Data / Form D filings / May 11
Form D filings, May 11, 2023: 67 companies raised $529.9 million
67 operating companies filed a Form D on May 11, 2023, reporting $529.9 million sold. Largest: BULLWHIP TOPCO, LLC ($175.3 million), JLLX West Phoenix Distribution Center DST ($114.6 million), Data Vault Holdings Inc. ($33 million). The median filing is $1.3 million, and 163 pooled investment funds also filed that day.
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- 67Form D filings
- $529.9 millionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 7, FL 5, IL 5, NY 4. By industry: Other 19, Other Technology 13, Other Real Estate 10, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BULLWHIP TOPCO, LLC | Other | San Francisco | CA | $175,276,600 | $175,276,600 | 73 | May 11 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $114,566,099 | $146,515,397 | 81 | May 11 | sec.gov |
| Data Vault Holdings Inc. (amended) | Other Technology | East Brunswick | NJ | $33,040,355 | Indefinite | 145 | May 11 | sec.gov |
| Pixxel Space Technologies, Inc. | Other Technology | El Segundo | CA | $29,499,985 | $50,000,000 | 6 | May 11 | sec.gov |
| Phantom Auto Inc. | Other Technology | South San Francisco | CA | $25,227,412 | $34,999,991 | 3 | May 11 | sec.gov |
| Rampart IOS Fund I, LP (amended) | Other Real Estate | Hoboken | NJ | $24,850,000 | $30,000,000 | 20 | May 11 | sec.gov |
| Schvey, Inc. | Other Banking and Financial Services | New York | NY | $20,446,493 | $20,446,493 | 10 | May 11 | sec.gov |
| TDC Addison & Clark Sidecar, LLC | Residential | Houston | TX | $15,100,000 | Indefinite | 51 | May 11 | sec.gov |
| Westfield 1420 Wynkoop LLLP | Commercial | Denver | CO | $8,970,000 | $9,000,000 | 30 | May 11 | sec.gov |
| MO MHC Portfolio Two LLC | Other Real Estate | Garden City | ID | $8,113,000 | $10,000,000 | 44 | May 11 | sec.gov |
| Safe Dynamics, Inc. (amended) | Other | San Diego | CA | $6,610,216 | $40,000,000 | 50 | May 11 | sec.gov |
| Mallory Lane Investor, LLC | Commercial | Nashville | TN | $5,830,000 | $5,830,000 | 30 | May 11 | sec.gov |
| Ashling Partners LLC | Other Technology | Chicago | IL | $5,250,000 | $10,250,000 | 5 | May 11 | sec.gov |
| Lucem Health, Inc. | Other Technology | Davidson | NC | $5,178,341 | $7,678,341 | 6 | May 11 | sec.gov |
| Thrive365, LLC | Other Health Care | Louisville | KY | $4,437,000 | $6,000,000 | 76 | May 11 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $4,359,927 | $70,344,106 | 14 | May 11 | sec.gov |
| FBRG Fund I, LLC | Other | Houston | TX | $4,000,000 | $65,600,000 | 4 | May 11 | sec.gov |
| SCS Acquisition, Inc. | Other | Wilmington | DE | $3,615,477 | $3,615,477 | 5 | May 11 | sec.gov |
| Marqii, Inc. | Other Technology | Austin | TX | $3,350,000 | $6,000,000 | 2 | May 11 | sec.gov |
| Jaguar Health, Inc. | Pharmaceuticals | San Francisco | CA | $1,857,453 | $1,857,453 | 6 | May 11 | sec.gov |
| Jaguar Health, Inc. | Pharmaceuticals | San Francisco | CA | $1,832,304 | $1,832,304 | 3 | May 11 | sec.gov |
| MARKET INVESTMENT GROUP LLC | Other | Huntington Beach | CA | $1,785,000 | $1,785,000 | 11 | May 11 | sec.gov |
| MO MHC Portfolio LLC | Other Real Estate | Garden City | ID | $1,715,000 | $4,000,000 | 23 | May 11 | sec.gov |
| Garnix, Co. | Other Technology | Beaverton | OR | $1,680,000 | $2,100,000 | 6 | May 11 | sec.gov |
| HGIG-02 Fish Creek Apts Holdings, LLC | Commercial | Lakewood | CO | $1,650,000 | $1,650,000 | 21 | May 11 | sec.gov |
| BAE SYSTEMS PLC /FI/ | Other | London | $1,553,591 | $1,553,591 | 1 | May 11 | sec.gov | |
| 3PE CRE Fund 2023 LP | Other Real Estate | Frisco | TX | $1,480,000 | $10,000,000 | 30 | May 11 | sec.gov |
| PopReach Corp | Other | Toronto | $1,397,929 | $3,237,929 | 5 | May 11 | sec.gov | |
| Rivulet Media, Inc. | Other | Gilbert | AZ | $1,390,000 | $5,000,000 | 7 | May 11 | sec.gov |
| Cuerdas Verde Cacao Nurseries LLC | Agriculture | San Juan | PR | $1,304,000 | $2,000,000 | 3 | May 11 | sec.gov |
| 2441 Charlevoix LLC | Commercial | Petoskey | MI | $1,300,000 | $1,300,000 | 13 | May 11 | sec.gov |
| Luca Mining Corp. | Other | Vancouver | $1,241,307 | $1,241,307 | 8 | May 11 | sec.gov | |
| NORTHPIN INVESTMENTS, LLC | Commercial | Bentonville | AR | $1,178,620 | $6,328,620 | 6 | May 11 | sec.gov |
| 2155-2175 BAIRD PSI, LLC | Investing | Elgin | IL | $1,150,000 | $1,150,000 | 10 | May 11 | sec.gov |
| Suncrest Investment Partners LLC | Other Real Estate | Garden City | ID | $1,004,000 | $100,000,000 | 8 | May 11 | sec.gov |
| Staton Techiya, LLC | Other Technology | Delray Beach | FL | $1,000,000 | $1,000,000 | 17 | May 11 | sec.gov |
| Ridgeline Minerals Corp | Other | Vancouver | $896,212 | $896,212 | 27 | May 11 | sec.gov | |
| JLLX Ardenwood II, DST (amended) | Other Real Estate | Chicago | IL | $849,139 | $56,724,512 | 2 | May 11 | sec.gov |
| Super League Gaming, Inc. | Other Technology | Santa Monica | CA | $750,000 | $2,500,000 | 1 | May 11 | sec.gov |
| Launchpoint Electric Propulsion Solutions, Inc. | Other | Goleta | CA | $625,000 | $1,000,000 | 3 | May 11 | sec.gov |
| Jasper Point Plaza LLC | Commercial | Garden City | ID | $555,000 | $2,000,000 | 10 | May 11 | sec.gov |
| Minty Living, Inc. | Other | Atlanta | GA | $500,000 | $2,000,000 | 2 | May 11 | sec.gov |
| JLLX Ardenwood I, DST (amended) | Other Real Estate | Chicago | IL | $490,325 | $32,754,881 | 2 | May 11 | sec.gov |
| Olmsted Holding Corp | Other Banking and Financial Services | Rochester | MN | $352,400 | $5,000,000 | 1 | May 11 | sec.gov |
| 410 Atlantic Real Estate LLC | Commercial | Rochester | NY | $350,000 | $350,000 | 1 | May 11 | sec.gov |
| Vermouth Holdings, Inc. | Other | Seattle | WA | $270,000 | $3,000,000 | 3 | May 11 | sec.gov |
| Ruthenium Rock Management LLC | Other | New York | NY | $250,000 | $250,000 | 4 | May 11 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $250,000 | $250,000 | 1 | May 11 | sec.gov |
| Zenzio AI Corp | Other Technology | Tampa | FL | $200,000 | $200,000 | 1 | May 11 | sec.gov |
| Life Knight, Inc. | Other Technology | Melbourne Beach | FL | $200,000 | $1,000,000 | 2 | May 11 | sec.gov |
| FiberX Inc. | Other | Hammond | IN | $171,242 | $500,000 | 5 | May 11 | sec.gov |
| Gaingels 2A Biosciences LLC | Other | Burlington | VT | $136,666 | $136,666 | 11 | May 11 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $116,600 | $116,600 | 1 | May 11 | sec.gov |
| Gaingels Factor LLC | Other | Burlington | VT | $111,110 | $111,110 | 13 | May 11 | sec.gov |
| Revnation Revitup INC | Oil and Gas | Newark | DE | $108,450 | $150,000 | 52 | May 11 | sec.gov |
| Tulsa 5 Portfolio, LLC | Commercial | Casper | WY | $105,000 | $9,000,000 | 3 | May 11 | sec.gov |
| Zenzio AI Corp | Other Technology | Tampa | FL | $100,000 | $1,000,000 | 2 | May 11 | sec.gov |
| Technical Imaging Associates, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 8 | May 11 | sec.gov |
| Gaingels Trellis LLC | Other | Burlington | VT | $88,888 | $88,888 | 11 | May 11 | sec.gov |
| Fan Fare Digital LLC | Business Services | La Mesa | CA | $50,000 | $1,000,000 | 1 | May 11 | sec.gov |
| Aquagga, Inc. | Environmental Services | Tacoma | WA | $25,000 | $70,000 | 1 | May 11 | sec.gov |
| FORUM ENERGY METALS CORP | Other | Vancouver | $7,346 | $18,365 | 1 | May 11 | sec.gov | |
| TP Harvest Homes Holdings, LLC | Other Real Estate | Holladay | UT | $0 | Indefinite | 0 | May 11 | sec.gov |
| Madera Capital Fund XIV, LP | Residential | Lubbock | TX | $0 | $90,000,000 | 0 | May 11 | sec.gov |
| Ridgeview Real Estate Fund III LLC | Commercial | Dallas | TX | $0 | $800,000 | 0 | May 11 | sec.gov |
| Sunshine Parent, LP | Other Technology | Boca Raton | FL | $0 | Indefinite | 54 | May 11 | sec.gov |
| Ascending Capital Fund LP | Investing | Great Neck | NY | $0 | Indefinite | 8 | May 11 | sec.gov |
May 12, 2023 · May 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.