Data / Form D filings / May 14
Form D filings, May 14, 2024: 100 companies raised $996.4 million
100 operating companies filed a Form D on May 14, 2024, reporting $996.4 million sold. Largest: Zenas BioPharma, Inc. ($200.1 million), ONE Group Hospitality, Inc. ($160 million), Bonaventure Multifamily Income Trust, Inc. ($105.9 million). The median filing is $2.2 million, and 120 pooled investment funds also filed that day.
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- 100Form D filings
- $996.4 millionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, FL 10, NY 8, MA 5, NC 4. By industry: Other 24, Other Technology 20, Other Real Estate 9, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Zenas BioPharma, Inc. | Biotechnology | Waltham | MA | $200,145,732 | $200,145,732 | 26 | May 14 | sec.gov |
| ONE Group Hospitality, Inc. | Restaurants | Denver | CO | $160,000,000 | $160,000,000 | 5 | May 14 | sec.gov |
| Bonaventure Multifamily Income Trust, Inc. (amended) | REITS and Finance | Alexandria | VA | $105,884,345 | Indefinite | 281 | May 14 | sec.gov |
| Hebbia Inc. | Other | New York | NY | $92,959,633 | $99,999,996 | 19 | May 14 | sec.gov |
| Prolific Machines Inc. | Other Technology | Emeryville | CA | $54,612,244 | $57,562,262 | 36 | May 14 | sec.gov |
| ECPH, LLC (amended) | Other Health Care | Dallas | TX | $39,414,755 | Indefinite | 127 | May 14 | sec.gov |
| Nexben Inc. (amended) | Other Technology | Minneapolis | MN | $24,084,114 | $28,176,656 | 26 | May 14 | sec.gov |
| Sift Medical Data, Inc. | Other Technology | Milwaukee | WI | $20,002,542 | $20,002,542 | 19 | May 14 | sec.gov |
| CF James Multifamily DST (amended) | Residential | New York | NY | $17,339,771 | $51,875,000 | 54 | May 14 | sec.gov |
| AIIC GROUP 12 LENDER IV LLC | REITS and Finance | Palm Beach | FL | $16,800,000 | $19,200,000 | 21 | May 14 | sec.gov |
| David Energy Systems, Inc. | Other Energy | Brooklyn | NY | $15,853,728 | $25,000,000 | 13 | May 14 | sec.gov |
| FinLocker, Inc. | Other Technology | St. Louis | MO | $15,659,992 | $17,160,168 | 34 | May 14 | sec.gov |
| Medicenna Therapeutics Corp. | Biotechnology | Toronto | $14,550,000 | $14,587,404 | 1 | May 14 | sec.gov | |
| Pear Commerce, Inc. | Other Technology | Minneapolis | MN | $14,029,897 | $14,029,897 | 42 | May 14 | sec.gov |
| WHITE RIVER BANCSHARES CO | Commercial Banking | Fayetteville | AR | $12,472,515 | $12,472,515 | 22 | May 14 | sec.gov |
| Evocalize, Inc. (amended) | Other | Seattle | WA | $12,334,587 | $12,984,588 | 5 | May 14 | sec.gov |
| Monroe Exchange Fund, LP | Other Real Estate | Charlotte | NC | $12,000,000 | $16,000,000 | 15 | May 14 | sec.gov |
| Story Preface, LLC | Other Banking and Financial Services | Brooklyn | NY | $11,907,807 | $11,907,807 | 48 | May 14 | sec.gov |
| Manus Bio Inc. | Other | Waltham | MA | $11,270,003 | $11,270,003 | 6 | May 14 | sec.gov |
| Enteligent Inc. | Energy Conservation | Morgan Hill | CA | $10,354,018 | $12,354,019 | 10 | May 14 | sec.gov |
| Poincare Dynamic Limited Partnership | Investing | Pownal | VT | $9,510,000 | Indefinite | 20 | May 14 | sec.gov |
| Dosu, Inc. | Other Technology | San Francisco | CA | $8,524,997 | $9,499,992 | 5 | May 14 | sec.gov |
| TWC Jones Equity QOF LLC | Investing | Orlando | FL | $6,737,500 | $6,737,500 | 21 | May 14 | sec.gov |
| WEST HUNSTVILLE LODGING, LLC | Commercial | Chattanooga | TN | $6,614,385 | $6,614,385 | 14 | May 14 | sec.gov |
| Magneto Global Ltd | Business Services | Medellin | $6,175,000 | $7,010,000 | 15 | May 14 | sec.gov | |
| 395 EUCLID, LP | Commercial | San Francisco | CA | $5,852,000 | $5,852,000 | 36 | May 14 | sec.gov |
| 1205 Broadway 2022 EB-5 INVESTORS FUND LP | Other Real Estate | New York | NY | $5,600,000 | $48,000,000 | 7 | May 14 | sec.gov |
| PacWest Trio, LLC (amended) | Commercial | Golden | CO | $5,450,000 | $21,600,000 | 18 | May 14 | sec.gov |
| Bridge Core Parent Holdings LLC | Other | Radnor | PA | $5,380,118 | $5,380,118 | 7 | May 14 | sec.gov |
| Palisade Energy Partners Fund, LLC | Oil and Gas | Denver | CO | $5,100,000 | $5,100,000 | 14 | May 14 | sec.gov |
| CredibleMind Inc. | Other Technology | Sausalito | CA | $5,000,000 | $7,500,000 | 1 | May 14 | sec.gov |
| VOXEL INNOVATIONS, INC. | Manufacturing | Raleigh | NC | $4,241,263 | $4,833,358 | 29 | May 14 | sec.gov |
| Fieldpoint Private Holdings, Inc. | Commercial Banking | Greenwich | CT | $4,000,003 | Indefinite | 1 | May 14 | sec.gov |
| First Arriving IO, Inc. | Business Services | Ashland | VA | $3,700,000 | $4,000,000 | 9 | May 14 | sec.gov |
| TeraSpatial, Inc. | Other Technology | Palo Alto | CA | $3,629,997 | Indefinite | 16 | May 14 | sec.gov |
| Batavia Investors, LLC | Other Real Estate | Indianapolis | IN | $3,600,000 | $3,600,000 | 14 | May 14 | sec.gov |
| Free From Marketplace, Inc. (amended) | Other | Kansas City | MO | $3,512,582 | $4,712,584 | 12 | May 14 | sec.gov |
| ZONA UC, LLC | Other Real Estate | Gilbert | AZ | $3,300,000 | $3,300,000 | 19 | May 14 | sec.gov |
| GridMatrix Inc. | Other Technology | San Francisco | CA | $2,993,336 | $4,398,932 | 18 | May 14 | sec.gov |
| EMIP 1, LLC | REITS and Finance | New York | NY | $2,900,000 | Indefinite | 49 | May 14 | sec.gov |
| NewSpring Holdings Federal LLC | Other | Radnor | PA | $2,788,289 | $2,788,289 | 3 | May 14 | sec.gov |
| 888 N Indian Canyon LLC | Commercial | Palm Springs | CA | $2,600,000 | $2,600,000 | 0 | May 14 | sec.gov |
| California Tequila, inc. | Other | Rancho Santa Margarita | CA | $2,200,000 | $2,200,000 | 1 | May 14 | sec.gov |
| Zakipoint Health, Inc. (amended) | Other Technology | Cambridge | MA | $2,067,418 | $2,342,424 | 33 | May 14 | sec.gov |
| FrontRace Inc. | Other | Boca Raton | FL | $2,000,000 | $2,000,000 | 10 | May 14 | sec.gov |
| Hauler Hero Inc. | Other Technology | San Diego | CA | $1,906,999 | $3,000,000 | 9 | May 14 | sec.gov |
| SPLASH BEVERAGE GROUP, INC. | Other | Fort Lauderdale | FL | $1,850,000 | $1,850,000 | 3 | May 14 | sec.gov |
| Asymmetria Investors III, LLC - JBSL (PS) (amended) | Investing | West Des Moines | IA | $1,550,000 | $2,500,000 | 7 | May 14 | sec.gov |
| Peoples Choice Storage Wichita 4, LLC (amended) | Commercial | Altamonte Springs | FL | $1,340,000 | $1,500,000 | 17 | May 14 | sec.gov |
| Aspiriant Holdings, LLC (amended) | Investing | Los Angeles | CA | $1,320,341 | $1,320,341 | 18 | May 14 | sec.gov |
| SBH Newport LLC | Lodging and Conventions | Portland | OR | $1,300,000 | $1,550,000 | 6 | May 14 | sec.gov |
| Oakridge Dairy LLC | Agriculture | Ellington | CT | $1,060,000 | $2,120,000 | 6 | May 14 | sec.gov |
| NE Riverside Field Development II Joint Venture | Oil and Gas | Shavano Park | TX | $1,024,000 | $1,792,000 | 5 | May 14 | sec.gov |
| SinglePoint Inc. | Other Energy | Phoenix | AZ | $1,000,000 | $1,000,000 | 1 | May 14 | sec.gov |
| Your Poppy, Inc. | Other Technology | Charlottesville | VA | $850,000 | $1,501,043 | 2 | May 14 | sec.gov |
| Liberare, Inc. (amended) | Manufacturing | Cambridge | MA | $706,133 | $2,038,522 | 20 | May 14 | sec.gov |
| Buildlovers Inc. | Other Technology | Miami | FL | $675,000 | $675,000 | 16 | May 14 | sec.gov |
| Ridgeline Minerals Corp | Other | Vancouver | $613,382 | $613,382 | 8 | May 14 | sec.gov | |
| Hughberry Homes LLC (amended) | Other Real Estate | Sanford | NC | $569,557 | Indefinite | 5 | May 14 | sec.gov |
| TUDOR MCLEOD INCOME FUND, LLC | Other Real Estate | Wilmington | DE | $500,000 | $250,000,000 | 1 | May 14 | sec.gov |
| SCIENCE LAB 3, INC. | Other | Dana Point | CA | $490,000 | $1,000,000 | 1 | May 14 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $475,015 | Indefinite | 4 | May 14 | sec.gov |
| Valiify, Inc. | Other Technology | Tuscaloosa | AL | $400,000 | $1,500,000 | 2 | May 14 | sec.gov |
| TESBROS LLC | Other Technology | Chattanooga | TN | $350,000 | $350,000 | 1 | May 14 | sec.gov |
| EM Foundations Portfolio Growth 2, LLC | REITS and Finance | New York | NY | $350,000 | Indefinite | 16 | May 14 | sec.gov |
| TIER ONE SILVER INC. | Other | Vancouver | $348,986 | $971,686 | 24 | May 14 | sec.gov | |
| Electrolyte Boost Inc. (amended) | Other | Casper | WY | $316,790 | $10,000,000 | 8 | May 14 | sec.gov |
| TEMPLE QOF I, a series of Capitalize Investments LLC | Other | Henderson | NV | $306,000 | $306,000 | 9 | May 14 | sec.gov |
| Upduo I, a series of Capitalize Investments LLC | Other | Henderson | NV | $296,500 | $296,500 | 13 | May 14 | sec.gov |
| Upduo III, a series of Capitalize Investments LLC | Other | Henderson | NV | $250,000 | $250,000 | 5 | May 14 | sec.gov |
| VOXEL INNOVATIONS, INC. | Manufacturing | Raleigh | NC | $240,000 | $240,000 | 1 | May 14 | sec.gov |
| Onsite Analytics, Inc. | Other Technology | Roseville | CA | $225,000 | $225,000 | 5 | May 14 | sec.gov |
| Punt Gaming LLC | Other Technology | Miami | FL | $150,000 | $600,000 | 3 | May 14 | sec.gov |
| Starco Investments, LLC | Other | Middlebury | IN | $131,412 | $10,000,000 | 3 | May 14 | sec.gov |
| FOXO TECHNOLOGIES INC. | Insurance | Minneapolis | MN | $110,000 | $110,000 | 1 | May 14 | sec.gov |
| BXNG Holdings LLC | Other Health Care | San Diego | CA | $100,000 | $2,000,000 | 1 | May 14 | sec.gov |
| Uncle's Ice Cream | Manufacturing | Waialua | HI | $87,500 | $750,000 | 11 | May 14 | sec.gov |
| Series 15-1, a series of StartEngine Private LLC | Other | Burbank | CA | $70,900 | $416,665 | 9 | May 14 | sec.gov |
| Atmos Financial, PBC I, a series of Capitalize Investments LLC | Other | Henderson | NV | $63,000 | $63,000 | 7 | May 14 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $50,000 | $50,000 | 1 | May 14 | sec.gov |
| Auto Target Inc | Other Technology | Davie | FL | $40,000 | $500,000 | 1 | May 14 | sec.gov |
| AUTOSCOPE TECHNOLOGIES CORP | Other | Minneapolis | MN | $37,483 | $37,483 | 5 | May 14 | sec.gov |
| Series 16-1, a series of StartEngine Private LLC | Other | Burbank | CA | $36,236 | $477,444 | 5 | May 14 | sec.gov |
| Stingray Therapeutics, Inc. | Biotechnology | Dallas | TX | $25,000 | $5,000,000 | 1 | May 14 | sec.gov |
| GM Title & Escrow Services LLC | Other Real Estate | North Ridgeville | OH | $840 | $36,000 | 1 | May 14 | sec.gov |
| Newmark Dayton LLC | Commercial | Louisville | KY | $0 | $3,600,000 | 0 | May 14 | sec.gov |
| Water Assets LLC | Other | Santa Clara | CA | $0 | $350,000 | 0 | May 14 | sec.gov |
| ICONIC RESOURCES LLC | Other Banking and Financial Services | Southlake | TX | $0 | $10,000,000 | 0 | May 14 | sec.gov |
| BP Fast Lending Commercial, LLC | REITS and Finance | Marietta | GA | $0 | Indefinite | 0 | May 14 | sec.gov |
| QEngine, LLC | Other Technology | Lakeland | FL | $0 | $4,000,000 | 0 | May 14 | sec.gov |
| GREENWOOD LAND HOLDINGS, LLC | Commercial | Highland Park | IL | $0 | $25,000,000 | 0 | May 14 | sec.gov |
| Veranda Fund 1, LLC | Commercial | Cheyenne | WY | $0 | $20,000,000 | 0 | May 14 | sec.gov |
| Ascension Wealth Fund LLC (amended) | Commercial | Lewes | DE | $0 | $60,000,000 | 0 | May 14 | sec.gov |
| FMC Common Fund LLC (amended) | Other Real Estate | Powell | OH | $0 | Indefinite | 0 | May 14 | sec.gov |
| BLX WYE Fund LLC | Other Real Estate | New York | NY | $0 | $57,600,000 | 0 | May 14 | sec.gov |
| A-Squared Domino Opportunity III, L.P. (amended) | Investing | Teaneck | NJ | $0 | $39,900,000 | 0 | May 14 | sec.gov |
| SWIFT FUELS, LLC | Other | Sioux Falls | SD | $0 | $48,000,000 | 0 | May 14 | sec.gov |
| iPosi, Inc. (amended) | Other Technology | Denver | CO | $0 | $280,000 | 2 | May 14 | sec.gov |
| Ohio Portfolio Holdings LLC | Residential | Oviedo | FL | $0 | $1,181,250 | 0 | May 14 | sec.gov |
| GAINESVILLE SURGERY CENTER, L.P. | Other Health Care | Gainesville | GA | $0 | $152,500 | 0 | May 14 | sec.gov |
May 15, 2024 · May 13, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.