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Data / Form D filings / Sep 3

Form D filings, September 3, 2024: 79 companies raised $3.79 billion

79 operating companies filed a Form D on September 3, 2024, reporting $3.79 billion sold. Largest: NHIT: Core Plus Fixed Income Trust ($3.22 billion), Miramar IOS Partners, LP ($105 million), KRIV Holdings, L.P. ($87.9 million). The median filing is $1.5 million, and 96 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 79Form D filings
  • $3.79 billionreported sold
  • $1.5 millionmedian amount sold
  • TXmost filings (12)

Most filings by state: TX 12, CA 11, NY 7, WA 5, MA 5. By industry: Other Technology 22, Other 14, Commercial 12, Oil and Gas 4.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NHIT: Core Plus Fixed Income Trust (amended)InvestingBostonMA$3,221,208,981Indefinite63Sep 3sec.gov
Miramar IOS Partners, LPCommercialLos AngelesCA$105,000,000Indefinite3Sep 3sec.gov
KRIV Holdings, L.P. (amended)Business ServicesMount KiscoNY$87,850,350Indefinite128Sep 3sec.gov
Cyan Robotics, Inc.Other TechnologyCulver CityCA$56,945,137$56,945,13737Sep 3sec.gov
ViaLase, Inc. (amended)Other Health CareAliso ViejoCA$45,181,755$45,181,75515Sep 3sec.gov
StoicLane Inc.Other TechnologyChicagoIL$28,525,000$28,525,00033Sep 3sec.gov
Treeline, Inc.Other TechnologySan FranciscoCA$25,427,480$25,427,48020Sep 3sec.gov
PRE TXBU CI, LLCCommercialAustinTX$24,950,000$35,000,0006Sep 3sec.gov
RGP Income Fund, LP (amended)Oil and GasDallasTX$20,248,795$50,000,000182Sep 3sec.gov
ADVANTEST CORP (amended)ManufacturingTokyo$19,453,060$163,512,00078Sep 3sec.gov
SI HL Fund II Denton, LPInvestingDallasTX$17,500,000$17,500,00090Sep 3sec.gov
Adden Energy, Inc.Other EnergyWalthamMA$14,999,974$14,999,9744Sep 3sec.gov
Grand Prairie Partners, LLCResidentialBirminghamAL$14,919,530$17,500,00067Sep 3sec.gov
7Crew Enterprises, LLCRestaurantsLubbockTX$12,420,239$45,000,00029Sep 3sec.gov
1M, Inc.Other TechnologyNew YorkNY$7,695,466$9,662,45618Sep 3sec.gov
RSCP FUND I, LLCOther Real EstateNew CanaanCT$6,950,000$30,000,00012Sep 3sec.gov
Gross-Wen Technologies, Inc. (amended)Other TechnologySlaterIA$6,745,000$7,500,00018Sep 3sec.gov
Keystone Energy Fund 2024 LP (amended)Oil and GasPittsburghPA$6,065,000$150,000,00041Sep 3sec.gov
Clearsense, IncOther TechnologyJacksonvilleFL$5,435,478$12,499,9846Sep 3sec.gov
Barrel Stock Investment Fund 18 LLCInvestingNashvilleTN$5,000,077$5,000,07751Sep 3sec.gov
Serve Robotics Inc. /DE/Other TechnologyRedwood CityCA$5,000,000$5,000,0001Sep 3sec.gov
TrialKit Inc.Other TechnologyCliftonNJ$4,699,996$4,749,99623Sep 3sec.gov
MIMG CCXXXVIII Westpark, LLCCommercialFranktownCO$4,533,500$10,250,00055Sep 3sec.gov
Eat Cook Joy IncOtherAustinTX$4,000,000$4,000,0001Sep 3sec.gov
Mudstack, Inc.Other TechnologyRoswellGA$4,000,000$4,000,0005Sep 3sec.gov
FUTURES APP, INC.Other TechnologyBeverly HillsCA$3,468,565$4,999,9999Sep 3sec.gov
TAS Medical, Inc.Other TechnologyWindermereFL$2,433,804$6,000,0284Sep 3sec.gov
CORDATA HEALTHCARE INNOVATIONS, INC.OtherCincinnatiOH$2,401,525$3,000,0005Sep 3sec.gov
Grimes Capital Group, LLCOtherWestervilleOH$2,288,500$2,288,50014Sep 3sec.gov
Omnidya IncOther TechnologySeattleWA$1,985,000$1,985,00020Sep 3sec.gov
Criterion Little York, LLCCommercialFort WorthTX$1,705,000$1,705,00024Sep 3sec.gov
Vault Storage Fund 1, LLCCommercialSheridanWY$1,463,000$6,500,00020Sep 3sec.gov
XanderGlasses, Inc.Other TechnologySomervilleMA$1,415,009$3,400,00010Sep 3sec.gov
Smart Health Diagnostics CoBiotechnologyIrvineCA$1,300,000$3,000,0003Sep 3sec.gov
Conceive IncOtherNew YorkNY$1,233,851$1,500,00014Sep 3sec.gov
Oak Park Partnership LLC (amended)OtherWilmingtonDE$1,175,000$3,800,00013Sep 3sec.gov
Ecphora Capital SPV14, LP (amended)OtherBaltimoreMD$1,065,417$1,065,4172Sep 3sec.gov
INDIE ELEVATE, LLCOtherGainesvilleVA$1,000,000$1,000,0002Sep 3sec.gov
Adonis Holding Group Inc.OtherGloversvilleNY$995,000$1,250,00012Sep 3sec.gov
LUZ Capital Partners, LLCOther TechnologyGenevaIL$920,000$920,00022Sep 3sec.gov
Mahoning Capital, LLCCommercialSpringboroOH$875,146$875,1468Sep 3sec.gov
Omnidya IncOther TechnologySeattleWA$655,000$655,00015Sep 3sec.gov
Everpage Inc. (amended)Other TechnologyWilmingtonDE$590,000$590,0008Sep 3sec.gov
Scroobious Inc.OtherWestwoodMA$500,000$500,0001Sep 3sec.gov
Oncobiomix Inc. (amended)BiotechnologySan AntonioTX$480,000$1,000,00011Sep 3sec.gov
Savran Technologies Inc.BiotechnologyNewtonMA$424,696$2,000,00030Sep 3sec.gov
Alliance Capital Investors LLCCommercialSpringfieldMO$400,800Indefinite4Sep 3sec.gov
Madison West Marina Investors, LLCCommercialCharlotteNC$325,000$11,400,0003Sep 3sec.gov
ELEVATED EQUITY INVESTMENT FUND LLCOther Real EstateAustinTX$320,000$10,000,0006Sep 3sec.gov
Rodeo Commerce, Inc.OtherNew YorkNY$261,000Indefinite9Sep 3sec.gov
Flowering Peach, LLCResidentialLexingtonSC$260,000$260,0005Sep 3sec.gov
BG223 Holdings LLCCommercialPittsburghPA$200,000$6,500,0003Sep 3sec.gov
Matador Gold Technologies Inc.OtherToronto$182,400$182,4001Sep 3sec.gov
Omnidya IncOther TechnologySeattleWA$125,000$125,0008Sep 3sec.gov
Matador Gold Technologies Inc.OtherToronto$124,763$124,7632Sep 3sec.gov
Smart Health Diagnostics CoBiotechnologyIrvineCA$100,000$1,000,0001Sep 3sec.gov
Omnidya IncOther TechnologySeattleWA$90,000$90,0004Sep 3sec.gov
Omnidya IncOther TechnologySeattleWA$85,000$85,0009Sep 3sec.gov
Portland Plant Foods, Inc.OtherWilsonvilleOR$85,000$250,0002Sep 3sec.gov
Premier Racing League, Inc.OtherCharlotteNC$50,000$1,000,0002Sep 3sec.gov
Keybay Apartments Davie FL LPResidentialNew YorkNY$25,000$3,678,0001Sep 3sec.gov
A.P. GILFOYLE GLOBAL MANAGEMENT CORP.Investment BankingNew YorkNY$20,000Indefinite2Sep 3sec.gov
RGL Partners, LLC (amended)InsuranceLancasterPA$3,150$15,0006Sep 3sec.gov
Osage Manka Energy Fund II LLCOil and GasDenverCO$0$500,0000Sep 3sec.gov
DW OKLAHOMA #42 LPOil and GasIrvingTX$0$1,250,0000Sep 3sec.gov
EB Texas, LLCRestaurantsDallasTX$0$4,000,0000Sep 3sec.gov
2007 Lockhill LLCCommercialSan AntonioTX$0$1,750,0000Sep 3sec.gov
Physicians Day Surgery Center, LLCOther Health CareNaplesFL$0$26,9500Sep 3sec.gov
ASPEN RIDGE CAPITAL 2 LLC - SERIES 1CommercialAlexanderAL$0$250,0000Sep 3sec.gov
ADREX Diversified 7 DSTOther Real EstateDenverCO$0$347,603,3060Sep 3sec.gov
Greenleaf Investment Partners L121 Debt, LLCCommercialNorcrossGA$0$740,00025Sep 3sec.gov
CRC Income Fund, LPOther Real EstateSan MarcosTX$0Indefinite0Sep 3sec.gov
Passco Covington Ridge DSTResidentialIrvineCA$0$41,475,0000Sep 3sec.gov
NB Tech Acquisitions CorpOther TechnologyNewport BeachCA$0$10,000,0000Sep 3sec.gov
Liftoff Mobile, Inc.Other TechnologyPalo AltoCA$0Indefinite0Sep 3sec.gov
FirstChoice Capital, Inc.Business ServicesAtlantaGA$0$500,0000Sep 3sec.gov
Vislink Technologies, Inc.Other TechnologyMt. OliveNJ$0Indefinite0Sep 3sec.gov
GasTechno Energy & Fuels (USA) LLCOther EnergyBoyne FallsMI$0$1,500,0004Sep 3sec.gov
Banner Printing USA, Inc.Business ServicesLas VegasNV$0$250,0000Sep 3sec.gov

September 4, 2024 · August 30, 2024 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.