Data / Form D filings / Upward Financial Inc.
Upward Financial Inc.: Form D filings
Upward Financial Inc., a financial services company in Seattle, WA, filed 2 Form D notices with the SEC between 2023 and 2025. The latest, on November 10, 2025, reports $9 million sold of a $9.1 million offering to 77 investors.
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Company details from the filing
- Address
- 2400 NW 80TH ST, #245, Seattle, WA, 98117
- Phone
- (888) 789-1482
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2021
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1963585
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 10, 2025 | New notice | $9,099,985 | $9,032,162 | $67,823 | 77 | Oct 24, 2025 | sec.gov |
| Feb 1, 2023 | New notice | $3,210,019 | $2,949,954 | $260,065 | 54 | Jan 18, 2023 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Catherine Williams | Director | |
| Aaron Gregory | Executive Officer, Director, Promoter | |
| William Finney | Director | |
| Danielle Hill | Executive Officer, Director |
Other financial services companies in Washington that filed recently
- Craft3 $44.1 million · Oct 19, 2026
- WowRate Mortgage LLC offering · Oct 15, 2026
- Creative Equity Lending, LLC offering · Sep 29, 2026
Every Form D from the week of Nov 10, 2025 · All recent filings in Washington · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Upward Financial Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.