Data / Form D filings / Nov 20
Form D filings, November 20, 2024: 86 companies raised $21.30 billion
86 operating companies filed a Form D on November 20, 2024, reporting $21.30 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.90 billion), Nationwide BOLI Private Placement Variable Account ($5.49 billion), Nationwide PPVUL Separate Account - 4 ($3.61 billion). The median filing is $2.6 million, and 77 pooled investment funds also filed that day.
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- 86Form D filings
- $21.30 billionreported sold
- $2.6 millionmedian amount sold
- CAmost filings (17)
Most filings by state: CA 17, NY 9, OH 8, IL 7, TX 6. By industry: Other Technology 19, Other 16, Insurance 9, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,897,129,573 | Indefinite | 442 | Nov 20 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,486,416,833 | Indefinite | 46 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,610,500,000 | Indefinite | 7 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $899,476,935 | Indefinite | 118 | Nov 20 | sec.gov |
| Avenzo Therapeutics, Inc. (amended) | Biotechnology | San Diego | CA | $385,850,004 | $385,850,004 | 22 | Nov 20 | sec.gov |
| Metsera, Inc. | Biotechnology | New York | NY | $214,999,939 | $214,999,939 | 38 | Nov 20 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Nov 20 | sec.gov |
| Prana Realty Co I (amended) | REITS and Finance | San Francisco | CA | $86,544,115 | Indefinite | 253 | Nov 20 | sec.gov |
| JLLX Diversified VI, DST (amended) | Other Real Estate | Chicago | IL | $85,726,696 | $104,867,496 | 61 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $80,429,976 | Indefinite | 22 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $71,258,148 | Indefinite | 2 | Nov 20 | sec.gov |
| CaskX LLC (amended) | Other | Beverly Hills | CA | $50,796,085 | Indefinite | 552 | Nov 20 | sec.gov |
| Full Harvest Technologies, Inc. | Other Technology | San Francisco | CA | $29,257,028 | $29,257,028 | 39 | Nov 20 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $26,887,862 | $33,760,134 | 8 | Nov 20 | sec.gov |
| TRP-GS Renewables, LP | Other Energy | Cambridge | MA | $24,000,000 | $24,000,000 | 2 | Nov 20 | sec.gov |
| Bouldin Creek Holdings, Inc. (amended) | Other | Austin | TX | $18,661,988 | $44,999,947 | 150 | Nov 20 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $17,295,221 | $17,295,221 | 7 | Nov 20 | sec.gov |
| Conversio Health, LLC (amended) | Other Health Care | San Luis Obispo | CA | $15,828,660 | $20,000,000 | 1 | Nov 20 | sec.gov |
| Flipturn, Inc. | Other | Brooklyn | NY | $15,554,994 | $15,554,998 | 55 | Nov 20 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $14,521,268 | Indefinite | 9 | Nov 20 | sec.gov |
| Government Lease Holdings 2 DST | Other Real Estate | Nashua | NH | $12,922,681 | $174,652,396 | 1 | Nov 20 | sec.gov |
| Bill360, Inc. | Other Technology | Tampa | FL | $11,300,000 | $18,000,000 | 46 | Nov 20 | sec.gov |
| Potomac West Investors, LLC | Other Real Estate | Birmingham | AL | $11,050,000 | $12,750,000 | 12 | Nov 20 | sec.gov |
| Sydecar, Inc. | Other Technology | Houston | TX | $11,004,990 | $11,005,000 | 9 | Nov 20 | sec.gov |
| Stationwise, Inc. | Other Technology | San Francisco | CA | $6,559,997 | $7,279,997 | 21 | Nov 20 | sec.gov |
| Deep 6 AI Inc. | Other Technology | Pasadena | CA | $5,921,393 | $5,921,393 | 5 | Nov 20 | sec.gov |
| MODULO BIO, INC. | Pharmaceuticals | Los Altos | CA | $5,845,788 | $7,500,000 | 3 | Nov 20 | sec.gov |
| Argentina Lithium & Energy Corp. (amended) | Other Energy | Vancouver | $5,807,687 | $16,613,798 | 6 | Nov 20 | sec.gov | |
| Swvl Holdings Corp | Business Services | Dubai | $4,700,000 | $6,700,000 | 6 | Nov 20 | sec.gov | |
| CSC Wyndchase Realty Capital, LLC | Residential | Aspen | CO | $4,000,000 | $4,000,000 | 81 | Nov 20 | sec.gov |
| Nuwellis, Inc. | Other Health Care | Eden Prairie | MN | $3,848,286 | $3,848,286 | 9 | Nov 20 | sec.gov |
| CRYTICA SECURITY, INC. | Other Technology | Reno | NV | $3,779,935 | $3,780,000 | 34 | Nov 20 | sec.gov |
| 32 N SADDLE RIVER FUNDING L.P. | Other Real Estate | Woodmere | NY | $3,500,000 | $3,500,000 | 25 | Nov 20 | sec.gov |
| Adroit Worldwide Media, Inc. (amended) | Other Technology | Aliso Viejo | CA | $3,216,510 | $6,000,000 | 29 | Nov 20 | sec.gov |
| Jackson Rose Venture II LLC - Series E | Other | Seaside Park | NJ | $2,945,000 | $80,213,000 | 18 | Nov 20 | sec.gov |
| Third Way Beverages, Inc. | Retailing | Austin | TX | $2,916,529 | $3,115,111 | 89 | Nov 20 | sec.gov |
| Cambridge Indy IV LLC | Other Real Estate | New Haven | CT | $2,719,000 | $3,119,000 | 7 | Nov 20 | sec.gov |
| PC-Meadows 926 E. Galbreath LLC | Other Real Estate | Westtown | PA | $2,450,000 | $5,000,000 | 20 | Nov 20 | sec.gov |
| Bloomington Investments, LLC | Commercial | Hays | KS | $2,270,000 | $2,270,000 | 12 | Nov 20 | sec.gov |
| Garden Club Penn LLC | Other Health Care | Pittsburgh | PA | $2,170,000 | $6,000,000 | 7 | Nov 20 | sec.gov |
| Verano Holdings Corp. | Other | Chicago | IL | $2,000,000 | $2,000,000 | 1 | Nov 20 | sec.gov |
| Avistone Tulsa, LLC | Commercial | Englewood | CO | $1,996,000 | $3,996,000 | 12 | Nov 20 | sec.gov |
| Inner Cosmos Inc. | Other Technology | Scotts Valley | CA | $1,865,000 | $6,295,000 | 30 | Nov 20 | sec.gov |
| Knopp Sub Investments II LLC | Investing | Pittsburgh | PA | $1,760,430 | $10,100,000 | 18 | Nov 20 | sec.gov |
| Supererogatory Corp. | Other Technology | New York | NY | $1,500,533 | $1,501,000 | 4 | Nov 20 | sec.gov |
| Sora Neuroscience, Inc. (amended) | Other Health Care | Minneapolis | MN | $1,427,500 | $2,000,000 | 20 | Nov 20 | sec.gov |
| CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC | Other | Austin | TX | $1,350,000 | $1,350,000 | 27 | Nov 20 | sec.gov |
| Friendly Health Technologies Inc. | Other Technology | San Francisco | CA | $1,250,000 | $1,250,000 | 1 | Nov 20 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $1,081,500 | $1,081,500 | 7 | Nov 20 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $1,000,000 | $2,000,000 | 2 | Nov 20 | sec.gov |
| ACP 133 7th Street LLC | Commercial | Beverly Hills | CA | $885,000 | $3,000,000 | 6 | Nov 20 | sec.gov |
| Prime Artificial Intelligence, Inc. | Other | Leesburg | VA | $750,000 | $2,000,000 | 2 | Nov 20 | sec.gov |
| VSEE HEALTH, INC. | Other | Boca Raton | FL | $605,000 | $50,405,000 | 2 | Nov 20 | sec.gov |
| TRENDLINES GROUP LTD. | Other Health Care | M.P. Misgav | $585,000 | $850,000 | 6 | Nov 20 | sec.gov | |
| Fortune Favors LLC (amended) | Other | Cottage Grove | WI | $550,000 | $2,000,000 | 3 | Nov 20 | sec.gov |
| SurgeonCheck LLC | Other Technology | Bethlehem | PA | $499,167 | $998,334 | 11 | Nov 20 | sec.gov |
| Qeepsake, Inc. | Other Technology | Newtonville | MA | $449,998 | $449,998 | 3 | Nov 20 | sec.gov |
| Transradial Technologies, Inc. | Other Health Care | Syracuse | NY | $350,000 | $3,000,000 | 3 | Nov 20 | sec.gov |
| ORANGE PARK REHAB, LP (amended) | Other Real Estate | Providence | RI | $258,000 | $11,000,000 | 3 | Nov 20 | sec.gov |
| Hand Technologies LLC | Manufacturing | Starkville | MS | $252,208 | $1,200,000 | 3 | Nov 20 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $200,000 | $200,000 | 4 | Nov 20 | sec.gov |
| Healent Health, Inc. | Other | Chicago | IL | $195,000 | $195,000 | 8 | Nov 20 | sec.gov |
| Tri-Land Grocery Plus LLC (amended) | Commercial | Westmont | IL | $167,500 | $12,500,000 | 3 | Nov 20 | sec.gov |
| Gaia Agricultural Technology Inc | Other Technology | Dover | DE | $120,000 | Indefinite | 1 | Nov 20 | sec.gov |
| TrueRelief, LLC | Other Technology | Santa Monica | CA | $100,000 | $5,600,000 | 1 | Nov 20 | sec.gov |
| Upbound.ai, Inc. | Other Technology | Cambridge | MA | $100,000 | $500,000 | 1 | Nov 20 | sec.gov |
| Ashcroft Manager Holding Company, LLC (amended) | Residential | New York | NY | $100,000 | $20,000,000 | 1 | Nov 20 | sec.gov |
| NYM 145 WOLCOTT REIT, LLC | REITS and Finance | New York | NY | $91,000 | $125,000 | 91 | Nov 20 | sec.gov |
| Atlantic SPC III REIT I-A LLC | REITS and Finance | Los Angeles | CA | $91,000 | $125,000 | 91 | Nov 20 | sec.gov |
| PROPELLING VENTURES 1 LLC | Other Technology | Dover | DE | $70,400 | $310,200 | 2 | Nov 20 | sec.gov |
| IM Cannabis Corp. | Pharmaceuticals | Central District | $26,893 | $67,234 | 1 | Nov 20 | sec.gov | |
| Blind Spirits LLC | Other | Thousand Oaks | CA | $25,000 | Indefinite | 1 | Nov 20 | sec.gov |
| Trinity Rehab, LP (amended) | Other Real Estate | Providence | RI | $25,000 | $11,000,000 | 1 | Nov 20 | sec.gov |
| Flow Metals Corp. | Other | Vancouver | $19,999 | $19,999 | 1 | Nov 20 | sec.gov | |
| A.P. Gilfoyle Markets, Inc. | Investing | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| MassageDay Co. | Retailing | Lafayette | CO | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| TRIPLE P VENTURES, LLC - SERIES 1 | Commercial | Cheyenne | WY | $0 | $1,700,000 | 0 | Nov 20 | sec.gov |
| Lokosee Origin Fund LLC | Commercial | Apopka | FL | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| GIGANTOR TECHNOLOGIES, INC. | Other Technology | Melbourne Beach | FL | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| Catalyst Topco, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| U Calming Co | Other | Sheridan | WY | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| Javeri Jewelers Inc | Retailing | Plano | TX | $0 | $1,000,000 | 0 | Nov 20 | sec.gov |
| LIFEMARK REINSURANCE Co | Insurance | Towson | MD | $0 | $20,000,000 | 0 | Nov 20 | sec.gov |
| Napali Energy Partners II, LP | Oil and Gas | Roanoke | TX | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Seattle Hotel Group LLC | Lodging and Conventions | Bellevue | WA | $0 | $9,000,000 | 0 | Nov 20 | sec.gov |
| 1302 Eastport Road Buligo LP | Commercial | Wilmington | DE | $0 | $4,880,000 | 5 | Nov 20 | sec.gov |
November 21, 2024 · November 19, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.