Data / Form D filings / Apr 24
Form D filings, April 24, 2023: 76 companies raised $1.74 billion
76 operating companies filed a Form D on April 24, 2023, reporting $1.74 billion sold. Largest: Aestas Management Company, LLC ($495.9 million), HeartFlow Holding, Inc. ($215.9 million), PACIFIC LIFE INSURANCE CO ($181.2 million). The median filing is $3.7 million, and 105 pooled investment funds also filed that day.
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- 76Form D filings
- $1.74 billionreported sold
- $3.7 millionmedian amount sold
- CAmost filings (23)
Most filings by state: CA 23, NY 9, TX 8, FL 4, NC 3. By industry: Other 17, Other Technology 12, Insurance 11, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Aestas Management Company, LLC | Other Technology | San Francisco | CA | $495,949,209 | $536,000,000 | 40 | Apr 24 | sec.gov |
| HeartFlow Holding, Inc. | Other Health Care | Mountain View | CA | $215,855,148 | $215,855,148 | 40 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $181,202,044 | Indefinite | 63 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $134,451,748 | Indefinite | 30 | Apr 24 | sec.gov |
| HRA Opportunity Fund IV LLC | Commercial | Seattle | WA | $100,050,000 | $100,050,000 | 281 | Apr 24 | sec.gov |
| BGO US Cold Storage Co-Invest, LP | Other Real Estate | New York | NY | $100,000,000 | Indefinite | 1 | Apr 24 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $86,760,357 | $115,262,632 | 256 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $52,698,492 | Indefinite | 23 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $44,897,070 | Indefinite | 14 | Apr 24 | sec.gov |
| Telepathy Labs, Inc. | Other Technology | Tampa | FL | $29,512,908 | $29,512,908 | 70 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $26,972,544 | Indefinite | 14 | Apr 24 | sec.gov |
| Suma Brands, Inc. | Retailing | Minneapolis | MN | $25,736,259 | $75,586,507 | 6 | Apr 24 | sec.gov |
| Mozarc Medical Management Holding LLC | Other Health Care | Minneapolis | MN | $22,399,377 | $32,713,303 | 9 | Apr 24 | sec.gov |
| Alianza Inc | Telecommunications | Pleasant Grove | UT | $21,499,993 | $28,999,990 | 4 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $18,193,264 | Indefinite | 10 | Apr 24 | sec.gov |
| Chewsy, LLC | Other Health Care | Scottsdale | AZ | $16,000,000 | $16,000,000 | 19 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $15,029,024 | Indefinite | 11 | Apr 24 | sec.gov |
| Outliers Inc. | Other Health Care | New York | NY | $13,647,338 | $15,391,167 | 34 | Apr 24 | sec.gov |
| Multiply Labs, Inc. | Other Technology | San Francisco | CA | $11,100,000 | $11,100,000 | 4 | Apr 24 | sec.gov |
| MEND NUTRITION INC. | Other | New York | NY | $10,462,288 | $11,275,000 | 8 | Apr 24 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $10,397,105 | $295,000,000 | 24 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,512,805 | Indefinite | 12 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,363,429 | Indefinite | 5 | Apr 24 | sec.gov |
| Eximis Surgical Inc. | Other Health Care | Louisville | CO | $8,742,615 | $8,742,615 | 12 | Apr 24 | sec.gov |
| WH Valley Villas 58 LLC | Residential | Santa Clarita | CA | $8,580,000 | $8,580,000 | 86 | Apr 24 | sec.gov |
| Bitterroot Manufacturing Investors LLC | Other | Austin | TX | $7,917,000 | $7,917,000 | 34 | Apr 24 | sec.gov |
| K-Island Resources, LLC (amended) | Coal Mining | Brevard | NC | $5,700,000 | $5,700,000 | 2 | Apr 24 | sec.gov |
| Persist AI Formulations Corp | Pharmaceuticals | Woodland | CA | $4,888,484 | $5,470,484 | 27 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,265,200 | Indefinite | 4 | Apr 24 | sec.gov |
| Optiversal Inc. | Other Technology | St. Petersburg | FL | $4,199,998 | $4,199,998 | 4 | Apr 24 | sec.gov |
| FTFS Investors LLC | Other | Austin | TX | $3,847,000 | $3,847,000 | 43 | Apr 24 | sec.gov |
| I-V Access Technology, Inc. (amended) | Other Health Care | San Francisco | CA | $3,489,585 | $4,299,589 | 12 | Apr 24 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $3,358,500 | $150,000,000 | 29 | Apr 24 | sec.gov |
| K16 Solutions, Inc. | Computers | Chandler | AZ | $3,255,000 | $3,255,000 | 16 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,250,000 | Indefinite | 1 | Apr 24 | sec.gov |
| LaaSy, Inc. | Other Technology | Birmingham | AL | $3,000,000 | $3,000,000 | 2 | Apr 24 | sec.gov |
| Sight Vision Partners, LLC | Hospitals and Physicians | Hauppauge | NY | $2,516,874 | $2,516,874 | 3 | Apr 24 | sec.gov |
| NexPoint Storage IV DST | Other Real Estate | Dallas | TX | $2,157,138 | $70,344,106 | 6 | Apr 24 | sec.gov |
| IC Loveland Investors LLC | Commercial | Englewood | CO | $2,150,000 | $4,342,500 | 15 | Apr 24 | sec.gov |
| Belfry Software, Inc. | Other Technology | New York | NY | $2,149,999 | $2,499,998 | 4 | Apr 24 | sec.gov |
| Glydways, Inc. | Other Technology | South San Francisco | CA | $2,000,000 | $5,000,000 | 1 | Apr 24 | sec.gov |
| STARCORE CR LLC | Residential | Plano | TX | $1,430,000 | $15,000,000 | 21 | Apr 24 | sec.gov |
| FRAUD.NET INC | Other Technology | New York | NY | $1,325,000 | Indefinite | 10 | Apr 24 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,010,000 | Indefinite | 11 | Apr 24 | sec.gov |
| Great Lakes Land Holdings, LLC | Commercial | Lowell | MI | $1,000,000 | $2,000,000 | 1 | Apr 24 | sec.gov |
| RHV-VoltServer Holdings, LLC | Other Technology | Providence | RI | $876,316 | $876,316 | 6 | Apr 24 | sec.gov |
| OZE MTA Coinvest LLC | Investing | Florham Park | NJ | $750,000 | $750,000 | 23 | Apr 24 | sec.gov |
| UGE International Ltd. | Other Energy | Toronto | $582,590 | $582,590 | 6 | Apr 24 | sec.gov | |
| Tapps Electric LLC | Other | Sumner | WA | $500,000 | $500,000 | 3 | Apr 24 | sec.gov |
| CES HOLDINGS, LLC/ DE | Other | Mansfield | MA | $300,000 | $300,000 | 2 | Apr 24 | sec.gov |
| Innovation1 Biotech Inc. | Other | Rockaway | NJ | $186,666 | $280,000 | 2 | Apr 24 | sec.gov |
| FIRE PIT COLLECTIVE, INC. | Other Technology | Oceanside | CA | $150,000 | $500,000 | 2 | Apr 24 | sec.gov |
| First Capital Co | Other | Provo | UT | $129,611 | $5,000,000 | 37 | Apr 24 | sec.gov |
| Fork Paradise LLC (amended) | Commercial | Colleyville | TX | $100,000 | $2,200,000 | 1 | Apr 24 | sec.gov |
| SYMPLSOFT, INC. (amended) | Other | Liberty Lake | WA | $75,000 | $1,000,000 | 1 | Apr 24 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $75,000 | $75,000 | 1 | Apr 24 | sec.gov |
| Legacy Rising LLC | Other | Pompano Beach | FL | $50,000 | Indefinite | 2 | Apr 24 | sec.gov |
| Endpoint Utility, LP (amended) | Other | Whitefish | MT | $45,000 | $300,000 | 3 | Apr 24 | sec.gov |
| MotyMate, Inc | Other Technology | New York | NY | $35,000 | $35,000 | 4 | Apr 24 | sec.gov |
| MDCalc Ltd, Inc. | Pharmaceuticals | New York | NY | $30,800 | $30,800 | 1 | Apr 24 | sec.gov |
| Mikaila & the Bees, LLC | Other | Austin | TX | $20,000 | $5,000,000 | 2 | Apr 24 | sec.gov |
| MolQ Entertainment, Inc. | Telecommunications | El Segundo | CA | $15,000 | $5,000,000 | 1 | Apr 24 | sec.gov |
| City Storage Burlington LLC | Other | Wilmington | NC | $0 | $1,600,000 | 0 | Apr 24 | sec.gov |
| Brigham Land LLC | Other | American Fork | UT | $0 | $1,700,000 | 0 | Apr 24 | sec.gov |
| SPI Ivy Equity DE, LLC | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 24 | sec.gov |
| NatPets Incentive Company, LLC | Other | Boulder | CO | $0 | $1,000,000 | 1 | Apr 24 | sec.gov |
| Miss Marmelstein Ltd Liability Co | Other | New York | NY | $0 | $2,500,000 | 0 | Apr 24 | sec.gov |
| RICORE ACROPOLIS 3, LLC (amended) | Commercial | Blue Ash | OH | $0 | $11,000,000 | 0 | Apr 24 | sec.gov |
| IdeaPros, Inc. | Other | San Diego | CA | $0 | $7,500,000 | 0 | Apr 24 | sec.gov |
| Disrupt Holdings, L.P. | Other | West Des Moines | IA | $0 | Indefinite | 0 | Apr 24 | sec.gov |
| IPO.CLUB LLC (amended) | Investing | Miami Beach | FL | $0 | $100,000,000 | 0 | Apr 24 | sec.gov |
| ONCOSEC MEDICAL Inc | Biotechnology | Ewing | NJ | $0 | Indefinite | 7 | Apr 24 | sec.gov |
| BioCycle Energy Inc. | Other Energy | Statesville | NC | $0 | Indefinite | 0 | Apr 24 | sec.gov |
| F Street OCLV MF 2, LLC | Residential | Milwaukee | WI | $0 | $9,450,000 | 0 | Apr 24 | sec.gov |
| F Street OCLV NT LLC | Residential | Milwaukee | WI | $0 | $3,080,000 | 0 | Apr 24 | sec.gov |
| Envision Life Labs LLC | Biotechnology | Boston | MA | $0 | Indefinite | 0 | Apr 24 | sec.gov |
April 25, 2023 · April 21, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.