 | sec.gov |
| Phoenix Concord Corp | Retailing | Sheridan | WY | $400,000 | $400,000 | 5 | May 15 | sec.gov |
| VISIONARY GOLD CORP. | Other Energy | Vancouver | $351,323 | $351,323 | 1 | May 15 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $348,888 | Indefinite | 10 | May 15 | sec.gov |
| PC Rise Bedford Lake, LLC | Residential | Pleasanton | CA | $318,000 | $750,000 | 4 | May 15 | sec.gov |
| Panamera Holdings Corp | Other | Houston | TX | $200,000 | $200,000 | 1 | May 15 | sec.gov |
| Esstart Inc. | Other Technology | Stamford | CT | $135,000 | $150,000 | 11 | May 15 | sec.gov |
| Panex Choctaw Development #2, LP | Oil and Gas | Bowling Green | KY | $100,000 | $7,500,000 | 0 | May 15 | sec.gov |
| GO, Inc. | Other | Ardmore | PA | $100,000 | $3,000,000 | 1 | May 15 | sec.gov |
| MANUFACTURED HOUSING PROPERTIES INC. | Residential | Pineville | NC | $100,000 | $75,000,000 | 1 | May 15 | sec.gov |
| ZulaFly, Inc. | Other Technology | Fargo | ND | $99,999 | $99,999 | 1 | May 15 | sec.gov |
| Synaptent, LLC | Other Health Care | Lincolnshire | IL | $66,000 | $2,300,000 | 2 | May 15 | sec.gov |
| Good Dog Studios, Inc. | Other Technology | Winter Park | FL | $40,000 | $3,000,000 | 1 | May 15 | sec.gov |
| Origin Medical Systems, Inc. | Other Technology | Cambridge | MA | $37,067 | $37,067 | 3 | May 15 | sec.gov |
| Hemptown Organics Corp. | Agriculture | Vancouver | $29,500 | $29,500 | 5 | May 15 | sec.gov | |
| Olavida, Inc. | Other | Encinitas | CA | $20,000 | $300,000 | 3 | May 15 | sec.gov |
| CNG 2023 VEHICLES, LLC | Energy Conservation | Oklahoma City | OK | $15,000 | $830,000 | 1 | May 15 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $13,500 | $13,500 | 3 | May 15 | sec.gov |
| Neptune Management Topco Holdings, LLC | Other | North Richland Hills | TX | $11,501 | $23,002 | 26 | May 15 | sec.gov |
| Neptune Topco Holdings, LLC | Other | North Richland Hills | TX | $11,501 | $23,002 | 8 | May 15 | sec.gov |
| GFL Properties LLC | Other | Las Vegas | NV | $0 | $1,000,000 | 0 | May 15 | sec.gov |
| PCPRE GROUP 26, LLC | Residential | Largo | FL | $0 | $3,000,000 | 0 | May 15 | sec.gov |
| DPM Belle Oaks Marketplace Fund 3 LLC | Commercial | Woodland Hills | CA | $0 | $25,000,000 | 0 | May 15 | sec.gov |
| Neue Realty, LLC | Other | Bellingham | WA | $0 | $2,000,000 | 0 | May 15 | sec.gov |
| Che Gozo, LLC (amended) | Other | Sandy | UT | $0 | $2,000,000 | 0 | May 15 | sec.gov |
| Electrolyte Boost Inc. | Other | Casper | WY | $0 | $10,000,000 | 0 | May 15 | sec.gov |
| Impossible Kicks Holding Company, Inc. | Retailing | Irvine | CA | $0 | $2,000,000 | 0 | May 15 | sec.gov |
May 16, 2023 · May 12, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.