Data / Form D filings / Jan 31
Form D filings, January 31, 2023: 98 companies raised $30.24 billion
98 operating companies filed a Form D on January 31, 2023, reporting $30.24 billion sold. Largest: Prime Property Fund, LLC ($29.77 billion), REDL Ultimate Holdings, LP ($78.8 million), Pagos Solutions, Inc. ($34 million). The median filing is $1.9 million, and 119 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 98Form D filings
- $30.24 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, NY 19, TX 10, FL 6, IL 6. By industry: Other Technology 16, REITS and Finance 16, Other 14, Other Banking and Financial Services 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prime Property Fund, LLC (amended) | REITS and Finance | New York | NY | $29,771,834,750 | Indefinite | 652 | Jan 31 | sec.gov |
| REDL Ultimate Holdings, LP | Other Technology | Boca Raton | FL | $78,762,404 | $78,762,404 | 36 | Jan 31 | sec.gov |
| Pagos Solutions, Inc. | Other Technology | Hermosa Beach | CA | $34,000,006 | $34,000,006 | 11 | Jan 31 | sec.gov |
| PatientFi, LLC (amended) | Other Technology | Irvine | CA | $32,131,583 | $32,131,583 | 77 | Jan 31 | sec.gov |
| CRA Funding V, LLC (amended) | Other Banking and Financial Services | New York | NY | $28,900,000 | Indefinite | 15 | Jan 31 | sec.gov |
| SOUNDHOUND AI, INC. | Other Technology | Santa Clara | CA | $25,050,330 | $25,050,330 | 25 | Jan 31 | sec.gov |
| PHCC LLC | Other Banking and Financial Services | Dallas | TX | $23,410,000 | $23,410,000 | 1 | Jan 31 | sec.gov |
| XCJ Corp. | Retailing | Auburn | WA | $21,000,000 | $21,500,000 | 3 | Jan 31 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $19,996,308 | $146,515,397 | 16 | Jan 31 | sec.gov |
| Grain Technology, Inc. | Other | Oakland | CA | $16,599,788 | $18,499,800 | 70 | Jan 31 | sec.gov |
| Stratum JMA Real Estate Opportunities Fund I, LP (amended) | Other Real Estate | San Francisco | CA | $15,300,000 | Indefinite | 6 | Jan 31 | sec.gov |
| Missouri Vertical Investments LLC | Other | Little Rock | AR | $12,600,000 | $140,000,000 | 37 | Jan 31 | sec.gov |
| Trinity Sunset Investors LLC (amended) | Other Real Estate | Southlake | TX | $11,900,000 | $30,000,000 | 79 | Jan 31 | sec.gov |
| Trinity Sunset Investors LLC | Other Real Estate | Southlake | TX | $11,900,000 | $30,000,000 | 79 | Jan 31 | sec.gov |
| Genialis, Inc. | Biotechnology | Boston | MA | $11,423,253 | $13,894,258 | 10 | Jan 31 | sec.gov |
| Aspire, LP | Residential | Santa Ana | CA | $9,860,419 | $9,860,419 | 2 | Jan 31 | sec.gov |
| DEVENTER INDUSTRIAL EQUITIES LLC | Other Real Estate | New York | NY | $9,453,914 | $9,453,914 | 4 | Jan 31 | sec.gov |
| Rolling Inc. | Other Technology | San Francisco | CA | $6,766,500 | $7,916,500 | 26 | Jan 31 | sec.gov |
| GMI-Dobbs Ferry, LP (amended) | Other Real Estate | Westlake | TX | $6,472,936 | $8,824,535 | 56 | Jan 31 | sec.gov |
| Zero Coupon Essential Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $6,361,260 | $35,914,017 | 40 | Jan 31 | sec.gov |
| Shepherd's Finance, LLC (amended) | Other Banking and Financial Services | Jacksonville | FL | $5,725,051 | $8,000,000 | 13 | Jan 31 | sec.gov |
| Sandy at Columbia, LLC | Residential | Irvine | CA | $5,004,900 | $5,004,900 | 84 | Jan 31 | sec.gov |
| Cloudloft Holdings, LLC (amended) | Other Real Estate | Frisco | TX | $4,725,000 | $5,000,000 | 31 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,073,614 | Indefinite | 97 | Jan 31 | sec.gov |
| Monarc Holdings, Inc. | Other | Rochester | NY | $3,700,000 | $9,000,000 | 12 | Jan 31 | sec.gov |
| WFS Home Care Enterprises, Inc. (amended) | Other Health Care | Henrico | VA | $3,652,100 | $7,000,000 | 27 | Jan 31 | sec.gov |
| Leven Labs, Inc. | Other Technology | Gainesville | FL | $3,465,479 | $3,465,479 | 9 | Jan 31 | sec.gov |
| Global Weather & Climate Solutions, Inc. | Other Technology | Golden | CO | $3,308,698 | $7,000,000 | 5 | Jan 31 | sec.gov |
| Transportant, Inc. | Other Technology | Lenexa | KS | $3,191,422 | $3,191,422 | 25 | Jan 31 | sec.gov |
| Familie V 2.0, LLC | Other | Cardiff | CA | $3,088,714 | $3,088,714 | 15 | Jan 31 | sec.gov |
| Inspired Beauty Stories Inc. | Other | New York | NY | $3,000,000 | $3,000,000 | 20 | Jan 31 | sec.gov |
| Calcarea, Inc. | Other | Altadena | CA | $3,000,000 | $3,500,000 | 3 | Jan 31 | sec.gov |
| Gladiator Fund LP | Investing | Sandy Springs | GA | $2,600,000 | Indefinite | 15 | Jan 31 | sec.gov |
| Good Day Farm Mississippi, LLC | Other | Little Rock | AR | $2,594,902 | $10,000,000 | 28 | Jan 31 | sec.gov |
| Orderly Health, Inc. (amended) | Other Technology | Denver | CO | $2,514,547 | $2,519,600 | 20 | Jan 31 | sec.gov |
| SOLAREN CORP | Other Energy | Manhattan Beach | CA | $2,463,219 | $5,004,000 | 94 | Jan 31 | sec.gov |
| Stones River Hampton Street LLC | Residential | Nashville | TN | $2,350,000 | $2,600,000 | 19 | Jan 31 | sec.gov |
| Aviva Holdings Ltd / E9 | Other Technology | Mexico City | $2,137,895 | $2,137,895 | 26 | Jan 31 | sec.gov | |
| JUSTICE CENTER OFFICE PLAZA LLC (amended) | Commercial | Denver | CO | $2,000,000 | $2,000,000 | 10 | Jan 31 | sec.gov |
| JUSTICE CENTER OFFICE PLAZA LLC | Commercial | Denver | CO | $2,000,000 | $2,000,000 | 10 | Jan 31 | sec.gov |
| Mental Health Center of America, LLC (amended) | Other Health Care | Phoenix | AZ | $1,910,300 | $1,910,300 | 12 | Jan 31 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,897,955 | $1,897,955 | 1 | Jan 31 | sec.gov |
| Le Botaniste Corp. | Restaurants | New York | NY | $1,669,964 | $5,078,823 | 1 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,667,525 | Indefinite | 11 | Jan 31 | sec.gov |
| PERFUSIO CORP. | Other Health Care | Greenville | NC | $1,597,580 | $2,650,000 | 26 | Jan 31 | sec.gov |
| JUSTICE CENTER OFFICE PLAZA LLC | Commercial | Denver | CO | $1,265,000 | $1,265,000 | 31 | Jan 31 | sec.gov |
| HHC MOB Bonaire, LLC | Commercial | Macon | GA | $1,200,000 | $1,200,000 | 17 | Jan 31 | sec.gov |
| Olokun Minerals, Inc. (amended) | Other Energy | Los Angeles | CA | $1,095,855 | $1,100,000 | 2 | Jan 31 | sec.gov |
| KFG Capital, LLC | Residential | Wyoming | MI | $1,000,000 | Indefinite | 2 | Jan 31 | sec.gov |
| Lake Michigan Holdings LLC (amended) | Other | Bannockburn | IL | $1,000,000 | $1,500,000 | 5 | Jan 31 | sec.gov |
| NEXT Renewable Fuels, Inc. | Other Energy | Houston | TX | $950,000 | $3,500,000 | 5 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $729,256 | Indefinite | 35 | Jan 31 | sec.gov |
| Hyperbolic Labs, Inc. | Telecommunications | New York | NY | $725,000 | $725,000 | 10 | Jan 31 | sec.gov |
| ORtelligence, Inc. | Other Technology | West Chester | PA | $550,000 | $2,630,000 | 9 | Jan 31 | sec.gov |
| Watchtower Firearms, LLC | Manufacturing | Frisco | TX | $500,000 | $20,000,000 | 1 | Jan 31 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $347,431 | $12,433,358 | 9 | Jan 31 | sec.gov |
| Aligned Technology Group, Inc. | Other Technology | Raleigh | NC | $321,435 | $321,435 | 1 | Jan 31 | sec.gov |
| Givfi, Inc. | Other | Marina Del Rey | CA | $245,000 | Indefinite | 7 | Jan 31 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $233,846 | $233,846 | 3 | Jan 31 | sec.gov |
| Citron Energy, Inc. | Other Energy | New York | NY | $217,500 | $400,000 | 8 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $201,000 | Indefinite | 14 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $200,000 | Indefinite | 16 | Jan 31 | sec.gov |
| Act Investors, LLC (amended) | Other | Cleveland | OH | $179,505 | $630,300 | 311 | Jan 31 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $170,000 | Indefinite | 14 | Jan 31 | sec.gov |
| Tailor Ridge REIT, LLC | REITS and Finance | Providence | RI | $125,000 | Indefinite | 125 | Jan 31 | sec.gov |
| Cristobal Inc. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| BRES Poppy REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| BRES Poppy REIT C LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| BRES Poppy REIT B LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| BRES Poppy REIT A LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| Philadelphia JV REIT Holdco Trust | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| Key Biscayne JV REIT Holdco Trust | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| Dax-Jamshid Inc. | REITS and Finance | Tampa | FL | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| RACR REIT Subsidiary, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| Kingsbury Hospitality REIT I, Inc. | REITS and Finance | Phoenix | AZ | $125,000 | $125,000 | 125 | Jan 31 | sec.gov |
| LMR II REIT, LLC | REITS and Finance | Cincinnati | OH | $62,500 | $62,500 | 125 | Jan 31 | sec.gov |
| WSRE CP Palms Holdings, L.L.C. | REITS and Finance | Chicago | IL | $62,500 | $62,500 | 125 | Jan 31 | sec.gov |
| WSRE CP Tivoli Holdings, L.L.C. | REITS and Finance | Chicago | IL | $62,500 | $62,500 | 125 | Jan 31 | sec.gov |
| Diamond Operations, Inc. | Other | Sheridan | WY | $50,000 | $500,000 | 1 | Jan 31 | sec.gov |
| Sparkle Farms LLC | Agriculture | Rochester | NY | $50,000 | Indefinite | 1 | Jan 31 | sec.gov |
| White Wolf Private Fund Partners LLC | Other | Miami | FL | $27,500 | Indefinite | 2 | Jan 31 | sec.gov |
| Magna Victoria Inc | Residential | Wilmington | DE | $0 | $10,000,000 | 0 | Jan 31 | sec.gov |
| Peter Pan Goes Broadway Limited Partnership | Other | New York | NY | $0 | $5,000,000 | 0 | Jan 31 | sec.gov |
| 635 Van Buren LLC | Residential | St. Paul | MN | $0 | $990,600 | 0 | Jan 31 | sec.gov |
| Benefit Stakeholder Co | Other Technology | Quakertown | PA | $0 | Indefinite | 1 | Jan 31 | sec.gov |
| ANDERSON CAPITAL GROUP LLC | Commercial | St. Louis | MO | $0 | $10,000,000 | 0 | Jan 31 | sec.gov |
| Fidelity Core Real Estate Fund | REITS and Finance | Boston | MA | $0 | Indefinite | 0 | Jan 31 | sec.gov |
| Icicle Holdco, L.P. | Other Banking and Financial Services | Chicago | IL | $0 | Indefinite | 0 | Jan 31 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $2,200,000 | 0 | Jan 31 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $2,200,000 | 0 | Jan 31 | sec.gov |
| Valcore, Inc. | Oil and Gas | Plano | TX | $0 | $1,977,288 | 0 | Jan 31 | sec.gov |
| Valcore, Inc. | Oil and Gas | Plano | TX | $0 | $1,977,288 | 0 | Jan 31 | sec.gov |
| Avesha, Inc. | Other Technology | Chelmsford | MA | $0 | $9,933,333 | 0 | Jan 31 | sec.gov |
| Tru, Inc. | Other | Natick | MA | $0 | $6,500,000 | 0 | Jan 31 | sec.gov |
| Sports Thread Inc | Other Technology | Denver | CO | $0 | $1,500,000 | 0 | Jan 31 | sec.gov |
| ROM Technologies, Inc. (amended) | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Jan 31 | sec.gov |
| Republic Core LLC | Other Technology | New York | NY | $0 | $600,000 | 0 | Jan 31 | sec.gov |
| Emmaus Life Sciences, Inc. | Pharmaceuticals | Torrance | CA | $0 | $235,000 | 1 | Jan 31 | sec.gov |
February 1, 2023 · January 30, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.