Data / Form D filings / Apr 18
Form D filings, April 18, 2024: 89 companies raised $570.8 million
89 operating companies filed a Form D on April 18, 2024, reporting $570.8 million sold. Largest: Minneapolis MSA Senior Living Portfolio DST ($70 million), Avive Solutions, Inc. ($56.7 million), GROUNDFLOOR REAL ESTATE LLC ($50.9 million). The median filing is $2.1 million, and 135 pooled investment funds also filed that day.
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- 89Form D filings
- $570.8 millionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (19)
Most filings by state: CA 19, TX 10, NY 7, FL 5, CO 5. By industry: Other 21, Other Technology 14, Commercial 13, Other Real Estate 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $69,960,852 | $76,762,629 | 139 | Apr 18 | sec.gov |
| Avive Solutions, Inc. (amended) | Other Health Care | Brisbane | CA | $56,708,189 | $56,708,189 | 114 | Apr 18 | sec.gov |
| GROUNDFLOOR REAL ESTATE LLC (amended) | Other Banking and Financial Services | Atlanta | GA | $50,948,440 | $50,948,440 | 2359 | Apr 18 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $48,393,021 | $54,462,042 | 134 | Apr 18 | sec.gov |
| Axial Healthcare Holdings, L.P. | Other Health Care | Nashville | TN | $45,000,000 | $45,000,000 | 5 | Apr 18 | sec.gov |
| GUERNSEY HOLDINGS ZRC HOLDCO, LLC | Restaurants | Florence | SC | $34,322,000 | $34,322,000 | 23 | Apr 18 | sec.gov |
| Beyond Aero Inc. | Other Technology | Wilmington | DE | $23,860,774 | $23,860,774 | 46 | Apr 18 | sec.gov |
| Natural Fiber Welding, Inc. (amended) | Manufacturing | Peoria | IL | $23,679,632 | $30,000,000 | 61 | Apr 18 | sec.gov |
| Trinity Golden Triangle Investors LLC | Commercial | Southlake | TX | $21,990,000 | $80,000,000 | 178 | Apr 18 | sec.gov |
| Earlens Corp | Other Health Care | Menlo Park | CA | $18,833,783 | $43,571,345 | 8 | Apr 18 | sec.gov |
| Glendale BTR DST (amended) | Other Real Estate | Oak Brook | IL | $12,900,498 | $72,121,822 | 30 | Apr 18 | sec.gov |
| Reconnaissance Energy Africa Ltd. | Oil and Gas | Vancouver | $12,690,850 | $12,690,850 | 4 | Apr 18 | sec.gov | |
| Linova Energy Inc. | Other Energy | Monrovia | CA | $10,500,000 | $10,500,000 | 9 | Apr 18 | sec.gov |
| Scaler Global Inc. | Other Technology | New York | NY | $10,223,730 | $10,999,995 | 3 | Apr 18 | sec.gov |
| CCI-17404 Katy Fwy, LP | Commercial | Austin | TX | $9,725,000 | $25,000,000 | 55 | Apr 18 | sec.gov |
| NEIGHBORHOOD BANCORP | Commercial Banking | Chula Vista | CA | $9,000,000 | $13,000,000 | 2 | Apr 18 | sec.gov |
| Foundation Capital Co-Investment Fund I, LP (amended) | Other Real Estate | Charlotte | NC | $7,825,000 | $25,000,000 | 23 | Apr 18 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $6,750,000 | $7,950,000 | 1 | Apr 18 | sec.gov |
| r.World, PBC (amended) | Other | Minneapolis | MN | $6,620,000 | $10,000,000 | 39 | Apr 18 | sec.gov |
| IN-HOUSE HEALTH, INC. | Other Technology | Denver | CO | $5,390,000 | $5,390,000 | 13 | Apr 18 | sec.gov |
| VF Portfolio 1 LLC (amended) | Other Real Estate | Denver | CO | $5,114,000 | $10,000,000 | 61 | Apr 18 | sec.gov |
| VF Portfolio 1 LLC (amended) | Other Real Estate | Denver | CO | $5,114,000 | $10,000,000 | 61 | Apr 18 | sec.gov |
| HC Jones, Inc. | Other Health Care | Brooklyn | NY | $5,104,975 | $5,104,975 | 29 | Apr 18 | sec.gov |
| Flagship Biosciences, Inc. | Biotechnology | Broomfield | CO | $5,000,000 | $6,369,795 | 3 | Apr 18 | sec.gov |
| Fresenius Medical Care Wyandotte East, LLC | Other Health Care | Waltham | MA | $4,522,647 | $4,522,647 | 3 | Apr 18 | sec.gov |
| 450 Redwood LLC | Residential | Fremont | CA | $4,200,000 | $4,200,000 | 8 | Apr 18 | sec.gov |
| JVEP San Pedro Office, LLC | Commercial | Fort Worth | TX | $4,200,000 | $4,400,000 | 42 | Apr 18 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $4,099,000 | $4,099,000 | 4 | Apr 18 | sec.gov |
| 2060 California Street LLC | Residential | Fremont | CA | $3,750,000 | $3,750,000 | 5 | Apr 18 | sec.gov |
| Springfield Hospitality Partners IV, LLC | Commercial | Springfield | MO | $3,180,000 | $3,180,000 | 15 | Apr 18 | sec.gov |
| Secure Systems Innovation Corp (amended) | Other Technology | Las Vegas | NV | $3,131,000 | $5,000,000 | 2 | Apr 18 | sec.gov |
| Majestic Pataskala LLC | Other Real Estate | Plain City | OH | $3,115,000 | $3,700,000 | 98 | Apr 18 | sec.gov |
| Grupago, Inc. | Other | San Francisco | CA | $3,100,000 | $3,100,000 | 19 | Apr 18 | sec.gov |
| SHOP DIDDO, INC. | Other Technology | Santa Monica | CA | $2,544,997 | $2,794,996 | 22 | Apr 18 | sec.gov |
| Neurotone AI, Inc. | Other Technology | Gainesville | FL | $2,514,983 | $2,589,983 | 18 | Apr 18 | sec.gov |
| Glass Half Full Inc. | Other | New Orleans | LA | $2,500,000 | $2,500,000 | 11 | Apr 18 | sec.gov |
| JVEP Broadmoor Plaza Retail, LLC | Commercial | Fort Worth | TX | $2,405,000 | $2,505,000 | 22 | Apr 18 | sec.gov |
| Epistemic AI, Inc. | Other Technology | Westport | CT | $1,888,995 | $2,699,005 | 23 | Apr 18 | sec.gov |
| Catalyst OrthoScience Inc | Other | Naples | FL | $1,499,999 | $5,000,000 | 2 | Apr 18 | sec.gov |
| Potenza Industrial Fund LLC | Commercial | Arcadia | CA | $1,285,000 | $1,500,000 | 16 | Apr 18 | sec.gov |
| NYIAX, INC. | Other | Somerset | NJ | $1,250,000 | Indefinite | 4 | Apr 18 | sec.gov |
| Intellistem, Inc. | Other Health Care | San Francisco | CA | $1,200,000 | $1,500,000 | 1 | Apr 18 | sec.gov |
| Reserved Media Group, Inc. | Other | Venice | CA | $1,110,000 | Indefinite | 22 | Apr 18 | sec.gov |
| Broom Factory Investors LLC | Residential | Charlottesville | VA | $1,075,000 | $1,075,000 | 8 | Apr 18 | sec.gov |
| AgEagle Aerial Systems Inc. | Other Technology | Wichita | KS | $1,050,000 | $1,050,000 | 1 | Apr 18 | sec.gov |
| Springfield Hospitality Partners V, LLC | Commercial | Springfield | MO | $1,000,000 | $1,000,000 | 1 | Apr 18 | sec.gov |
| Alec's Ice Cream, Inc. | Other | Petaluma | CA | $1,000,000 | $1,000,000 | 9 | Apr 18 | sec.gov |
| 37228 Walnut LLC | Residential | Fremont | CA | $960,020 | $960,020 | 3 | Apr 18 | sec.gov |
| Gro Real Estate Fund II LP | Other Real Estate | Fargo | ND | $900,000 | $10,000,000 | 13 | Apr 18 | sec.gov |
| Hall Structured Finance Somm Hotel, LP (amended) | Commercial | Dallas | TX | $650,000 | $5,000,000 | 7 | Apr 18 | sec.gov |
| Invisible Commerce Ltd | Other Technology | Seattle | WA | $625,000 | $2,000,000 | 3 | Apr 18 | sec.gov |
| POCION, CORP. | Other | Wilmington | DE | $560,000 | $3,500,000 | 11 | Apr 18 | sec.gov |
| ImmVue Therapeutics Inc. (amended) | Biotechnology | Toronto | $529,300 | $529,300 | 3 | Apr 18 | sec.gov | |
| Sublynk Inc. | Other | Louisville | CO | $500,000 | Indefinite | 1 | Apr 18 | sec.gov |
| GOOD.LOOP LTD | Other Technology | Edinburgh | $434,285 | Indefinite | 8 | Apr 18 | sec.gov | |
| Mule Investment Management Limited Partnership | Investing | Richmond | VA | $425,000 | $1,000,000 | 4 | Apr 18 | sec.gov |
| Woodford Horizontal Project 73 LLC | Oil and Gas | Dallas | TX | $410,000 | $1,250,000 | 4 | Apr 18 | sec.gov |
| OVH Environmental Holdings, LLC | Other | Smyrna | GA | $400,000 | $400,000 | 7 | Apr 18 | sec.gov |
| For Your Bed LLC | Retailing | Southlake | TX | $400,000 | $400,000 | 0 | Apr 18 | sec.gov |
| IndulgeRx Brands Inc (amended) | Other | Woods Cross | UT | $396,582 | $553,370 | 6 | Apr 18 | sec.gov |
| SILVER X MINING CORP. | Other | Vancouver | $376,331 | $689,939 | 9 | Apr 18 | sec.gov | |
| RadiusAI, Inc. | Other Technology | Tempe | AZ | $370,000 | $10,800,000 | 3 | Apr 18 | sec.gov |
| Dealer Management Group, Inc. (amended) | Insurance | Townshend | VT | $325,000 | $455,000 | 5 | Apr 18 | sec.gov |
| Triumvirate Strength, LLC | Other | Redondo Beach | CA | $250,000 | $400,000 | 6 | Apr 18 | sec.gov |
| Ollie Pets Inc. | Other Technology | Reno | NV | $198,000 | $198,000 | 2 | Apr 18 | sec.gov |
| KYTE DYNAMICS, INC. (amended) | Other Technology | Walnut | CA | $166,000 | $166,000 | 4 | Apr 18 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $135,000 | $200,000 | 3 | Apr 18 | sec.gov |
| Finquility Inc. (amended) | Other | Houston | TX | $115,000 | $115,000 | 9 | Apr 18 | sec.gov |
| BEANSTALK A A SERIES OF EAC MASTER LLC | Other | Oakland | CA | $110,030 | $110,030 | 7 | Apr 18 | sec.gov |
| Intuitive Lumicell LLC | Investing | White Plains | NY | $110,000 | $7,000,000 | 3 | Apr 18 | sec.gov |
| USEIG, LLC Omega Joint Venture | Oil and Gas | Austin | TX | $75,000 | $187,500 | 2 | Apr 18 | sec.gov |
| Gateway Ambulatory Surgery Center, LLC | Hospitals and Physicians | Concord | NC | $55,320 | $845,289 | 1 | Apr 18 | sec.gov |
| Surgery Center of Fairfield County, LLC (amended) | Other Health Care | Birmingham | AL | $39,858 | $699,009 | 1 | Apr 18 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $8,572 | Indefinite | 2 | Apr 18 | sec.gov |
| SIX FOUR CORAL, LLC | Commercial | Miami Beach | FL | $0 | $1,950,000 | 0 | Apr 18 | sec.gov |
| Commercial Ave Partners LLC | Other | Charlotte | NC | $0 | $3,000,000 | 0 | Apr 18 | sec.gov |
| Uptrend Northpark LLC | Other Real Estate | Westerville | OH | $0 | $20,000,000 | 0 | Apr 18 | sec.gov |
| ANT of Wisconsin LLC | Other Real Estate | Fairfax | VA | $0 | $25,000 | 0 | Apr 18 | sec.gov |
| Take The Lead Ltd Liability Co | Other | New York | NY | $0 | $25,000,000 | 0 | Apr 18 | sec.gov |
| DAMN THE MAN PRODUCTIONS Ltd LIABILITY Co | Other | New York | NY | $0 | $3,500,000 | 0 | Apr 18 | sec.gov |
| Emend Real Estate Fund I LP | Commercial | Wilmington | DE | $0 | $25,000,000 | 0 | Apr 18 | sec.gov |
| 303 Allen Avenue Partners LP | Commercial | St Petersburg | FL | $0 | $4,500,000 | 0 | Apr 18 | sec.gov |
| Makaan PE Fund 1 LLC | Commercial | Houston | TX | $0 | $100,000,000 | 0 | Apr 18 | sec.gov |
| Mosoldi, Inc. | Other Technology | Sheridan | WY | $0 | $500,000 | 0 | Apr 18 | sec.gov |
| M.N. Technology LLC | Agriculture | Grand Rapids | MN | $0 | $18,000,000 | 0 | Apr 18 | sec.gov |
| INGLIS LAKESIDE RV MHC, LLC | Commercial | Tampa | FL | $0 | $1,300,000 | 0 | Apr 18 | sec.gov |
| High Street Real Estate Fund VIII, L.P. | Other Real Estate | Woburn | MA | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| M ARTHUR GENSLER JR & ASSOCIATES INC | Other | San Francisco | CA | $0 | Indefinite | 11 | Apr 18 | sec.gov |
| NAMCO Forward Fund LLC | Other | New York | NY | $0 | Indefinite | 0 | Apr 18 | sec.gov |
April 19, 2024 · April 17, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.