Form D filings, week of November 11, 2024: 404 companies raised $23.22 billion

Name: Form D filings, week of November 11, 2024: 404 companies raised $23.22 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

404 operating companies filed a Form D in the week of November 11, 2024, reporting $23.22 billion sold. Largest: DELAWARE LIFE VARIABLE ACCOUNT H ($7.36 billion), NHIT: Credit Asset Trust ($3.53 billion), NHIT: Core Plus Fixed Income Trust ($3.30 billion). The median filing is $2.4 million, and 530 pooled investment funds also filed that week.

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404Form D filings
$23.22 billionreported sold
$2.4 millionmedian amount sold
CAmost filings (63)

Most filings by state: CA 63, TX 43, NY 34, FL 27, MA 23. By industry: Other 106, Other Technology 66, Other Real Estate 38, Commercial 30.

By day: Nov 12 (110), Nov 13 (104), Nov 14 (95), Nov 15 (95).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
DELAWARE LIFE VARIABLE ACCOUNT H (amended)	Other	Waltham	MA	$7,355,251,120	Indefinite	267	Nov 12	sec.gov
NHIT: Credit Asset Trust (amended)	Investing	Boston	MA	$3,528,154,152	Indefinite	192	Nov 13	sec.gov
NHIT: Core Plus Fixed Income Trust (amended)	Investing	Boston	MA	$3,303,908,981	Indefinite	67	Nov 13	sec.gov
NHIT: Investment Grade Securitized Credit Trust (amended)	Investing	Boston	MA	$1,280,138,933	Indefinite	30	Nov 13	sec.gov
NHIT: CLO Trust (amended)	Investing	Boston	MA	$729,143,644	Indefinite	9	Nov 13	sec.gov
Empower Annuity Insurance Co (amended)	Insurance	Hartford	CT	$681,720,201	Indefinite	40	Nov 15	sec.gov
Keyport Life Ins Co Separate Account P (amended)	Other	Waltham	MA	$568,165,750	Indefinite	227	Nov 12	sec.gov
Bancar Technologies Ltd	Other Technology	Manchester		$309,684,316	$375,087,065	37	Nov 12	sec.gov
Purple Cow Topco, LLC	Business Services	Westport	CT	$273,550,000	Indefinite	46	Nov 15	sec.gov
DL Private Variable Account A (amended)	Other	Waltham	MA	$255,773,057	Indefinite	1	Nov 12	sec.gov
DELAWARE LIFE SEPARATE ACCOUNT S (amended)	Other	Waltham	MA	$248,672,902	Indefinite	83	Nov 12	sec.gov
FreshRealm, Inc. (amended)	Other	Lancaster	TX	$200,000,000	$205,100,000	1	Nov 14	sec.gov
MASTEC INC (amended)	Other	Coral Gables	FL	$194,397,549	Indefinite	102	Nov 12	sec.gov
Receivables Funding, LLC (amended)	Other Banking and Financial Services	New York	NY	$184,874,229	Indefinite	83	Nov 15	sec.gov
Diversified Government REIT, Inc. (amended)	REITS and Finance	Chicago	IL	$184,646,503	Indefinite	36	Nov 15	sec.gov
PATHFINDER PARTNERS INCOME FUND, L.P. (amended)	Residential	San Diego	CA	$180,282,719	$180,282,719	685	Nov 15	sec.gov
Firefly Aerospace Inc.	Other Technology	Cedar Park	TX	$175,527,885	Indefinite	10	Nov 15	sec.gov
Litera Holdco LP (amended)	Other	Wilmington	DE	$173,724,589	Indefinite	8	Nov 12	sec.gov
PDS Parent, Inc. (amended)	Other	Alpharetta	GA	$135,108,042	Indefinite	89	Nov 14	sec.gov
ATSG Holdings, Inc.	Other Technology	New York	NY	$120,155,611	$120,155,611	2	Nov 14	sec.gov
CBC Bancorp	Commercial Banking	Irvine	CA	$119,413,000	$119,413,000	1	Nov 14	sec.gov
Sator Grove Holdings, LLC	Other	Bradenton	FL	$100,100,000	$100,100,000	3	Nov 15	sec.gov
Radiant Industries, Inc	Other Energy	El Segundo	CA	$99,999,999	$99,999,999	27	Nov 15	sec.gov
Tessl Holdings, Inc.	Other Technology	London		$99,455,182	$100,000,000	11	Nov 15	sec.gov
Rentvine Holdings, LLC	Other Technology	Estero	FL	$96,000,000	$96,000,000	55	Nov 13	sec.gov
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. (amended)	Other Real Estate	El Segundo	CA	$94,362,776	$500,000,000	183	Nov 15	sec.gov
Orange Holding Co LLC	Other	Foster City	CA	$82,887,500	$82,887,500	12	Nov 12	sec.gov
JLLX Diversified VI, DST (amended)	Other Real Estate	Chicago	IL	$81,509,831	$104,867,496	59	Nov 15	sec.gov
Delaware Life Variable Account M (amended)	Insurance	Waltham	MA	$72,805,103	Indefinite	1	Nov 12	sec.gov
Grant Bancshares, Inc.	Other Banking and Financial Services	Natchitoches	LA	$70,000,000	$70,000,000	0	Nov 13	sec.gov
Delaware Life NY Separate Account M (amended)	Insurance	Hartford	CT	$68,678,311	Indefinite	35	Nov 12	sec.gov
Mandrake Capital Real Estate Fund II, LP (amended)	Other Real Estate	New York	NY	$65,500,000	Indefinite	11	Nov 13	sec.gov
HPI Storage Fund IV, LP (amended)	Commercial	Austin	TX	$55,360,000	$100,000,000	68	Nov 13	sec.gov
PROVIDENT MORTGAGE TRUST INC (amended)	REITS and Finance	Santa Rosa	CA	$53,637,770	$250,000,000	140	Nov 14	sec.gov
CRE8 CAPITAL FUND I, LLC (amended)	REITS and Finance	Seattle	WA	$52,460,962	$100,000,000	94	Nov 13	sec.gov
Jupiter Aggregator LP	Electric Utilities	New York	NY	$52,297,256	Indefinite	84	Nov 14	sec.gov
PG Dallas Uptown Investors, LLC (amended)	Other Real Estate	Atlanta	GA	$48,590,077	$51,100,000	326	Nov 14	sec.gov
Rio2 Ltd	Other	Vancouver		$45,437,718	$45,437,718	8	Nov 13	sec.gov
STC One BR Defense Fund LLC	Investing	Lancaster	PA	$45,400,000	$45,400,000	44	Nov 14	sec.gov
CBC Bancorp	Commercial Banking	Irvine	CA	$45,000,000	$45,000,000	5	Nov 14	sec.gov
App Orchid Inc. (amended)	Other Technology	San Ramon	CA	$42,000,000	$42,000,000	12	Nov 12	sec.gov
Pathfinder Multifamily Opportunity Fund IX, L.P. (amended)	Residential	La Jolla	CA	$41,822,100	$41,822,100	197	Nov 15	sec.gov
NexPoint Storage V DST (amended)	Other Real Estate	Dallas	TX	$41,421,181	$46,439,932	84	Nov 13	sec.gov
CCG PROPERTY FUND III LLC (amended)	Other Real Estate	Bellevue	WA	$36,225,000	$40,000,000	210	Nov 12	sec.gov
Stream Deals Fund IV, L.P.	Commercial	Dallas	TX	$36,065,000	Indefinite	99	Nov 14	sec.gov
Advanced X Fund 24, LP (amended)	Other Real Estate	Irvine	CA	$34,168,408	Indefinite	17	Nov 14	sec.gov
DermBiont, Inc. (amended)	Biotechnology	Boston	MA	$32,697,081	$45,312,683	72	Nov 13	sec.gov
Jocasta Neuroscience, Inc.	Other	Northbrook	IL	$31,649,919	$40,099,908	20	Nov 12	sec.gov
NEFCO Acquisitions, Inc.	Other	Foster City	CA	$30,162,072	$30,162,072	12	Nov 12	sec.gov
JLLX Chandler Distribution Center, DST (amended)	Other Real Estate	Chicago	IL	$29,816,738	$55,922,120	34	Nov 12	sec.gov
Starfish Space Inc. (amended)	Other	Tukwila	WA	$29,512,999	$34,817,999	15	Nov 14	sec.gov
Pinteon Therapeutics, Inc. (amended)	Biotechnology	Newton Centre	MA	$29,035,709	$32,085,710	2	Nov 12	sec.gov
TXSE Group Inc. (amended)	Other	Houston	TX	$28,750,000	$28,750,000	15	Nov 15	sec.gov
275 Funding, LLC (amended)	Other Banking and Financial Services	Haverford	PA	$27,910,858	$30,000,000	366	Nov 12	sec.gov
Griffin Capital (Nashville) Fund, L.P. (amended)	Other Real Estate	El Segundo	CA	$27,767,003	$35,000,000	225	Nov 15	sec.gov
Keyport Life Ins Co Separate Account Q (amended)	Other	Waltham	MA	$27,731,313	Indefinite	76	Nov 12	sec.gov
Riot Security, Inc.	Other Technology	Newark	DE	$27,597,597	$27,597,597	9	Nov 13	sec.gov
JLLX Woodside Trumbull Apartments, DST (amended)	Other Real Estate	Chicago	IL	$25,962,300	$48,693,015	34	Nov 12	sec.gov
Bluecore, Inc.	Other	New York	NY	$24,945,670	$24,945,670	28	Nov 12	sec.gov
SuperAnnotate AI, Inc.	Other Technology	San Francisco	CA	$23,984,472	$25,000,000	8	Nov 12	sec.gov
Americas Gold & Silver Corp	Other	Toronto		$22,786,633	$22,786,633	12	Nov 13	sec.gov
Aurora Apartments I, LLC	Residential	Upper Arlington	OH	$22,425,000	$26,525,000	106	Nov 15	sec.gov
Gaingels Holdings LP (amended)	Other	Dover	DE	$20,613,000	$25,000,000	80	Nov 12	sec.gov
Row 7 Seed Company, LLC	Other	Newburgh	NY	$20,105,806	$20,105,806	19	Nov 15	sec.gov
Origin Starling, DST (amended)	Other Real Estate	Chicago	IL	$19,906,692	$37,211,669	29	Nov 12	sec.gov
Muir Parent, LLC	Investing	Akron	OH	$19,201,259	Indefinite	7	Nov 15	sec.gov
PRP UCS LLC	Commercial	Tinton Falls	NJ	$19,106,044	$19,106,044	27	Nov 12	sec.gov
Union Township Apartments I, LLC	Residential	Upper Arlington	OH	$17,364,000	$19,300,000	99	Nov 15	sec.gov
CDA Hotel LLC	Commercial	Bozeman	MT	$16,725,000	$22,000,000	76	Nov 14	sec.gov
ADVANCED IONICS INC (amended)	Other Energy	New Berlin	WI	$16,722,561	$24,000,000	25	Nov 12	sec.gov
Crowne at Hickory Grove, Limited Partnership (amended)	Other Real Estate	Birmingham	AL	$16,229,640	$23,295,543	163	Nov 13	sec.gov
Wink Robotics, Inc. (amended)	Other	Oakland	CA	$15,787,643	$15,787,643	54	Nov 13	sec.gov
Medeloop, Inc.	Other	Menlo Park	CA	$15,499,986	$17,499,994	8	Nov 14	sec.gov
ORIGIN DEBT FACILITY - A SERIES OF CCP EQUITY HOLDINGS LLC	Other	San Diego	CA	$14,930,000	$14,930,000	53	Nov 14	sec.gov
Qnovia, Inc.	Pharmaceuticals	Richmond	VA	$14,210,860	$16,000,000	7	Nov 12	sec.gov
Zapotal Club, LLC (amended)	Other	Scottsdale	AZ	$14,100,000	Indefinite	88	Nov 14	sec.gov
Tilt Five, Inc.	Other Technology	Fremont	CA	$13,869,709	$18,999,939	22	Nov 12	sec.gov
AT Apex, LP	Commercial	Spokane Valley	WA	$13,456,250	$24,100,000	30	Nov 13	sec.gov
LPi Digital Holdings, LLC	Other	Edmonds	WA	$13,405,000	$13,405,000	10	Nov 15	sec.gov
US National Infrastructure Development Fund 2, LLC	Construction	Bellevue	WA	$13,000,000	$45,600,000	17	Nov 13	sec.gov
CookUnity Inc.	Other	Brooklyn	NY	$12,999,990	$12,999,990	51	Nov 14	sec.gov
W-Lamonte Ltd Partners LLC	Residential	Houston	TX	$12,800,000	$12,800,000	28	Nov 15	sec.gov
HFS Small Balance RE I, LP	Other Real Estate	Dallas	TX	$12,771,000	$25,000,000	53	Nov 13	sec.gov
Outsmart Education, Inc.	Other Technology	New York	NY	$12,724,996	$12,999,995	4	Nov 15	sec.gov
Hockey Parent Holdings, L.P.	Other	Chicago	IL	$12,718,368	$12,718,368	21	Nov 13	sec.gov
CU WealthNext, LLC (amended)	Other Banking and Financial Services	Frankenmuth	MI	$12,500,000	$35,000,000	2	Nov 14	sec.gov
Steelhead Technologies, Inc.	Other Technology	Calumet	MI	$12,500,000	$12,500,000	7	Nov 12	sec.gov
Leland Inc.	Other Technology	Lehi	UT	$12,474,997	$12,474,997	14	Nov 14	sec.gov
Comparative, Inc.	Other Technology	Covina	CA	$11,894,939	$11,894,939	12	Nov 15	sec.gov
SocialTrendly, Inc.	Other Technology	Rochester	NY	$11,699,993	$20,200,000	6	Nov 15	sec.gov
535 Encore Capital LLC	Residential	Dallas	TX	$11,150,000	$13,000,000	14	Nov 13	sec.gov
Intus Care Inc.	Other Health Care	Providence	RI	$11,119,567	$12,319,568	10	Nov 14	sec.gov
Kyan Health, Inc.	Other Technology	Zollikon		$11,019,894	$11,019,894	22	Nov 12	sec.gov
Lyniate US Holdings LP (amended)	Other	Wilmington	DE	$10,665,000	$10,665,000	12	Nov 12	sec.gov
Natomas Labs, Inc.	Other	San Francisco	CA	$10,000,000	$15,000,000	2	Nov 15	sec.gov
CCI-Energy Crossing II, LP	Commercial	Austin	TX	$10,000,000	$12,000,000	37	Nov 14	sec.gov
Vireo Growth Inc.	Other	Minneapolis	MN	$10,000,000	$10,000,000	1	Nov 12	sec.gov
Responsive Arthroscopy, Inc.	Other Health Care	Minneapolis	MN	$9,999,999	$9,999,999	1	Nov 12	sec.gov
GCDP II REIT Feeder, LLC (amended)	Other Real Estate	El Segundo	CA	$9,766,680	$145,000,000	100	Nov 15	sec.gov
Dune Technology Partners IV, LLC (amended)	Investing	Memphis	TN	$9,760,000	$9,760,000	54	Nov 13	sec.gov
OT Healthcare Fund I, LLC (amended)	Other	Boston	MA	$9,475,000	Indefinite	16	Nov 14	sec.gov
Cadrenal Therapeutics, Inc.	Biotechnology	Ponte Vedra	FL	$9,428,594	$9,428,594	5	Nov 14	sec.gov
ScratchMobile, Inc.	Other Technology	Fort Lauderdale	FL	$9,314,972	$9,314,972	38	Nov 12	sec.gov
anyvoice Inc.	Other	Claymont	DE	$9,000,000	$9,000,000	8	Nov 13	sec.gov
Crown Affair, Inc.	Retailing	Los Angeles	CA	$8,999,995	$8,999,995	7	Nov 15	sec.gov
Hamilton Road Apartments I, LLC	Residential	Upper Arlington	OH	$8,914,000	$9,400,000	93	Nov 15	sec.gov
MirrorTab Corp.	Other Technology	San Francisco	CA	$8,298,077	$8,519,999	16	Nov 15	sec.gov
Hazel Technologies, Inc.	Agriculture	Fresno	CA	$8,157,085	$10,120,493	4	Nov 12	sec.gov
Commonware, Inc.	Other Technology	Palo Alto	CA	$8,066,145	$8,258,490	9	Nov 15	sec.gov
Thynk, Inc.	Other Technology	Windermere	FL	$7,407,879	$10,000,000	36	Nov 15	sec.gov
Peregrine Turbine Technologies, LLC (amended)	Other Energy	Wiscasset	ME	$7,256,000	$10,000,000	19	Nov 15	sec.gov
AG24 RE III LLC (amended)	Residential	Dallas	TX	$7,189,000	$12,000,000	69	Nov 14	sec.gov
AG24 RE III LLC	Residential	Dallas	TX	$7,189,000	$12,000,000	69	Nov 13	sec.gov
Avvio Medical, Inc.	Other Health Care	San Francisco	CA	$7,139,681	$15,000,000	25	Nov 13	sec.gov
PG San Antonio OZ, L.P. (amended)	Other Real Estate	Atlanta	GA	$7,071,535	$20,000,000	48	Nov 14	sec.gov
Novak Land Development II, L.P. (amended)	Other Real Estate	Georgetown	TX	$6,991,200	$9,120,000	54	Nov 15	sec.gov
Hearth Display, Inc.	Other Technology	Dover	DE	$6,978,788	$7,392,787	16	Nov 15	sec.gov
Palladyne AI Corp.	Other Technology	Salt Lake City	UT	$6,946,236	$6,946,236	4	Nov 14	sec.gov
Prosperity Group Holdings, LP (amended)	Other	Hamilton		$6,910,000	Indefinite	10	Nov 14	sec.gov
Alpex Capital, LLC	Investing	Honolulu	HI	$6,770,000	$6,800,000	20	Nov 14	sec.gov
La Montagne Holdings, Inc.	Other	Chicago	IL	$6,546,955	$6,546,955	17	Nov 15	sec.gov
Green Theme Technologies, Inc.	Other Technology	Rio Rancho	NM	$6,175,000	$8,000,000	12	Nov 12	sec.gov
Overstory Health, Inc.	Other Health Care	San Francisco	CA	$5,982,196	$5,982,196	16	Nov 13	sec.gov
Ashford Park HWC, LLC	Commercial	Sugarland	TX	$5,900,000	$5,900,000	0	Nov 15	sec.gov
Flex Lending 6 LLC	Other Real Estate	Jacksonville	FL	$5,701,558	$17,250,000	40	Nov 15	sec.gov
Gaingels Holdings Core 2023 LLC (amended)	Other	Burlington	VT	$5,565,900	$10,000,000	32	Nov 12	sec.gov
T2Earth Holdings LLC (amended)	Manufacturing	Jericho	NY	$5,500,000	$10,000,000	23	Nov 14	sec.gov
Ease Financial Technologies, Inc.	Other Technology	New York	NY	$5,449,994	$12,499,994	5	Nov 12	sec.gov
Crystal Capital Investments Fund LP	Oil and Gas	Houston	TX	$5,400,000	$10,000,000	28	Nov 13	sec.gov
Certain Capital Investments, LLC	Other Real Estate	St. Petersburg	FL	$5,350,000	Indefinite	10	Nov 14	sec.gov
Row 7 Seed Company, LLC	Other	Newburgh	NY	$5,278,790	$14,499,999	17	Nov 15	sec.gov
Agora Intelligence Inc.\DE	Other Technology	Miami	FL	$5,196,129	Indefinite	50	Nov 15	sec.gov
Boulder Organics LLC	Other	Louisville	CO	$5,000,000	$5,000,000	3	Nov 12	sec.gov
Ensho Therapeutics, Inc.	Biotechnology	Morris Plains	NY	$5,000,000	$12,500,000	1	Nov 12	sec.gov
2177 Brevard LLC	Other Real Estate	Huntington	NY	$5,000,000	$5,000,000	2	Nov 12	sec.gov
Populus Media, Inc.	Other Technology	Princeton	NJ	$5,000,000	$5,500,000	1	Nov 12	sec.gov
CPAM Mooresville Commons, LLC	Commercial	Durham	NC	$4,525,000	$4,525,000	35	Nov 15	sec.gov
Eterna Therapeutics Inc.	Biotechnology	Cambridge	MA	$3,887,252	$3,887,252	11	Nov 14	sec.gov
KOA MORTGAGE FUND, LLC (amended)	Commercial	Honolulu	HI	$3,763,500	$5,000,000	22	Nov 15	sec.gov
Nuvve Holding Corp.	Other Energy	San Diego	CA	$3,750,000	$3,750,000	5	Nov 14	sec.gov
KO Storage of Forest Hill, LLC	Other Real Estate	Minnetonka	MN	$3,750,000	$3,750,000	27	Nov 13	sec.gov
VULCAN ELEMENTS INC.	Manufacturing	Durham	NC	$3,700,000	$3,700,000	2	Nov 12	sec.gov
AGILITY HOLDINGS, INC.	Other	Draper	UT	$3,699,993	$3,699,993	1	Nov 12	sec.gov
1115 Biloxi Drive, LLC	Residential	Arlington	TX	$3,600,000	$3,900,000	57	Nov 13	sec.gov
NIOCORP DEVELOPMENTS LTD	Other	Centennial	CO	$3,500,776	$3,500,776	46	Nov 14	sec.gov
GC Global Co-Invest, LLC	Other	Chicago	IL	$3,500,000	$3,500,000	4	Nov 13	sec.gov
Parkside Apartments, LLC	Residential	Arlington	TX	$3,500,000	$3,500,000	46	Nov 13	sec.gov
VidaFuel, Inc.	Other	Nashville	TN	$3,403,678	$3,703,679	17	Nov 14	sec.gov
FALKONRY INC.	Other Technology	Cupertino	CA	$3,387,133	$3,387,133	24	Nov 14	sec.gov
Abramson Brothers Fund, LP	Commercial	New York	NY	$3,300,000	$25,000,000	16	Nov 13	sec.gov
Esanik Therapeutics, Inc.	Pharmaceuticals	Malvern	PA	$3,278,915	$3,278,915	4	Nov 14	sec.gov
Circularity2, LLC	Environmental Services	Minneapolis	MN	$3,273,000	Indefinite	13	Nov 13	sec.gov
High Tide Inc.	Other	Calgary		$3,227,400	$3,227,400	3	Nov 15	sec.gov
RAVJ Seabrook Infinite Prosperity LLC	Residential	Newton Square	PA	$3,175,000	$6,000,000	29	Nov 14	sec.gov
Scholars App Inc. (amended)	Other Technology	Honolulu	HI	$3,125,000	$3,325,000	29	Nov 12	sec.gov
Advanced Fund 24-3 (amended)	Other Real Estate	Irvine	CA	$3,114,368	$250,000,000	2	Nov 14	sec.gov
BosonQ Psi Corp.	Other Technology	Bear	DE	$3,021,998	$6,102,598	13	Nov 13	sec.gov
PROSTAR HOLDINGS INC. /BC	Other Technology	Grand Junction	CO	$3,004,851	$3,004,851	17	Nov 14	sec.gov
CarbonWave, Inc. (amended)	Other Health Care	Bethel	CT	$3,000,000	$3,000,000	1	Nov 15	sec.gov
Fina Biosolutions LLC	Other	Rockville	MD	$3,000,000	$3,000,000	1	Nov 14	sec.gov
Rivulet Entertainment, Inc.	Other	Scottsdale,	AZ	$3,000,000	$12,500,000	1	Nov 13	sec.gov
Goodwin Biotechnology, Inc	Other Health Care	Plantation	FL	$3,000,000	$3,000,000	1	Nov 12	sec.gov
Fronen Foods, Inc.	Other	Chicago	IL	$2,924,051	$2,924,051	42	Nov 13	sec.gov
Protecdiv, Inc.	Insurance	Philadelphia	PA	$2,819,900	$2,819,900	4	Nov 13	sec.gov
EdenRoc Sciences LLC	Biotechnology	Worcester	MA	$2,750,000	$50,000,000	3	Nov 15	sec.gov
3800 Barrett GP LLC	Commercial	Raleigh	NC	$2,750,000	$2,750,000	14	Nov 12	sec.gov
i2H, Inc.	Other Technology	Seattle	WA	$2,675,000	$4,500,000	23	Nov 14	sec.gov
Collective Mining Ltd.	Other	Toronto		$2,646,930	$2,646,930	2	Nov 13	sec.gov
Dart Financial Corp (amended)	Commercial Banking	Mason	MI	$2,508,183	Indefinite	365	Nov 13	sec.gov
GLOBAL ACQUISITIONS Corp	Other	Las Vegas	NV	$2,500,000	$2,500,000	23	Nov 12	sec.gov
MAIA Biotechnology, Inc.	Biotechnology	Chicago	IL	$2,439,260	$15,500,000	21	Nov 12	sec.gov
General Translation, Inc.	Other Technology	San Francisco	CA	$2,389,993	$2,389,993	12	Nov 15	sec.gov
Bloodhound Tracking Device, Inc (amended)	Other Technology	Webster	TX	$2,380,000	Indefinite	1	Nov 12	sec.gov
BlackGold Wealth Fund 24, LP	Oil and Gas	Spearfish	SD	$2,375,000	$30,000,000	16	Nov 14	sec.gov
O2 Group Inc.	Other	Quebec City		$2,361,167	$2,361,167	3	Nov 12	sec.gov
Symglass, Inc.	Retailing	Nashville	TN	$2,200,002	$2,200,002	2	Nov 13	sec.gov
RED OAK VILLAGE LLC	Residential	Richardson	TX	$2,160,000	$2,600,000	31	Nov 13	sec.gov
Infinity Tampa 1 Holdings, LLC	Commercial	Bay Harbor Islands	FL	$2,101,857	$2,101,857	11	Nov 12	sec.gov
Prospinity Inc.	Other Technology	San Francisco	CA	$2,000,000	$2,000,000	2	Nov 14	sec.gov
6 YALE FUNDING L.P.	Other Real Estate	Woodmere	NY	$2,000,000	$2,000,000	23	Nov 14	sec.gov
Verosint, Inc.	Other Technology	Liberty Hill	TX	$2,000,000	$2,000,000	1	Nov 13	sec.gov
VentureMed Group, Inc.	Other Health Care	Plymouth	MN	$2,000,000	$2,500,000	1	Nov 12	sec.gov
TB Fund 2 LLC (amended)	Business Services	Aventura	FL	$1,994,500	$10,000,000	21	Nov 13	sec.gov
Alluvial Finance Inc.	Other Technology	Chicago	IL	$1,970,767	$4,754,500	8	Nov 12	sec.gov
18 Sugar GP LLC	Commercial	Hermosa Beach	CA	$1,950,000	$1,950,000	3	Nov 14	sec.gov
All Pro Crestview Cottages LLLP	Residential	Colorado Springs	CO	$1,925,000	$10,500,000	27	Nov 15	sec.gov
Hopkins Medina, LLC	Residential	Meridian	ID	$1,925,000	$1,925,000	6	Nov 12	sec.gov
Natural Intelligence Systems, Inc. (amended)	Other Technology	Boise	ID	$1,915,000	$6,065,000	31	Nov 15	sec.gov
AURA Network Systems, Inc.	Telecommunications	Mclean	VA	$1,814,056	$2,620,000	6	Nov 15	sec.gov
BITGO HOLDINGS, INC.	Other Banking and Financial Services	Palo Alto	CA	$1,811,144	$1,811,144	5	Nov 12	sec.gov
AgriMortgage Fund, LLC (amended)	Commercial	Oakdale	CA	$1,763,777	$25,000,000	7	Nov 15	sec.gov
CW Land Co., LLC (amended)	Other Real Estate	Centerville		$1,735,277	Indefinite	6	Nov 15	sec.gov
CW Land Co., LLC (amended)	Other Real Estate	Centerville		$1,735,277	Indefinite	5	Nov 14	sec.gov
GCG Sugar Hill LLC	Commercial	Hermosa Beach	CA	$1,711,000	$1,711,000	19	Nov 14	sec.gov
Gold Leaf Holdings, Inc.	Retailing	Mount Dora	FL	$1,700,000	$30,000,000	10	Nov 13	sec.gov
Leo & Lucille Tour, Ltd Liability Co (amended)	Other	New York	NY	$1,561,933	$4,500,000	52	Nov 13	sec.gov
WildCanyon Golf Estates LP	Other	Austin	TX	$1,560,000	$1,950,000	16	Nov 13	sec.gov
WMA Portfolio LLC	Other Real Estate	Prosper	TX	$1,550,000	$25,000,000	4	Nov 13	sec.gov
SOUTH CAMPUS SURGERY CENTER LLC	Other Health Care	Indianapolis	IN	$1,535,510	$1,535,510	6	Nov 13	sec.gov
Fitzroy Buligo LP	Commercial	Wilmington	DE	$1,520,094	$1,520,094	28	Nov 14	sec.gov
Perry MHP LLC	Residential	Oviedo	FL	$1,506,300	$1,506,300	13	Nov 13	sec.gov
SPRING ROCK VENTURE PARTNERS II LP	Other	Honolulu	HI	$1,500,000	$1,500,000	13	Nov 15	sec.gov
CW Land Co., LLC (amended)	Other Real Estate	Centerville		$1,485,277	Indefinite	5	Nov 14	sec.gov
CW Land Co., LLC (amended)	Other Real Estate	Centerville		$1,435,277	Indefinite	4	Nov 14	sec.gov
RePower Electric Corp.	Other	Gilbert	AZ	$1,423,998	$1,450,000	9	Nov 15	sec.gov
Acceleron Bank	Other	White River Junction	VT	$1,401,252	$12,996,719	30	Nov 14	sec.gov
WALLIT, INC.	Other Technology	Wells	ME	$1,375,000	$7,000,000	15	Nov 15	sec.gov
MYRXWALLET NORTH AMERICA Corp (amended)	Other Technology	Las Vegas	NV	$1,366,000	$1,366,000	26	Nov 15	sec.gov
Punk Rock Museum, Inc.	Other	Las Vegas	NV	$1,328,105	$2,400,000	11	Nov 13	sec.gov
64Merrimack, LLC	Other	Manchester	NH	$1,320,000	$2,200,000	17	Nov 14	sec.gov
ROOSTER EQUITY, LLC (amended)	Other Real Estate	Austin	TX	$1,306,100	$10,000,000	18	Nov 14	sec.gov
Acretrader 236, LLC	Other Real Estate	Fayetteville	AR	$1,296,000	$1,296,000	48	Nov 12	sec.gov
Synoptic Technologies Inc.	Other Technology	Uniondale	NY	$1,254,999	$1,500,000	3	Nov 13	sec.gov
DeRosa Capital 19 LLC (amended)	Commercial	New Hope	PA	$1,236,000	$2,000,000	19	Nov 14	sec.gov
Earth Science Tech, Inc.	Pharmaceuticals	Miami	FL	$1,231,591	$1,231,591	9	Nov 13	sec.gov
ONDA LIFE, INC.	Other	Santa Monica	CA	$1,209,871	$2,220,052	8	Nov 15	sec.gov
DSSC EQUITY LLC	Commercial	Austin	TX	$1,151,000	$1,250,000	9	Nov 12	sec.gov
Stumptown Capital Fund LLC (amended)	Other Real Estate	Lake Oswego	OR	$1,150,000	$10,000,000	16	Nov 15	sec.gov
MARS Markets Corp. (amended)	Other	Alpine	NJ	$1,147,093	$2,500,000	19	Nov 15	sec.gov
Eterna Therapeutics Inc.	Biotechnology	Cambridge	MA	$1,137,746	$1,137,746	5	Nov 14	sec.gov
BREX Parker MF DST	Other Real Estate	New York	NY	$1,120,386	$66,235,189	3	Nov 15	sec.gov
TCIH-6125 Speaker Rd LLC	Commercial	Tulsa	OK	$1,105,000	$1,105,000	15	Nov 14	sec.gov
USEDC Opportunity Zone III LP (amended)	Oil and Gas	Arlington	TX	$1,058,201	$150,000,000	0	Nov 15	sec.gov
AtomBeam Technologies Inc.	Computers	Moraga	CA	$1,037,902	$10,000,000	5	Nov 13	sec.gov
Lumber Manufactory Inc.	Manufacturing	Washington	DC	$1,019,500	$1,044,500	13	Nov 13	sec.gov
Cicada Technologies, Inc.	Other Banking and Financial Services	New York	NY	$1,000,000	$1,500,000	1	Nov 15	sec.gov
Searchcraft Inc.	Computers	Denver	CO	$1,000,000	$1,500,000	9	Nov 14	sec.gov
Supra International Holdings Ltd	Business Services	George Town		$1,000,000	$1,000,000	1	Nov 12	sec.gov
Catalyze Dallas Holdings II LLC	Other Technology	Dallas	TX	$1,000,000	$15,000,000	1	Nov 12	sec.gov
Advantia Holdings LLC	Hospitals and Physicians	Arlington	VA	$1,000,000	$5,000,000	2	Nov 12	sec.gov
NGEx Minerals Ltd.	Other	Vancouver		$999,777	$999,777	2	Nov 13	sec.gov
BAM Crossing 5 Investors LLC	Other Real Estate	Carmel	IN	$990,000	Indefinite	7	Nov 14	sec.gov
ZRP 1250 H Street LLC	Commercial	Mount Pleasant	SC	$985,000	$985,000	14	Nov 14	sec.gov
SYNDEVRX INC	Biotechnology	Cambridge	MA	$978,000	$12,000,000	5	Nov 15	sec.gov
PITCHLY, INC. (amended)	Other Technology	Des Moines	IA	$970,000	$1,500,000	8	Nov 13	sec.gov
Wripple Solutions, Inc.	Other Technology	Smyrna	GA	$963,191	$1,300,000	7	Nov 14	sec.gov
INANOVATE INC	Biotechnology	Sioux Falls	SD	$900,000	$900,000	6	Nov 15	sec.gov
ChemoMouthpiece, LLC	Other Health Care	Wilmington	DE	$900,000	$900,000	1	Nov 13	sec.gov
IGHWCP1 LLC	Other Real Estate	Wake Forest	NC	$875,000	$875,000	19	Nov 13	sec.gov
CALVIRI INC	Biotechnology	Phoenix	AZ	$785,004	$5,000,000	10	Nov 12	sec.gov
1901 4 Mile Rd LLC	Residential	St Johns	FL	$783,000	$5,000,000	18	Nov 14	sec.gov
OAK JACOB LP	Residential	Frisco	TX	$760,000	$10,000,000	7	Nov 14	sec.gov
Wellness Way LLC	Other Health Care	Green Bay	WI	$760,000	$760,000	30	Nov 12	sec.gov
Alpine Bishop, LLC	Other Real Estate	Phoenix	AZ	$700,000	$700,000	9	Nov 13	sec.gov
Whiskey Flats RV Park LLC	Commercial	Reno	NV	$690,000	$690,000	10	Nov 14	sec.gov
Paradigm Emissions Technologies, Inc. (amended)	Other Energy	Rochester	NY	$680,000	$3,000,000	4	Nov 12	sec.gov
Fixe, Inc.	Business Services	Venice	CA	$677,500	$697,500	32	Nov 14	sec.gov
Salvare Fund LP (amended)	Other Banking and Financial Services	Indianapolis	IN	$646,500	$2,500,000	13	Nov 12	sec.gov
DCP 509 Lincoln Avenue, LLC	Commercial	Irving	TX	$600,000	$2,750,000	11	Nov 15	sec.gov
JOLIET 55 HOSPITALITY, LLC	Lodging and Conventions	Madison	WI	$600,000	$7,450,000	15	Nov 13	sec.gov
Parti Pris Investment Partners, Inc.	Other Technology	Morro Bay	CA	$600,000	$1,000,000	5	Nov 12	sec.gov
55 Industry Court RE, LLC	Commercial	Wapakoneta	OH	$575,000	$575,000	6	Nov 12	sec.gov
ApolloMD Partners, Inc.	Hospitals and Physicians	Atlanta	GA	$548,612	$4,999,998	18	Nov 14	sec.gov
Sandwich AI Inc.	Other Technology	Los Angeles	CA	$535,000	$1,000,000	12	Nov 12	sec.gov
ARC Medical Inc. (amended)	Biotechnology	Richmond		$509,018	$509,018	8	Nov 15	sec.gov
1221-23 N FRANKLIN ST JV LLC	Residential	Philadelphia	PA	$500,000	$500,000	19	Nov 15	sec.gov
Future Fund Advisors LLC	Other	Chicago	IL	$500,000	$500,000	7	Nov 15	sec.gov
STEADY STATE LLC	Manufacturing	Roxboro	NC	$500,000	$1,000,000	1	Nov 14	sec.gov
Fortress Wildfire Insurance Group, LLC	Insurance	San Mateo	CA	$500,000	$750,000	2	Nov 12	sec.gov
Cedar Recovery of Middle Tennessee, LLC	Other Health Care	Mt. Juliet	TN	$495,000	Indefinite	7	Nov 15	sec.gov
OpenEden Group Ltd (amended)	Other	Tortola		$490,000	Indefinite	4	Nov 13	sec.gov
Service Write, Inc.	Other Technology	Wilson	NC	$461,278	$2,000,000	3	Nov 15	sec.gov
PECOS WIND POWER, INC.	Other Energy	Somerville	MA	$457,000	$750,000	14	Nov 14	sec.gov
Flyte Residential Flex Fund I, LP	Residential	La Jolla	CA	$455,000	$3,000,000	4	Nov 13	sec.gov
C2 Capital Group, Inc.	Other	Boca Raton	FL	$438,000	$438,000	15	Nov 12	sec.gov
SPRINGWOOD LN APTS LLC	Residential	Dallas	TX	$425,000	$3,000,000	7	Nov 12	sec.gov
Boston Pickle Club, Inc.	Other	Wayland	MA	$400,000	$2,300,000	9	Nov 14	sec.gov
Appia Rare Earths & Uranium Corp.	Other	Toronto		$359,428	$1,033,355	2	Nov 12	sec.gov
GS Finance Corp.	Investment Banking	New York	NY	$352,000	$352,000	1	Nov 12	sec.gov
Earth Science Tech, Inc.	Pharmaceuticals	Miami	FL	$350,000	$350,000	1	Nov 13	sec.gov
Grandview III Development, LLC	Commercial	Granger	IN	$350,000	$30,000,000	1	Nov 13	sec.gov
NECTAR 12 PERCENT UNLEVERED INCOME REOC, LLC (amended)	Other Banking and Financial Services	Atlanta	GA	$350,000	$100,000,000	3	Nov 12	sec.gov
Bewildered Pig, LLC	Restaurants	Philo	CA	$335,500	$400,000	10	Nov 13	sec.gov
Southeast Alabama Surgical, LLC	Other Health Care	Dothan	AL	$306,441	$500,000	4	Nov 13	sec.gov
King Operating Partners III, LP	Oil and Gas	Addison	TX	$300,000	$100,000,000	3	Nov 14	sec.gov
ELOY ALSDORF & CASA GRANDE AIRPORT 251 LLC	Commercial	Phoenix	AZ	$300,000	$1,700,000	2	Nov 12	sec.gov
Yuppasoft, Inc.	Other Technology	White Plains	NY	$299,999	$500,000	1	Nov 14	sec.gov
Sky Holdco Corp (amended)	Other	New York	NY	$280,000	$2,455,000	2	Nov 12	sec.gov
POST HAMPTON PARTNERS, LLC	Investing	Los Angeles	CA	$278,488	$9,370,988	105	Nov 15	sec.gov
Magic Cactus Co Inc. (amended)	Other	Scottsdale	AZ	$275,000	$1,000,000	5	Nov 12	sec.gov
Of The Gods Inc.	Retailing	Santa Monica	CA	$270,000	$270,000	6	Nov 13	sec.gov
Pontem Partners Inc.	Business Services	Chesterbrook	PA	$250,000	$5,000,000	1	Nov 14	sec.gov
Top Application Enterprises, Inc.	Other Technology	St. Joseph	MO	$250,000	$1,325,000	3	Nov 14	sec.gov
Bonsai Bar, Inc.	Other	North Scituate	RI	$250,000	$400,000	2	Nov 13	sec.gov
Of The Gods Inc.	Retailing	Santa Monica	CA	$250,000	$500,000	3	Nov 13	sec.gov
StartEngine Private Series 24-2	Other	Burbank	CA	$247,328	$700,000	16	Nov 13	sec.gov
Racho, LLC (amended)	Other	Dallas	TX	$242,500	$350,000	6	Nov 12	sec.gov
USEDC 2024 B Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$230,000	$250,000,000	0	Nov 15	sec.gov
Blockstation, Inc.	Other	Cottage	NY	$200,002	$21,000,000	1	Nov 12	sec.gov
Allectrify, PBC	Other Technology	Ashland	OR	$200,000	$1,900,000	4	Nov 12	sec.gov
Innovega Inc.	Other Technology	Bellevue	WA	$200,000	$1,000,000	2	Nov 12	sec.gov
Series 19-3, a series of StartEngine Private LLC	Other	Burbank	CA	$196,875	$1,077,450	7	Nov 13	sec.gov
White Elephants' Technology Inc.	Other	Orlando	FL	$190,340	Indefinite	1	Nov 12	sec.gov
NHC Chamberlain LLC	Investing	Cape Elizabeth	ME	$188,237	$500,000	13	Nov 12	sec.gov
Aiseberg Inc.	Computers	Dover	DE	$180,000	$700,000	4	Nov 12	sec.gov
Evrim, Inc.	Other Technology	Norfolk	VA	$175,000	$250,000	5	Nov 13	sec.gov
USEDC Opportunity Zone III LP (amended)	Oil and Gas	Arlington	TX	$174,844	$150,000,000	0	Nov 12	sec.gov
Pan Global Resources Inc.	Other	Vancouver		$162,000	$162,000	2	Nov 12	sec.gov
Astra Exploration Inc.	Other	Vancouver		$161,548	$161,548	3	Nov 13	sec.gov
Delaware Life NY Separate Account L (amended)	Insurance	Hartford	CT	$152,371	Indefinite	4	Nov 12	sec.gov
TPA Stream Inc.	Other Technology	Shaker Heights	OH	$150,000	$300,000	10	Nov 14	sec.gov
IMMUNOPROFILE, LLC	Biotechnology	Marco Island	FL	$150,000	$1,000,000	2	Nov 13	sec.gov
BY.AI GROUP INC.	Other	Miami	FL	$145,000	$145,000	1	Nov 13	sec.gov
Senior Living fund V USA LLC Offering of Fixed Rate Notes	Commercial	Lenexa	KS	$125,000	$3,850,000	2	Nov 15	sec.gov
CNG 2024 VEHICLES I, LLC	Energy Conservation	Oklahoma City	OK	$125,000	$10,000,000	1	Nov 12	sec.gov
Personam.ai, LLC	Computers	Chevy Chase	MD	$120,000	Indefinite	3	Nov 12	sec.gov
U First Capital Creek, LLC	Other	Freemont	CA	$115,000	Indefinite	2	Nov 15	sec.gov
Gaingels Qnovia LLC	Other	Burlington	VT	$101,092	$101,092	0	Nov 12	sec.gov
WEG Consolidated, LLC	Other	Boston	MA	$100,000	Indefinite	3	Nov 15	sec.gov
Lemur PBC	Other Health Care	Plain City	OH	$100,000	$2,000,000	1	Nov 14	sec.gov
Prospinity Inc.	Other Technology	San Francisco	CA	$100,000	$100,000	1	Nov 14	sec.gov
FireFrame, Inc.	Other Technology	Jamison	PA	$100,000	$1,000,000	2	Nov 14	sec.gov
USEDC Opportunity Zone III LP (amended)	Oil and Gas	Arlington	TX	$100,000	$150,000,000	0	Nov 12	sec.gov
BODY & MIND INC.	Other	Vancouver		$99,965	$99,965	5	Nov 15	sec.gov
TRUTH ENDEAVORS INC.	Other Technology	Canby	OR	$90,000	$300,000	4	Nov 14	sec.gov
Mobi Waste Inc.	Other	Danbury	TX	$88,000	$1,600,000	6	Nov 12	sec.gov
LAI SPV CORP.	Other	Vancouver		$79,453	$79,453	1	Nov 13	sec.gov
Gaingels Varda Space LLC	Other	Burlington	VT	$78,884	$78,884	8	Nov 12	sec.gov
Canter Resources Corp.	Other	Vancouver		$75,426	$75,426	1	Nov 12	sec.gov
MYRXWALLET NORTH AMERICA Corp (amended)	Other Technology	Las Vegas	NV	$68,300	$68,300	26	Nov 15	sec.gov
Healwell AI Inc.	Other Health Care	Toronto		$66,807	$66,807	1	Nov 14	sec.gov
Weekender Heritage Crossing, LLC	Residential	Reunion	FL	$60,000	$60,000	1	Nov 12	sec.gov
Global Compliance Applications Corp.	Other Technology	Vancouver		$55,080	$55,080	3	Nov 13	sec.gov
FUND I A SERIES OF DISRUPTIVE VENTURE CAPITAL LLC	Other	Austin	TX	$52,907	$52,907	3	Nov 13	sec.gov
Kansas Natural Remedies LLC	Retailing	Wichita	KS	$50,000	Indefinite	1	Nov 15	sec.gov
USEDC 2024 B Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$50,000	$250,000,000	0	Nov 15	sec.gov
PANZARETA PARTNERS, LLC	Other	Grapevine	TX	$50,000	$20,000,000	1	Nov 15	sec.gov
BH Polycor Holding Inc.	Other	Quebec		$50,000	$50,000	1	Nov 14	sec.gov
CGC Austin House LLC	Other	Grand Rapids	MI	$50,000	$5,000,000	1	Nov 13	sec.gov
USEDC 2024 Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$50,000	$250,000,000	0	Nov 12	sec.gov
CalTier IB LLC	Commercial	San Diego	CA	$30,000	$1,100,000	3	Nov 14	sec.gov
Naria.AI, Inc.	Other Technology	San Mateo	CA	$30,000	$750,000	1	Nov 13	sec.gov
Verses AI Inc.	Other Technology	Los Angeles	CA	$29,704	$29,704	1	Nov 13	sec.gov
Of The Gods Inc.	Retailing	Santa Monica	CA	$25,000	$25,000	1	Nov 13	sec.gov
MoneyBridge US, Inc.	Other Technology	Sheridan	WY	$20,000	$20,000	1	Nov 15	sec.gov
Blue Lagoon Resources Inc.	Other	Vancouver		$17,965	$40,829	1	Nov 14	sec.gov
37 CAPITAL INC	Other	Vancouver		$17,965	$35,930	1	Nov 14	sec.gov
Cool Comforts Co.	Other Health Care	Cincinatti	OH	$10,000	$10,000	4	Nov 15	sec.gov
Of The Gods Inc.	Retailing	Santa Monica	CA	$10,000	$10,000	1	Nov 13	sec.gov
Consistent Daily Inc. (amended)	Other Technology	New York	NY	$10,000	$210,000	2	Nov 12	sec.gov
Transit Pro Tech Inc.	Other Technology	Covina	CA	$8,000	$2,500,000	2	Nov 13	sec.gov
AFRICAN INVESTMENTS HOLDINGS (AIH) HOLDCO, INC.	Other	Grand Rapids	MI	$1,500	$1,500	3	Nov 12	sec.gov
BCE1, LLC	Construction	Charlotte	NC	$0	$5,000,000	0	Nov 15	sec.gov
United States Board Riders Corp	Other	Huntington Beach	CA	$0	$5,021,250	0	Nov 15	sec.gov
EAMG Sports, LLC	Other	Lutz	FL	$0	$3,000,000	0	Nov 15	sec.gov
hongkong huichuntang industry co., Ltd	Retailing	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
China shengtong industrial co., Ltd	Manufacturing	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
GJS ROBOT(HONG KONG) CO., Ltd	Other Technology	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
Aina Climate AI Venture Studio, LLC	Investing	Redwood City	CA	$0	$3,500,000	0	Nov 15	sec.gov
Vario Fund LP	Other	Kissimmee	FL	$0	$100,000,000	0	Nov 15	sec.gov
HONGKONG SNOWFIELD PHYSICAL HOLDING GROUP Ltd	Other	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
Hong Kong Changmao Tianlin Agricultural Development Ltd	Retailing	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
GEWANG INDUSTRIAL HOLDING GROUP CO.,LIMITED	Other	Hong Kong		$0	$5,000,000	0	Nov 15	sec.gov
Summer Street ASC, LLC	Other Health Care	Stamford	CT	$0	$299,957	0	Nov 15	sec.gov
Locus Enterprises, Inc.	Other	Round Rock	TX	$0	Indefinite	0	Nov 15	sec.gov
FirstChoice Capital Partners Fund I, LLC	Residential	Atlanta	GA	$0	$5,400,000	0	Nov 15	sec.gov
ROM Technologies, Inc.	Other Health Care	Brookfield	CT	$0	$5,000,000	0	Nov 15	sec.gov
electroCore, Inc.	Other Health Care	Rockaway	NJ	$0	Indefinite	0	Nov 15	sec.gov
Owners Capital LLC	Other	Mountain View	CA	$0	$5,000,000	0	Nov 14	sec.gov
KMF Alton Nexus JV LLC	Other Real Estate	Delray Beach	FL	$0	$34,000,000	0	Nov 14	sec.gov
North Iron Mitten Non-Participating Preferred LLC	Manufacturing	Norwell	MA	$0	Indefinite	0	Nov 14	sec.gov
Windward Ridge Dover, LP	Other Real Estate	Rehoboth Beach	DE	$0	$22,000,000	0	Nov 14	sec.gov
Global Atlantic Ivy III Aggregator L.P.	Insurance	Hamilton		$0	Indefinite	0	Nov 14	sec.gov
Global Atlantic Ivy Co-Invest Vehicle III L.P.	Insurance	Hamilton		$0	Indefinite	0	Nov 14	sec.gov
ALC 112 L.P. (amended)	Other	Irvine	CA	$0	$33,600,000	0	Nov 14	sec.gov
Bridgeport Financial Technology, Inc.	Other Banking and Financial Services	San Diego	CA	$0	$5,000,000	0	Nov 14	sec.gov
Martin/Martin, Inc.	Other	Lakewood	CO	$0	$5,632,258	0	Nov 14	sec.gov
MHR Acquisitions, Inc.	Oil and Gas	New York	NY	$0	$175,000	0	Nov 14	sec.gov
FLR GRANTS, INC.	Business Services	New York	NY	$0	$1,000	0	Nov 14	sec.gov
Finger Lakes Region Rural Broadband Company, Inc.	Business Services	New York	NY	$0	$1,000	0	Nov 14	sec.gov
Endo GUC Trust	Other	White Plains	NY	$0	Indefinite	40	Nov 14	sec.gov
REDWOOD FUNDS LLC	Commercial	Dover	DE	$0	$30,000,000	0	Nov 13	sec.gov
Verve Madison R, LLC	REITS and Finance	Chicago	IL	$0	$125,000	0	Nov 13	sec.gov
WI-UW Holdings R, LLC	REITS and Finance	Chicago	IL	$0	$125,000	0	Nov 13	sec.gov
FL-UCF Holdings R, LLC	REITS and Finance	Chicago	IL	$0	$125,000	0	Nov 13	sec.gov
Breckenridge Group Tampa Florida R, LLC	REITS and Finance	Chicago	IL	$0	$125,000	0	Nov 13	sec.gov
IOC Chicago, LLC	Commercial	Long Beach	CA	$0	$25,000,000	0	Nov 13	sec.gov
CRI Advisors, LLC	Other Banking and Financial Services	Enterprise	AL	$0	Indefinite	0	Nov 13	sec.gov
Zhang Heng Technology Ltd	Environmental Services	Hong Kong		$0	$5,000,000	0	Nov 13	sec.gov
Bliss network technology Ltd	Other Technology	Virgin Islands,British		$0	$5,000,000	0	Nov 13	sec.gov
Hongkong Mingwen Education Technology Ltd	Other	Hong Kong		$0	$500,000	0	Nov 13	sec.gov
Hong Kong Crab Treasure Industrial Ltd	Retailing	Hong Kong		$0	$500,000	0	Nov 13	sec.gov
CHINA ICELAND TEA GROUP CO., Ltd	Retailing	Hong Kong		$0	$500,000	0	Nov 13	sec.gov
China Qianxiangdi Investment Ltd	Manufacturing	Hong Kong		$0	$5,000,000	0	Nov 13	sec.gov
GHREF III HOLDINGS LLC	REITS and Finance	Nashville	TN	$0	$125,000	0	Nov 13	sec.gov
Hidden Beach RV Park NC, LLC (amended)	Commercial	Havelock	NC	$0	$8,000,000	0	Nov 13	sec.gov
Valorem Blue Collar Business Fund 1, LLC	Business Services	Plano	TX	$0	$20,000,000	0	Nov 13	sec.gov
Deep Sea Logistics, Inc.	Business Services	Wilmington	DE	$0	$175,000	0	Nov 13	sec.gov
Equity Ladder Fund, LLC	Oil and Gas	Fort Worth	TX	$0	$20,000,000	0	Nov 13	sec.gov
Coquille Bay 3-D Joint Venture	Oil and Gas	Shavano Park	TX	$0	$1,820,000	0	Nov 13	sec.gov
Chaplin Production LLC	Other	Celebration	FL	$0	$1,000,000	0	Nov 13	sec.gov
Casla Wellness Parent, LLC	Other	San Juan	PR	$0	$16,000,000	0	Nov 12	sec.gov
PREMIER BEE, LLC	Agriculture	Sioux Falls	SD	$0	$1,000,000	0	Nov 12	sec.gov
Impact Hampton Courts LLC	Other Real Estate	Peoria	AZ	$0	$1,000,000	0	Nov 12	sec.gov
Democracy, Inc.	Restaurants	Boston	MA	$0	$390,000	0	Nov 12	sec.gov
Rolling Thunder Theatrical LLC	Other	New York	NY	$0	$5,000,000	0	Nov 12	sec.gov
ML Sidecar Oscar Investors, LLC	Other Real Estate	Eden Prairie	MN	$0	$12,000,000	0	Nov 12	sec.gov
TapBox LLC	Other	New York	NY	$0	$2,900,000	0	Nov 12	sec.gov
Icon Management Aggregator L.P.	Other	New York	NY	$0	Indefinite	0	Nov 12	sec.gov
Icon Topco L.P.	Other	New York	NY	$0	Indefinite	0	Nov 12	sec.gov
Mazumago Holdings Ltd.	Other Technology	Victoria		$0	$4,978,250	5	Nov 12	sec.gov
Turing Enterprises, Inc.	Other Technology	Palo Alto	CA	$0	Indefinite	0	Nov 12	sec.gov
CRC Management Collector, LLC (amended)	Other Technology	North Billerica	MA	$0	Indefinite	48	Nov 12	sec.gov
Texas 1834 LLC	Residential	Coral Gables	FL	$0	$99,000,000	0	Nov 12	sec.gov

Week of Nov 18 · Week of Nov 4 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.