Data / Form D filings / Feb 1
Form D filings, February 1, 2023: 61 companies raised $1.08 billion
61 operating companies filed a Form D on February 1, 2023, reporting $1.08 billion sold. Largest: Asia Pacific Cities Fund ($245 million), KEJ Holdings LP ($221 million), Diversified Residential Portfolio III DST ($143.7 million). The median filing is $1.4 million, and 118 pooled investment funds also filed that day.
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- 61Form D filings
- $1.08 billionreported sold
- $1.4 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, CA 8, VA 4, CO 4, IL 3. By industry: Other Technology 14, Other 13, Commercial 10, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Asia Pacific Cities Fund (amended) | Commercial | Luxembourg | $245,000,000 | Indefinite | 2 | Feb 1 | sec.gov | |
| KEJ Holdings LP | Other | Dallas | TX | $221,003,333 | Indefinite | 46 | Feb 1 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $143,683,734 | $209,327,056 | 234 | Feb 1 | sec.gov |
| European Cities Partnership SCSp (amended) | Commercial | L-2530 Luxembourg | $81,190,500 | Indefinite | 1 | Feb 1 | sec.gov | |
| Alliance Tower Fund-V, LP (amended) | Telecommunications | Overland Park | KS | $80,000,000 | $100,000,000 | 192 | Feb 1 | sec.gov |
| NexPoint Aviation DST (amended) | Other Real Estate | Dallas | TX | $76,228,075 | $77,258,899 | 212 | Feb 1 | sec.gov |
| Precision Neuroscience Corp (amended) | Other Health Care | New York | NY | $41,150,023 | $42,000,000 | 20 | Feb 1 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $37,367,250 | $62,589,462 | 91 | Feb 1 | sec.gov |
| LongPath Technologies, Inc. (amended) | Other Technology | Boulder | CO | $34,953,986 | $34,953,986 | 16 | Feb 1 | sec.gov |
| Finley Technologies, Inc. | Other | San Francisco | CA | $21,980,999 | $21,980,999 | 60 | Feb 1 | sec.gov |
| GoTab Inc. | Other | Arlington | VA | $11,285,649 | $16,035,653 | 21 | Feb 1 | sec.gov |
| Ignite Reading, PBC | Other | San Francisco | CA | $9,999,999 | $9,999,999 | 21 | Feb 1 | sec.gov |
| Arpeggi Labs, Inc. | Other Technology | San Francisco | CA | $9,189,992 | $10,964,962 | 21 | Feb 1 | sec.gov |
| Alliance Energy Fund 2022-A, LP (amended) | Oil and Gas | Overland Park | KS | $8,150,000 | $75,000,000 | 10 | Feb 1 | sec.gov |
| DALIA, INC. | Other | Westwood | MA | $7,363,106 | $8,278,607 | 21 | Feb 1 | sec.gov |
| Teren, Inc. (amended) | Other Technology | Lakewood | CO | $6,166,297 | $6,670,297 | 9 | Feb 1 | sec.gov |
| Teren, Inc. (amended) | Other Technology | Lakewood | CO | $6,166,297 | $6,670,297 | 9 | Feb 1 | sec.gov |
| 2305 SOKOL INVESTORS, LLC | Other Real Estate | Houston | TX | $3,815,000 | $3,815,000 | 8 | Feb 1 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $3,691,859 | $10,000,000 | 9 | Feb 1 | sec.gov |
| Vertex Software, Inc. | Other Technology | Des Moines | IA | $3,000,000 | $6,000,000 | 10 | Feb 1 | sec.gov |
| Upward Financial Inc. | Other Banking and Financial Services | Seattle | WA | $2,949,954 | $3,210,019 | 54 | Feb 1 | sec.gov |
| XiltriX North America, LLC | Other Technology | San Diego | CA | $2,760,711 | $3,500,001 | 15 | Feb 1 | sec.gov |
| Protect Animals With Satellites LLC | Other Technology | Upper Saddle River | NJ | $2,725,000 | $4,000,000 | 4 | Feb 1 | sec.gov |
| FASH CUSTER, LTD. | Residential | Allen | TX | $1,995,000 | $9,500,000 | 5 | Feb 1 | sec.gov |
| Backyard InvestCo I, LLC | Commercial | San Diego | CA | $1,560,614 | $3,000,000 | 7 | Feb 1 | sec.gov |
| 14300 Portland Avenue Owner LLC | Commercial | Dallas | TX | $1,535,000 | $2,400,000 | 12 | Feb 1 | sec.gov |
| Genecis Bioindustries Inc. | Other | Scarborough | $1,500,000 | $1,500,000 | 1 | Feb 1 | sec.gov | |
| Batavia Logistics Center 1401, LLC | Commercial | Seattle | WA | $1,369,021 | $1,369,021 | 31 | Feb 1 | sec.gov |
| Kearny Investment Santa Ana Industrial, L.P. | Other Real Estate | Los Angeles | CA | $1,211,821 | $3,900,000 | 7 | Feb 1 | sec.gov |
| REOF-II, LLC | Residential | Plano | TX | $1,040,000 | $10,000,000 | 10 | Feb 1 | sec.gov |
| Shady Oaks Partners LLC | Commercial | Oklahoma City | OK | $1,000,000 | $1,000,000 | 10 | Feb 1 | sec.gov |
| Pursuit Investors, LP | Insurance | Dallas | TX | $985,000 | $1,500,000 | 17 | Feb 1 | sec.gov |
| Freedom Two, LLC | Other | Huxley | IA | $950,000 | $1,800,000 | 10 | Feb 1 | sec.gov |
| Mesa RAL Fund i, LLC, | Commercial | Cincinnati | OH | $850,000 | $1,500,000 | 4 | Feb 1 | sec.gov |
| SNIDER HILLTOP OPCO LLC (amended) | Restaurants | University Park | TX | $800,000 | $1,500,000 | 13 | Feb 1 | sec.gov |
| Brick Street Richmond JV LLC | Other Real Estate | Fairfax | VA | $775,000 | $800,000 | 11 | Feb 1 | sec.gov |
| CX Mode at Hyattsville, DST | Other Real Estate | Tampa | FL | $516,431 | $73,433,727 | 2 | Feb 1 | sec.gov |
| Flexwise Health, Inc. | Other Health Care | Brentwood | TN | $500,000 | $500,000 | 6 | Feb 1 | sec.gov |
| idfive, LLC | Other | Baltimore | MD | $415,000 | Indefinite | 1 | Feb 1 | sec.gov |
| RYLTY, Inc. | Other Technology | Hyde Park | VT | $400,000 | $2,000,000 | 4 | Feb 1 | sec.gov |
| Industrial Intelligence,Inc | Other Technology | Williamsburg | VA | $250,000 | $600,000 | 4 | Feb 1 | sec.gov |
| Texas Rural Investing Fund No. 1, LLC | Other Real Estate | Groesbeck | TX | $170,000 | $4,500,000 | 3 | Feb 1 | sec.gov |
| BEDROCK LEARNING, INC. | Other Technology | Washington | DC | $150,000 | $3,000,000 | 2 | Feb 1 | sec.gov |
| Lyric REIT LLC | REITS and Finance | Seoul | $125,000 | $125,000 | 125 | Feb 1 | sec.gov | |
| IG MHC I REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Feb 1 | sec.gov |
| Strozzi Institute | Other Technology | Petaluma | CA | $125,000 | $1,000,000 | 1 | Feb 1 | sec.gov |
| Summit NCI JV BR 162, LLC | REITS and Finance | Austin | TX | $125,000 | $125,000 | 125 | Feb 1 | sec.gov |
| Summit JV MR2, LLC | REITS and Finance | Austin | TX | $125,000 | $125,000 | 125 | Feb 1 | sec.gov |
| Trutopia LLC | Other | Scottsdale | AZ | $100,000 | $750,000 | 1 | Feb 1 | sec.gov |
| Allectrify, PBC | Other Technology | Ashland | OR | $100,000 | $1,900,000 | 1 | Feb 1 | sec.gov |
| T2 Metals Corp. | Other | Vancouver | $54,169 | $530,742 | 2 | Feb 1 | sec.gov | |
| Delaware Crossing - 23 24 25, LLC | Investing | Warrington | PA | $50,000 | Indefinite | 4 | Feb 1 | sec.gov |
| 5015 Records, LLC | Other | Powder Springs | GA | $30,000 | $30,000 | 1 | Feb 1 | sec.gov |
| Pepper Labs Corp. | Other Technology | Culver City | CA | $12,088 | $12,088 | 3 | Feb 1 | sec.gov |
| RED CLIMATE STORAGE LLC | Commercial | Columbia | SC | $0 | $1,700,000 | 7 | Feb 1 | sec.gov |
| Revive Las Palomas LLC | Commercial | San Antonio | TX | $0 | $5,500,000 | 0 | Feb 1 | sec.gov |
| CSRA Opportunity Zone Fund VIII, LLC | Commercial | Glen Allen | VA | $0 | $46,684,000 | 0 | Feb 1 | sec.gov |
| SALT Insure Inc | Other | Grapevine | TX | $0 | $4,000,000 | 0 | Feb 1 | sec.gov |
| MP Investment Club Venture Fund 11 LP | Other Technology | Upper Saddle River | NJ | $0 | Indefinite | 0 | Feb 1 | sec.gov |
| Palamuru Grove LLC | Other Real Estate | Casper | WY | $0 | $2,600,000 | 0 | Feb 1 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC | Residential | Weatherford | TX | $0 | $7,000,000 | 0 | Feb 1 | sec.gov |
February 2, 2023 · January 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.