Data / Form D filings / May 13
Form D filings, May 13, 2024: 109 companies raised $2.06 billion
109 operating companies filed a Form D on May 13, 2024, reporting $2.06 billion sold. Largest: Alterra IOS Venture III, LP ($917.1 million), PACIFIC LIFE INSURANCE CO ($195.9 million), PACIFIC LIFE INSURANCE CO ($155.9 million). The median filing is $1.7 million, and 121 pooled investment funds also filed that day.
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- 109Form D filings
- $2.06 billionreported sold
- $1.7 millionmedian amount sold
- CAmost filings (33)
Most filings by state: CA 33, NY 9, TX 6, FL 6, NV 5. By industry: Other Technology 23, Other 23, Insurance 17, Commercial 14.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Alterra IOS Venture III, LP (amended) | Commercial | Bryn Mawr | PA | $917,080,274 | $925,000,000 | 95 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $195,926,828 | Indefinite | 63 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $155,912,048 | Indefinite | 30 | May 13 | sec.gov |
| Ajax Therapeutics, Inc. | Biotechnology | New York | NY | $95,000,000 | $95,000,000 | 21 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $65,901,091 | Indefinite | 27 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $65,901,091 | Indefinite | 41 | May 13 | sec.gov |
| Aeovian Pharmaceuticals, Inc. | Pharmaceuticals | Berkeley | CA | $50,415,077 | $50,415,077 | 5 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $46,143,720 | Indefinite | 14 | May 13 | sec.gov |
| Montgomery Capital Partners Fund V, LP (amended) | Investing | Plano | TX | $40,000,000 | $40,000,000 | 142 | May 13 | sec.gov |
| MatrixSpace, Inc. (amended) | Other | Burlington | MA | $32,154,972 | $32,154,972 | 30 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $24,500,785 | Indefinite | 10 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $23,330,000 | Indefinite | 3 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $21,036,000 | Indefinite | 10 | May 13 | sec.gov |
| Polaris Worldwide LLC (amended) | Commercial | Miami | FL | $20,300,500 | $20,300,500 | 18 | May 13 | sec.gov |
| Polaris Worldwide QOF, LLC (amended) | Commercial | Miami | FL | $20,300,500 | $20,300,500 | 18 | May 13 | sec.gov |
| Curve Biosciences, Inc. | Other | Mountain View | CA | $17,691,996 | $20,038,985 | 64 | May 13 | sec.gov |
| Smart Health Diagnostics Co (amended) | Biotechnology | Irvine | CA | $15,589,576 | $20,000,000 | 64 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $13,698,172 | Indefinite | 12 | May 13 | sec.gov |
| Ernesta Home, Inc. | Other Technology | New York | NY | $12,500,000 | $12,500,000 | 3 | May 13 | sec.gov |
| BITGO HOLDINGS, INC. | Other Banking and Financial Services | Palo Alto | CA | $12,194,111 | $12,194,111 | 10 | May 13 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $12,000,000 | $12,000,000 | 6 | May 13 | sec.gov |
| Exthymic Corp | Other Health Care | San Diego | CA | $10,249,992 | $10,249,992 | 8 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $10,203,429 | Indefinite | 5 | May 13 | sec.gov |
| Blockit Now, Inc. | Other Technology | Mckinney, Tx | TX | $9,999,982 | $9,999,982 | 3 | May 13 | sec.gov |
| Park Apartments, LLC | Residential | Columbus | OH | $9,863,020 | $9,863,020 | 1 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,771,925 | Indefinite | 3 | May 13 | sec.gov |
| Soda Health, Inc. | Other | Chicago | IL | $8,999,999 | $9,000,003 | 9 | May 13 | sec.gov |
| Symitri, Inc. | Other Technology | New York | NY | $8,500,000 | $8,500,000 | 8 | May 13 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $8,187,000 | $8,187,000 | 1 | May 13 | sec.gov |
| MO MHC Portfolio Two LLC (amended) | Other Real Estate | Garden City | ID | $8,113,000 | $10,000,000 | 44 | May 13 | sec.gov |
| Alterra IOS Venture III Master, LP (amended) | Commercial | Bryn Mawr | PA | $7,919,726 | $925,000,000 | 21 | May 13 | sec.gov |
| Simergent, LLC | Biotechnology | Oklahoma City | OK | $7,801,331 | $8,101,331 | 51 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,596,969 | Indefinite | 1 | May 13 | sec.gov |
| Oculogica, Inc. | Biotechnology | New Richmond | WI | $7,569,130 | $17,952,926 | 24 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $6,249,200 | Indefinite | 1 | May 13 | sec.gov |
| Monitaur, Inc. | Other Technology | Duxbury | MA | $5,775,984 | $5,999,984 | 11 | May 13 | sec.gov |
| CyteSi, Inc. | Other Technology | Menlo Park | CA | $5,499,989 | $6,499,989 | 6 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $5,240,200 | Indefinite | 4 | May 13 | sec.gov |
| Heirloom Fair Legal LLC | Other | Wilmington | DE | $4,850,000 | $4,850,000 | 6 | May 13 | sec.gov |
| Felix Technologies Inc. | Other Technology | San Francisco | CA | $4,500,000 | $4,500,000 | 6 | May 13 | sec.gov |
| Earthshot Labs PBC | Other | Sebastopol | CA | $4,010,000 | $5,510,000 | 15 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,000,000 | Indefinite | 1 | May 13 | sec.gov |
| Blossom Inc. | Other Technology | Coral Gables | FL | $3,349,987 | $5,000,000 | 4 | May 13 | sec.gov |
| BITGO HOLDINGS, INC. | Other Banking and Financial Services | Palo Alto | CA | $2,218,500 | $2,218,500 | 1 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $2,045,200 | Indefinite | 1 | May 13 | sec.gov |
| RedSwan PC, INC | Other Real Estate | Houston | TX | $2,000,000 | Indefinite | 2 | May 13 | sec.gov |
| HG CAREFREE HOLDCO LLC | Restaurants | Denver | CO | $1,920,000 | $1,920,000 | 8 | May 13 | sec.gov |
| Athens Buligo LP | Commercial | Wilmington | DE | $1,754,400 | $1,754,400 | 8 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,722,000 | Indefinite | 2 | May 13 | sec.gov |
| MO MHC Portfolio LLC (amended) | Other Real Estate | Garden City | ID | $1,715,000 | $4,000,000 | 23 | May 13 | sec.gov |
| Earthshot Labs PBC | Other | Sebastopol | CA | $1,699,462 | $1,699,462 | 10 | May 13 | sec.gov |
| JK LOL LLC (amended) | Commercial | Aventura | FL | $1,575,000 | $2,800,000 | 0 | May 13 | sec.gov |
| Zoios, Inc. | Other Technology | Copenhagen | $1,490,296 | $1,490,296 | 10 | May 13 | sec.gov | |
| Suncrest Investment Partners LLC (amended) | Other Real Estate | Garden City | ID | $1,424,000 | $100,000,000 | 11 | May 13 | sec.gov |
| United SCOOP #8, LP | Oil and Gas | Roanoke | TX | $1,365,000 | $1,400,000 | 28 | May 13 | sec.gov |
| NH Small Multifamily Portfolio II LLC | Commercial | Boston | MA | $1,325,000 | $1,325,000 | 22 | May 13 | sec.gov |
| MC Oakcrest Investors LLC | Commercial | Sugar Land | TX | $1,280,000 | $4,000,000 | 9 | May 13 | sec.gov |
| Financial Agency Group Inc. (amended) | Other Banking and Financial Services | Sheridan | WY | $1,245,680 | $10,000,000 | 0 | May 13 | sec.gov |
| Pencil Buligo LP | Commercial | Wilmington | DE | $1,158,832 | $1,158,832 | 19 | May 13 | sec.gov |
| Merrimack Industrial, LLC | Commercial | Saline | MI | $1,100,000 | $1,300,000 | 9 | May 13 | sec.gov |
| W24 ORANGE FUND DJP, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $1,063,418 | $1,063,418 | 194 | May 13 | sec.gov |
| W24 ORANGE FUND NM, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $1,063,418 | $1,063,418 | 194 | May 13 | sec.gov |
| Dawson Forest Investors LLC (amended) | Residential | New York | NY | $1,003,782 | $25,000,000 | 5 | May 13 | sec.gov |
| QEngine, LLC | Other Technology | Lakeland | FL | $1,000,000 | $1,000,000 | 2 | May 13 | sec.gov |
| Elements Topco Ltd | Other | St Helier | $863,336 | Indefinite | 6 | May 13 | sec.gov | |
| BoldHue, Inc. | Other | Aurora | CO | $750,000 | $750,000 | 6 | May 13 | sec.gov |
| Correlated Magnetics Research, Inc. | Other Technology | Huntsville | AL | $700,000 | $1,200,000 | 2 | May 13 | sec.gov |
| Dividenz 17, LP | Other Real Estate | Miami | FL | $678,000 | $1,730,263 | 8 | May 13 | sec.gov |
| Reflexion Interactive Technologies, Inc. | Other Technology | Lancaster | PA | $635,705 | $1,000,000 | 7 | May 13 | sec.gov |
| White Rhino Energy Inc. | Oil and Gas | Vancouver | $623,012 | $623,012 | 27 | May 13 | sec.gov | |
| Jasper Point Plaza LLC (amended) | Commercial | Garden City | ID | $555,000 | $2,000,000 | 10 | May 13 | sec.gov |
| S23 CAPITALIZE FUND I NM, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $550,000 | $550,000 | 109 | May 13 | sec.gov |
| DAI GEO US, Inc. | Business Services | Bethesda | MD | $545,623 | $6,000,000 | 54 | May 13 | sec.gov |
| S23 CAPITALIZE FUND I DP, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $500,490 | $500,490 | 108 | May 13 | sec.gov |
| Puraclenz, LLC | Other Technology | New Canaan | CT | $500,000 | $1,000,000 | 1 | May 13 | sec.gov |
| Voodoo Brewing Co., Inc. | Other | Meadville | PA | $500,000 | $500,000 | 1 | May 13 | sec.gov |
| Instream Energy Systems Corp. | Other | Vancouver | $400,000 | $400,000 | 1 | May 13 | sec.gov | |
| BData, Inc. | Other Technology | Edina | MN | $341,686 | $701,500 | 6 | May 13 | sec.gov |
| Sotoslopezromos LLC | Other | Providencia, Santiago | $300,000 | $300,000 | 9 | May 13 | sec.gov | |
| Rumi Technologies, Inc. | Computers | Redwood City | $300,000 | Indefinite | 1 | May 13 | sec.gov | |
| Neely Ferry Buligo LP | Commercial | Wilmington | DE | $278,200 | $278,200 | 10 | May 13 | sec.gov |
| GLITZY FINALE LIMITED PARTNERSHIP | Other | New York | NY | $250,000 | $14,500,000 | 2 | May 13 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $155,023 | Indefinite | 2 | May 13 | sec.gov |
| Wallabi, Inc. | Other Technology | San Diego | CA | $125,000 | $750,000 | 3 | May 13 | sec.gov |
| General Hypersonics, Inc. | Other Technology | Spokane | WA | $125,000 | $1,000,000 | 1 | May 13 | sec.gov |
| Bluem, Inc. | Other | Portland | OR | $118,181 | $1,000,000 | 4 | May 13 | sec.gov |
| BLUSHIFT AEROSPACE I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Other | Henderson | NV | $100,250 | $100,250 | 13 | May 13 | sec.gov |
| Krishi Inc. | Other Technology | West Lafayette | IN | $100,000 | $550,000 | 1 | May 13 | sec.gov |
| Drone Express, Inc. | Other Technology | Dayton | OH | $100,000 | $5,000,000 | 1 | May 13 | sec.gov |
| Definitive Diagnostics, Inc. | Other Technology | New York | NY | $96,686 | $100,000 | 1 | May 13 | sec.gov |
| 360 Sierra, Inc. | Other | Bend | OR | $60,000 | $200,000 | 1 | May 13 | sec.gov |
| Virica Biotech Inc. | Biotechnology | Ottawa | $60,000 | Indefinite | 2 | May 13 | sec.gov | |
| Uno.ai Inc. | Other Technology | Palo Alto | CA | $50,000 | $3,000,000 | 1 | May 13 | sec.gov |
| Site Bionics, Inc. | Other Technology | San Diego | CA | $20,000 | $400,000 | 1 | May 13 | sec.gov |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $19,667 | $68,833 | 1 | May 13 | sec.gov | |
| Elements Holdco 1 Ltd | Other | St Helier | $16,782 | Indefinite | 22 | May 13 | sec.gov | |
| Unicoin Inc. | Other Technology | New York | NY | $2,200 | $10,000,000 | 1 | May 13 | sec.gov |
| KIN Prosperity Fund 1 LLC | Investing | Santa Rosa | CA | $0 | $5,000,000 | 0 | May 13 | sec.gov |
| Kind Commercial Fund I LLC | Commercial | Seattle | WA | $0 | $15,000,000 | 0 | May 13 | sec.gov |
| Napali Energy Partnership Opportunity, LP | Oil and Gas | Roanoke | TX | $0 | $15,000,000 | 0 | May 13 | sec.gov |
| Ashgrove Farms Investor Group, LLC | Other Real Estate | Louisville | KY | $0 | $13,150,000 | 0 | May 13 | sec.gov |
| Salt Athletic, Inc. | Retailing | Colorado Springs | CO | $0 | $750,000 | 0 | May 13 | sec.gov |
| ASH STREET PARTNERS, LLC | Commercial | Omaha | NE | $0 | $7,000,000 | 0 | May 13 | sec.gov |
| Impact Lending Fund LLC | Other | Peoria | AZ | $0 | $25,000,000 | 0 | May 13 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | May 13 | sec.gov |
| Klarna Group plc (amended) | Other Banking and Financial Services | London | $0 | Indefinite | 0 | May 13 | sec.gov | |
| Amet LLC | Business Services | Philadelphia | PA | $0 | Indefinite | 0 | May 13 | sec.gov |
| RENTDUE Capital Fund 1 LLC | Other | St. George | UT | $0 | Indefinite | 0 | May 13 | sec.gov |
| Praxis Tech, Inc. | Other Technology | Collierville | TN | $0 | $1,000,000 | 0 | May 13 | sec.gov |
May 14, 2024 · May 10, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.