Data / Form D filings / Mar 9
Form D filings, March 9, 2023: 79 companies raised $3.34 billion
79 operating companies filed a Form D on March 9, 2023, reporting $3.34 billion sold. Largest: Reunion Infrastructure, Inc. ($2.63 billion), GTIS US Residential Strategies Secondary Fund LP ($203 million), Sower Farmland Fund LLP ($59.4 million). The median filing is $1.5 million, and 135 pooled investment funds also filed that day.
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- 79Form D filings
- $3.34 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, NY 10, TX 9, VT 4, PA 4. By industry: Other 25, Other Technology 19, Commercial 8, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Reunion Infrastructure, Inc. | Other Technology | San Francisco | CA | $2,625,000,000 | $3,000,000,000 | 3 | Mar 9 | sec.gov |
| GTIS US Residential Strategies Secondary Fund LP | Commercial | New York | NY | $203,045,685 | Indefinite | 1 | Mar 9 | sec.gov |
| Sower Farmland Fund LLP (amended) | Other Real Estate | Omaha | NE | $59,423,405 | $500,000,000 | 314 | Mar 9 | sec.gov |
| Carter Investment Holdings, L.P. | Other | New York | NY | $53,315,450 | Indefinite | 21 | Mar 9 | sec.gov |
| Alfie Investors LLC | Commercial | Asheville | NC | $51,000,000 | Indefinite | 245 | Mar 9 | sec.gov |
| Moody ELM AL North Austin DST (amended) | Commercial | Houston | TX | $50,400,000 | $50,400,000 | 94 | Mar 9 | sec.gov |
| POCO Holdco, LLC | Oil and Gas | Dallas | TX | $49,500,000 | $49,500,000 | 13 | Mar 9 | sec.gov |
| ClearFlame Engines, Inc. | Other | Geneva | IL | $29,999,975 | $29,999,975 | 27 | Mar 9 | sec.gov |
| Banyan Infrastructure Corp | Other Technology | San Francisco | CA | $23,999,999 | $23,999,999 | 7 | Mar 9 | sec.gov |
| New Providence Capital Partners III, LP | Commercial | Dallas | TX | $23,750,000 | $125,000,000 | 89 | Mar 9 | sec.gov |
| Find Your Info, Corp. | Other Technology | Redwood Shores | CA | $19,214,999 | $19,214,999 | 61 | Mar 9 | sec.gov |
| Health Rhythms Inc. (amended) | Other Health Care | Long Island City | NY | $18,592,346 | $20,000,000 | 41 | Mar 9 | sec.gov |
| Knoxville Apartment Group Phase II LLC | Residential | Bozeman | MT | $18,500,000 | $21,500,000 | 48 | Mar 9 | sec.gov |
| GBE Broadfeather Sponsor LLC | Other Real Estate | Newport Beach | CA | $14,415,000 | $18,291,875 | 88 | Mar 9 | sec.gov |
| Xebec Holdings, LLC (amended) | Other Real Estate | Dallas | TX | $10,700,000 | $20,000,000 | 28 | Mar 9 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $8,845,962 | $8,845,962 | 84 | Mar 9 | sec.gov |
| i-80 Gold Corp. | Other | Reno | NV | $8,650,000 | $8,650,000 | 4 | Mar 9 | sec.gov |
| NJ BIO, Inc. | Other | Princeton | NJ | $5,621,204 | $7,836,033 | 10 | Mar 9 | sec.gov |
| Speedscale Inc. | Other | Atlanta | GA | $5,579,998 | $5,579,998 | 9 | Mar 9 | sec.gov |
| Monarx, Inc. | Other Technology | Salt Lake City | UT | $5,578,897 | $5,728,896 | 10 | Mar 9 | sec.gov |
| Catapult Partners LLC | Other | Baltimore | MD | $5,500,000 | Indefinite | 6 | Mar 9 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $5,336,239 | $12,000,000 | 40 | Mar 9 | sec.gov |
| Io Therapeutics, Inc. | Biotechnology | Spring | TX | $4,158,000 | $4,158,000 | 19 | Mar 9 | sec.gov |
| HTI TECHNOLOGIES HOLDING CORP. | Other Technology | Westport | CT | $4,000,000 | $4,000,000 | 1 | Mar 9 | sec.gov |
| Tiphaus, Inc. | Other Technology | Seattle | WA | $3,458,109 | $3,600,000 | 4 | Mar 9 | sec.gov |
| Circular Genomics Inc. (amended) | Biotechnology | Albuquerque | NM | $3,149,997 | $3,240,000 | 7 | Mar 9 | sec.gov |
| Common House, Inc. (amended) | Other | Charlottesville | VA | $3,000,000 | Indefinite | 3 | Mar 9 | sec.gov |
| Common House, Inc. | Other | Charlottesville | VA | $3,000,000 | Indefinite | 3 | Mar 9 | sec.gov |
| Carter Investment Holdings, L.P. | Other | New York | NY | $2,745,000 | Indefinite | 16 | Mar 9 | sec.gov |
| Grander Distributing, LLC | Other | Dallas | TX | $2,700,000 | $5,000,000 | 3 | Mar 9 | sec.gov |
| LCP Indy Elmwood LLC | Commercial | Denver | CO | $2,633,000 | $3,280,000 | 12 | Mar 9 | sec.gov |
| STARBOARD HORIZON PARTNERS I INVESTORS LLC | Other Real Estate | Irvine | CA | $1,804,000 | $2,100,000 | 11 | Mar 9 | sec.gov |
| PEAK 15 CAPITAL FUND I LLC | Residential | Charlotte | NC | $1,570,000 | Indefinite | 8 | Mar 9 | sec.gov |
| Gaingels Jackpocket 2023 LLC | Other | Burlington | VT | $1,516,253 | $1,516,253 | 59 | Mar 9 | sec.gov |
| IVO Systems, Inc. | Other Technology | Madison | WI | $1,500,000 | $1,500,000 | 6 | Mar 9 | sec.gov |
| Tauruseer Inc. (amended) | Other Technology | Jacksonville Beach | FL | $1,450,001 | $3,000,000 | 6 | Mar 9 | sec.gov |
| Jamestown Real Estate Investment, LP | Residential | Waterford | PA | $1,300,000 | $2,500,000 | 21 | Mar 9 | sec.gov |
| Acolyte Health Inc. | Other Technology | West Linn | OR | $1,241,500 | $3,000,000 | 18 | Mar 9 | sec.gov |
| Golden Arrow Resources Corp (amended) | Other | Vancouver | $1,117,082 | $5,915,994 | 15 | Mar 9 | sec.gov | |
| METALLUM RESOURCES INC. | Other | Vancouver | $797,050 | $797,050 | 1 | Mar 9 | sec.gov | |
| Worldplay Communications Inc. | Other Technology | Calgary | $750,000 | $750,000 | 3 | Mar 9 | sec.gov | |
| Starfighters Space, Inc. | Other | Tarpon Springs | FL | $726,000 | $8,000,000 | 28 | Mar 9 | sec.gov |
| Gi Property 65 LLC | Other Real Estate | Beverly Hills | CA | $716,640 | $716,640 | 20 | Mar 9 | sec.gov |
| Round River Research Corp | Other Technology | Edina | MN | $667,500 | $3,750,000 | 7 | Mar 9 | sec.gov |
| JB-NY Distributors, Inc. | Other Technology | New York | NY | $600,000 | $2,500,000 | 4 | Mar 9 | sec.gov |
| Unravel Biosciences, Inc. | Biotechnology | Boston | MA | $500,000 | $2,000,000 | 4 | Mar 9 | sec.gov |
| Reviv3 Procare Co | Other | Alhambra | CA | $447,851 | $447,851 | 17 | Mar 9 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $425,000 | $425,000 | 10 | Mar 9 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $425,000 | $425,000 | 10 | Mar 9 | sec.gov |
| Oumua Capital LLC | Other | Sao Paulo Sp | $344,663 | $344,663 | 10 | Mar 9 | sec.gov | |
| Western Magnesium Corp. | Other Technology | Mclean | VA | $320,884 | $5,777,777 | 10 | Mar 9 | sec.gov |
| NovAb, Inc. | Biotechnology | Tucker | GA | $300,000 | $300,000 | 3 | Mar 9 | sec.gov |
| Fintent Inc | Other Technology | Brooklyn | NY | $265,000 | $265,000 | 5 | Mar 9 | sec.gov |
| Jersey Shore Spirits Inc | Other | Jackson | NJ | $200,000 | $1,000,000 | 8 | Mar 9 | sec.gov |
| Gaingels Spark IV LLC | Other | Burlington | VT | $170,000 | $170,000 | 10 | Mar 9 | sec.gov |
| Planting Hope Company, Inc. | Retailing | Chicago | IL | $166,064 | $2,939,200 | 3 | Mar 9 | sec.gov |
| Healing Co Inc. | Other | Brooklyn | NY | $150,000 | Indefinite | 1 | Mar 9 | sec.gov |
| RPM Fund II REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Mar 9 | sec.gov |
| OpenBCI, Inc. | Other Technology | Brooklyn | NY | $110,000 | $4,000,000 | 2 | Mar 9 | sec.gov |
| Michael Waltrip Brewing Co | Restaurants | Mckinney | TX | $110,000 | $890,000 | 4 | Mar 9 | sec.gov |
| WF Velocity Fund VI, LLC | Other | Lancaster | PA | $104,000 | $100,000,000 | 1 | Mar 9 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $100,000 | $100,000 | 2 | Mar 9 | sec.gov |
| Offleash'd, Inc. | Other Technology | Bellevue | WA | $50,000 | $1,000,000 | 1 | Mar 9 | sec.gov |
| Astra Exploration Inc. | Other | Vancouver | $14,468 | $14,468 | 1 | Mar 9 | sec.gov | |
| FingerMotion, Inc. | Other Technology | New York | NY | $13,875 | $680,500 | 2 | Mar 9 | sec.gov |
| Allied Resource Partners Hudson #5, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Mar 9 | sec.gov |
| Few Deep Breaths Corp | Other | San Antonio | FL | $2,000 | $2,000 | 1 | Mar 9 | sec.gov |
| RGL Partners, LLC | Insurance | Lancaster | PA | $1,350 | $15,000 | 2 | Mar 9 | sec.gov |
| MCM - Financial VII, LLC | Commercial | Charlotte | NC | $0 | $2,850,000 | 0 | Mar 9 | sec.gov |
| REDICIO FUND, LLC | Commercial | Salisbury | MD | $0 | $10,000,000 | 0 | Mar 9 | sec.gov |
| Panhwar Jet inc | Manufacturing | Woods Cross | UT | $0 | $3,500,000 | 0 | Mar 9 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Mar 9 | sec.gov |
| Assurance Title LLC | Other | Columbia | MD | $0 | $85,000 | 0 | Mar 9 | sec.gov |
| Principle Income Fund LLC | Commercial | Lancaster | PA | $0 | $3,500,000 | 0 | Mar 9 | sec.gov |
| GRT OP, L.P. | REITS and Finance | El Segundo | CA | $0 | Indefinite | 90 | Mar 9 | sec.gov |
| SYSTEMATIC GROWTH FUND I, LLC (amended) | Residential | Weatherford | TX | $0 | $7,000,000 | 0 | Mar 9 | sec.gov |
| Flagstaff Lodging Investors, LLC | Lodging and Conventions | Middleton | WI | $0 | $16,500,000 | 0 | Mar 9 | sec.gov |
| Simplifyy Holdings LLC | Other Technology | Kansas City | MO | $0 | $1,000,000 | 0 | Mar 9 | sec.gov |
| ANDERSEN CORP | Manufacturing | Bayport | MN | $0 | Indefinite | 10 | Mar 9 | sec.gov |
March 10, 2023 · March 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.