Data / Form D filings / Apr 21
Form D filings, April 21, 2023: 98 companies raised $17.64 billion
98 operating companies filed a Form D on April 21, 2023, reporting $17.64 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.65 billion), Nationwide PPVUL Separate Account - 6 ($4.96 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $3.6 million, and 131 pooled investment funds also filed that day.
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- 98Form D filings
- $17.64 billionreported sold
- $3.6 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, FL 12, OH 9, TX 8, NY 5. By industry: Other Technology 20, Other 15, Commercial 9, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,645,439,075 | Indefinite | 448 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,962,461,706 | Indefinite | 25 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $369,099,685 | Indefinite | 76 | Apr 21 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Apr 21 | sec.gov |
| MG3 REIT, LLC (amended) | REITS and Finance | Aventura | FL | $85,443,875 | Indefinite | 70 | Apr 21 | sec.gov |
| GYNESONICS, INC | Other Health Care | Redwood City | CA | $49,499,998 | $65,000,000 | 7 | Apr 21 | sec.gov |
| MG3 OP, L.P. (amended) | REITS and Finance | Aventura | FL | $47,318,703 | Indefinite | 8 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $45,154,163 | Indefinite | 2 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $35,482,692 | Indefinite | 10 | Apr 21 | sec.gov |
| Invicta Medical, Inc. (amended) | Other Health Care | Santa Clara | CA | $24,977,627 | $25,000,000 | 26 | Apr 21 | sec.gov |
| DOCUSMART INC. | Other Technology | Seattle | WA | $19,999,990 | $19,999,990 | 8 | Apr 21 | sec.gov |
| WoodScape Investors, LLC | Commercial | Tulsa | OK | $16,000,000 | $27,000,000 | 20 | Apr 21 | sec.gov |
| Rock the Bells, Inc. | Other | Hollywood | CA | $14,571,693 | $16,505,264 | 28 | Apr 21 | sec.gov |
| Harpe Bioherbicide Solutions, Inc. | Agriculture | Raleigh | NC | $10,678,471 | $10,700,000 | 31 | Apr 21 | sec.gov |
| VAIL HEALTH QP, LLC | Other Health Care | Chicago | IL | $10,577,000 | $17,250,000 | 95 | Apr 21 | sec.gov |
| We Are Set, Inc. | Other Technology | Mill Valley | CA | $9,389,976 | $9,389,976 | 16 | Apr 21 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,134 | Indefinite | 6 | Apr 21 | sec.gov |
| Fuse Oncology, Inc. | Other Health Care | Greensboro | NC | $8,859,474 | $9,687,483 | 20 | Apr 21 | sec.gov |
| SVille 1818 Holdco, LLC | Commercial | Birmingham | AL | $8,250,000 | $8,250,000 | 29 | Apr 21 | sec.gov |
| Optera, Inc. | Other Technology | Boulder | CO | $7,714,379 | $12,000,000 | 7 | Apr 21 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $7,708,485 | $295,000,000 | 21 | Apr 21 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $7,500,000 | $7,500,000 | 70 | Apr 21 | sec.gov |
| Better Therapeutics, Inc. | Biotechnology | San Francisco | CA | $6,500,001 | $6,500,001 | 9 | Apr 21 | sec.gov |
| Cuby Technologies, Inc. | Other | Wilmington | DE | $6,421,604 | $8,759,991 | 10 | Apr 21 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $6,374,362 | $6,374,362 | 70 | Apr 21 | sec.gov |
| Calm Co Fund IV LP | Other Banking and Financial Services | Miami | FL | $6,000,000 | $10,000,000 | 120 | Apr 21 | sec.gov |
| Pallas Industries, Inc. | Other Technology | Arlington | VA | $5,414,995 | $5,499,995 | 20 | Apr 21 | sec.gov |
| 2 Shares 1 LLP (amended) | Investing | London | $5,000,000 | $5,000,000 | 0 | Apr 21 | sec.gov | |
| 2 Shares LLP (amended) | Investing | London | $5,000,000 | $5,000,000 | 0 | Apr 21 | sec.gov | |
| NEXTFOODS INC | Retailing | Boulder | CO | $5,000,000 | $10,000,000 | 1 | Apr 21 | sec.gov |
| VAIL HEALTH, LLC | Other Health Care | Chicago | IL | $4,930,000 | $17,250,000 | 65 | Apr 21 | sec.gov |
| BM IBI 2 LLC | Investing | Aventura | FL | $4,400,000 | $4,400,000 | 2 | Apr 21 | sec.gov |
| Empire Street 2 Broadway Limited Partnership (amended) | Other | New York | NY | $4,100,000 | $4,200,000 | 39 | Apr 21 | sec.gov |
| Monetization Solutions, Inc. | Other | Atlanta | GA | $4,069,613 | $4,069,613 | 54 | Apr 21 | sec.gov |
| Praeventix, Inc. (amended) | Biotechnology | Exton | PA | $3,620,446 | $4,320,446 | 3 | Apr 21 | sec.gov |
| Ad Fontes Media, Inc. | Other | Westminster | CO | $3,558,328 | $5,105,754 | 5 | Apr 21 | sec.gov |
| inbanx, Inc. | Other Technology | Austin | TX | $3,554,999 | $3,554,999 | 23 | Apr 21 | sec.gov |
| Urgent.ly Inc. | Other Technology | Vienna | VA | $3,476,935 | $30,000,000 | 7 | Apr 21 | sec.gov |
| RCI Gainesville 110 LP | Commercial | Frisco | TX | $3,150,000 | $4,000,000 | 22 | Apr 21 | sec.gov |
| DIGITAL ALLY, INC. | Other Technology | Lenexa | KS | $3,000,000 | $6,000,000 | 2 | Apr 21 | sec.gov |
| DILON TECHNOLOGIES INC | Biotechnology | Newport News | VA | $2,727,000 | $7,500,000 | 17 | Apr 21 | sec.gov |
| Omnis Solidity Capital Limited Partnership | Other Real Estate | Coral Gables | FL | $2,330,845 | Indefinite | 12 | Apr 21 | sec.gov |
| Aurva Inc. | Other Technology | Sunnyvale | CA | $2,149,997 | $2,150,000 | 9 | Apr 21 | sec.gov |
| Pistol Ridge Multi-Well Joint Venture (amended) | Oil and Gas | Dallas | TX | $1,940,000 | $2,040,000 | 18 | Apr 21 | sec.gov |
| Dexter 1 Joint Venture (amended) | Oil and Gas | Dallas | TX | $1,940,000 | $2,040,000 | 18 | Apr 21 | sec.gov |
| XO Armor Technologies, Inc. | Other Technology | Auburn | AL | $1,920,000 | $3,500,000 | 9 | Apr 21 | sec.gov |
| Advanced Recruiting Intelligence, Inc. | Other Technology | Kirkland | WA | $1,847,988 | $4,000,631 | 6 | Apr 21 | sec.gov |
| BM IBI 2 LLC | Investing | Aventura | FL | $1,650,000 | $1,650,000 | 2 | Apr 21 | sec.gov |
| Breezy Point Energy Corp | Other Energy | N Caldwell | MT | $1,643,000 | Indefinite | 54 | Apr 21 | sec.gov |
| Botin Innovation Inc | Other Technology | City Of Industry | CA | $1,200,000 | $1,200,000 | 6 | Apr 21 | sec.gov |
| Worcester Investments, LLC | Other | Kansas City | MO | $1,200,000 | $2,000,000 | 5 | Apr 21 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $1,050,000 | $1,050,000 | 2 | Apr 21 | sec.gov |
| Bookman - Zeev Ventures IX LLC (amended) | Investing | San Francisco | CA | $1,000,000 | $1,000,000 | 6 | Apr 21 | sec.gov |
| MEDWAVE SOFTWARE SOLUTIONS, INC. | Other Technology | Sebastopol | CA | $859,208 | $3,500,000 | 4 | Apr 21 | sec.gov |
| Fourth Secret, LLC | Other | Malibu | CA | $800,000 | $35,000,000 | 2 | Apr 21 | sec.gov |
| Kuya Silver Corp./BC | Other | Garibaldi Highlands | $740,740 | $1,425,926 | 6 | Apr 21 | sec.gov | |
| WEALTHUNION XI A SERIES OF WEALTHUNION VENTURES LLC (amended) | Investing | Dover | DE | $517,612 | $517,612 | 16 | Apr 21 | sec.gov |
| Struct Chat, Inc. | Other Technology | San Francisco | CA | $515,001 | $1,000,000 | 8 | Apr 21 | sec.gov |
| Purinomia Biotech, Inc. | Biotechnology | Woburn | MA | $500,000 | $500,000 | 1 | Apr 21 | sec.gov |
| Distynct Corp | Other Technology | Ames | IA | $400,000 | $1,000,000 | 1 | Apr 21 | sec.gov |
| Gaingels Rain LLC (amended) | Other | Burlington | VT | $364,893 | $364,893 | 29 | Apr 21 | sec.gov |
| Amos Power, Inc. | Other Technology | Cedar Falls | IA | $275,000 | $2,000,000 | 2 | Apr 21 | sec.gov |
| West Frontier FundCo, LLC | Other Real Estate | Scottsdale | AZ | $225,000 | $3,000,000 | 3 | Apr 21 | sec.gov |
| Seigla Medical, Inc. | Other Technology | Buffalo | MN | $200,000 | $1,080,000 | 0 | Apr 21 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $155,000 | $155,000 | 4 | Apr 21 | sec.gov |
| C3 Capital, Inc. | Business Services | Providence | RI | $135,000 | $1,000,000 | 0 | Apr 21 | sec.gov |
| Calico Development IM, LP | Other Real Estate | Moss Point | MS | $134,455 | $375,000 | 25 | Apr 21 | sec.gov |
| Gaingels Formation LLC | Other | Burlington | VT | $105,555 | $105,555 | 17 | Apr 21 | sec.gov |
| GOOD BOYES LLC | Restaurants | Sonoma | CA | $100,000 | $400,000 | 2 | Apr 21 | sec.gov |
| Texas 3 Pack, LLC | Commercial | Houston | TX | $100,000 | $60,000,000 | 0 | Apr 21 | sec.gov |
| Utherverse Inc. | Other Technology | New Westminster | $100,000 | $1,000,000 | 1 | Apr 21 | sec.gov | |
| Pathfinder Health, Inc. | Other Health Care | Seattle | WA | $75,000 | Indefinite | 3 | Apr 21 | sec.gov |
| bioProtonics, Inc. | Other | Santa Barbara | CA | $74,415 | $74,415 | 1 | Apr 21 | sec.gov |
| Vin-37 Solaris Vaccines, LLC | Other | Fayetteville | AR | $35,000 | $500,000 | 5 | Apr 21 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC | Other Real Estate | Irvine | CA | $0 | $5,000,000 | 0 | Apr 21 | sec.gov |
| SFC Nolia Multifam, LLC | Other | Ft. Pierce | FL | $0 | $2,650,000 | 0 | Apr 21 | sec.gov |
| VV Global Encryption Digital Asset Trading Co., LTD | Other Technology | Denver | CO | $0 | $1,000,000 | 0 | Apr 21 | sec.gov |
| MANSFIELD 101 LLC | Commercial | Sheridan | WY | $0 | $8,000,000 | 0 | Apr 21 | sec.gov |
| DEETS ACQUISITION HOLDINGS LLC | Other Energy | Oil City | PA | $0 | $1,850,000 | 0 | Apr 21 | sec.gov |
| Denholtz Brant Investor LLC | Other Real Estate | Red Bank | NJ | $0 | $6,000,000 | 0 | Apr 21 | sec.gov |
| Northland Residential Development Fund IV LLC | Residential | Concord | MA | $0 | $10,000,000 | 0 | Apr 21 | sec.gov |
| RE-SFH TEXAS CAPITAL PARTNERS LLC | REITS and Finance | Fort Worth | TX | $0 | $5,000,000 | 0 | Apr 21 | sec.gov |
| 1912 Capital LLC | Other Real Estate | Peoria | AZ | $0 | $10,000,000 | 0 | Apr 21 | sec.gov |
| RICORE ACROPOLIS 3, LLC | Commercial | Blue Ash | OH | $0 | $11,000,000 | 0 | Apr 21 | sec.gov |
| WSREF VII Feeder, LP | Other Real Estate | Greenwich | CT | $0 | Indefinite | 0 | Apr 21 | sec.gov |
| Commonwealth Legacy Investment Corp | Other | Omaha | NE | $0 | $10,000,000 | 0 | Apr 21 | sec.gov |
| Keystone 1031 Lansing Industrial, DST | Commercial | Jericho | NY | $0 | $17,950,000 | 0 | Apr 21 | sec.gov |
| Keystone 1031 Orlando Office, DST | Commercial | Jericho | NY | $0 | $22,150,000 | 0 | Apr 21 | sec.gov |
| Resource Royalty XVIII, LLC (amended) | Other Energy | Dallas | TX | $0 | $9,650,347 | 0 | Apr 21 | sec.gov |
| Exlites Holdings International Inc | Other Energy | Hudson | FL | $0 | $5,000,000 | 0 | Apr 21 | sec.gov |
| LHERISSON JUNIOR ELIE ESTATE | Other | Brooklyn | NY | $0 | $100,000,000,000 | 0 | Apr 21 | sec.gov |
| 1110 So. Spaulding LLC | Commercial | North Hollywood | CA | $0 | $15,000,000 | 0 | Apr 21 | sec.gov |
| Fortis Green Renewables Green Fund I, LLC | Other Energy | Orlando | FL | $0 | $17,000,000 | 0 | Apr 21 | sec.gov |
| C3 Capital, Inc. | Business Services | Providence | RI | $0 | $20,000,000 | 0 | Apr 21 | sec.gov |
| Kioxia Holdings Corp (amended) | Other Technology | Tokyo | $0 | $100,000,000 | 0 | Apr 21 | sec.gov | |
| FF Asset Fund I, LLC | Residential | Fort Worth | TX | $0 | $10,000,000 | 0 | Apr 21 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $2,500,000 | 0 | Apr 21 | sec.gov |
April 24, 2023 · April 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.