Data / Form D filings / May 12
Form D filings, May 12, 2023: 75 companies raised $678.7 million
75 operating companies filed a Form D on May 12, 2023, reporting $678.7 million sold. Largest: Marble Capital Fund IV - Co-Invest CE, L.P ($106.5 million), Iris Holdings L.P. ($99.4 million), Farmwise Labs, Inc. ($51.4 million). The median filing is $2.3 million, and 114 pooled investment funds also filed that day.
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- 75Form D filings
- $678.7 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 14, NY 7, NJ 5, MA 4. By industry: Other 18, Other Technology 16, Other Health Care 6, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Marble Capital Fund IV - Co-Invest CE, L.P (amended) | REITS and Finance | Houston | TX | $106,510,714 | $250,000,000 | 272 | May 12 | sec.gov |
| Iris Holdings L.P. (amended) | Other | Grand Cayman | $99,359,930 | Indefinite | 48 | May 12 | sec.gov | |
| Farmwise Labs, Inc. (amended) | Other Technology | Santa Clara | CA | $51,370,574 | $51,370,574 | 36 | May 12 | sec.gov |
| STILLWATER PORTFOLIO LLC (amended) | Other | Fredericksburg | TX | $40,626,295 | $50,000,000 | 39 | May 12 | sec.gov |
| Comanche Biopharma Corp. | Pharmaceuticals | Concord | MA | $36,100,007 | $36,100,007 | 7 | May 12 | sec.gov |
| Onkos Surgical, Inc. (amended) | Other Health Care | Parsippany | NJ | $33,500,001 | $33,500,001 | 17 | May 12 | sec.gov |
| Marble Feeder IV, LP. (amended) | REITS and Finance | Houston | TX | $30,763,844 | Indefinite | 87 | May 12 | sec.gov |
| Clean Hydrogen Works LA-1, L.L.C. | Other Energy | Grand Prairie | TX | $30,000,000 | $30,000,000 | 2 | May 12 | sec.gov |
| Landa Holdings, Inc. (amended) | Residential | New York | NY | $28,470,000 | $30,900,000 | 13 | May 12 | sec.gov |
| SunBird Bio, Inc. | Biotechnology | Cambridge | MA | $23,239,099 | $23,239,099 | 10 | May 12 | sec.gov |
| SmartAC.com, Inc. | Other Technology | Houston | TX | $21,039,699 | $24,551,337 | 42 | May 12 | sec.gov |
| Spark Biomedical Inc. | Other Health Care | Dallas | TX | $16,234,159 | $21,787,050 | 127 | May 12 | sec.gov |
| IH Paramour Investor, LP | Other | Georgetown | TX | $16,000,000 | $16,000,000 | 2 | May 12 | sec.gov |
| IH Paramour Properties, LLC | Other | Georgetown | TX | $16,000,000 | $16,000,000 | 1 | May 12 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $14,985,213 | $14,985,213 | 1 | May 12 | sec.gov |
| OncoResponse Inc | Biotechnology | Seattle | WA | $13,915,153 | $40,000,000 | 13 | May 12 | sec.gov |
| Yuvo, Inc. | Other Health Care | New York | NY | $10,177,872 | $20,000,000 | 6 | May 12 | sec.gov |
| TCC Holdco, LLC | Construction | Charlotte | NC | $6,710,000 | Indefinite | 20 | May 12 | sec.gov |
| Leap Holdings, Inc. | Other | Jersey City | NJ | $6,500,000 | $6,500,000 | 9 | May 12 | sec.gov |
| IOTA Software, Inc. | Other Technology | Durham | NC | $6,499,854 | Indefinite | 14 | May 12 | sec.gov |
| Aspiriant Holdings, LLC (amended) | Investing | Los Angeles | CA | $5,466,621 | $5,466,621 | 25 | May 12 | sec.gov |
| OP Parker Drive, LLC | Commercial | Truckee | CA | $5,140,000 | $5,553,493 | 37 | May 12 | sec.gov |
| Rampart Communications, Inc. | Telecommunications | Linthicum Heights | MD | $5,000,000 | Indefinite | 4 | May 12 | sec.gov |
| Dock Health Inc. | Other Technology | Great Barrington | MA | $5,000,000 | $6,000,000 | 3 | May 12 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,557,468 | Indefinite | 95 | May 12 | sec.gov |
| Fluent Metal Inc. | Other Technology | Cambridge | MA | $4,362,104 | $5,962,105 | 23 | May 12 | sec.gov |
| Don't Quit, LLC | Other | El Segundo | CA | $4,315,981 | $4,315,981 | 6 | May 12 | sec.gov |
| CSC Villas OKC Realty Capital, LLC | Residential | Aspen | CO | $3,525,000 | $3,525,000 | 6 | May 12 | sec.gov |
| Choice Financial Group Holdings, LLC | Insurance | Bethesda | MD | $3,142,938 | $3,142,938 | 2 | May 12 | sec.gov |
| Deckard Technologies, Inc. (amended) | Other | San Diego | CA | $3,000,000 | $3,000,000 | 10 | May 12 | sec.gov |
| Pivot Holdings III LLC | Investing | New York | NY | $2,362,499 | $2,362,499 | 26 | May 12 | sec.gov |
| Homefield Apparel, Inc. | Retailing | Speedway | IN | $2,195,789 | $2,195,789 | 12 | May 12 | sec.gov |
| Couple.com Inc. | Other Technology | Basking Ridge | NJ | $2,165,000 | $5,000,000 | 1 | May 12 | sec.gov |
| McBee Townhomes II, LLC | Commercial | Greenville | SC | $2,160,000 | $4,100,000 | 13 | May 12 | sec.gov |
| Griptape, Inc. | Other Technology | Mercer Island | WA | $2,050,000 | $2,050,000 | 6 | May 12 | sec.gov |
| CITYROW Holdings Inc. | Other | New York | NY | $1,935,550 | $3,000,000 | 48 | May 12 | sec.gov |
| WALLSTREET.IO, a California Corp | Other Technology | Santa Barbara | CA | $1,850,000 | $1,850,000 | 12 | May 12 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,400,230 | Indefinite | 96 | May 12 | sec.gov |
| Dicky's Express, LLC | Other | Mansfield | OH | $1,337,000 | $1,337,000 | 3 | May 12 | sec.gov |
| NASTRO Technologies Inc. | Other Technology | San Antonio | TX | $1,201,371 | $3,000,000 | 10 | May 12 | sec.gov |
| MIMG CCXXVI Fox Run,LLC | Commercial | Franktown | CO | $1,105,000 | $4,202,643 | 52 | May 12 | sec.gov |
| Althub Inc. | Other Technology | Brooklyn | NY | $900,021 | $900,021 | 4 | May 12 | sec.gov |
| Stonehaven One EVOLV, LLC | Residential | Potomac | MD | $800,000 | $1,000,000 | 2 | May 12 | sec.gov |
| WALLIT, INC. | Other Technology | Wells | ME | $775,000 | $3,000,000 | 7 | May 12 | sec.gov |
| Karbon-X Corp. | Energy Conservation | Castlegar | $767,460 | $3,000,000 | 13 | May 12 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $676,977 | Indefinite | 45 | May 12 | sec.gov |
| Cochl Inc | Other Technology | Irvine | CA | $500,000 | $4,500,000 | 1 | May 12 | sec.gov |
| Varsity Emergency Care Holdings, LLC | Hospitals and Physicians | Los Angeles | CA | $500,000 | $500,000 | 14 | May 12 | sec.gov |
| Fluid Efficiency Corp | Other Energy | Pasadena | CA | $500,000 | $750,000 | 1 | May 12 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $498,000 | $100,000,000 | 0 | May 12 | sec.gov |
| Impact STR Fund LLC | Other Real Estate | Peroria | AZ | $415,000 | $3,500,000 | 8 | May 12 | sec.gov |
| PlayStar Gaming Group AB | Other Technology | Stockholm | $225,644 | $20,000,000 | 3 | May 12 | sec.gov | |
| Truuli Environmental Inc. | Environmental Services | Spring | TX | $200,000 | $10,000,000 | 2 | May 12 | sec.gov |
| Lock & Key Capital LLC (amended) | Residential | Eagle | ID | $150,000 | $2,000,000 | 3 | May 12 | sec.gov |
| FINTEREST LTD. | Other Technology | Grosse Pointe | MI | $120,000 | Indefinite | 1 | May 12 | sec.gov |
| PwrCor, Inc. | Energy Conservation | New York | NY | $110,000 | $140,000 | 9 | May 12 | sec.gov |
| ELV8 INC. | Other Technology | West New York | NJ | $100,000 | $100,000 | 1 | May 12 | sec.gov |
| Blast Resources Inc. /BC | Other | Vancouver | $89,207 | $89,207 | 9 | May 12 | sec.gov | |
| Quantum Digital Assets U.S., LLC | Other | Newcastle | DE | $49,990 | $1,000,000 | 1 | May 12 | sec.gov |
| NexPoint Storage Partners, Inc. | REITS and Finance | Dallas | TX | $40,000 | $150,000,000 | 1 | May 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $15,000 | Indefinite | 3 | May 12 | sec.gov |
| DigniFi Holding, Inc. | Other | Mesa | AZ | $1,250 | $1,250 | 2 | May 12 | sec.gov |
| Open Door Capital Fund 9, LLC | Other | Atlanta | GA | $0 | $60,000,000 | 0 | May 12 | sec.gov |
| Open Door Capital Fund 9, LLC | Other | Atlanta | GA | $0 | $1,500,000 | 0 | May 12 | sec.gov |
| Ultimaxx Health, LLC | Other Health Care | Boca Raton | FL | $0 | $10,000,000 | 0 | May 12 | sec.gov |
| Syndicate Venture Group LLC | Construction | Manalapan | NJ | $0 | $10,000,000 | 0 | May 12 | sec.gov |
| NHK 121 Tech, LP | Commercial | Dallas | TX | $0 | $28,400,000 | 0 | May 12 | sec.gov |
| BevNomad, LLC | Other | Pewaukee | WI | $0 | $3,000,000 | 0 | May 12 | sec.gov |
| Kissing Spiders Ltd Liability Co | Other | New York | NY | $0 | $700,000 | 0 | May 12 | sec.gov |
| Morgan Gladden, LLC | Residential | Pittsburgh | PA | $0 | $1,400,000 | 0 | May 12 | sec.gov |
| KMX Technologies, LLC | Other | Mississauga | $0 | $250,000 | 1 | May 12 | sec.gov | |
| Wild Energy, Inc. | Other | Sarasota | FL | $0 | $3,000,000 | 0 | May 12 | sec.gov |
| Western Connecticut Orthopedic Surgical Center, LLC | Other Health Care | Danbury | CT | $0 | $229,000 | 0 | May 12 | sec.gov |
| Texas Health Surgery Center Bedford, LLC | Other Health Care | Bedford | TX | $0 | $81,216 | 0 | May 12 | sec.gov |
| Inprentus, Inc. | Other Technology | Champaign | IL | $0 | $1,250,000 | 0 | May 12 | sec.gov |
May 15, 2023 · May 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.