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Data / Form D filings / Jan 12

Form D filings, January 12, 2023: 104 companies raised $1.60 billion

104 operating companies filed a Form D on January 12, 2023, reporting $1.60 billion sold. Largest: Shelby Parent, L.P. ($668.1 million), NorthPoint Industrial Fund VI, LLC ($223.6 million), CAMPUS REAL ESTATE PARTNERS II, LP ($150.1 million). The median filing is $3.6 million, and 163 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

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  • 104Form D filings
  • $1.60 billionreported sold
  • $3.6 millionmedian amount sold
  • NYmost filings (21)

Most filings by state: NY 21, CA 19, TX 11, FL 6, GA 5. By industry: Other Technology 21, Other 19, REITS and Finance 14, Commercial 10.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Shelby Parent, L.P.Business ServicesNew YorkNY$668,078,051$668,078,05196Jan 12sec.gov
NorthPoint Industrial Fund VI, LLC (amended)Other Real EstateKansas CityMO$223,580,000$500,000,000119Jan 12sec.gov
CAMPUS REAL ESTATE PARTNERS II, LP (amended)ResidentialPhiladelphiaPA$150,088,758Indefinite22Jan 12sec.gov
Antares Unitholder Investment LLC (amended)OtherChicagoIL$45,698,163Indefinite94Jan 12sec.gov
ExchangeRight Net-Leased Portfolio 46 DST (amended)CommercialPasadenaCA$38,650,000$38,650,00077Jan 12sec.gov
Naples Triangle Development JV LLCResidentialNew YorkNY$34,300,000$68,000,00031Jan 12sec.gov
Butter Payments, Inc.OtherSan FranciscoCA$27,499,491$27,499,4916Jan 12sec.gov
Pattern Bioscience, Inc.BiotechnologyAustinTX$23,499,993$31,999,9924Jan 12sec.gov
Starco Brands, Inc.OtherSanta MonicaCA$22,692,857$34,756,25425Jan 12sec.gov
Chinese American IPA, Inc.Hospitals and PhysiciansNew YorkNY$22,307,995$22,307,995430Jan 12sec.gov
Bandier Holdings LLC (amended)RetailingNew YorkNY$20,996,482$43,096,4828Jan 12sec.gov
Empire Village at Liberty Farms, LLC (amended)ResidentialScottsdaleAZ$20,967,700$25,000,000390Jan 12sec.gov
900CB, LPResidentialIrmoSC$18,353,800$28,000,000164Jan 12sec.gov
HGIT 200 Park Place, DST (amended)CommercialHoustonTX$15,391,276$157,897,57441Jan 12sec.gov
FIDELITY FEDERAL BANCORPOther Banking and Financial ServicesEvansvilleIN$14,750,000$14,750,00016Jan 12sec.gov
JLLX West Phoenix Distribution Center DST (amended)Other Real EstateChicagoIL$14,717,271$146,515,39710Jan 12sec.gov
EVANSTON PORTFOLIO LLCResidentialChicagoIL$13,248,738$13,248,738146Jan 12sec.gov
Cove Parkdale Commons Opportunity 62 DSTCommercialTorranceCA$10,819,202$21,593,34827Jan 12sec.gov
RTA Holdco, LLCInsuranceNew YorkNY$10,585,000Indefinite4Jan 12sec.gov
Surface Water Holdings, LLCOther Banking and Financial ServicesRaleighNC$10,500,000$10,500,0006Jan 12sec.gov
OptoGlo Inc.Other TechnologyLeominsterMA$10,265,963$10,265,9635Jan 12sec.gov
Karlo Lacey, LLCOther Real EstateOlympiaWA$9,905,414$19,980,00023Jan 12sec.gov
Numem Inc.Other TechnologySunnyvaleCA$9,337,914$10,037,91420Jan 12sec.gov
PARKOFON INC. (amended)Other TechnologyViennaVA$9,250,000$9,250,0003Jan 12sec.gov
Simple Broadband 1 LLC (amended)TelecommunicationsNew YorkNY$9,133,180Indefinite15Jan 12sec.gov
Parmer Gateway QOF LPResidentialAustinTX$8,339,200$8,339,20013Jan 12sec.gov
2022 Permian Basin JV, GP (amended)Oil and GasLubbockTX$8,000,000Indefinite73Jan 12sec.gov
MWY Holdings I Corp.OtherNew YorkNY$7,890,000$7,890,0004Jan 12sec.gov
Descomplica, Ltd.Other TechnologyGrand Cayman$6,401,272$12,002,3945Jan 12sec.gov
Get Sojo, Inc.Other TechnologyIrvingTX$6,150,000$6,150,0002Jan 12sec.gov
United Fidelity Bank, F.S.B.Commercial BankingEvansvilleIN$6,000,000$6,000,0003Jan 12sec.gov
Falkbuilt Ltd.OtherCalgary$6,000,000$6,893,0773Jan 12sec.gov
US CourtScript Acquisition, LPOtherPhoenixAZ$5,276,732$5,276,7326Jan 12sec.gov
3 Cool Cats, LLCOtherMiami BeachFL$5,267,542$5,267,54226Jan 12sec.gov
Transposon Therapeutics, Inc. (amended)PharmaceuticalsSan DiegoCA$5,005,000$20,020,0008Jan 12sec.gov
BentallGreenOak US Lending B LPOther Real EstateNew YorkNY$5,000,000Indefinite1Jan 12sec.gov
Rimidi, Inc.Other Health CareAtlantaGA$5,000,000$5,000,0001Jan 12sec.gov
QRails, Inc.Other TechnologyDenverCO$4,968,000$5,500,00024Jan 12sec.gov
GH Group, Inc.OtherLong BeachCA$4,700,000$5,000,00011Jan 12sec.gov
Ellwood Ave 123, LLCResidentialColumbiaMD$4,585,199$7,000,00091Jan 12sec.gov
Bauplan, Inc.Other TechnologyNew YorkNY$4,000,000$4,500,0002Jan 12sec.gov
TV Ammo, Inc.OtherGarlandTX$3,923,728$50,000,00220Jan 12sec.gov
ToolJet Solutions, Inc.Other TechnologySan FranciscoCA$3,699,995$4,600,0006Jan 12sec.gov
Comera Life Sciences Holdings, Inc.BiotechnologyWoburnMA$3,561,250$3,561,25014Jan 12sec.gov
NibMor Inc. (amended)OtherRyeNY$3,250,000Indefinite1Jan 12sec.gov
Refiberd, Inc. (amended)Other TechnologyCupertinoCA$3,166,810$3,183,17023Jan 12sec.gov
Humphreys Real Estate Income Fund, LLCREITS and FinanceOklahoma CityOK$2,486,141Indefinite10Jan 12sec.gov
Child Health Imprints (CHIL) USA, Inc.Other Health CareMadisonWI$2,459,168$3,422,02010Jan 12sec.gov
Retextion, Inc.Other TechnologyPark CityUT$2,450,000$2,500,0007Jan 12sec.gov
Terraline, Inc.ManufacturingFremontCA$2,012,918$3,000,0007Jan 12sec.gov
SustainaBase, Inc.Other TechnologyWest Palm BeachFL$2,000,000$2,000,0001Jan 12sec.gov
ONCE UPON A ONE MORE TIME, Ltd LIABILITY Co (amended)OtherNew YorkNY$2,000,000$20,000,0001Jan 12sec.gov
Cove Net Lease Distribution 64 DSTCommercialTorranceCA$1,754,436$13,239,9465Jan 12sec.gov
Barker Crossing, LPCommercialHoustonTX$1,600,000$1,750,00010Jan 12sec.gov
Spaceback, Inc.Other TechnologySan FranciscoCA$1,584,886$1,584,88633Jan 12sec.gov
Fenworks, Inc. (amended)Other TechnologyGrand ForksND$1,338,590$1,900,00028Jan 12sec.gov
Aetos Imaging, Inc.OtherStone MountainGA$1,190,000$1,500,0002Jan 12sec.gov
Phoenix Capital Group Holdings, LLCOil and GasDenverCO$1,105,000$300,000,0009Jan 12sec.gov
RIIICO Technologies Inc.Other TechnologySan FranciscoCA$1,070,000$1,490,0008Jan 12sec.gov
NOTATION LABS INC.Other TechnologyScottsdaleAZ$1,000,000$1,750,0002Jan 12sec.gov
Worley Branch Prospect Partners (amended)Oil and GasHendersonvilleTN$937,100$1,470,00015Jan 12sec.gov
Okfuskee Storage Investors LPCommercialMissouri CityTX$833,452$833,45218Jan 12sec.gov
Aetos Imaging, Inc. (amended)OtherStone MountainGA$656,000$1,000,0006Jan 12sec.gov
Village Square 32 LLCCommercialColumbusGA$650,000$650,0004Jan 12sec.gov
French Camp Partners, LLCOther Real EstateFrench CampCA$631,876$631,8761Jan 12sec.gov
Electric Pickle Roseville LLCCommercialHawthorneCA$618,094$2,800,0004Jan 12sec.gov
OrthoFundamentals, LLCBiotechnologyWalthamMA$599,647$599,64711Jan 12sec.gov
BRAIN Foundation Bioverge Funds, JelikaLite, LLCInvestingBoiseID$532,250$550,00019Jan 12sec.gov
CH-M Southeast Logistics REIT, L.L.C.REITS and FinanceDallasTX$385,000$625,00077Jan 12sec.gov
Defined Brand, LLCOtherSan FranciscoCA$325,000$1,000,0004Jan 12sec.gov
Piedmont Stone Center PLLCOther Health CareWinston-SalemNC$304,992$304,9923Jan 12sec.gov
TOMIS Holdings, Inc. (amended)Other TechnologyMissoulaMT$240,000$750,0003Jan 12sec.gov
Kore Infrastructure, LLCOther EnergyBozemanMT$219,378$219,3781Jan 12sec.gov
TCW Capital, LLC (amended)OtherGrandvilleMI$201,000Indefinite4Jan 12sec.gov
SLC Tulsa Storage LPCommercialSugar LandTX$200,000$200,0005Jan 12sec.gov
Entreprenista Media LLCOtherPalm Beach GardensFL$190,000$500,0005Jan 12sec.gov
Drone Express, Inc.Other TechnologyDaytonOH$175,000$5,000,0002Jan 12sec.gov
ACORE Credit Partners II REIT, Inc.REITS and FinanceLarkspurCA$125,000$125,000125Jan 12sec.gov
Dam Decoy Co (amended)ManufacturingOverland ParkKS$120,000$180,0003Jan 12sec.gov
DigiShares Inc.Other TechnologyMiamiFL$100,000$100,0001Jan 12sec.gov
TA Realty Value-Add Fund XIII REIT, LLCREITS and FinanceBostonMA$73,000$125,00073Jan 12sec.gov
Bee2Be Holdings, Inc.OtherDelray BeachFL$65,000$65,0002Jan 12sec.gov
HighBrook DCLF REIT, LLCREITS and FinanceWest Palm BeachFL$64,000$125,00064Jan 12sec.gov
Redpoint Global Inc.Other TechnologyWellesleyMA$60,000$60,0001Jan 12sec.gov
Kula Technology Labs, Inc.Other TechnologyNew YorkNY$27,000$200,0003Jan 12sec.gov
Amazon Partners, LLCOther EnergyCheyenneWY$6,650$6,65014Jan 12sec.gov
Plus Brand Industries Inc.ManufacturingSheridanWY$0$10,000,0000Jan 12sec.gov
AMC Capital Infusion Fund, LLCCommercialPorter RanchCA$0$20,000,0000Jan 12sec.gov
MPC GA 2023 AHI ICF 1, LLCOther Real EstateAtlantaGA$0Indefinite0Jan 12sec.gov
DW BAKKEN #66 LPOil and GasIrvingTX$0$1,000,0000Jan 12sec.gov
Cavalry Feeder REIT Blocker LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE Quincy REIT Manager LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE Southline REIT Holdings LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE MREG City Ave Venture REIT LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KRE MREG Main Line Venture REIT LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
MCH SFR 1B LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
MCH SFR 2 LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KC AO Member LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
KKR Real Estate Opportunistic Credit Strategy REIT II LLCREITS and FinanceNew YorkNY$0$125,0000Jan 12sec.gov
Ilumivu, Inc.Other TechnologyFairviewNC$0$1,500,0000Jan 12sec.gov
Tahoe Spirits, Inc.OtherSouth Lake TahoeCA$0$6,000,0000Jan 12sec.gov
Slows Holdings, LLCRestaurantsBloomfield HillsMI$0$400,0000Jan 12sec.gov
Slows Holdings, LLCRestaurantsBloomfield HillsMI$0$400,0000Jan 12sec.gov
Echo Ltd.OtherCalgary$0$6,9233Jan 12sec.gov

January 13, 2023 · January 11, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.