Data / Form D filings / Week of Nov 18
Form D filings, week of November 18, 2024: 420 companies raised $26.98 billion
420 operating companies filed a Form D in the week of November 18, 2024, reporting $26.98 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.90 billion), Nationwide BOLI Private Placement Variable Account ($5.49 billion), Nationwide PPVUL Separate Account - 4 ($3.61 billion). The median filing is $2.9 million, and 587 pooled investment funds also filed that week.
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- 420Form D filings
- $26.98 billionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (78)
Most filings by state: CA 78, NY 40, TX 40, IL 20, CO 15. By industry: Other 80, Other Technology 78, Commercial 53, Other Real Estate 47.
By day: Nov 18 (67), Nov 19 (89), Nov 20 (86), Nov 21 (92), Nov 22 (86).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,897,129,573 | Indefinite | 442 | Nov 20 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,486,416,833 | Indefinite | 46 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,610,500,000 | Indefinite | 7 | Nov 20 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $1,019,108,000 | $1,019,108,000 | 1 | Nov 19 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $899,476,935 | Indefinite | 118 | Nov 20 | sec.gov |
| Crusoe Inc. | Other | Denver | CO | $685,719,621 | $817,744,542 | 70 | Nov 21 | sec.gov |
| AWW Holdings, Inc. | Agriculture | Nicholasville | KY | $421,084,710 | $421,084,710 | 7 | Nov 21 | sec.gov |
| Avenzo Therapeutics, Inc. (amended) | Biotechnology | San Diego | CA | $385,850,004 | $385,850,004 | 22 | Nov 20 | sec.gov |
| OSP Gannett Holdings, LLC (amended) | Other | New York | NY | $311,464,901 | $311,464,901 | 99 | Nov 18 | sec.gov |
| Bloom Parent, Inc. | Business Services | New York | NY | $241,683,441 | $241,683,441 | 81 | Nov 22 | sec.gov |
| Litera Holdco LP (amended) | Other | Wilmington | DE | $241,009,932 | Indefinite | 9 | Nov 21 | sec.gov |
| Triller Group Inc. (amended) | Other | Los Angeles | CA | $232,592,725 | Indefinite | 282 | Nov 22 | sec.gov |
| Metsera, Inc. | Biotechnology | New York | NY | $214,999,939 | $214,999,939 | 38 | Nov 20 | sec.gov |
| Writer, Inc. | Other Technology | San Francisco | CA | $199,999,483 | $199,999,483 | 21 | Nov 21 | sec.gov |
| HMN HOLDCO, LLC | Other | New Canaan | CT | $196,373,208 | $196,373,208 | 19 | Nov 21 | sec.gov |
| WP COREalpha VII LP (amended) | Other Banking and Financial Services | Chicago | IL | $147,318,182 | Indefinite | 130 | Nov 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Nov 20 | sec.gov |
| ASCEND ADVANCED THERAPIES GROUP, INC. | Other | Alachua | FL | $130,574,171 | $130,574,171 | 9 | Nov 21 | sec.gov |
| Prana Realty Co I (amended) | REITS and Finance | San Francisco | CA | $86,544,115 | Indefinite | 253 | Nov 20 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $85,726,696 | $104,867,496 | 61 | Nov 20 | sec.gov |
| CORTICA INC. | Other Health Care | San Diego | CA | $80,999,998 | $80,999,998 | 5 | Nov 22 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $80,429,976 | Indefinite | 22 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $71,258,148 | Indefinite | 2 | Nov 20 | sec.gov |
| Redem Tech, Inc. | Other Technology | Mexico City | $63,222,945 | $63,222,945 | 13 | Nov 22 | sec.gov | |
| CaskX LLC (amended) | Other | Beverly Hills | CA | $50,796,085 | Indefinite | 552 | Nov 20 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $48,725,077 | $51,100,000 | 329 | Nov 22 | sec.gov |
| Blue Owl Real Estate Exchange I DST (amended) | Other Real Estate | Chicago | IL | $46,533,508 | $92,717,391 | 36 | Nov 22 | sec.gov |
| Griffin Capital (Windsor Hill - North Charleston, SC) DST (amended) | Other Real Estate | El Segundo | CA | $44,155,470 | $45,074,236 | 110 | Nov 22 | sec.gov |
| Lomond Therapeutics Holdings, Inc. | Pharmaceuticals | Dover | DE | $43,900,000 | $43,900,000 | 27 | Nov 18 | sec.gov |
| Demeter Investment Holding (amended) | Investing | Grand Cayman | $43,500,000 | $1,500,000,000 | 8 | Nov 22 | sec.gov | |
| Hancock Timberland & Farmland Fund LP | Other Real Estate | Boston | MA | $41,584,500 | Indefinite | 3 | Nov 19 | sec.gov |
| Episode Six, Inc. (amended) | Other | Austin | TX | $39,999,956 | $48,000,000 | 3 | Nov 21 | sec.gov |
| HZ Highlands Sponsor, LLC | Residential | San Francisco | CA | $37,000,000 | $37,000,000 | 3 | Nov 21 | sec.gov |
| On3 Media, Inc. | Other | Brentwood | TN | $36,248,390 | $36,248,390 | 27 | Nov 19 | sec.gov |
| Eclypsium, Inc. (amended) | Other Technology | Portland | OR | $34,999,983 | $34,999,983 | 23 | Nov 22 | sec.gov |
| BRIGHT MINDS BIOSCIENCES INC. | Biotechnology | New York | NY | $34,599,955 | $34,599,955 | 13 | Nov 19 | sec.gov |
| Databento Inc. (amended) | Other Technology | Boston | MA | $34,249,960 | $34,249,960 | 53 | Nov 19 | sec.gov |
| SJ Medconnect, Inc. | Computers | Santa Clara | CA | $30,705,000 | $34,576,996 | 11 | Nov 18 | sec.gov |
| SJ Medconnect, Inc. (amended) | Computers | Santa Clara | CA | $30,379,999 | $34,251,996 | 11 | Nov 19 | sec.gov |
| Full Harvest Technologies, Inc. | Other Technology | San Francisco | CA | $29,257,028 | $29,257,028 | 39 | Nov 20 | sec.gov |
| Mad Capital Perennial Fund II, LLC (amended) | Other Banking and Financial Services | Boulder | CO | $28,875,000 | $50,000,000 | 39 | Nov 19 | sec.gov |
| 200 Renaissance Group LLC | Commercial | Ridgeland | MS | $28,610,611 | $28,610,611 | 16 | Nov 21 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $26,887,862 | $33,760,134 | 8 | Nov 20 | sec.gov |
| Elite Capital Group Fund I, LLC | Commercial | Las Vegas | NV | $25,000,000 | $25,000,000 | 0 | Nov 21 | sec.gov |
| TRP-GS Renewables, LP | Other Energy | Cambridge | MA | $24,000,000 | $24,000,000 | 2 | Nov 20 | sec.gov |
| Jackson Rose Venture II, LLC (amended) | Other | Seaside Park | NJ | $23,785,000 | $100,000,000 | 98 | Nov 22 | sec.gov |
| MCB Harford Road Holdco LLC (amended) | Other | Baltimore | MD | $23,100,608 | $23,100,608 | 16 | Nov 18 | sec.gov |
| Empire Village at Chatham Hills, LLC (amended) | Residential | Scottsdale | AZ | $23,094,120 | $25,000,000 | 401 | Nov 19 | sec.gov |
| Bird Buddy, Inc. | Other | Kalamazoo | MI | $22,348,751 | $22,348,751 | 26 | Nov 22 | sec.gov |
| Legacy Venture Fund I, LLC (amended) | Other | Bellevue | WA | $19,899,719 | $50,000,000 | 103 | Nov 21 | sec.gov |
| PEGASUS MANCO S.C.Sp. | Other Banking and Financial Services | Luxembourg | $19,516,553 | $19,516,553 | 41 | Nov 18 | sec.gov | |
| Reserve at Cool Springs Investors LLC | Residential | Sheridan | WY | $19,500,000 | $19,500,000 | 184 | Nov 21 | sec.gov |
| Zenflow, Inc. | Other Health Care | South San Francisco | CA | $19,422,855 | $25,203,352 | 36 | Nov 19 | sec.gov |
| Bouldin Creek Holdings, Inc. (amended) | Other | Austin | TX | $18,661,988 | $44,999,947 | 150 | Nov 20 | sec.gov |
| Level All Inc. (amended) | Other | New York | NY | $18,300,000 | $18,300,000 | 36 | Nov 21 | sec.gov |
| Twentyeight Health, Inc. (amended) | Other Technology | Brooklyn | NY | $18,193,488 | $18,193,488 | 34 | Nov 18 | sec.gov |
| Levanta.io Inc. | Other Technology | Seattle | WA | $17,499,497 | $17,499,497 | 1 | Nov 19 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $17,295,221 | $17,295,221 | 7 | Nov 20 | sec.gov |
| Pep2Tango Therapeutics, Inc. | Biotechnology | Potomac | MD | $16,700,000 | $16,700,000 | 12 | Nov 21 | sec.gov |
| ALTER DOMUS GEB S.C.Sp | Other Banking and Financial Services | Luxembourg | $16,512,060 | $16,512,060 | 4 | Nov 18 | sec.gov | |
| Accrual, Inc. | Other Technology | Beverly Hills | CA | $16,449,979 | $16,999,992 | 9 | Nov 19 | sec.gov |
| Rye Ridge Resources Fund III, LP | Oil and Gas | Denver | CO | $16,410,000 | $18,410,000 | 46 | Nov 22 | sec.gov |
| Grand Partners Investors, LLC | Other Real Estate | Overland Park | KS | $15,905,744 | $15,905,744 | 39 | Nov 18 | sec.gov |
| Conversio Health, LLC (amended) | Other Health Care | San Luis Obispo | CA | $15,828,660 | $20,000,000 | 1 | Nov 20 | sec.gov |
| Flipturn, Inc. | Other | Brooklyn | NY | $15,554,994 | $15,554,998 | 55 | Nov 20 | sec.gov |
| BCP FILLMORE, LP | Commercial | Austin | TX | $15,119,691 | $15,119,691 | 68 | Nov 18 | sec.gov |
| AEI NET LEASE PORTFOLIO 23 DST (amended) | Commercial | St. Paul | MN | $15,075,332 | $25,100,000 | 41 | Nov 19 | sec.gov |
| Sonavex, Inc. (amended) | Biotechnology | Baltimore | MD | $15,000,004 | $15,000,004 | 45 | Nov 19 | sec.gov |
| Elevation Microsystems, Inc. | Other Technology | Campbell | CA | $15,000,000 | $20,000,000 | 2 | Nov 19 | sec.gov |
| Spry Therapeutics Inc. | Other Health Care | Mumbai, Maharashtra | $14,999,996 | $14,999,996 | 4 | Nov 19 | sec.gov | |
| MRES Ravello Homes Holdings, LLC | Residential | Omaha | NE | $14,847,019 | $14,847,019 | 82 | Nov 19 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $14,521,268 | Indefinite | 9 | Nov 20 | sec.gov |
| Hydra Platform LLC - Hydra Cell 070 | Other | Chicago | IL | $14,000,000 | $150,000,000 | 5 | Nov 22 | sec.gov |
| Arcade Software, Inc. (amended) | Other Technology | San Francisco | CA | $14,000,000 | $14,000,000 | 4 | Nov 19 | sec.gov |
| Arcade Software, Inc. | Other Technology | Hillsborough | CA | $14,000,000 | $14,000,000 | 4 | Nov 19 | sec.gov |
| Evergreen Partners Holdco, Inc. | Other | Irvine | CA | $13,080,000 | $15,000,000 | 35 | Nov 21 | sec.gov |
| Djamo Inc. | Other Technology | Wilmington | DE | $13,010,402 | $18,162,000 | 7 | Nov 19 | sec.gov |
| Government Lease Holdings 2 DST | Other Real Estate | Nashua | NH | $12,922,681 | $174,652,396 | 1 | Nov 20 | sec.gov |
| Moov Financial, Inc. | Other Banking and Financial Services | Cedar Falls | IA | $12,300,000 | $12,300,000 | 3 | Nov 18 | sec.gov |
| Anuncia Medical, Inc. (amended) | Biotechnology | Scottsdale | AZ | $12,189,298 | $13,422,486 | 69 | Nov 18 | sec.gov |
| 535 Encore Capital LLC (amended) | Residential | Dallas | TX | $12,050,000 | $13,000,000 | 17 | Nov 18 | sec.gov |
| SPINLAUNCH INC. | Other Technology | Long Beach | CA | $11,500,621 | $25,000,000 | 28 | Nov 21 | sec.gov |
| Bill360, Inc. | Other Technology | Tampa | FL | $11,300,000 | $18,000,000 | 46 | Nov 20 | sec.gov |
| Azimuth AI Inc. | Other Technology | Folsom | CA | $11,250,000 | $11,250,000 | 6 | Nov 18 | sec.gov |
| Municipal Parking Services, Inc. (amended) | Other Technology | Golden Valley | MN | $11,235,000 | $11,235,000 | 75 | Nov 19 | sec.gov |
| Potomac West Investors, LLC | Other Real Estate | Birmingham | AL | $11,050,000 | $12,750,000 | 12 | Nov 20 | sec.gov |
| Sydecar, Inc. | Other Technology | Houston | TX | $11,004,990 | $11,005,000 | 9 | Nov 20 | sec.gov |
| 2615 Mt Zion Investor LLC | Commercial | West Hollywood | CA | $11,000,000 | $11,500,000 | 24 | Nov 21 | sec.gov |
| Ride Health, Inc. | Other Technology | New York | NY | $10,882,971 | $11,699,064 | 17 | Nov 21 | sec.gov |
| Prime Independent Living Gastonia, LLC | Commercial | Blue Bell | PA | $10,500,000 | $10,500,000 | 79 | Nov 19 | sec.gov |
| Turnout Technologies, Inc. | Other Technology | Del Mar | CA | $10,374,916 | $11,404,906 | 28 | Nov 22 | sec.gov |
| Synaptrix, Inc. | Other Technology | Alpharetta | GA | $10,049,998 | $15,000,000 | 11 | Nov 21 | sec.gov |
| Vaulted VG Investor Holdings, LLC | Other | Beverly Hills | CA | $10,030,000 | $10,030,000 | 24 | Nov 18 | sec.gov |
| Wellvana Health, LLC | Other Health Care | Nashville | TN | $10,000,016 | $10,000,016 | 1 | Nov 18 | sec.gov |
| BrightCoin Inc. | Investing | New York | NY | $10,000,000 | Indefinite | 500 | Nov 22 | sec.gov |
| Odiggo Inc. (amended) | Other Technology | Mountain View | CA | $9,938,998 | Indefinite | 60 | Nov 19 | sec.gov |
| John Purdue Block Partners, LLC | Other Real Estate | Indianapolis | IN | $9,647,000 | $87,500,000 | 120 | Nov 22 | sec.gov |
| LLJ SDSU Credit Ventures, LLC | Residential | San Diego | CA | $9,525,000 | $9,525,000 | 30 | Nov 18 | sec.gov |
| POST HAMPTON PARTNERS, LLC (amended) | Investing | Los Angeles | CA | $9,211,180 | $9,370,988 | 106 | Nov 21 | sec.gov |
| Echelon Park Apartments, LLC (amended) | Residential | Houston | TX | $8,892,000 | $22,000,000 | 40 | Nov 22 | sec.gov |
| 74B Development, LLC | Other Real Estate | Overland Park | KS | $8,610,000 | $8,610,000 | 29 | Nov 18 | sec.gov |
| Flueid Software Corp | Other Technology | Austin | TX | $8,299,998 | $8,299,998 | 6 | Nov 21 | sec.gov |
| Click Therapeutics, Inc. | Other Health Care | New York | NY | $8,269,935 | $8,269,935 | 2 | Nov 21 | sec.gov |
| MRC Aurora LLC (amended) | Construction | Orinda | CA | $7,578,678 | $10,000,000 | 36 | Nov 22 | sec.gov |
| Peraso Inc. | Other Technology | San Jose | CA | $7,487,704 | $7,487,704 | 5 | Nov 19 | sec.gov |
| 1100 Grand Chicago Investors LLC | Other Real Estate | Chicago | IL | $7,475,000 | $7,475,000 | 39 | Nov 22 | sec.gov |
| DAG Holdings, LLC | Other | Indianapolis | IN | $7,456,000 | $7,456,000 | 7 | Nov 22 | sec.gov |
| Solace Power Inc. (amended) | Other Energy | Mount Pearl, Nl | $7,125,000 | $13,500,000 | 1 | Nov 22 | sec.gov | |
| XSQRD, INC. (amended) | Other Technology | Fort Worth | TX | $6,965,474 | $8,465,467 | 21 | Nov 22 | sec.gov |
| KMX Technologies, Inc. (amended) | Other | Sharon | CT | $6,941,920 | $6,941,920 | 18 | Nov 19 | sec.gov |
| Autopilot Holdings Corp | Other | Irvine | CA | $6,739,623 | $6,809,541 | 18 | Nov 19 | sec.gov |
| Elroy Air, Inc. | Other | South San Francisco | CA | $6,640,913 | $10,011,014 | 112 | Nov 18 | sec.gov |
| Brain Temp, Inc. | Other Technology | Montclair, | NJ | $6,595,338 | $6,595,338 | 1 | Nov 19 | sec.gov |
| Stationwise, Inc. | Other Technology | San Francisco | CA | $6,559,997 | $7,279,997 | 21 | Nov 20 | sec.gov |
| Hideaway at Oconee, LLC | Other Real Estate | Greensboro | GA | $6,250,000 | $7,500,000 | 50 | Nov 22 | sec.gov |
| Strata Oncology, Inc. | Other | Ann Arbor | MI | $6,145,297 | $10,000,000 | 14 | Nov 22 | sec.gov |
| MIH LLC | Other Energy | Durham | NC | $6,125,000 | $6,125,000 | 2 | Nov 18 | sec.gov |
| Teleo Inc. | Other Technology | Palo Alto | CA | $6,014,456 | $7,000,000 | 3 | Nov 19 | sec.gov |
| Panome Bio Inc. | Biotechnology | Saint Louis | MO | $6,000,000 | $6,000,000 | 6 | Nov 21 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $5,921,393 | $5,921,393 | 5 | Nov 20 | sec.gov |
| Momentis Surgical Ltd. (amended) | Other Health Care | Or Yehuda | $5,917,996 | $10,000,000 | 30 | Nov 21 | sec.gov | |
| Stuut, Inc. | Other Technology | New York | NY | $5,907,827 | $5,907,827 | 12 | Nov 19 | sec.gov |
| MODULO BIO, INC. | Pharmaceuticals | Los Altos | CA | $5,845,788 | $7,500,000 | 3 | Nov 20 | sec.gov |
| Argentina Lithium & Energy Corp. (amended) | Other Energy | Vancouver | $5,807,687 | $16,613,798 | 6 | Nov 20 | sec.gov | |
| VVater Holdings Inc. | Other Technology | Austin | TX | $5,794,168 | $7,000,000 | 4 | Nov 21 | sec.gov |
| Carriage House Investor LLC | Other Real Estate | Baltimore | MD | $5,415,984 | Indefinite | 26 | Nov 21 | sec.gov |
| 830 Jefferson QOF LLC | Commercial | Atlanta | GA | $5,325,000 | $5,500,000 | 14 | Nov 18 | sec.gov |
| Qualigen Therapeutics, Inc. | Biotechnology | Carlsbad, | CA | $5,100,000 | $5,100,000 | 33 | Nov 22 | sec.gov |
| IncludeHealth, Inc. | Other Health Care | Dublin | OH | $5,001,835 | $6,129,297 | 14 | Nov 19 | sec.gov |
| Maverick Deerwood Lake City 96 LLC | Commercial | Mount Pleasant | SC | $5,000,000 | $5,000,000 | 0 | Nov 22 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $5,000,000 | $5,000,000 | 52 | Nov 19 | sec.gov |
| NFINITA INC. | Other Technology | Redmond | WA | $4,999,933 | $4,999,933 | 22 | Nov 18 | sec.gov |
| Hopscotch Labs, Inc. | Other Technology | Wilmington | DE | $4,885,000 | $4,885,000 | 9 | Nov 19 | sec.gov |
| 3 PROPERTY PORTFOLIO LLC | Commercial | Richardson | TX | $4,880,000 | $5,500,000 | 42 | Nov 21 | sec.gov |
| John Brenkus Fund, LLC | Telecommunications | Milton | GA | $4,875,000 | $100,000,000 | 10 | Nov 19 | sec.gov |
| Smith Creek Investments LLC (amended) | Other Real Estate | Vienna | VA | $4,750,000 | $20,000,000 | 22 | Nov 21 | sec.gov |
| Swvl Holdings Corp | Business Services | Dubai | $4,700,000 | $6,700,000 | 6 | Nov 20 | sec.gov | |
| US KIDNEY RESEARCH Corp (amended) | Other Health Care | Roseville | CA | $4,687,500 | $4,687,500 | 0 | Nov 22 | sec.gov |
| MAGNA MINING INC. | Other | Sudbury | $4,673,233 | $4,673,233 | 1 | Nov 19 | sec.gov | |
| Gomboc.AI Inc. | Other Technology | New York | NY | $4,649,999 | $4,649,999 | 2 | Nov 18 | sec.gov |
| Callpod, Inc. (amended) | Other Technology | Chicago | IL | $4,606,309 | Indefinite | 5 | Nov 22 | sec.gov |
| MI:RNA Ltd | Biotechnology | Edinburgh | $4,433,698 | $4,433,698 | 57 | Nov 18 | sec.gov | |
| Permex Petroleum Corp | Oil and Gas | Houston | TX | $4,226,389 | $18,635,000 | 7 | Nov 18 | sec.gov |
| Helios AquaMem Partners, LLC (amended) | Investing | Denver | CO | $4,225,000 | $4,225,000 | 16 | Nov 22 | sec.gov |
| Stellar Investor LLC | Other Real Estate | Baltimore | MD | $4,220,000 | Indefinite | 14 | Nov 22 | sec.gov |
| Acelot, Inc. | Other | South San Francisco | CA | $4,000,000 | $4,000,000 | 1 | Nov 21 | sec.gov |
| CSC Wyndchase Realty Capital, LLC | Residential | Aspen | CO | $4,000,000 | $4,000,000 | 81 | Nov 20 | sec.gov |
| Warner Robins Holding, LLC (amended) | Commercial | Los Angeles | CA | $4,000,000 | $4,000,000 | 0 | Nov 19 | sec.gov |
| Horizen Ag Inc. | Other Technology | Waukee | IA | $3,999,999 | $4,499,999 | 3 | Nov 22 | sec.gov |
| Earthodic Inc. | Other | Geebung | $3,999,998 | $3,999,998 | 12 | Nov 21 | sec.gov | |
| CSC Armadillo Portfolio RC, LLC | Residential | Aspen | CO | $3,907,500 | $4,053,000 | 38 | Nov 21 | sec.gov |
| Alto Experience Inc. | Other | Dallas | TX | $3,870,000 | $3,900,000 | 13 | Nov 22 | sec.gov |
| Nuwellis, Inc. | Other Health Care | Eden Prairie | MN | $3,848,286 | $3,848,286 | 9 | Nov 20 | sec.gov |
| SIG Wealth Fund I LLC (amended) | Commercial | Cheyenne | WY | $3,823,830 | $100,000,000 | 29 | Nov 19 | sec.gov |
| CRYTICA SECURITY, INC. | Other Technology | Reno | NV | $3,779,935 | $3,780,000 | 34 | Nov 20 | sec.gov |
| Servicengine Acquisition Corp | Other Technology | Danbury | CT | $3,750,000 | $3,750,000 | 3 | Nov 21 | sec.gov |
| CCG HAWKSBERRY HOLDINGS, LLC | Other Real Estate | Skokie | IL | $3,691,000 | $4,000,000 | 34 | Nov 21 | sec.gov |
| AxoSim, Inc. | Biotechnology | New Orleans | LA | $3,684,771 | $4,751,652 | 21 | Nov 22 | sec.gov |
| SwineTech, Inc. | Other Technology | Solon | IA | $3,595,377 | $5,994,997 | 8 | Nov 18 | sec.gov |
| RP Developers, LLC | Other Real Estate | Overland Park | KS | $3,575,000 | $15,000,000 | 22 | Nov 18 | sec.gov |
| 32 N SADDLE RIVER FUNDING L.P. | Other Real Estate | Woodmere | NY | $3,500,000 | $3,500,000 | 25 | Nov 20 | sec.gov |
| Hazelcrest Commercial, LLC | Commercial | Meridian | ID | $3,494,357 | $3,494,357 | 13 | Nov 19 | sec.gov |
| ML Ashbury APTS Sidecar GP, LLC | Other Real Estate | Eden Prairie | MN | $3,312,748 | $5,000,000 | 55 | Nov 19 | sec.gov |
| Adroit Worldwide Media, Inc. (amended) | Other Technology | Aliso Viejo | CA | $3,216,510 | $6,000,000 | 29 | Nov 20 | sec.gov |
| RE-OPS, Inc. | Business Services | Cross Roads | TX | $3,152,800 | $6,000,000 | 25 | Nov 19 | sec.gov |
| Skip Technology, Inc. | Other | Portland | OR | $3,138,000 | $7,138,000 | 31 | Nov 19 | sec.gov |
| Eridan Communications, Inc. (amended) | Telecommunications | Sunnyvale | CA | $3,054,071 | $22,422,557 | 5 | Nov 21 | sec.gov |
| Candu, Inc. | Other Technology | Los Altos | CA | $3,016,661 | $3,016,661 | 10 | Nov 19 | sec.gov |
| Click Therapeutics, Inc. | Other Health Care | New York | NY | $3,000,000 | $3,000,000 | 1 | Nov 21 | sec.gov |
| DIGITAL ALLY, INC. | Other Technology | Lenexa | KS | $3,000,000 | $3,000,000 | 4 | Nov 18 | sec.gov |
| Jackson Rose Venture II LLC - Series E | Other | Seaside Park | NJ | $2,945,000 | $80,213,000 | 18 | Nov 20 | sec.gov |
| Third Way Beverages, Inc. | Retailing | Austin | TX | $2,916,529 | $3,115,111 | 89 | Nov 20 | sec.gov |
| Liminal Strategy, Inc. | Business Services | New York | NY | $2,750,022 | $3,015,012 | 4 | Nov 21 | sec.gov |
| MHLP, LLC | Other Real Estate | Roanoke | WV | $2,727,000 | $2,727,000 | 3 | Nov 18 | sec.gov |
| Cambridge Indy IV LLC | Other Real Estate | New Haven | CT | $2,719,000 | $3,119,000 | 7 | Nov 20 | sec.gov |
| Aspen Ridge at Greenville Debt Investors LLC | Other Real Estate | Allen | TX | $2,700,000 | $15,000,000 | 5 | Nov 18 | sec.gov |
| BLISS CO. | Other | Mount Laurel | NJ | $2,550,000 | $3,000,000 | 16 | Nov 22 | sec.gov |
| United PRB #5, LP | Oil and Gas | Roanoke | TX | $2,500,000 | $2,500,000 | 54 | Nov 21 | sec.gov |
| Arnett Colonial 64, LLC | Commercial | Poway | CA | $2,500,000 | $2,500,000 | 0 | Nov 19 | sec.gov |
| Voltify Inc. | Other | Philadelphia | PA | $2,500,000 | $6,000,000 | 5 | Nov 18 | sec.gov |
| WFS Home Care Enterprises, Inc. | Other Health Care | Henrico | VA | $2,498,839 | $8,050,000 | 12 | Nov 18 | sec.gov |
| HEG Riverside Ranch Prospect General Partnership | Oil and Gas | Dallas | TX | $2,496,003 | $2,752,800 | 25 | Nov 18 | sec.gov |
| PC-Meadows 926 E. Galbreath LLC | Other Real Estate | Westtown | PA | $2,450,000 | $5,000,000 | 20 | Nov 20 | sec.gov |
| Botanic Tonics, LLC | Other | Calabasas | CA | $2,427,676 | $25,000,000 | 28 | Nov 22 | sec.gov |
| 1156 Santa Clara St LLC | Residential | Fremont | CA | $2,385,614 | $2,385,614 | 7 | Nov 18 | sec.gov |
| Dermatologists of Central States, LLC | Other Health Care | Cincinnati | OH | $2,291,272 | $2,291,272 | 23 | Nov 22 | sec.gov |
| CW Land Co., LLC (amended) | Other Real Estate | Centerville | $2,285,277 | Indefinite | 9 | Nov 18 | sec.gov | |
| Portage Technologies Inc. | Other Technology | New York | NY | $2,273,197 | $5,000,000 | 12 | Nov 21 | sec.gov |
| Bloomington Investments, LLC | Commercial | Hays | KS | $2,270,000 | $2,270,000 | 12 | Nov 20 | sec.gov |
| Autoimmunity Biologic Solutions Inc. | Biotechnology | Houston | TX | $2,210,242 | $2,210,242 | 12 | Nov 22 | sec.gov |
| Garden Club Penn LLC | Other Health Care | Pittsburgh | PA | $2,170,000 | $6,000,000 | 7 | Nov 20 | sec.gov |
| RED OAK VILLAGE LLC (amended) | Commercial | Richardson | TX | $2,160,000 | $2,600,000 | 31 | Nov 21 | sec.gov |
| SchedulePop, Inc. | Other Technology | Raleigh | NC | $2,134,906 | $2,362,800 | 19 | Nov 21 | sec.gov |
| LGX Energy Corp. (amended) | Oil and Gas | Walla Walla | WA | $2,006,620 | Indefinite | 14 | Nov 19 | sec.gov |
| Gliknik Inc | Biotechnology | Baltimore | MD | $2,000,000 | $5,000,000 | 1 | Nov 21 | sec.gov |
| Verano Holdings Corp. | Other | Chicago | IL | $2,000,000 | $2,000,000 | 1 | Nov 20 | sec.gov |
| Zinc Properties LLC | Other Real Estate | Atlanta | GA | $1,999,100 | $2,000,000 | 28 | Nov 18 | sec.gov |
| Avistone Tulsa, LLC | Commercial | Englewood | CO | $1,996,000 | $3,996,000 | 12 | Nov 20 | sec.gov |
| ASHEVILLE LODGING - A SERIES OF CCP EQUITY HOLDINGS LLC | Other | San Diego | CA | $1,915,000 | $1,915,000 | 18 | Nov 18 | sec.gov |
| Inner Cosmos Inc. | Other Technology | Scotts Valley | CA | $1,865,000 | $6,295,000 | 30 | Nov 20 | sec.gov |
| Dermatologists of Central States, LLC | Other Health Care | Cincinnati | OH | $1,840,580 | $1,840,580 | 12 | Nov 22 | sec.gov |
| Axine Water Technologies Inc. | Other Technology | Vancouver | $1,818,437 | $8,989,980 | 13 | Nov 22 | sec.gov | |
| Gyaan AI, Inc. (amended) | Other Technology | Henderson | NV | $1,800,000 | $1,800,000 | 15 | Nov 19 | sec.gov |
| Knopp Sub Investments II LLC | Investing | Pittsburgh | PA | $1,760,430 | $10,100,000 | 18 | Nov 20 | sec.gov |
| Eastside Distilling, Inc. | Other | Monroe | CT | $1,615,000 | $1,615,000 | 6 | Nov 18 | sec.gov |
| Lite Run Inc (amended) | Other Health Care | St. Paul | MN | $1,570,000 | $3,000,000 | 28 | Nov 22 | sec.gov |
| Voxcell BioInnovation Inc. | Biotechnology | Victoria | $1,536,603 | $1,951,738 | 38 | Nov 18 | sec.gov | |
| Supererogatory Corp. | Other Technology | New York | NY | $1,500,533 | $1,501,000 | 4 | Nov 20 | sec.gov |
| Fispoke Inc. | Other Technology | Wellesley | MA | $1,500,001 | $1,500,001 | 6 | Nov 19 | sec.gov |
| Origami Surgical Inc. | Other | Madison | NJ | $1,499,999 | $1,499,999 | 6 | Nov 18 | sec.gov |
| Salem Storage Portfolio, LLC | Commercial | Golden | CO | $1,435,000 | $20,150,000 | 19 | Nov 18 | sec.gov |
| Sora Neuroscience, Inc. (amended) | Other Health Care | Minneapolis | MN | $1,427,500 | $2,000,000 | 20 | Nov 20 | sec.gov |
| HICKORY CREEK SMART FUND, LLC (amended) | Commercial | Lenoir City | TN | $1,406,000 | $10,000,000 | 12 | Nov 19 | sec.gov |
| CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC (amended) | Other | Austin | TX | $1,350,000 | $1,350,000 | 27 | Nov 21 | sec.gov |
| CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC | Other | Austin | TX | $1,350,000 | $1,350,000 | 27 | Nov 20 | sec.gov |
| US KIDNEY RESEARCH Corp (amended) | Other Health Care | Roseville | CA | $1,320,000 | $1,320,000 | 0 | Nov 22 | sec.gov |
| AZCIP01, Inc. | REITS and Finance | Denver | CO | $1,312,500 | $1,312,500 | 125 | Nov 22 | sec.gov |
| SMK Mobile Storage LLC | Commercial | Bend | OR | $1,280,000 | $5,000,000 | 12 | Nov 22 | sec.gov |
| OUR SPHERE, INC. (amended) | Other | Covina | CA | $1,262,500 | $2,000,000 | 9 | Nov 18 | sec.gov |
| Glendale Westgate Lodging Investors V, LLC | Commercial | Middleton | WI | $1,250,000 | $26,400,000 | 9 | Nov 21 | sec.gov |
| Friendly Health Technologies Inc. | Other Technology | San Francisco | CA | $1,250,000 | $1,250,000 | 1 | Nov 20 | sec.gov |
| UserFirst Software, Inc. | Other Technology | Boise | ID | $1,249,996 | $1,250,000 | 6 | Nov 19 | sec.gov |
| 4200 Grand 74 LLC | Residential | Des Moines | IA | $1,225,000 | $1,400,000 | 14 | Nov 21 | sec.gov |
| Esque Collective, Inc. | Other Technology | San Ramon | CA | $1,225,000 | Indefinite | 4 | Nov 18 | sec.gov |
| PREFERRED CAPITAL PRIVATE EQUITY FUND, LLC - CL FUND 2 | Other | San Juan, Pr | PR | $1,207,154 | $10,000,000 | 1 | Nov 18 | sec.gov |
| Carriage House Investor II LLC | Other Real Estate | Baltimore | MD | $1,135,000 | Indefinite | 9 | Nov 21 | sec.gov |
| OTB Boots, Inc. | Other | Raleigh | NC | $1,125,000 | $2,000,000 | 8 | Nov 21 | sec.gov |
| PopReach Corp | Other | Toronto | $1,101,421 | $6,671,010 | 5 | Nov 22 | sec.gov | |
| Healent Health, Inc. | Other | Chicago | IL | $1,081,500 | $1,081,500 | 7 | Nov 20 | sec.gov |
| NVTRW01, Inc. | REITS and Finance | Denver | CO | $1,054,000 | $1,062,500 | 124 | Nov 22 | sec.gov |
| Cybercrunch, Inc. | Other Technology | Greensburg | PA | $1,049,948 | $1,624,315 | 14 | Nov 21 | sec.gov |
| LOOMBA CAPITAL PARTNERS LLC (amended) | Commercial | Antioch | CA | $1,035,000 | $20,000,000 | 11 | Nov 21 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $1,000,000 | $2,000,000 | 2 | Nov 20 | sec.gov |
| WEALTHHUB SOLUTIONS, INC. | Other Technology | Conshohocken | PA | $999,998 | $1,550,000 | 2 | Nov 22 | sec.gov |
| SIG WEALTH FUND B, LLC (amended) | Commercial | Cheyenne | WY | $997,000 | $100,000,000 | 21 | Nov 19 | sec.gov |
| Octagon Search Equity, LLC | Other | Austin | TX | $969,000 | $969,000 | 18 | Nov 22 | sec.gov |
| Area 361 Hospitality LLC | Commercial | Corpus Christi | TX | $956,000 | $956,000 | 4 | Nov 21 | sec.gov |
| NOURISH CULT, LLC | Other | Richmond | VA | $950,000 | $2,000,000 | 2 | Nov 22 | sec.gov |
| Collective Destinations LLC (amended) | Commercial | Cottonwood Heights, | UT | $930,000 | $5,000,000 | 9 | Nov 18 | sec.gov |
| ACP 133 7th Street LLC | Commercial | Beverly Hills | CA | $885,000 | $3,000,000 | 6 | Nov 20 | sec.gov |
| YogiBins Inc | Retailing | Austin | TX | $875,000 | $2,000,000 | 14 | Nov 21 | sec.gov |
| Sandhills Gaming Corp. | Other | Toronto | $834,659 | $834,659 | 3 | Nov 21 | sec.gov | |
| Third Square Capital, LLC | Other | Wilmington | DE | $800,000 | $800,000 | 18 | Nov 22 | sec.gov |
| ProPedix, Inc. | Other Health Care | Boston | MA | $800,000 | $1,000,000 | 5 | Nov 21 | sec.gov |
| Kabir Real Estates, LLC | Commercial | Houston | TX | $800,000 | $2,400,000 | 1 | Nov 19 | sec.gov |
| MCP, Inc. / DE | Computers | Dover | DE | $785,000 | $785,000 | 13 | Nov 22 | sec.gov |
| Flats at Old Buncombe LLC | Residential | Greenville | SC | $775,000 | $1,500,000 | 22 | Nov 21 | sec.gov |
| 1400 Cherry Holdings, LLC | Residential | Carlisle | MA | $775,000 | $1,500,000 | 20 | Nov 21 | sec.gov |
| Prime Artificial Intelligence, Inc. | Other | Leesburg | VA | $750,000 | $2,000,000 | 2 | Nov 20 | sec.gov |
| Invicta Water, Inc. (amended) | Other Technology | Burlington | NC | $750,000 | $750,000 | 15 | Nov 19 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $746,505 | $3,007,757 | 4 | Nov 21 | sec.gov |
| Radious, Inc. (amended) | Other Technology | Portland | OR | $703,000 | $1,000,000 | 12 | Nov 21 | sec.gov |
| Leon Place LP | Other Real Estate | Houston | TX | $700,000 | $1,700,000 | 5 | Nov 21 | sec.gov |
| Western Uranium & Vanadium Corp. | Other | Toronto | $689,528 | $1,619,346 | 6 | Nov 22 | sec.gov | |
| Signal Gold Inc. | Other | Toronto | $684,216 | $1,148,665 | 5 | Nov 19 | sec.gov | |
| Fish Shop LLC | Restaurants | Sugar Land | TX | $675,000 | $675,000 | 4 | Nov 21 | sec.gov |
| Reflections at Lakeshore LLC | Commercial | San Diego | CA | $631,946 | $10,000,000 | 8 | Nov 22 | sec.gov |
| VSEE HEALTH, INC. | Other | Boca Raton | FL | $605,000 | $50,405,000 | 2 | Nov 20 | sec.gov |
| Clover Fountains of Jupiter Venture LLC | Residential | Dallas | TX | $600,000 | $4,300,000 | 3 | Nov 22 | sec.gov |
| TRENDLINES GROUP LTD. | Other Health Care | M.P. Misgav | $585,000 | $850,000 | 6 | Nov 20 | sec.gov | |
| Chapel 24 LLC | Commercial | Hartville | OH | $568,000 | $700,000 | 4 | Nov 19 | sec.gov |
| 2C Search Capital, LLC | Other | Sao Paulo Sp | $550,000 | $550,000 | 15 | Nov 22 | sec.gov | |
| Fortune Favors LLC (amended) | Other | Cottage Grove | WI | $550,000 | $2,000,000 | 3 | Nov 20 | sec.gov |
| BFKW, LLC | Other Health Care | Grand Rapids | MI | $500,175 | $12,000,000 | 1 | Nov 18 | sec.gov |
| TenTrucks Inc. | Other Technology | Oshkosh | WI | $500,000 | $500,000 | 3 | Nov 19 | sec.gov |
| Arieca Inc. | Other | Pittsburgh | PA | $500,000 | $4,000,000 | 1 | Nov 18 | sec.gov |
| SurgeonCheck LLC | Other Technology | Bethlehem | PA | $499,167 | $998,334 | 11 | Nov 20 | sec.gov |
| Tiiga Inc. (amended) | Other | Lincoln | NE | $485,000 | $750,000 | 8 | Nov 19 | sec.gov |
| RallyPoint Networks, Inc. | Other Technology | Middleton | MA | $449,999 | $3,000,000 | 1 | Nov 22 | sec.gov |
| Qeepsake, Inc. | Other Technology | Newtonville | MA | $449,998 | $449,998 | 3 | Nov 20 | sec.gov |
| FortyEight, LLC | Residential | South Jordan | UT | $440,000 | $440,000 | 6 | Nov 18 | sec.gov |
| Powrplant Investors, LLC | Investing | St. Petersburg | FL | $430,000 | $1,000,000 | 16 | Nov 18 | sec.gov |
| Transradial Technologies, Inc. | Other Health Care | Syracuse | NY | $350,000 | $3,000,000 | 3 | Nov 20 | sec.gov |
| TESTAIFY, INC. (amended) | Other Technology | Miami | FL | $350,000 | $700,000 | 9 | Nov 18 | sec.gov |
| Senior Living Fund IV USA LLC Offering of Fixed Rate Notes | Commercial | Lenexa | KS | $320,000 | $2,850,000 | 2 | Nov 22 | sec.gov |
| GRANITE MISTER 2 NM, LLC (amended) | Commercial | St Cloud | MN | $300,000 | $4,750,000 | 2 | Nov 21 | sec.gov |
| GRANITE MISTER 2 NM, LLC | Residential | St Cloud | MN | $300,000 | $4,750,000 | 2 | Nov 21 | sec.gov |
| Austin 24, LLC | Residential | Breinigsville | PA | $300,000 | $2,500,000 | 6 | Nov 19 | sec.gov |
| USEDC 2024 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $300,000 | $250,000,000 | 0 | Nov 19 | sec.gov |
| Stellar Investor II LLC | Other Real Estate | Baltimore | MD | $290,000 | Indefinite | 3 | Nov 22 | sec.gov |
| ORANGE PARK REHAB, LP (amended) | Other Real Estate | Providence | RI | $258,000 | $11,000,000 | 3 | Nov 20 | sec.gov |
| Hand Technologies LLC | Manufacturing | Starkville | MS | $252,208 | $1,200,000 | 3 | Nov 20 | sec.gov |
| Tidal Permian LP | Oil and Gas | Schertz | TX | $243,750 | $10,562,500 | 3 | Nov 19 | sec.gov |
| NuvOx Therapeutics, Inc. | Pharmaceuticals | Tucson | AZ | $235,000 | $7,000,000 | 4 | Nov 22 | sec.gov |
| Greenleaf Investment Partners L122, LLC | Other Real Estate | Norcross | GA | $210,000 | $1,300,000 | 25 | Nov 19 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $200,000 | $200,000 | 4 | Nov 20 | sec.gov |
| Neopenda, PBC | Biotechnology | Chicago | IL | $200,000 | $1,500,000 | 1 | Nov 18 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $197,585 | $197,585 | 2 | Nov 21 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $195,000 | $195,000 | 8 | Nov 20 | sec.gov |
| USEDC 2024 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $180,000 | $250,000,000 | 0 | Nov 19 | sec.gov |
| Flex Lending 7 LLC | Other Real Estate | Jacksonville | FL | $174,000 | $11,400,000 | 1 | Nov 19 | sec.gov |
| Tri-Land Grocery Plus LLC (amended) | Commercial | Westmont | IL | $167,500 | $12,500,000 | 3 | Nov 20 | sec.gov |
| Tri-Land Grocery Plus LLC (amended) | Commercial | Westmont | IL | $167,500 | $12,500,000 | 3 | Nov 19 | sec.gov |
| Connexus Living Inc. | Other Technology | Murrells Inlet | SC | $155,000 | $2,000,000 | 5 | Nov 22 | sec.gov |
| Hyperion Companies, Inc. | Other Energy | Orange | CA | $150,000 | $700,000 | 2 | Nov 19 | sec.gov |
| MV Global REIT LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 22 | sec.gov |
| SP 61 Gateway REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 22 | sec.gov |
| SP 53 Gateway REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 22 | sec.gov |
| GCDP II REIT Holdco LLC | REITS and Finance | El Segundo | CA | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| Griffin Capital (Nashville) REIT Holdco LLC | REITS and Finance | El Segundo | CA | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| One Liberty Plaza REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| 200 Vesey REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| ARS IX ECI REIT | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 21 | sec.gov |
| Gaia Agricultural Technology Inc | Other Technology | Dover | DE | $120,000 | Indefinite | 1 | Nov 20 | sec.gov |
| Nestar Energy Corp | Other Energy | Eagan | MN | $120,000 | Indefinite | 1 | Nov 19 | sec.gov |
| BP/DC Properties, Inc. | REITS and Finance | Boston | MA | $119,000 | $125,000 | 119 | Nov 21 | sec.gov |
| 28 VENTURES DISCORD SPV A SERIES OF 28 VENTURES MASTER LLC | Other | Plainview | NY | $116,000 | $116,000 | 7 | Nov 18 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $107,000 | $107,000 | 1 | Nov 22 | sec.gov |
| QC Car Wash Fund II, LLC (amended) | Commercial | Charlotte | NC | $103,000 | $15,000,000 | 1 | Nov 19 | sec.gov |
| TrueRelief, LLC | Other Technology | Santa Monica | CA | $100,000 | $5,600,000 | 1 | Nov 20 | sec.gov |
| Upbound.ai, Inc. | Other Technology | Cambridge | MA | $100,000 | $500,000 | 1 | Nov 20 | sec.gov |
| Ashcroft Manager Holding Company, LLC (amended) | Residential | New York | NY | $100,000 | $20,000,000 | 1 | Nov 20 | sec.gov |
| Hyperion Companies, Inc. (amended) | Other Energy | Orange | CA | $100,000 | $100,000 | 2 | Nov 19 | sec.gov |
| Ashcroft Manager Holding Company, LLC | Residential | New York | NY | $100,000 | $20,000,000 | 1 | Nov 19 | sec.gov |
| Criterion Ridgemoor, LLC | Commercial | Fort Worth | TX | $100,000 | $2,462,500 | 1 | Nov 18 | sec.gov |
| Launchpad QOF Greenville, LLC | Commercial | Greenville | SC | $98,000 | $980,000 | 1 | Nov 21 | sec.gov |
| Incluud, Inc. | Other Technology | Coeur D'Alene | ID | $95,988 | $1,556,358 | 5 | Nov 19 | sec.gov |
| NYM 145 WOLCOTT REIT, LLC | REITS and Finance | New York | NY | $91,000 | $125,000 | 91 | Nov 20 | sec.gov |
| Atlantic SPC III REIT I-A LLC | REITS and Finance | Los Angeles | CA | $91,000 | $125,000 | 91 | Nov 20 | sec.gov |
| Small Step, Inc. | Other Technology | Menlo Park | CA | $80,000 | Indefinite | 4 | Nov 21 | sec.gov |
| Working Fields Vermont, Inc. | Business Services | South Burlington | VT | $75,000 | $1,195,000 | 2 | Nov 22 | sec.gov |
| CFG Financial Services, LLC | Other Banking and Financial Services | Brevard | NC | $75,000 | $100,000 | 3 | Nov 21 | sec.gov |
| PROPELLING VENTURES 1 LLC | Other Technology | Dover | DE | $70,400 | $310,200 | 2 | Nov 20 | sec.gov |
| Ameristar Capital Income REIT, LLC | REITS and Finance | Ballston Spa | NY | $62,500 | $62,500 | 125 | Nov 21 | sec.gov |
| Armitage REIT LLC | REITS and Finance | Chicago | IL | $62,500 | $62,500 | 125 | Nov 21 | sec.gov |
| Mesirow Financial REVF V REIT, LLC | REITS and Finance | Chicago | IL | $62,500 | $62,500 | 125 | Nov 21 | sec.gov |
| Flight Science, Inc. | Other Technology | West Hollywood | CA | $50,000 | $750,000 | 1 | Nov 21 | sec.gov |
| Broad Street Global Partners LLC- Infra | Other Real Estate | Somers | NY | $50,000 | Indefinite | 1 | Nov 19 | sec.gov |
| Nevis Brands Inc. | Manufacturing | Seattle | WA | $30,200 | $30,200 | 2 | Nov 22 | sec.gov |
| Cross Bible, Inc. | Other Technology | Van Nuys | CA | $30,000 | $55,000 | 1 | Nov 22 | sec.gov |
| IM Cannabis Corp. | Pharmaceuticals | Central District | $26,893 | $67,234 | 1 | Nov 20 | sec.gov | |
| LiquidPiston, Inc. | Other Energy | Bloomfield | CT | $25,010 | $230,000 | 1 | Nov 22 | sec.gov |
| Blind Spirits LLC | Other | Thousand Oaks | CA | $25,000 | Indefinite | 1 | Nov 20 | sec.gov |
| Trinity Rehab, LP (amended) | Other Real Estate | Providence | RI | $25,000 | $11,000,000 | 1 | Nov 20 | sec.gov |
| Summa Silver Corp | Other | Vancouver | $22,717 | $22,717 | 2 | Nov 18 | sec.gov | |
| Apollo Silver Corp | Other | Vancouver | $21,636 | $21,636 | 2 | Nov 19 | sec.gov | |
| Flow Metals Corp. | Other | Vancouver | $19,999 | $19,999 | 1 | Nov 20 | sec.gov | |
| Hawthorn Resources Corp. | Other | Vancouver | $14,424 | $14,424 | 1 | Nov 21 | sec.gov | |
| Invizyne Technologies Inc | Biotechnology | Monrovia | CA | $11,718 | $11,718 | 2 | Nov 19 | sec.gov |
| Launchpad Investments Greenville, LLC | Business Services | Greenville | SC | $2,000 | $20,000 | 1 | Nov 21 | sec.gov |
| E-Den Home Electrification, Inc. | Other | Seattle | WA | $20 | $20 | 2 | Nov 22 | sec.gov |
| YIZHIHUI TECHNOLOGY ELDERLY CARE GROUP CO., LTD | Computers | London | $0 | $100,000,000 | 0 | Nov 22 | sec.gov | |
| Rocket Carwash, LLC | Other | Lavista | NE | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| GLF Farming Investment LP | Agriculture | Modesto | CA | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| DRAGON EGG Ltd LIABILITY Co | Other | New York | NY | $0 | $1,000,000 | 0 | Nov 22 | sec.gov |
| REA Capital Ltd | Other | Piqua | OH | $0 | $10,000,000 | 0 | Nov 22 | sec.gov |
| PIRATE KING LLC | Other | Las Vegas | NV | $0 | $2,000,000 | 0 | Nov 22 | sec.gov |
| MPC VA AHI ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| Citadel Allaire on 41st, LLC | Commercial | Boca Raton | FL | $0 | $8,090,000 | 0 | Nov 22 | sec.gov |
| Pantheon Fund LLC | Other Real Estate | Lone Tree | CO | $0 | $5,000,000 | 0 | Nov 22 | sec.gov |
| Morphcast Inc. | Other Technology | San Rafael | CA | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| Panda Group, LLC | Business Services | Orlando | FL | $0 | $10,000,000 | 0 | Nov 22 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. (amended) | Commercial | New York | NY | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| Aviceda Therapeutics, Inc. | Biotechnology | Cambridge | MA | $0 | $200,000,000 | 0 | Nov 22 | sec.gov |
| Biochar Now, LLC | Other | Loveland | CO | $0 | $6,000,000 | 0 | Nov 22 | sec.gov |
| Dare Bioscience, Inc. | Biotechnology | San Diego | CA | $0 | $15,000,000 | 1 | Nov 22 | sec.gov |
| GAC II, LLC | Other Energy | New York | NY | $0 | $100,000,000 | 0 | Nov 22 | sec.gov |
| GAC II HoldCo, LLC | Other Energy | New York | NY | $0 | Indefinite | 0 | Nov 22 | sec.gov |
| SWIM 1, LLC | Other Real Estate | Port Richey | FL | $0 | $100,000,000 | 0 | Nov 21 | sec.gov |
| CCH Real Estate Debt Fund, LLC | Other Real Estate | Lexington | SC | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| AIFEEX LTD. | Investing | New York | NY | $0 | $20,000,000 | 0 | Nov 21 | sec.gov |
| Gop Values com Inc | Telecommunications | Port Orange | FL | $0 | Indefinite | 0 | Nov 21 | sec.gov |
| CES Properties Fund XLVI (Soma Loan) LLC | Other Real Estate | Bellevue | WA | $0 | $1,150,000 | 0 | Nov 21 | sec.gov |
| Vista Valley Fund, LLC | Other Real Estate | Columbia | SC | $0 | $100,000,000 | 0 | Nov 21 | sec.gov |
| CCRC Villa Sierra TX LLC | Other Real Estate | Greenwood Village | CO | $0 | $4,000,000 | 0 | Nov 21 | sec.gov |
| LM PORTFOLIO LLC | Commercial | Roselle | IL | $0 | $4,250,000 | 0 | Nov 21 | sec.gov |
| 1400 Cherry Holdings, LLC (amended) | Residential | Carlisle | MA | $0 | $700,000 | 0 | Nov 21 | sec.gov |
| SR2 Custer Investments LLC | Commercial | Highland Village | TX | $0 | $11,000,000 | 0 | Nov 21 | sec.gov |
| Freedom Princeton Retail Partners, LLC (amended) | Other | Manasquan | NJ | $0 | $6,000,000 | 0 | Nov 21 | sec.gov |
| NHID Raleigh GP Investment LLC | Other Real Estate | Raleigh | NC | $0 | $50,000,000 | 0 | Nov 21 | sec.gov |
| Leto Riverwalk LLC | Commercial | Chelan | WA | $0 | $2,000,000 | 0 | Nov 21 | sec.gov |
| AR FUND LLC | Commercial | Sacramento | CA | $0 | $10,000,000 | 0 | Nov 21 | sec.gov |
| Melissa 75 Crossing, LLC (amended) | Commercial | Frisco | TX | $0 | $9,500,000 | 0 | Nov 21 | sec.gov |
| Momentous Movie, LLC | Other | Madison | MS | $0 | $6,800,000 | 0 | Nov 21 | sec.gov |
| A.P. Gilfoyle Markets, Inc. | Investing | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| MassageDay Co. | Retailing | Lafayette | CO | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| TRIPLE P VENTURES, LLC - SERIES 1 | Commercial | Cheyenne | WY | $0 | $1,700,000 | 0 | Nov 20 | sec.gov |
| Lokosee Origin Fund LLC | Commercial | Apopka | FL | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| GIGANTOR TECHNOLOGIES, INC. | Other Technology | Melbourne Beach | FL | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| Catalyst Topco, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| U Calming Co | Other | Sheridan | WY | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| Javeri Jewelers Inc | Retailing | Plano | TX | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| LIFEMARK REINSURANCE Co | Insurance | Towson | MD | $0 | $20,000,000 | 0 | Nov 20 | sec.gov |
| Napali Energy Partners II, LP | Oil and Gas | Roanoke | TX | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Seattle Hotel Group LLC | Lodging and Conventions | Bellevue | WA | $0 | $9,000,000 | 0 | Nov 20 | sec.gov |
| 1302 Eastport Road Buligo LP | Commercial | Wilmington | DE | $0 | $4,880,000 | 5 | Nov 20 | sec.gov |
| CMB Infrastructure Investment Group 93, LP | Commercial | Dallas | TX | $0 | $35,670,000 | 0 | Nov 19 | sec.gov |
| OTB Enterprises LLC | Other | Troy | MI | $0 | Indefinite | 0 | Nov 19 | sec.gov |
| ALAB IMPACT FUND LLC | Investing | Dover | DE | $0 | $5,000,000 | 0 | Nov 19 | sec.gov |
| JLLX Diversified VIII, DST | Other Real Estate | Chicago | IL | $0 | $157,815,035 | 0 | Nov 19 | sec.gov |
| GRWTH FUND, LLC | Commercial | Dover | DE | $0 | $20,000,000 | 0 | Nov 19 | sec.gov |
| Parker Fee Oilfield, LP | Oil and Gas | Dallas | TX | $0 | $4,200,000 | 0 | Nov 19 | sec.gov |
| Peachtree Credit Fund IV Q, L.P. | Other Real Estate | Atlanta | GA | $0 | $500,000,000 | 0 | Nov 19 | sec.gov |
| Tamkeen LLC | Other | Arlington Heights | IL | $0 | $1,000,000 | 0 | Nov 19 | sec.gov |
| Megabit US LTD. | Other Technology | Denver | CO | $0 | $5,000,000 | 0 | Nov 19 | sec.gov |
| PG St. Augustine DST | Other Real Estate | Atlanta | GA | $0 | $24,392,426 | 0 | Nov 19 | sec.gov |
| CSE Credit Tenant Fund V, LLC | Commercial | Charlotte | NC | $0 | Indefinite | 70 | Nov 19 | sec.gov |
| IC-SB Sherman Lofts LP | Residential | Dallas | TX | $0 | $26,235,000 | 0 | Nov 19 | sec.gov |
| KINEXUS OakIQ Copper Creek 1 LLC | Other Real Estate | Yakima | WA | $0 | $1,000,000 | 0 | Nov 19 | sec.gov |
| Vintage Georgetown Country Glen, LLC | Commercial | Greer | SC | $0 | $1,000,000 | 0 | Nov 19 | sec.gov |
| QTS SP I REIT, LLC | REITS and Finance | Overland Park | KS | $0 | $125,000 | 0 | Nov 19 | sec.gov |
| HB Capital Fund LLC (amended) | Other Real Estate | Scottsdale | AZ | $0 | Indefinite | 0 | Nov 19 | sec.gov |
| Conduktor Inc. | Other Technology | New York | NY | $0 | $25,671,735 | 7 | Nov 19 | sec.gov |
| Lumen Bioscience, Inc. | Biotechnology | Seattle | WA | $0 | $18,345,489 | 0 | Nov 19 | sec.gov |
| TSO 2 Well Joint Venture #1 | Oil and Gas | Fort Worth | TX | $0 | $250,000 | 0 | Nov 19 | sec.gov |
| SORRENTO BIOTECH LABS LLC | Commercial | San Diego | CA | $0 | $20,000,000 | 0 | Nov 18 | sec.gov |
| Reece Industrial 2025, Inc. | Other | Phoenix | AZ | $0 | $49,000,000 | 0 | Nov 18 | sec.gov |
| Starboard Elan DST | Residential | Irvine | CA | $0 | $28,100,000 | 0 | Nov 18 | sec.gov |
| CSI-2, LLC | Residential | Charlotte | NC | $0 | $10,000,000 | 0 | Nov 18 | sec.gov |
| ExchangeRight Net-Leased All-Cash 10 DST | Commercial | Pasadena | CA | $0 | $28,485,000 | 0 | Nov 18 | sec.gov |
| Lazy J Sporting Club, LLC | Lodging and Conventions | Ideal | SD | $0 | $8,000,000 | 0 | Nov 18 | sec.gov |
| COVE AT ST. MARTIN, LLC | Commercial | Destin | FL | $0 | $5,500,000 | 0 | Nov 18 | sec.gov |
| Kingston Hotel Associates LLC | Lodging and Conventions | Coralville | IA | $0 | $9,500,000 | 0 | Nov 18 | sec.gov |
| Spectrum Safety Solutions Parent, L.P. | Other | New York | NY | $0 | Indefinite | 0 | Nov 18 | sec.gov |
| Lendsafe Capital Partners LP | Other Real Estate | Los Angeles | CA | $0 | $100,000,000 | 0 | Nov 18 | sec.gov |
| Allium Management Holdco LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 18 | sec.gov |
| Phagos, Inc. | Biotechnology | Ivry-Sur-Seine | $0 | $7,624,421 | 13 | Nov 18 | sec.gov | |
| Alpha Cognition Inc. | Biotechnology | Vancouver | $0 | $346,944 | 1 | Nov 18 | sec.gov | |
| Illumyn, Inc. | Other | Oakland | CA | $0 | $500,000 | 0 | Nov 18 | sec.gov |
Week of Nov 25 · Week of Nov 11 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.