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Data / Form D filings / Nuwellis, Inc.

Nuwellis, Inc.: Form D filings

Nuwellis, Inc., a health care company in Eden Prairie, MN, filed 20 Form D notices with the SEC between 2010 and 2024. The latest, on November 20, 2024, reports $3.8 million sold of a $3.8 million offering to 9 investors.

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Company details from the filing

Address
12988 VALLEY VIEW ROAD, Eden Prairie, MN, 55344
Phone
(952) 345-4200
Industry
Other Health Care
Entity type
Corporation
Incorporated in
Delaware
Revenue range
$5,000,001 - $25,000,000
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1506492

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Nov 20, 2024New notice$3,848,286$3,848,2869Nov 6, 2024sec.gov
Sep 4, 2024New noticeIndefinite$06Aug 26, 2024sec.gov
Aug 2, 2024New noticeIndefinite$07Jul 25, 2024sec.gov
Jun 26, 2023New noticeIndefinite$01Jun 19, 2023sec.gov
May 7, 2020New notice$1,699,998$1,699,9984May 5, 2020sec.gov
Apr 8, 2020New notice$2,226,519$2,226,5194Apr 1, 2020sec.gov
Mar 30, 2020New notice$1,248,418$1,248,4184Mar 23, 2020sec.gov
Nov 21, 2019New notice$1,365,300$1,365,3003Nov 6, 2019sec.gov
Nov 1, 2019New notice$663,000$663,0002Oct 25, 2019sec.gov
Feb 27, 2017New notice$4,650,722$563,863$4,086,8592Feb 15, 2017sec.gov
Jan 25, 2017New notice$200,000$200,0002Jan 11, 2017sec.gov
Nov 9, 2016New notice$3,600,000$3,600,0002Oct 30, 2016sec.gov
Aug 18, 2016New notice$950,000$950,0001Aug 5, 2016sec.gov
Aug 2, 2016New notice$3,468,000$3,468,0002Jul 20, 2016sec.gov
Mar 2, 2015New notice$600,000$360,000$240,0002Feb 18, 2015sec.gov
May 20, 2013New notice$25,500,000$1,500,000$24,000,0001Jan 15, 2013sec.gov
Sep 19, 2012New notice$700,000$700,0002Sep 7, 2012sec.gov
Feb 22, 2012New noticeIndefinite$2,112,7694Feb 8, 2012sec.gov
Aug 10, 2011New notice$15,000,000$4,969,631$10,030,3699Jul 27, 2011sec.gov
Nov 24, 2010New notice$3,500,000$3,500,0007Nov 15, 2010sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Archelle L. Georgiou, M.D.Director
Mike L. McCormickDirector
Maria Rosa L. Costanzo, M.D.Director
Nestor L. Jaramillo, Jr.Executive Officer, Director
John L. ErbDirector
Neil P. AyotteExecutive Officer
Gregory L. WallerDirector
Rob Kendrick ScottExecutive Officer
Dave Kendrick McDonaldDirector

Other health care companies in Minnesota that filed recently

Every Form D from the week of Nov 18, 2024 · All recent filings in Minnesota · All recent Other Health Care filings

Read from SEC EDGAR. Amount sold is what Nuwellis, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.