Data / Form D filings / Nov 14
Form D filings, November 14, 2024: 95 companies raised $1.17 billion
95 operating companies filed a Form D on November 14, 2024, reporting $1.17 billion sold. Largest: FreshRealm, Inc. ($200 million), PDS Parent, Inc. ($135.1 million), ATSG Holdings, Inc. ($120.2 million). The median filing is $2.5 million, and 119 pooled investment funds also filed that day.
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- 95Form D filings
- $1.17 billionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, NY 10, TX 7, PA 6, MA 6. By industry: Other 22, Other Technology 14, Other Real Estate 13, Commercial 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FreshRealm, Inc. (amended) | Other | Lancaster | TX | $200,000,000 | $205,100,000 | 1 | Nov 14 | sec.gov |
| PDS Parent, Inc. (amended) | Other | Alpharetta | GA | $135,108,042 | Indefinite | 89 | Nov 14 | sec.gov |
| ATSG Holdings, Inc. | Other Technology | New York | NY | $120,155,611 | $120,155,611 | 2 | Nov 14 | sec.gov |
| CBC Bancorp | Commercial Banking | Irvine | CA | $119,413,000 | $119,413,000 | 1 | Nov 14 | sec.gov |
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $53,637,770 | $250,000,000 | 140 | Nov 14 | sec.gov |
| Jupiter Aggregator LP | Electric Utilities | New York | NY | $52,297,256 | Indefinite | 84 | Nov 14 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $48,590,077 | $51,100,000 | 326 | Nov 14 | sec.gov |
| STC One BR Defense Fund LLC | Investing | Lancaster | PA | $45,400,000 | $45,400,000 | 44 | Nov 14 | sec.gov |
| CBC Bancorp | Commercial Banking | Irvine | CA | $45,000,000 | $45,000,000 | 5 | Nov 14 | sec.gov |
| Stream Deals Fund IV, L.P. | Commercial | Dallas | TX | $36,065,000 | Indefinite | 99 | Nov 14 | sec.gov |
| Advanced X Fund 24, LP (amended) | Other Real Estate | Irvine | CA | $34,168,408 | Indefinite | 17 | Nov 14 | sec.gov |
| Starfish Space Inc. (amended) | Other | Tukwila | WA | $29,512,999 | $34,817,999 | 15 | Nov 14 | sec.gov |
| CDA Hotel LLC | Commercial | Bozeman | MT | $16,725,000 | $22,000,000 | 76 | Nov 14 | sec.gov |
| Medeloop, Inc. | Other | Menlo Park | CA | $15,499,986 | $17,499,994 | 8 | Nov 14 | sec.gov |
| ORIGIN DEBT FACILITY - A SERIES OF CCP EQUITY HOLDINGS LLC | Other | San Diego | CA | $14,930,000 | $14,930,000 | 53 | Nov 14 | sec.gov |
| Zapotal Club, LLC (amended) | Other | Scottsdale | AZ | $14,100,000 | Indefinite | 88 | Nov 14 | sec.gov |
| CookUnity Inc. | Other | Brooklyn | NY | $12,999,990 | $12,999,990 | 51 | Nov 14 | sec.gov |
| CU WealthNext, LLC (amended) | Other Banking and Financial Services | Frankenmuth | MI | $12,500,000 | $35,000,000 | 2 | Nov 14 | sec.gov |
| Leland Inc. | Other Technology | Lehi | UT | $12,474,997 | $12,474,997 | 14 | Nov 14 | sec.gov |
| Intus Care Inc. | Other Health Care | Providence | RI | $11,119,567 | $12,319,568 | 10 | Nov 14 | sec.gov |
| CCI-Energy Crossing II, LP | Commercial | Austin | TX | $10,000,000 | $12,000,000 | 37 | Nov 14 | sec.gov |
| OT Healthcare Fund I, LLC (amended) | Other | Boston | MA | $9,475,000 | Indefinite | 16 | Nov 14 | sec.gov |
| Cadrenal Therapeutics, Inc. | Biotechnology | Ponte Vedra | FL | $9,428,594 | $9,428,594 | 5 | Nov 14 | sec.gov |
| AG24 RE III LLC (amended) | Residential | Dallas | TX | $7,189,000 | $12,000,000 | 69 | Nov 14 | sec.gov |
| PG San Antonio OZ, L.P. (amended) | Other Real Estate | Atlanta | GA | $7,071,535 | $20,000,000 | 48 | Nov 14 | sec.gov |
| Palladyne AI Corp. | Other Technology | Salt Lake City | UT | $6,946,236 | $6,946,236 | 4 | Nov 14 | sec.gov |
| Prosperity Group Holdings, LP (amended) | Other | Hamilton | $6,910,000 | Indefinite | 10 | Nov 14 | sec.gov | |
| Alpex Capital, LLC | Investing | Honolulu | HI | $6,770,000 | $6,800,000 | 20 | Nov 14 | sec.gov |
| T2Earth Holdings LLC (amended) | Manufacturing | Jericho | NY | $5,500,000 | $10,000,000 | 23 | Nov 14 | sec.gov |
| Certain Capital Investments, LLC | Other Real Estate | St. Petersburg | FL | $5,350,000 | Indefinite | 10 | Nov 14 | sec.gov |
| Eterna Therapeutics Inc. | Biotechnology | Cambridge | MA | $3,887,252 | $3,887,252 | 11 | Nov 14 | sec.gov |
| Nuvve Holding Corp. | Other Energy | San Diego | CA | $3,750,000 | $3,750,000 | 5 | Nov 14 | sec.gov |
| NIOCORP DEVELOPMENTS LTD | Other | Centennial | CO | $3,500,776 | $3,500,776 | 46 | Nov 14 | sec.gov |
| VidaFuel, Inc. | Other | Nashville | TN | $3,403,678 | $3,703,679 | 17 | Nov 14 | sec.gov |
| FALKONRY INC. | Other Technology | Cupertino | CA | $3,387,133 | $3,387,133 | 24 | Nov 14 | sec.gov |
| Esanik Therapeutics, Inc. | Pharmaceuticals | Malvern | PA | $3,278,915 | $3,278,915 | 4 | Nov 14 | sec.gov |
| RAVJ Seabrook Infinite Prosperity LLC | Residential | Newton Square | PA | $3,175,000 | $6,000,000 | 29 | Nov 14 | sec.gov |
| Advanced Fund 24-3 (amended) | Other Real Estate | Irvine | CA | $3,114,368 | $250,000,000 | 2 | Nov 14 | sec.gov |
| PROSTAR HOLDINGS INC. /BC | Other Technology | Grand Junction | CO | $3,004,851 | $3,004,851 | 17 | Nov 14 | sec.gov |
| Fina Biosolutions LLC | Other | Rockville | MD | $3,000,000 | $3,000,000 | 1 | Nov 14 | sec.gov |
| i2H, Inc. | Other Technology | Seattle | WA | $2,675,000 | $4,500,000 | 23 | Nov 14 | sec.gov |
| BlackGold Wealth Fund 24, LP | Oil and Gas | Spearfish | SD | $2,375,000 | $30,000,000 | 16 | Nov 14 | sec.gov |
| Prospinity Inc. | Other Technology | San Francisco | CA | $2,000,000 | $2,000,000 | 2 | Nov 14 | sec.gov |
| 6 YALE FUNDING L.P. | Other Real Estate | Woodmere | NY | $2,000,000 | $2,000,000 | 23 | Nov 14 | sec.gov |
| 18 Sugar GP LLC | Commercial | Hermosa Beach | CA | $1,950,000 | $1,950,000 | 3 | Nov 14 | sec.gov |
| CW Land Co., LLC (amended) | Other Real Estate | Centerville | $1,735,277 | Indefinite | 5 | Nov 14 | sec.gov | |
| GCG Sugar Hill LLC | Commercial | Hermosa Beach | CA | $1,711,000 | $1,711,000 | 19 | Nov 14 | sec.gov |
| Fitzroy Buligo LP | Commercial | Wilmington | DE | $1,520,094 | $1,520,094 | 28 | Nov 14 | sec.gov |
| CW Land Co., LLC (amended) | Other Real Estate | Centerville | $1,485,277 | Indefinite | 5 | Nov 14 | sec.gov | |
| CW Land Co., LLC (amended) | Other Real Estate | Centerville | $1,435,277 | Indefinite | 4 | Nov 14 | sec.gov | |
| Acceleron Bank | Other | White River Junction | VT | $1,401,252 | $12,996,719 | 30 | Nov 14 | sec.gov |
| 64Merrimack, LLC | Other | Manchester | NH | $1,320,000 | $2,200,000 | 17 | Nov 14 | sec.gov |
| ROOSTER EQUITY, LLC (amended) | Other Real Estate | Austin | TX | $1,306,100 | $10,000,000 | 18 | Nov 14 | sec.gov |
| DeRosa Capital 19 LLC (amended) | Commercial | New Hope | PA | $1,236,000 | $2,000,000 | 19 | Nov 14 | sec.gov |
| Eterna Therapeutics Inc. | Biotechnology | Cambridge | MA | $1,137,746 | $1,137,746 | 5 | Nov 14 | sec.gov |
| TCIH-6125 Speaker Rd LLC | Commercial | Tulsa | OK | $1,105,000 | $1,105,000 | 15 | Nov 14 | sec.gov |
| Searchcraft Inc. | Computers | Denver | CO | $1,000,000 | $1,500,000 | 9 | Nov 14 | sec.gov |
| BAM Crossing 5 Investors LLC | Other Real Estate | Carmel | IN | $990,000 | Indefinite | 7 | Nov 14 | sec.gov |
| ZRP 1250 H Street LLC | Commercial | Mount Pleasant | SC | $985,000 | $985,000 | 14 | Nov 14 | sec.gov |
| Wripple Solutions, Inc. | Other Technology | Smyrna | GA | $963,191 | $1,300,000 | 7 | Nov 14 | sec.gov |
| 1901 4 Mile Rd LLC | Residential | St Johns | FL | $783,000 | $5,000,000 | 18 | Nov 14 | sec.gov |
| OAK JACOB LP | Residential | Frisco | TX | $760,000 | $10,000,000 | 7 | Nov 14 | sec.gov |
| Whiskey Flats RV Park LLC | Commercial | Reno | NV | $690,000 | $690,000 | 10 | Nov 14 | sec.gov |
| Fixe, Inc. | Business Services | Venice | CA | $677,500 | $697,500 | 32 | Nov 14 | sec.gov |
| ApolloMD Partners, Inc. | Hospitals and Physicians | Atlanta | GA | $548,612 | $4,999,998 | 18 | Nov 14 | sec.gov |
| STEADY STATE LLC | Manufacturing | Roxboro | NC | $500,000 | $1,000,000 | 1 | Nov 14 | sec.gov |
| PECOS WIND POWER, INC. | Other Energy | Somerville | MA | $457,000 | $750,000 | 14 | Nov 14 | sec.gov |
| Boston Pickle Club, Inc. | Other | Wayland | MA | $400,000 | $2,300,000 | 9 | Nov 14 | sec.gov |
| King Operating Partners III, LP | Oil and Gas | Addison | TX | $300,000 | $100,000,000 | 3 | Nov 14 | sec.gov |
| Yuppasoft, Inc. | Other Technology | White Plains | NY | $299,999 | $500,000 | 1 | Nov 14 | sec.gov |
| Pontem Partners Inc. | Business Services | Chesterbrook | PA | $250,000 | $5,000,000 | 1 | Nov 14 | sec.gov |
| Top Application Enterprises, Inc. | Other Technology | St. Joseph | MO | $250,000 | $1,325,000 | 3 | Nov 14 | sec.gov |
| TPA Stream Inc. | Other Technology | Shaker Heights | OH | $150,000 | $300,000 | 10 | Nov 14 | sec.gov |
| Lemur PBC | Other Health Care | Plain City | OH | $100,000 | $2,000,000 | 1 | Nov 14 | sec.gov |
| Prospinity Inc. | Other Technology | San Francisco | CA | $100,000 | $100,000 | 1 | Nov 14 | sec.gov |
| FireFrame, Inc. | Other Technology | Jamison | PA | $100,000 | $1,000,000 | 2 | Nov 14 | sec.gov |
| TRUTH ENDEAVORS INC. | Other Technology | Canby | OR | $90,000 | $300,000 | 4 | Nov 14 | sec.gov |
| Healwell AI Inc. | Other Health Care | Toronto | $66,807 | $66,807 | 1 | Nov 14 | sec.gov | |
| BH Polycor Holding Inc. | Other | Quebec | $50,000 | $50,000 | 1 | Nov 14 | sec.gov | |
| CalTier IB LLC | Commercial | San Diego | CA | $30,000 | $1,100,000 | 3 | Nov 14 | sec.gov |
| Blue Lagoon Resources Inc. | Other | Vancouver | $17,965 | $40,829 | 1 | Nov 14 | sec.gov | |
| 37 CAPITAL INC | Other | Vancouver | $17,965 | $35,930 | 1 | Nov 14 | sec.gov | |
| Owners Capital LLC | Other | Mountain View | CA | $0 | $5,000,000 | 0 | Nov 14 | sec.gov |
| KMF Alton Nexus JV LLC | Other Real Estate | Delray Beach | FL | $0 | $34,000,000 | 0 | Nov 14 | sec.gov |
| North Iron Mitten Non-Participating Preferred LLC | Manufacturing | Norwell | MA | $0 | Indefinite | 0 | Nov 14 | sec.gov |
| Windward Ridge Dover, LP | Other Real Estate | Rehoboth Beach | DE | $0 | $22,000,000 | 0 | Nov 14 | sec.gov |
| Global Atlantic Ivy III Aggregator L.P. | Insurance | Hamilton | $0 | Indefinite | 0 | Nov 14 | sec.gov | |
| Global Atlantic Ivy Co-Invest Vehicle III L.P. | Insurance | Hamilton | $0 | Indefinite | 0 | Nov 14 | sec.gov | |
| ALC 112 L.P. (amended) | Other | Irvine | CA | $0 | $33,600,000 | 0 | Nov 14 | sec.gov |
| Bridgeport Financial Technology, Inc. | Other Banking and Financial Services | San Diego | CA | $0 | $5,000,000 | 0 | Nov 14 | sec.gov |
| Martin/Martin, Inc. | Other | Lakewood | CO | $0 | $5,632,258 | 0 | Nov 14 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $175,000 | 0 | Nov 14 | sec.gov |
| FLR GRANTS, INC. | Business Services | New York | NY | $0 | $1,000 | 0 | Nov 14 | sec.gov |
| Finger Lakes Region Rural Broadband Company, Inc. | Business Services | New York | NY | $0 | $1,000 | 0 | Nov 14 | sec.gov |
| Endo GUC Trust | Other | White Plains | NY | $0 | Indefinite | 40 | Nov 14 | sec.gov |
November 15, 2024 · November 13, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.