Data / Form D filings / Sep 4
Form D filings, September 4, 2024: 95 companies raised $1.06 billion
95 operating companies filed a Form D on September 4, 2024, reporting $1.06 billion sold. Largest: Arsenal Biosciences, Inc. ($325.4 million), Riverhawk Funding III, LLC ($119 million), Primrose Preferred Equity Fund, LLC ($96.1 million). The median filing is $2.6 million, and 79 pooled investment funds also filed that day.
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- 95Form D filings
- $1.06 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, TX 9, NV 8, FL 8, NY 5. By industry: Other 25, Commercial 19, Other Real Estate 15, Other Technology 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Arsenal Biosciences, Inc. | Biotechnology | South San Francisco | CA | $325,352,578 | $325,352,578 | 26 | Sep 4 | sec.gov |
| Riverhawk Funding III, LLC (amended) | Other Real Estate | Redondo Beach | CA | $119,031,586 | Indefinite | 103 | Sep 4 | sec.gov |
| Primrose Preferred Equity Fund, LLC (amended) | Other Real Estate | Redondo Beach | CA | $96,129,932 | Indefinite | 33 | Sep 4 | sec.gov |
| CivicPlus Holdings, LLC (amended) | Other | Manhattan | KS | $90,109,671 | Indefinite | 26 | Sep 4 | sec.gov |
| Graphyte, Inc. | Other | Memphis | TN | $37,769,246 | $37,769,246 | 6 | Sep 4 | sec.gov |
| USA Rare Earth, LLC | Other | Stillwater | OK | $25,500,000 | Indefinite | 6 | Sep 4 | sec.gov |
| CMS Apollo Holdings LP (amended) | Other | San Francisco | CA | $24,142,798 | Indefinite | 12 | Sep 4 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $24,052,056 | $46,439,932 | 36 | Sep 4 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $24,052,056 | $46,439,932 | 36 | Sep 4 | sec.gov |
| PlaneSense Holdings, Inc. | Other | Portsmouth | NH | $23,265,981 | $25,000,000 | 16 | Sep 4 | sec.gov |
| Superluminal Medicines, Inc. | Biotechnology | Waltham | MA | $20,041,660 | $119,999,984 | 12 | Sep 4 | sec.gov |
| NexPoint Small Bay II DST (amended) | Other Real Estate | Dallas | TX | $17,689,517 | $38,775,526 | 45 | Sep 4 | sec.gov |
| TF Michigan 4 Holdings LLC (amended) | Other Real Estate | Winter Park | FL | $16,000,000 | $20,000,000 | 78 | Sep 4 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $15,391,000 | $100,000,000 | 128 | Sep 4 | sec.gov |
| AZOF Colorado Fund, LLC | Commercial | Scottsdale | AZ | $14,450,000 | $22,000,000 | 11 | Sep 4 | sec.gov |
| Rivet Industries, Inc. (amended) | Other Technology | Washington | DC | $12,571,994 | $12,571,994 | 4 | Sep 4 | sec.gov |
| Rivet Industries, Inc. | Other Technology | Washington | DC | $12,571,994 | $12,571,994 | 4 | Sep 4 | sec.gov |
| Scythe Robotics, Inc. | Other Technology | Longmont | CO | $11,618,853 | $20,000,000 | 5 | Sep 4 | sec.gov |
| Burleson 144, LLC | Commercial | Dallas | TX | $10,500,000 | $10,500,000 | 0 | Sep 4 | sec.gov |
| CRYPTOAIML LTD. | Investing | New York | NY | $10,000,000 | Indefinite | 100 | Sep 4 | sec.gov |
| Trillium Renewable Chemicals, Inc. (amended) | Other | Knoxville | TN | $9,750,000 | $14,100,000 | 2 | Sep 4 | sec.gov |
| MF Acquisition Co., LLC | Other | Scottsdale | AZ | $9,480,000 | $9,480,000 | 87 | Sep 4 | sec.gov |
| STYNGR CORP. | Other | Santa Monica | CA | $8,850,000 | $17,926,459 | 5 | Sep 4 | sec.gov |
| EIG14T EHW Fund VIII LLC | Commercial | Berkley | MI | $8,750,000 | $8,750,000 | 38 | Sep 4 | sec.gov |
| 100-200 Murray Drive Irvine LLC | Investing | Deal | NJ | $6,250,000 | $6,250,000 | 20 | Sep 4 | sec.gov |
| RAHM, Inc. | Restaurants | New Port Richey | FL | $6,130,695 | $7,100,000 | 26 | Sep 4 | sec.gov |
| EIG14T Early Education Fund VI LLC | Commercial | Berkley | MI | $6,000,000 | $6,000,000 | 28 | Sep 4 | sec.gov |
| Plant City Henry Investors LLC (amended) | Residential | Winter Park | FL | $5,885,000 | $6,000,000 | 65 | Sep 4 | sec.gov |
| Rise West Arlington Partners, LLC (amended) | Residential | Scottsdale | AZ | $5,699,000 | $5,699,000 | 128 | Sep 4 | sec.gov |
| CZero, Inc. | Other Energy | Goleta | CA | $5,000,000 | $18,000,000 | 1 | Sep 4 | sec.gov |
| Edera, Inc. / DE | Other Technology | Seattle | WA | $4,962,493 | $4,999,993 | 17 | Sep 4 | sec.gov |
| MCP Johns Creek Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $4,590,000 | $6,539,895 | 98 | Sep 4 | sec.gov |
| AT Federal Way, LP | Commercial | Spokane Valley | WA | $3,780,000 | $3,780,000 | 10 | Sep 4 | sec.gov |
| Aware Health Labs, Inc. (amended) | Other | Lafayette | CA | $3,439,997 | $3,439,997 | 16 | Sep 4 | sec.gov |
| EIG14T Health & Wellness Fund VII LLC | Commercial | Berkley | MI | $3,100,000 | $3,100,000 | 15 | Sep 4 | sec.gov |
| DaVinci Lock Self Storage, Inc. (amended) | Other | Raleigh | NC | $2,978,990 | $3,000,000 | 30 | Sep 4 | sec.gov |
| VLF Holdings LP (amended) | Agriculture | New York | NY | $2,664,183 | Indefinite | 14 | Sep 4 | sec.gov |
| SPOKANE COVENANT GROUP JV LLC | Commercial | Henderson | NV | $2,630,000 | $3,000,000 | 26 | Sep 4 | sec.gov |
| Casselberry Investors LLC (amended) | Residential | Winter Park | FL | $2,500,000 | $2,750,000 | 26 | Sep 4 | sec.gov |
| RSM Vimo 5, LLC | Other | Memphis | TN | $2,497,300 | $5,000,000 | 19 | Sep 4 | sec.gov |
| OfferingTree, Inc. | Other Technology | Saint Paul | MN | $2,174,000 | $2,174,000 | 9 | Sep 4 | sec.gov |
| Sunrise ALF Fund I LLC | Commercial | Newark | CA | $2,050,000 | $2,050,000 | 0 | Sep 4 | sec.gov |
| LOOPTWORKS, INC | Manufacturing | Portland | OR | $1,875,000 | $3,000,000 | 4 | Sep 4 | sec.gov |
| NIL Data Solutions AI Inc. | Other Technology | Dover | DE | $1,870,000 | $1,870,000 | 14 | Sep 4 | sec.gov |
| WW COVENANT GROUP JV LLC | Commercial | Henderson | NV | $1,820,000 | $5,000,000 | 17 | Sep 4 | sec.gov |
| FORT APACHE COVENANT GROUP LLC | Commercial | Henderson | NV | $1,660,000 | $2,600,000 | 40 | Sep 4 | sec.gov |
| Thunder Power Holdings, Inc. | Manufacturing | Wilmington | DE | $1,500,000 | $101,500,000 | 1 | Sep 4 | sec.gov |
| NORTH LV-ALIANTE COVENANT GROUP LLC | Commercial | Henderson | NV | $1,210,000 | $1,280,000 | 22 | Sep 4 | sec.gov |
| RAYMORE COVENANT GROUP LLC | Commercial | Henderson | NV | $1,175,000 | $1,910,000 | 30 | Sep 4 | sec.gov |
| Dunya Analytics, PBC (amended) | Other Technology | Wilmington | DE | $1,150,985 | $1,300,000 | 13 | Sep 4 | sec.gov |
| Rad Technologies Inc. | Other Technology | Venice | CA | $951,940 | Indefinite | 260 | Sep 4 | sec.gov |
| SCI.D Castle Pines LLC (amended) | Other Health Care | Boston | MA | $950,000 | $3,000,000 | 4 | Sep 4 | sec.gov |
| NIL Data Solutions AI Inc. | Other Technology | Dover | DE | $860,000 | $2,060,000 | 12 | Sep 4 | sec.gov |
| Hoosier Housing 2024 LP | Residential | Fishers | IN | $790,000 | $1,005,000 | 7 | Sep 4 | sec.gov |
| Precision Aerospace Group, Inc. | Other | Aventura | FL | $750,000 | $1,000,000 | 7 | Sep 4 | sec.gov |
| Log Still Dant Family Holdings, LLC | Other | New Haven | KY | $750,000 | $10,000,000 | 5 | Sep 4 | sec.gov |
| Athlete Xchange, Inc. | Other Technology | Phoenix | AZ | $700,000 | $4,000,000 | 5 | Sep 4 | sec.gov |
| Aether Group, LLC (amended) | Restaurants | Las Vegas | NV | $700,000 | $1,500,000 | 3 | Sep 4 | sec.gov |
| RCG Equipment Partners I LLC | Other | Tomball | TX | $600,000 | $100,000,000 | 4 | Sep 4 | sec.gov |
| Adventure Sports Parks, Inc. | Other | Frisco | TX | $500,000 | $500,000 | 9 | Sep 4 | sec.gov |
| Wellness Weekends, LLC | Other Real Estate | Honomu | HI | $467,446 | $825,000 | 6 | Sep 4 | sec.gov |
| ANDOVER COVENANT GROUP LLC | Commercial | Henderson | NV | $450,000 | $1,115,000 | 10 | Sep 4 | sec.gov |
| EPG SFR Flip Fund I LLC (amended) | Commercial | Palos Hills | IL | $400,000 | $2,500,000 | 2 | Sep 4 | sec.gov |
| DaVinci Lock Self Storage, Inc. | Other | Raleigh | NC | $374,493 | $3,000,000 | 6 | Sep 4 | sec.gov |
| BLVD Bella Vista L.L.C. | Commercial | Minneapolis | MN | $300,000 | $300,000 | 8 | Sep 4 | sec.gov |
| Masculen LLC (amended) | Other | Miami | FL | $250,000 | $1,000,000 | 1 | Sep 4 | sec.gov |
| Companions Technologies Inc. | Business Services | Syracuse | NY | $155,000 | $155,000 | 0 | Sep 4 | sec.gov |
| CLEARPATH OPPORTUNITY FUND I LLC | Residential | Frisco | TX | $150,000 | $10,000,000 | 6 | Sep 4 | sec.gov |
| Gaingels Sandbox VR LLC | Other | Burlington | VT | $100,000 | $100,000 | 9 | Sep 4 | sec.gov |
| Ivandale, LLC | Other Real Estate | Purcellville | VA | $100,000 | $750,000 | 2 | Sep 4 | sec.gov |
| Gaingels Concha LLC | Other | Burlington | VT | $68,889 | $68,889 | 12 | Sep 4 | sec.gov |
| Gaingels Fireside 2024 LLC | Other | Burlington | VT | $67,775 | $67,775 | 19 | Sep 4 | sec.gov |
| Precious Life Jewelry, LLC | Retailing | Apex | NC | $50,000 | $250,000 | 1 | Sep 4 | sec.gov |
| Vincere Systems, LLC | Other Technology | Waterford | VA | $30,000 | $30,000 | 1 | Sep 4 | sec.gov |
| Onclave Networks Inc | Other Technology | Potomac Falls | VA | $10 | $10 | 1 | Sep 4 | sec.gov |
| Ionic Capital Group LLC | Other Real Estate | Bayside | NY | $0 | Indefinite | 0 | Sep 4 | sec.gov |
| PowerLeaf, Inc. | Other | West Warwick | RI | $0 | $2,000,000 | 0 | Sep 4 | sec.gov |
| CES PROPERTIES FUND XLIII (ROYALE ESTATES) LLC | Other Real Estate | Bellevue | WA | $0 | $3,000,000 | 0 | Sep 4 | sec.gov |
| Oak IQ KennyJohnson Copper Creek LLC | Commercial | Taylors | SC | $0 | $1,000,000 | 0 | Sep 4 | sec.gov |
| SRE Fund I, LLC | Other Real Estate | Nashville | TN | $0 | $350,000,000 | 0 | Sep 4 | sec.gov |
| Freedom Path Oak IQ Copper Creek 1 LLC | Commercial | Kingston | NY | $0 | $1,000,000 | 0 | Sep 4 | sec.gov |
| Thompson Group Oak IQ Copper Creek LLC | Commercial | Grandview | MO | $0 | $1,000,000 | 0 | Sep 4 | sec.gov |
| Pet Madness Inc. | Other | Las Vegas | NV | $0 | $5,000,000 | 0 | Sep 4 | sec.gov |
| Notes CS I, DST | Other Real Estate | Colorado Springs | CO | $0 | $53,000,000 | 0 | Sep 4 | sec.gov |
| Juniper Health Systems, Inc | Other Health Care | Baltimore | MD | $0 | $75,000 | 0 | Sep 4 | sec.gov |
| Hegemark Fund I LLC | Commercial | Walnut | CA | $0 | $49,680,000 | 0 | Sep 4 | sec.gov |
| Property.com Inc. | Other Real Estate | Plantation | FL | $0 | $2,000,000 | 0 | Sep 4 | sec.gov |
| SUPER FLORIDA MAN INC | Other | Sarasota | FL | $0 | Indefinite | 0 | Sep 4 | sec.gov |
| ENCORE BEREA OIL 2025 (amended) | Oil and Gas | Bowling Green | KY | $0 | $3,000,000 | 1 | Sep 4 | sec.gov |
| ENCORE BEREA OIL 2025 (amended) | Oil and Gas | Bowling Green | KY | $0 | $5,000,000 | 1 | Sep 4 | sec.gov |
| ENCORE BEREA OIL 2025 (amended) | Oil and Gas | Bowling Green | KY | $0 | $3,000,000 | 1 | Sep 4 | sec.gov |
| UpSight Security Inc. | Other | Beaverton | OR | $0 | $1,000,000 | 0 | Sep 4 | sec.gov |
| BIRD DOG PREMIER BEE, LLC | Agriculture | Sioux Falls | SD | $0 | $675,000 | 0 | Sep 4 | sec.gov |
| Nuwellis, Inc. | Other Health Care | Eden Prairie | MN | $0 | Indefinite | 6 | Sep 4 | sec.gov |
| Evogene Ltd. | Other | Rehovot | $0 | $12,015,387 | 1 | Sep 4 | sec.gov |
September 5, 2024 · September 3, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.