Data / Form D filings / Nov 13
Form D filings, November 13, 2024: 104 companies raised $9.56 billion
104 operating companies filed a Form D on November 13, 2024, reporting $9.56 billion sold. Largest: NHIT: Credit Asset Trust ($3.53 billion), NHIT: Core Plus Fixed Income Trust ($3.30 billion), NHIT: Investment Grade Securitized Credit Trust ($1.28 billion). The median filing is $2 million, and 94 pooled investment funds also filed that day.
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- 104Form D filings
- $9.56 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, TX 16, FL 9, IL 7, DE 6. By industry: Other 24, Other Technology 12, Retailing 8, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,528,154,152 | Indefinite | 192 | Nov 13 | sec.gov |
| NHIT: Core Plus Fixed Income Trust (amended) | Investing | Boston | MA | $3,303,908,981 | Indefinite | 67 | Nov 13 | sec.gov |
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,280,138,933 | Indefinite | 30 | Nov 13 | sec.gov |
| NHIT: CLO Trust (amended) | Investing | Boston | MA | $729,143,644 | Indefinite | 9 | Nov 13 | sec.gov |
| Rentvine Holdings, LLC | Other Technology | Estero | FL | $96,000,000 | $96,000,000 | 55 | Nov 13 | sec.gov |
| Grant Bancshares, Inc. | Other Banking and Financial Services | Natchitoches | LA | $70,000,000 | $70,000,000 | 0 | Nov 13 | sec.gov |
| Mandrake Capital Real Estate Fund II, LP (amended) | Other Real Estate | New York | NY | $65,500,000 | Indefinite | 11 | Nov 13 | sec.gov |
| HPI Storage Fund IV, LP (amended) | Commercial | Austin | TX | $55,360,000 | $100,000,000 | 68 | Nov 13 | sec.gov |
| CRE8 CAPITAL FUND I, LLC (amended) | REITS and Finance | Seattle | WA | $52,460,962 | $100,000,000 | 94 | Nov 13 | sec.gov |
| Rio2 Ltd | Other | Vancouver | $45,437,718 | $45,437,718 | 8 | Nov 13 | sec.gov | |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $41,421,181 | $46,439,932 | 84 | Nov 13 | sec.gov |
| DermBiont, Inc. (amended) | Biotechnology | Boston | MA | $32,697,081 | $45,312,683 | 72 | Nov 13 | sec.gov |
| Riot Security, Inc. | Other Technology | Newark | DE | $27,597,597 | $27,597,597 | 9 | Nov 13 | sec.gov |
| Americas Gold & Silver Corp | Other | Toronto | $22,786,633 | $22,786,633 | 12 | Nov 13 | sec.gov | |
| Crowne at Hickory Grove, Limited Partnership (amended) | Other Real Estate | Birmingham | AL | $16,229,640 | $23,295,543 | 163 | Nov 13 | sec.gov |
| Wink Robotics, Inc. (amended) | Other | Oakland | CA | $15,787,643 | $15,787,643 | 54 | Nov 13 | sec.gov |
| AT Apex, LP | Commercial | Spokane Valley | WA | $13,456,250 | $24,100,000 | 30 | Nov 13 | sec.gov |
| US National Infrastructure Development Fund 2, LLC | Construction | Bellevue | WA | $13,000,000 | $45,600,000 | 17 | Nov 13 | sec.gov |
| HFS Small Balance RE I, LP | Other Real Estate | Dallas | TX | $12,771,000 | $25,000,000 | 53 | Nov 13 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $12,718,368 | $12,718,368 | 21 | Nov 13 | sec.gov |
| 535 Encore Capital LLC | Residential | Dallas | TX | $11,150,000 | $13,000,000 | 14 | Nov 13 | sec.gov |
| Dune Technology Partners IV, LLC (amended) | Investing | Memphis | TN | $9,760,000 | $9,760,000 | 54 | Nov 13 | sec.gov |
| anyvoice Inc. | Other | Claymont | DE | $9,000,000 | $9,000,000 | 8 | Nov 13 | sec.gov |
| AG24 RE III LLC | Residential | Dallas | TX | $7,189,000 | $12,000,000 | 69 | Nov 13 | sec.gov |
| Avvio Medical, Inc. | Other Health Care | San Francisco | CA | $7,139,681 | $15,000,000 | 25 | Nov 13 | sec.gov |
| Overstory Health, Inc. | Other Health Care | San Francisco | CA | $5,982,196 | $5,982,196 | 16 | Nov 13 | sec.gov |
| Crystal Capital Investments Fund LP | Oil and Gas | Houston | TX | $5,400,000 | $10,000,000 | 28 | Nov 13 | sec.gov |
| KO Storage of Forest Hill, LLC | Other Real Estate | Minnetonka | MN | $3,750,000 | $3,750,000 | 27 | Nov 13 | sec.gov |
| 1115 Biloxi Drive, LLC | Residential | Arlington | TX | $3,600,000 | $3,900,000 | 57 | Nov 13 | sec.gov |
| GC Global Co-Invest, LLC | Other | Chicago | IL | $3,500,000 | $3,500,000 | 4 | Nov 13 | sec.gov |
| Parkside Apartments, LLC | Residential | Arlington | TX | $3,500,000 | $3,500,000 | 46 | Nov 13 | sec.gov |
| Abramson Brothers Fund, LP | Commercial | New York | NY | $3,300,000 | $25,000,000 | 16 | Nov 13 | sec.gov |
| Circularity2, LLC | Environmental Services | Minneapolis | MN | $3,273,000 | Indefinite | 13 | Nov 13 | sec.gov |
| BosonQ Psi Corp. | Other Technology | Bear | DE | $3,021,998 | $6,102,598 | 13 | Nov 13 | sec.gov |
| Rivulet Entertainment, Inc. | Other | Scottsdale, | AZ | $3,000,000 | $12,500,000 | 1 | Nov 13 | sec.gov |
| Fronen Foods, Inc. | Other | Chicago | IL | $2,924,051 | $2,924,051 | 42 | Nov 13 | sec.gov |
| Protecdiv, Inc. | Insurance | Philadelphia | PA | $2,819,900 | $2,819,900 | 4 | Nov 13 | sec.gov |
| Collective Mining Ltd. | Other | Toronto | $2,646,930 | $2,646,930 | 2 | Nov 13 | sec.gov | |
| Dart Financial Corp (amended) | Commercial Banking | Mason | MI | $2,508,183 | Indefinite | 365 | Nov 13 | sec.gov |
| Symglass, Inc. | Retailing | Nashville | TN | $2,200,002 | $2,200,002 | 2 | Nov 13 | sec.gov |
| RED OAK VILLAGE LLC | Residential | Richardson | TX | $2,160,000 | $2,600,000 | 31 | Nov 13 | sec.gov |
| Verosint, Inc. | Other Technology | Liberty Hill | TX | $2,000,000 | $2,000,000 | 1 | Nov 13 | sec.gov |
| TB Fund 2 LLC (amended) | Business Services | Aventura | FL | $1,994,500 | $10,000,000 | 21 | Nov 13 | sec.gov |
| Gold Leaf Holdings, Inc. | Retailing | Mount Dora | FL | $1,700,000 | $30,000,000 | 10 | Nov 13 | sec.gov |
| Leo & Lucille Tour, Ltd Liability Co (amended) | Other | New York | NY | $1,561,933 | $4,500,000 | 52 | Nov 13 | sec.gov |
| WildCanyon Golf Estates LP | Other | Austin | TX | $1,560,000 | $1,950,000 | 16 | Nov 13 | sec.gov |
| WMA Portfolio LLC | Other Real Estate | Prosper | TX | $1,550,000 | $25,000,000 | 4 | Nov 13 | sec.gov |
| SOUTH CAMPUS SURGERY CENTER LLC | Other Health Care | Indianapolis | IN | $1,535,510 | $1,535,510 | 6 | Nov 13 | sec.gov |
| Perry MHP LLC | Residential | Oviedo | FL | $1,506,300 | $1,506,300 | 13 | Nov 13 | sec.gov |
| Punk Rock Museum, Inc. | Other | Las Vegas | NV | $1,328,105 | $2,400,000 | 11 | Nov 13 | sec.gov |
| Synoptic Technologies Inc. | Other Technology | Uniondale | NY | $1,254,999 | $1,500,000 | 3 | Nov 13 | sec.gov |
| Earth Science Tech, Inc. | Pharmaceuticals | Miami | FL | $1,231,591 | $1,231,591 | 9 | Nov 13 | sec.gov |
| AtomBeam Technologies Inc. | Computers | Moraga | CA | $1,037,902 | $10,000,000 | 5 | Nov 13 | sec.gov |
| Lumber Manufactory Inc. | Manufacturing | Washington | DC | $1,019,500 | $1,044,500 | 13 | Nov 13 | sec.gov |
| NGEx Minerals Ltd. | Other | Vancouver | $999,777 | $999,777 | 2 | Nov 13 | sec.gov | |
| PITCHLY, INC. (amended) | Other Technology | Des Moines | IA | $970,000 | $1,500,000 | 8 | Nov 13 | sec.gov |
| ChemoMouthpiece, LLC | Other Health Care | Wilmington | DE | $900,000 | $900,000 | 1 | Nov 13 | sec.gov |
| IGHWCP1 LLC | Other Real Estate | Wake Forest | NC | $875,000 | $875,000 | 19 | Nov 13 | sec.gov |
| Alpine Bishop, LLC | Other Real Estate | Phoenix | AZ | $700,000 | $700,000 | 9 | Nov 13 | sec.gov |
| JOLIET 55 HOSPITALITY, LLC | Lodging and Conventions | Madison | WI | $600,000 | $7,450,000 | 15 | Nov 13 | sec.gov |
| OpenEden Group Ltd (amended) | Other | Tortola | $490,000 | Indefinite | 4 | Nov 13 | sec.gov | |
| Flyte Residential Flex Fund I, LP | Residential | La Jolla | CA | $455,000 | $3,000,000 | 4 | Nov 13 | sec.gov |
| Earth Science Tech, Inc. | Pharmaceuticals | Miami | FL | $350,000 | $350,000 | 1 | Nov 13 | sec.gov |
| Grandview III Development, LLC | Commercial | Granger | IN | $350,000 | $30,000,000 | 1 | Nov 13 | sec.gov |
| Bewildered Pig, LLC | Restaurants | Philo | CA | $335,500 | $400,000 | 10 | Nov 13 | sec.gov |
| Southeast Alabama Surgical, LLC | Other Health Care | Dothan | AL | $306,441 | $500,000 | 4 | Nov 13 | sec.gov |
| Of The Gods Inc. | Retailing | Santa Monica | CA | $270,000 | $270,000 | 6 | Nov 13 | sec.gov |
| Bonsai Bar, Inc. | Other | North Scituate | RI | $250,000 | $400,000 | 2 | Nov 13 | sec.gov |
| Of The Gods Inc. | Retailing | Santa Monica | CA | $250,000 | $500,000 | 3 | Nov 13 | sec.gov |
| StartEngine Private Series 24-2 | Other | Burbank | CA | $247,328 | $700,000 | 16 | Nov 13 | sec.gov |
| Series 19-3, a series of StartEngine Private LLC | Other | Burbank | CA | $196,875 | $1,077,450 | 7 | Nov 13 | sec.gov |
| Evrim, Inc. | Other Technology | Norfolk | VA | $175,000 | $250,000 | 5 | Nov 13 | sec.gov |
| Astra Exploration Inc. | Other | Vancouver | $161,548 | $161,548 | 3 | Nov 13 | sec.gov | |
| IMMUNOPROFILE, LLC | Biotechnology | Marco Island | FL | $150,000 | $1,000,000 | 2 | Nov 13 | sec.gov |
| BY.AI GROUP INC. | Other | Miami | FL | $145,000 | $145,000 | 1 | Nov 13 | sec.gov |
| LAI SPV CORP. | Other | Vancouver | $79,453 | $79,453 | 1 | Nov 13 | sec.gov | |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $55,080 | $55,080 | 3 | Nov 13 | sec.gov | |
| FUND I A SERIES OF DISRUPTIVE VENTURE CAPITAL LLC | Other | Austin | TX | $52,907 | $52,907 | 3 | Nov 13 | sec.gov |
| CGC Austin House LLC | Other | Grand Rapids | MI | $50,000 | $5,000,000 | 1 | Nov 13 | sec.gov |
| Naria.AI, Inc. | Other Technology | San Mateo | CA | $30,000 | $750,000 | 1 | Nov 13 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $29,704 | $29,704 | 1 | Nov 13 | sec.gov |
| Of The Gods Inc. | Retailing | Santa Monica | CA | $25,000 | $25,000 | 1 | Nov 13 | sec.gov |
| Of The Gods Inc. | Retailing | Santa Monica | CA | $10,000 | $10,000 | 1 | Nov 13 | sec.gov |
| Transit Pro Tech Inc. | Other Technology | Covina | CA | $8,000 | $2,500,000 | 2 | Nov 13 | sec.gov |
| REDWOOD FUNDS LLC | Commercial | Dover | DE | $0 | $30,000,000 | 0 | Nov 13 | sec.gov |
| Verve Madison R, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Nov 13 | sec.gov |
| WI-UW Holdings R, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Nov 13 | sec.gov |
| FL-UCF Holdings R, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Nov 13 | sec.gov |
| Breckenridge Group Tampa Florida R, LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Nov 13 | sec.gov |
| IOC Chicago, LLC | Commercial | Long Beach | CA | $0 | $25,000,000 | 0 | Nov 13 | sec.gov |
| CRI Advisors, LLC | Other Banking and Financial Services | Enterprise | AL | $0 | Indefinite | 0 | Nov 13 | sec.gov |
| Zhang Heng Technology Ltd | Environmental Services | Hong Kong | $0 | $5,000,000 | 0 | Nov 13 | sec.gov | |
| Bliss network technology Ltd | Other Technology | Virgin Islands,British | $0 | $5,000,000 | 0 | Nov 13 | sec.gov | |
| Hongkong Mingwen Education Technology Ltd | Other | Hong Kong | $0 | $500,000 | 0 | Nov 13 | sec.gov | |
| Hong Kong Crab Treasure Industrial Ltd | Retailing | Hong Kong | $0 | $500,000 | 0 | Nov 13 | sec.gov | |
| CHINA ICELAND TEA GROUP CO., Ltd | Retailing | Hong Kong | $0 | $500,000 | 0 | Nov 13 | sec.gov | |
| China Qianxiangdi Investment Ltd | Manufacturing | Hong Kong | $0 | $5,000,000 | 0 | Nov 13 | sec.gov | |
| GHREF III HOLDINGS LLC | REITS and Finance | Nashville | TN | $0 | $125,000 | 0 | Nov 13 | sec.gov |
| Hidden Beach RV Park NC, LLC (amended) | Commercial | Havelock | NC | $0 | $8,000,000 | 0 | Nov 13 | sec.gov |
| Valorem Blue Collar Business Fund 1, LLC | Business Services | Plano | TX | $0 | $20,000,000 | 0 | Nov 13 | sec.gov |
| Deep Sea Logistics, Inc. | Business Services | Wilmington | DE | $0 | $175,000 | 0 | Nov 13 | sec.gov |
| Equity Ladder Fund, LLC | Oil and Gas | Fort Worth | TX | $0 | $20,000,000 | 0 | Nov 13 | sec.gov |
| Coquille Bay 3-D Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $1,820,000 | 0 | Nov 13 | sec.gov |
| Chaplin Production LLC | Other | Celebration | FL | $0 | $1,000,000 | 0 | Nov 13 | sec.gov |
November 14, 2024 · November 12, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.