Data / Form D filings / Nov 15
Form D filings, November 15, 2024: 95 companies raised $2.55 billion
95 operating companies filed a Form D on November 15, 2024, reporting $2.55 billion sold. Largest: Empower Annuity Insurance Co ($681.7 million), Purple Cow Topco, LLC ($273.6 million), Receivables Funding, LLC ($184.9 million). The median filing is $3.8 million, and 171 pooled investment funds also filed that day.
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- 95Form D filings
- $2.55 billionreported sold
- $3.8 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, TX 11, NY 7, FL 6, OH 5. By industry: Other 23, Other Technology 18, Residential 9, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Empower Annuity Insurance Co (amended) | Insurance | Hartford | CT | $681,720,201 | Indefinite | 40 | Nov 15 | sec.gov |
| Purple Cow Topco, LLC | Business Services | Westport | CT | $273,550,000 | Indefinite | 46 | Nov 15 | sec.gov |
| Receivables Funding, LLC (amended) | Other Banking and Financial Services | New York | NY | $184,874,229 | Indefinite | 83 | Nov 15 | sec.gov |
| Diversified Government REIT, Inc. (amended) | REITS and Finance | Chicago | IL | $184,646,503 | Indefinite | 36 | Nov 15 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $180,282,719 | $180,282,719 | 685 | Nov 15 | sec.gov |
| Firefly Aerospace Inc. | Other Technology | Cedar Park | TX | $175,527,885 | Indefinite | 10 | Nov 15 | sec.gov |
| Sator Grove Holdings, LLC | Other | Bradenton | FL | $100,100,000 | $100,100,000 | 3 | Nov 15 | sec.gov |
| Radiant Industries, Inc | Other Energy | El Segundo | CA | $99,999,999 | $99,999,999 | 27 | Nov 15 | sec.gov |
| Tessl Holdings, Inc. | Other Technology | London | $99,455,182 | $100,000,000 | 11 | Nov 15 | sec.gov | |
| Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended) | Other Real Estate | El Segundo | CA | $94,362,776 | $500,000,000 | 183 | Nov 15 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $81,509,831 | $104,867,496 | 59 | Nov 15 | sec.gov |
| Pathfinder Multifamily Opportunity Fund IX, L.P. (amended) | Residential | La Jolla | CA | $41,822,100 | $41,822,100 | 197 | Nov 15 | sec.gov |
| TXSE Group Inc. (amended) | Other | Houston | TX | $28,750,000 | $28,750,000 | 15 | Nov 15 | sec.gov |
| Griffin Capital (Nashville) Fund, L.P. (amended) | Other Real Estate | El Segundo | CA | $27,767,003 | $35,000,000 | 225 | Nov 15 | sec.gov |
| Aurora Apartments I, LLC | Residential | Upper Arlington | OH | $22,425,000 | $26,525,000 | 106 | Nov 15 | sec.gov |
| Row 7 Seed Company, LLC | Other | Newburgh | NY | $20,105,806 | $20,105,806 | 19 | Nov 15 | sec.gov |
| Muir Parent, LLC | Investing | Akron | OH | $19,201,259 | Indefinite | 7 | Nov 15 | sec.gov |
| Union Township Apartments I, LLC | Residential | Upper Arlington | OH | $17,364,000 | $19,300,000 | 99 | Nov 15 | sec.gov |
| LPi Digital Holdings, LLC | Other | Edmonds | WA | $13,405,000 | $13,405,000 | 10 | Nov 15 | sec.gov |
| W-Lamonte Ltd Partners LLC | Residential | Houston | TX | $12,800,000 | $12,800,000 | 28 | Nov 15 | sec.gov |
| Outsmart Education, Inc. | Other Technology | New York | NY | $12,724,996 | $12,999,995 | 4 | Nov 15 | sec.gov |
| Comparative, Inc. | Other Technology | Covina | CA | $11,894,939 | $11,894,939 | 12 | Nov 15 | sec.gov |
| SocialTrendly, Inc. | Other Technology | Rochester | NY | $11,699,993 | $20,200,000 | 6 | Nov 15 | sec.gov |
| Natomas Labs, Inc. | Other | San Francisco | CA | $10,000,000 | $15,000,000 | 2 | Nov 15 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $9,766,680 | $145,000,000 | 100 | Nov 15 | sec.gov |
| Crown Affair, Inc. | Retailing | Los Angeles | CA | $8,999,995 | $8,999,995 | 7 | Nov 15 | sec.gov |
| Hamilton Road Apartments I, LLC | Residential | Upper Arlington | OH | $8,914,000 | $9,400,000 | 93 | Nov 15 | sec.gov |
| MirrorTab Corp. | Other Technology | San Francisco | CA | $8,298,077 | $8,519,999 | 16 | Nov 15 | sec.gov |
| Commonware, Inc. | Other Technology | Palo Alto | CA | $8,066,145 | $8,258,490 | 9 | Nov 15 | sec.gov |
| Thynk, Inc. | Other Technology | Windermere | FL | $7,407,879 | $10,000,000 | 36 | Nov 15 | sec.gov |
| Peregrine Turbine Technologies, LLC (amended) | Other Energy | Wiscasset | ME | $7,256,000 | $10,000,000 | 19 | Nov 15 | sec.gov |
| Novak Land Development II, L.P. (amended) | Other Real Estate | Georgetown | TX | $6,991,200 | $9,120,000 | 54 | Nov 15 | sec.gov |
| Hearth Display, Inc. | Other Technology | Dover | DE | $6,978,788 | $7,392,787 | 16 | Nov 15 | sec.gov |
| La Montagne Holdings, Inc. | Other | Chicago | IL | $6,546,955 | $6,546,955 | 17 | Nov 15 | sec.gov |
| Ashford Park HWC, LLC | Commercial | Sugarland | TX | $5,900,000 | $5,900,000 | 0 | Nov 15 | sec.gov |
| Flex Lending 6 LLC | Other Real Estate | Jacksonville | FL | $5,701,558 | $17,250,000 | 40 | Nov 15 | sec.gov |
| Row 7 Seed Company, LLC | Other | Newburgh | NY | $5,278,790 | $14,499,999 | 17 | Nov 15 | sec.gov |
| Agora Intelligence Inc.\DE | Other Technology | Miami | FL | $5,196,129 | Indefinite | 50 | Nov 15 | sec.gov |
| CPAM Mooresville Commons, LLC | Commercial | Durham | NC | $4,525,000 | $4,525,000 | 35 | Nov 15 | sec.gov |
| KOA MORTGAGE FUND, LLC (amended) | Commercial | Honolulu | HI | $3,763,500 | $5,000,000 | 22 | Nov 15 | sec.gov |
| High Tide Inc. | Other | Calgary | $3,227,400 | $3,227,400 | 3 | Nov 15 | sec.gov | |
| CarbonWave, Inc. (amended) | Other Health Care | Bethel | CT | $3,000,000 | $3,000,000 | 1 | Nov 15 | sec.gov |
| EdenRoc Sciences LLC | Biotechnology | Worcester | MA | $2,750,000 | $50,000,000 | 3 | Nov 15 | sec.gov |
| General Translation, Inc. | Other Technology | San Francisco | CA | $2,389,993 | $2,389,993 | 12 | Nov 15 | sec.gov |
| All Pro Crestview Cottages LLLP | Residential | Colorado Springs | CO | $1,925,000 | $10,500,000 | 27 | Nov 15 | sec.gov |
| Natural Intelligence Systems, Inc. (amended) | Other Technology | Boise | ID | $1,915,000 | $6,065,000 | 31 | Nov 15 | sec.gov |
| AURA Network Systems, Inc. | Telecommunications | Mclean | VA | $1,814,056 | $2,620,000 | 6 | Nov 15 | sec.gov |
| AgriMortgage Fund, LLC (amended) | Commercial | Oakdale | CA | $1,763,777 | $25,000,000 | 7 | Nov 15 | sec.gov |
| CW Land Co., LLC (amended) | Other Real Estate | Centerville | $1,735,277 | Indefinite | 6 | Nov 15 | sec.gov | |
| SPRING ROCK VENTURE PARTNERS II LP | Other | Honolulu | HI | $1,500,000 | $1,500,000 | 13 | Nov 15 | sec.gov |
| RePower Electric Corp. | Other | Gilbert | AZ | $1,423,998 | $1,450,000 | 9 | Nov 15 | sec.gov |
| WALLIT, INC. | Other Technology | Wells | ME | $1,375,000 | $7,000,000 | 15 | Nov 15 | sec.gov |
| MYRXWALLET NORTH AMERICA Corp (amended) | Other Technology | Las Vegas | NV | $1,366,000 | $1,366,000 | 26 | Nov 15 | sec.gov |
| ONDA LIFE, INC. | Other | Santa Monica | CA | $1,209,871 | $2,220,052 | 8 | Nov 15 | sec.gov |
| Stumptown Capital Fund LLC (amended) | Other Real Estate | Lake Oswego | OR | $1,150,000 | $10,000,000 | 16 | Nov 15 | sec.gov |
| MARS Markets Corp. (amended) | Other | Alpine | NJ | $1,147,093 | $2,500,000 | 19 | Nov 15 | sec.gov |
| BREX Parker MF DST | Other Real Estate | New York | NY | $1,120,386 | $66,235,189 | 3 | Nov 15 | sec.gov |
| USEDC Opportunity Zone III LP (amended) | Oil and Gas | Arlington | TX | $1,058,201 | $150,000,000 | 0 | Nov 15 | sec.gov |
| Cicada Technologies, Inc. | Other Banking and Financial Services | New York | NY | $1,000,000 | $1,500,000 | 1 | Nov 15 | sec.gov |
| SYNDEVRX INC | Biotechnology | Cambridge | MA | $978,000 | $12,000,000 | 5 | Nov 15 | sec.gov |
| INANOVATE INC | Biotechnology | Sioux Falls | SD | $900,000 | $900,000 | 6 | Nov 15 | sec.gov |
| DCP 509 Lincoln Avenue, LLC | Commercial | Irving | TX | $600,000 | $2,750,000 | 11 | Nov 15 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $509,018 | $509,018 | 8 | Nov 15 | sec.gov | |
| 1221-23 N FRANKLIN ST JV LLC | Residential | Philadelphia | PA | $500,000 | $500,000 | 19 | Nov 15 | sec.gov |
| Future Fund Advisors LLC | Other | Chicago | IL | $500,000 | $500,000 | 7 | Nov 15 | sec.gov |
| Cedar Recovery of Middle Tennessee, LLC | Other Health Care | Mt. Juliet | TN | $495,000 | Indefinite | 7 | Nov 15 | sec.gov |
| Service Write, Inc. | Other Technology | Wilson | NC | $461,278 | $2,000,000 | 3 | Nov 15 | sec.gov |
| POST HAMPTON PARTNERS, LLC | Investing | Los Angeles | CA | $278,488 | $9,370,988 | 105 | Nov 15 | sec.gov |
| USEDC 2024 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $230,000 | $250,000,000 | 0 | Nov 15 | sec.gov |
| Senior Living fund V USA LLC Offering of Fixed Rate Notes | Commercial | Lenexa | KS | $125,000 | $3,850,000 | 2 | Nov 15 | sec.gov |
| U First Capital Creek, LLC | Other | Freemont | CA | $115,000 | Indefinite | 2 | Nov 15 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $100,000 | Indefinite | 3 | Nov 15 | sec.gov |
| BODY & MIND INC. | Other | Vancouver | $99,965 | $99,965 | 5 | Nov 15 | sec.gov | |
| MYRXWALLET NORTH AMERICA Corp (amended) | Other Technology | Las Vegas | NV | $68,300 | $68,300 | 26 | Nov 15 | sec.gov |
| Kansas Natural Remedies LLC | Retailing | Wichita | KS | $50,000 | Indefinite | 1 | Nov 15 | sec.gov |
| USEDC 2024 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $250,000,000 | 0 | Nov 15 | sec.gov |
| PANZARETA PARTNERS, LLC | Other | Grapevine | TX | $50,000 | $20,000,000 | 1 | Nov 15 | sec.gov |
| MoneyBridge US, Inc. | Other Technology | Sheridan | WY | $20,000 | $20,000 | 1 | Nov 15 | sec.gov |
| Cool Comforts Co. | Other Health Care | Cincinatti | OH | $10,000 | $10,000 | 4 | Nov 15 | sec.gov |
| BCE1, LLC | Construction | Charlotte | NC | $0 | $5,000,000 | 0 | Nov 15 | sec.gov |
| United States Board Riders Corp | Other | Huntington Beach | CA | $0 | $5,021,250 | 0 | Nov 15 | sec.gov |
| EAMG Sports, LLC | Other | Lutz | FL | $0 | $3,000,000 | 0 | Nov 15 | sec.gov |
| hongkong huichuntang industry co., Ltd | Retailing | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| China shengtong industrial co., Ltd | Manufacturing | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| GJS ROBOT(HONG KONG) CO., Ltd | Other Technology | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| Aina Climate AI Venture Studio, LLC | Investing | Redwood City | CA | $0 | $3,500,000 | 0 | Nov 15 | sec.gov |
| Vario Fund LP | Other | Kissimmee | FL | $0 | $100,000,000 | 0 | Nov 15 | sec.gov |
| HONGKONG SNOWFIELD PHYSICAL HOLDING GROUP Ltd | Other | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| Hong Kong Changmao Tianlin Agricultural Development Ltd | Retailing | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| GEWANG INDUSTRIAL HOLDING GROUP CO.,LIMITED | Other | Hong Kong | $0 | $5,000,000 | 0 | Nov 15 | sec.gov | |
| Summer Street ASC, LLC | Other Health Care | Stamford | CT | $0 | $299,957 | 0 | Nov 15 | sec.gov |
| Locus Enterprises, Inc. | Other | Round Rock | TX | $0 | Indefinite | 0 | Nov 15 | sec.gov |
| FirstChoice Capital Partners Fund I, LLC | Residential | Atlanta | GA | $0 | $5,400,000 | 0 | Nov 15 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $5,000,000 | 0 | Nov 15 | sec.gov |
| electroCore, Inc. | Other Health Care | Rockaway | NJ | $0 | Indefinite | 0 | Nov 15 | sec.gov |
November 18, 2024 · November 14, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.