Data / Form D filings / May 16
Form D filings, May 16, 2023: 96 companies raised $914.5 million
96 operating companies filed a Form D on May 16, 2023, reporting $914.5 million sold. Largest: ND Capital Institutional Fund 5, L.P. ($382.2 million), KORTUC USA INC. ($108.7 million), ND Capital Fund 5, L.P. ($82.8 million). The median filing is $1.8 million, and 116 pooled investment funds also filed that day.
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- 96Form D filings
- $914.5 millionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (23)
Most filings by state: CA 23, TX 16, NY 6, CO 5, IL 4. By industry: Commercial 26, Other Technology 17, Other 13, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ND Capital Institutional Fund 5, L.P. (amended) | Commercial | Newton Lower Falls | MA | $382,150,000 | $500,000,000 | 29 | May 16 | sec.gov |
| KORTUC USA INC. | Pharmaceuticals | Menlo Park | CA | $108,661,959 | $108,661,959 | 14 | May 16 | sec.gov |
| ND Capital Fund 5, L.P. (amended) | Commercial | Newton Lower Falls | MA | $82,800,000 | $500,000,000 | 92 | May 16 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $53,895,528 | Indefinite | 3 | May 16 | sec.gov |
| Electric Pickle PropCo LLC | Restaurants | Hawthorne | CA | $30,056,850 | $30,056,850 | 64 | May 16 | sec.gov |
| Chateaux Dijon Investors, LLC | Residential | Houston | TX | $23,705,000 | $27,350,000 | 120 | May 16 | sec.gov |
| GP-CM Guilford Avenue Investors, LLC | Commercial | Indianapolis | IN | $17,050,000 | $25,000,000 | 188 | May 16 | sec.gov |
| LXG 2100 WLS INVESTORS, LLC | Other Real Estate | Houston | TX | $15,667,500 | $17,500,000 | 8 | May 16 | sec.gov |
| DarioHealth Corp. | Other Technology | New York | NY | $15,400,000 | $15,400,000 | 18 | May 16 | sec.gov |
| Trinity BVG Jaya QP Investors LLC | Other | Southlake | TX | $13,860,000 | $40,000,000 | 99 | May 16 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $11,219,329 | $12,433,358 | 85 | May 16 | sec.gov |
| Sentry Kiosk, Inc. (amended) | Other Technology | Austin | TX | $10,622,500 | $15,000,000 | 53 | May 16 | sec.gov |
| NexMetro Partners 2023, LP | Residential | Phoenix | AZ | $9,866,350 | $13,650,000 | 20 | May 16 | sec.gov |
| Brownstone Apartments LLC | Residential | Schertz | TX | $7,900,000 | $8,700,000 | 69 | May 16 | sec.gov |
| Primrose Wilbur Ave LLC | Commercial | San Francisco | CA | $7,400,000 | $7,400,000 | 43 | May 16 | sec.gov |
| CytoAgents, Inc. | Other Health Care | Pittsburgh | PA | $7,003,238 | $15,204,008 | 23 | May 16 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $6,968,860 | Indefinite | 4 | May 16 | sec.gov |
| APPLEBROOK ASSOCIATES LLC (amended) | Other Real Estate | Malvern | PA | $6,192,376 | Indefinite | 137 | May 16 | sec.gov |
| Arrowstar West, LP | Residential | Houston | TX | $5,681,000 | $5,750,000 | 57 | May 16 | sec.gov |
| Primrose Parkview LLC | Commercial | San Francisco | CA | $5,380,000 | $5,380,000 | 25 | May 16 | sec.gov |
| Electric Pickle OpCo LLC | Restaurants | Hawthorne | CA | $5,304,150 | $5,304,150 | 64 | May 16 | sec.gov |
| UberCloud Inc. | Other Technology | Los Altos | CA | $5,237,995 | $22,130,014 | 3 | May 16 | sec.gov |
| Primrose Peak View LLC | Commercial | San Francisco | CA | $4,500,000 | $4,500,000 | 6 | May 16 | sec.gov |
| SONARMD, INC. | Other Health Care | Chicago | IL | $4,344,729 | $4,344,729 | 3 | May 16 | sec.gov |
| Trinity BVG Jaya Investors LLC | Other | Southlake | TX | $3,835,000 | $40,000,000 | 44 | May 16 | sec.gov |
| VITAL LOWER EAST SIDE, LLC | Other | Brooklyn | NY | $3,550,000 | $3,550,000 | 12 | May 16 | sec.gov |
| Primrose Southview LLC | Commercial | San Francisco | CA | $3,441,169 | $3,441,169 | 30 | May 16 | sec.gov |
| Primrose Aspen LLC | Commercial | San Francisco | CA | $3,400,000 | $3,400,000 | 27 | May 16 | sec.gov |
| Primrose MVMH LLC | Commercial | San Francisco | CA | $3,233,395 | $3,233,395 | 21 | May 16 | sec.gov |
| SEFA, LLC | Restaurants | Schaumburg | IL | $2,880,000 | $3,456,000 | 11 | May 16 | sec.gov |
| PELVITAL USA, INC. | Other Health Care | Eagan | MN | $2,561,668 | $4,561,668 | 27 | May 16 | sec.gov |
| MIMG CCXXIX District at Ashland Master, LLC | Commercial | Franktown | CO | $2,485,000 | $9,600,000 | 33 | May 16 | sec.gov |
| i2Chain, Inc. (amended) | Other Technology | San Ramon | CA | $2,411,990 | $3,000,000 | 17 | May 16 | sec.gov |
| Primrose Lusk LLC | Commercial | San Francisco | CA | $2,314,029 | $2,314,029 | 18 | May 16 | sec.gov |
| Trinity Six Forks Investors LLC | Other Real Estate | Southlake | TX | $2,246,000 | $6,000,000 | 81 | May 16 | sec.gov |
| Primrose Parkwood LLC | Commercial | San Francisco | CA | $2,225,000 | $2,225,000 | 18 | May 16 | sec.gov |
| BROADCAST PIX INC | Other Technology | Tyngsboro | MA | $2,220,040 | $3,063,713 | 26 | May 16 | sec.gov |
| Gamify Software Inc. | Other Technology | Gladstone | OR | $2,220,000 | $2,319,998 | 6 | May 16 | sec.gov |
| Primrose RPME LLC | Commercial | San Francisco | CA | $2,150,000 | $2,150,000 | 16 | May 16 | sec.gov |
| Micronotes, Inc. | Other | Boston | MA | $2,079,452 | $2,079,452 | 1 | May 16 | sec.gov |
| Offices on Dowdell, LLC | Commercial | Cypress | TX | $1,800,000 | $1,800,000 | 19 | May 16 | sec.gov |
| JBG SMITH Properties | REITS and Finance | Bethesda | MD | $1,757,410 | $1,757,410 | 10 | May 16 | sec.gov |
| Greenfield CP, LLC | Commercial | Tucson | AZ | $1,750,000 | $2,625,000 | 8 | May 16 | sec.gov |
| Primrose Courtyard LLC | Commercial | San Francisco | CA | $1,700,000 | $1,700,000 | 11 | May 16 | sec.gov |
| Happy Cabbage Analytics, Inc. | Other Technology | Denver | CO | $1,487,949 | $1,487,949 | 8 | May 16 | sec.gov |
| OSP Rita Holdings LLC | Other | New York | NY | $1,431,602 | $1,431,602 | 1 | May 16 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $1,380,000 | $1,380,000 | 2 | May 16 | sec.gov |
| Mansion Group Inc. (amended) | REITS and Finance | Charlotte | NC | $1,316,500 | $1,750,000 | 9 | May 16 | sec.gov |
| SANUWAVE Health, Inc. | Biotechnology | Eden Prairie | MN | $1,227,778 | $1,227,778 | 11 | May 16 | sec.gov |
| PRE ST MH LLC | Commercial | San Francisco | CA | $1,108,835 | $1,108,835 | 30 | May 16 | sec.gov |
| Cardio Flow, Inc. | Other Health Care | St. Paul | MN | $1,065,000 | $2,500,000 | 12 | May 16 | sec.gov |
| LobsterCraft Holdings, Inc | Restaurants | South Norwalk | CT | $1,048,500 | $1,700,000 | 2 | May 16 | sec.gov |
| VirtualZ Computing Corp | Other Technology | Minneapolis | MN | $1,000,000 | $1,250,000 | 1 | May 16 | sec.gov |
| Everix, Inc. | Other Technology | Orlando | FL | $1,000,000 | $1,200,000 | 1 | May 16 | sec.gov |
| Soundwave Hearing, LLC (amended) | Other | Oak Brook | IL | $842,000 | $2,000,000 | 12 | May 16 | sec.gov |
| Primrose Morse LLC | Commercial | San Francisco | CA | $825,000 | $825,000 | 5 | May 16 | sec.gov |
| OSP Rita Management Aggregator LLC | Other | New York | NY | $795,335 | $795,335 | 3 | May 16 | sec.gov |
| Prosperity Point Offices, LLC | Commercial | Cypress | TX | $700,000 | $700,000 | 7 | May 16 | sec.gov |
| InSrv, Inc. (amended) | Other Technology | Mclean | VA | $675,000 | $1,500,000 | 7 | May 16 | sec.gov |
| PRE ID MHC LLC | Commercial | San Francisco | CA | $675,000 | $675,000 | 10 | May 16 | sec.gov |
| Zircon Global Technologies | Other Technology | Reno | NV | $671,000 | $1,500,000 | 12 | May 16 | sec.gov |
| HGIG-01 Clinton Apts Holdings, LLC | Commercial | Lakewood | CO | $585,000 | $585,000 | 4 | May 16 | sec.gov |
| AQUALOGIQ INC. (amended) | Other | Irving | TX | $550,000 | Indefinite | 1 | May 16 | sec.gov |
| Space-Cubed, LLC | Other Real Estate | Corunna | MI | $540,000 | $540,000 | 6 | May 16 | sec.gov |
| WYTEC INTERNATIONAL INC (amended) | Telecommunications | San Antonio | TX | $528,000 | $25,000,000 | 8 | May 16 | sec.gov |
| ExoticRidge Crypto Fund II LP | Other Technology | Lexington | KY | $506,000 | $1,500,000 | 5 | May 16 | sec.gov |
| Pool Services Acquisition Co, LLC | Other | Roswell | GA | $500,000 | $500,000 | 12 | May 16 | sec.gov |
| Primrose Avalon LLC | Commercial | San Francisco | CA | $475,001 | $475,001 | 5 | May 16 | sec.gov |
| Utility Ranger, LLC | Other Technology | Miami | FL | $375,000 | $500,000 | 8 | May 16 | sec.gov |
| Bedford Lake LLC | Residential | Frisco | TX | $375,000 | $500,000 | 6 | May 16 | sec.gov |
| CropFiQ, Inc. | Agriculture | Hernando | MS | $325,000 | $3,000,000 | 3 | May 16 | sec.gov |
| Three Eagles Properties LLC | Investing | Clayton | NC | $295,800 | Indefinite | 2 | May 16 | sec.gov |
| ELECTRONIC DESIGN & DEVELOPMENT Corp | Telecommunications | Tucson | AZ | $275,000 | $2,000,000 | 2 | May 16 | sec.gov |
| Esoes Cosmetics, Inc. | Retailing | Las Vegas | NV | $245,080 | $350,000 | 1 | May 16 | sec.gov |
| Azra Tech Inc (amended) | Other Technology | New York | NY | $200,000 | $10,000,000 | 2 | May 16 | sec.gov |
| JRK Platform 5 REIT LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | May 16 | sec.gov |
| Life By Design Partners, LLC | Residential | Knoxville | TN | $85,000 | $1,000,000 | 2 | May 16 | sec.gov |
| DM Capital Group LLC | Other | Melba | ID | $50,000 | $15,000,000 | 1 | May 16 | sec.gov |
| Jackson Dairy Partners, LLC | Residential | Edenton | NC | $50,000 | $1,100,000 | 1 | May 16 | sec.gov |
| GREEN HILLS GROWTH LLC | Other Real Estate | Salt Lake City | UT | $25,000 | Indefinite | 1 | May 16 | sec.gov |
| Legitimate, Inc. | Other Technology | New York | NY | $25,000 | $25,000 | 1 | May 16 | sec.gov |
| Ghost Power Co. | Other Technology | Ridgefield | WA | $7,500 | $200,000 | 2 | May 16 | sec.gov |
| DW BAKKEN #67 LP | Oil and Gas | Irving | TX | $0 | $750,000 | 0 | May 16 | sec.gov |
| DW OKLAHOMA #37 LP | Oil and Gas | Irving | TX | $0 | $2,000,000 | 0 | May 16 | sec.gov |
| Parkside MF Realty Fund LLC | Other Real Estate | Red Bank | NJ | $0 | $12,134,888 | 0 | May 16 | sec.gov |
| 2812 & 2876 Apopka Blvd LLC | Commercial | Altamonte Springs | FL | $0 | $900,000 | 0 | May 16 | sec.gov |
| Talon Assets LLC | Other Real Estate | Atlanta | GA | $0 | $2,000,000 | 0 | May 16 | sec.gov |
| Avondale, LLC | Other Banking and Financial Services | Westerly | RI | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| MOR Kombucha Co. | Manufacturing | Arvada | CO | $0 | Indefinite | 0 | May 16 | sec.gov |
| Langtree Star LLC | Commercial | Fallbrook | CA | $0 | $6,500,000 | 0 | May 16 | sec.gov |
| Wise Capital Fund Kansas 1 LLC | Commercial | Northbrook | IL | $0 | $2,500,000 | 0 | May 16 | sec.gov |
| 1351 Fawcett OZ Fund LLC | Commercial | Portland | OR | $0 | $1,555,000 | 0 | May 16 | sec.gov |
| iPosi, Inc. (amended) | Other Technology | Denver | CO | $0 | $280,000 | 2 | May 16 | sec.gov |
| Golden Triangle SurgiCenter, L.P. | Other Health Care | Murrieta | CA | $0 | $126,000 | 0 | May 16 | sec.gov |
| Bullseye Leveling LLC | Manufacturing | Bunker Hill | IN | $0 | Indefinite | 0 | May 16 | sec.gov |
| Lifestyle Assets STR23 LLC | Other | Sheridan | WY | $0 | $25,000,000 | 0 | May 16 | sec.gov |
May 17, 2023 · May 15, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.