Data / Form D filings / Jan 19
Form D filings, January 19, 2023: 70 companies raised $1.25 billion
70 operating companies filed a Form D on January 19, 2023, reporting $1.25 billion sold. Largest: Lessen Inc. ($963.5 million), S2 Co-Invest Holdings, LP ($45.7 million), Global One Bancshares, Inc. ($35.9 million). The median filing is $1.5 million, and 188 pooled investment funds also filed that day.
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- 70Form D filings
- $1.25 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 11, NY 10, FL 7, IL 3. By industry: Other Technology 20, REITS and Finance 11, Other 8, Other Health Care 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Lessen Inc. | Other Technology | Scottsdale | AZ | $963,517,141 | $963,517,141 | 91 | Jan 19 | sec.gov |
| S2 Co-Invest Holdings, LP | Other Real Estate | Dallas | TX | $45,685,891 | Indefinite | 2 | Jan 19 | sec.gov |
| Global One Bancshares, Inc. | Commercial Banking | Houston | TX | $35,860,000 | $35,860,000 | 153 | Jan 19 | sec.gov |
| Wingspan Networks, Inc. | Other Technology | New York | NY | $18,515,990 | $19,515,968 | 11 | Jan 19 | sec.gov |
| PG Chandler DST (amended) | Other Real Estate | Atlanta | GA | $17,803,537 | $31,356,496 | 23 | Jan 19 | sec.gov |
| Redem Tech, Inc. | Other Technology | Mexico City | $17,299,871 | $38,549,871 | 29 | Jan 19 | sec.gov | |
| Amberflo.io, Inc. | Other Technology | Santa Clara | CA | $15,999,989 | $16,000,000 | 7 | Jan 19 | sec.gov |
| Riftweaver, Inc. | Other Technology | Dover | DE | $12,083,279 | Indefinite | 8 | Jan 19 | sec.gov |
| SSB 1 Apartments LLC | Residential | Richmond | TX | $12,000,000 | $12,000,000 | 75 | Jan 19 | sec.gov |
| Kobiton, Inc. | Other Technology | Atlanta | GA | $11,231,687 | $12,231,687 | 13 | Jan 19 | sec.gov |
| EvolveImmune Therapeutics Holding Company, LLC | Biotechnology | Branford | CT | $10,827,780 | $26,000,000 | 8 | Jan 19 | sec.gov |
| C-Motive Technologies, Inc. | Manufacturing | Madison | WI | $10,701,910 | $10,701,910 | 29 | Jan 19 | sec.gov |
| S2 Co-Invest Holdings 13, LP | Other Real Estate | Dallas | TX | $10,650,000 | Indefinite | 30 | Jan 19 | sec.gov |
| Riot Security, Inc. | Other Technology | New York | NY | $9,700,211 | $9,700,211 | 24 | Jan 19 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $9,536,587 | $48,815,934 | 30 | Jan 19 | sec.gov |
| Aeriz Holdings Corp. | Agriculture | Chicago | IL | $7,550,000 | $25,000,000 | 8 | Jan 19 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $5,790,545 | $69,424,166 | 15 | Jan 19 | sec.gov |
| Cognovi Labs, Inc. (amended) | Other Technology | Dayton | OH | $4,705,005 | $7,000,000 | 13 | Jan 19 | sec.gov |
| Altitude Robots, Inc. | Other Technology | Salt Lake City | UT | $4,114,999 | $4,114,999 | 32 | Jan 19 | sec.gov |
| Catalyst Resources LLC (amended) | Coal Mining | Pineville | KY | $3,032,000 | $5,000,000 | 30 | Jan 19 | sec.gov |
| Soricimed Biopharma Inc. (amended) | Biotechnology | Moncton | $2,775,233 | $3,732,179 | 45 | Jan 19 | sec.gov | |
| PALISADE BIO, INC. | Biotechnology | Carlsbad | CA | $2,500,000 | $2,500,000 | 6 | Jan 19 | sec.gov |
| Piezo Therapeutics, Inc. | Other Health Care | Cumming | GA | $2,000,000 | $2,000,000 | 1 | Jan 19 | sec.gov |
| Ashby, Inc. | Computers | San Francisco | CA | $1,999,998 | $2,699,993 | 1 | Jan 19 | sec.gov |
| CCV-Redeam-2022 LLC | Other | Auburn | AL | $1,833,500 | $1,833,500 | 29 | Jan 19 | sec.gov |
| Norcoh Holdings, LLC-Series E | Other Technology | Chicago | IL | $1,760,000 | $1,760,000 | 38 | Jan 19 | sec.gov |
| Higher Digital Inc. (amended) | Business Services | Tysons | VA | $1,500,000 | $1,500,000 | 10 | Jan 19 | sec.gov |
| Vaya Space, Inc. | Other Technology | Cocoa | FL | $1,500,000 | $9,000,000 | 17 | Jan 19 | sec.gov |
| Lombard Works & Co. | Other Banking and Financial Services | Seattle | WA | $941,840 | $941,840 | 1 | Jan 19 | sec.gov |
| North Texas Renal Management, LLC | Other Health Care | Dallas | TX | $807,545 | $1,384,362 | 3 | Jan 19 | sec.gov |
| Hill Country 1 Series, a Series of Bigger Texas Vacation Rental LLC | Commercial | Friendswood | TX | $700,000 | $5,000,000 | 9 | Jan 19 | sec.gov |
| Issio Solutions, Inc. | Other Technology | Concord | CA | $684,995 | $2,000,000 | 6 | Jan 19 | sec.gov |
| Center at Centerplace, LLC | Other Health Care | Colorado Springs | CO | $612,500 | $1,200,000 | 17 | Jan 19 | sec.gov |
| Bonside Series LLC | Other | Chicago | IL | $500,000 | $500,000 | 13 | Jan 19 | sec.gov |
| NOTICE NINJA INC. | Other Technology | New Smyrna Beach | FL | $500,000 | $500,000 | 1 | Jan 19 | sec.gov |
| Center at Rock Creek, LLC | Other Health Care | Colorado Springs | CO | $480,000 | $500,000 | 11 | Jan 19 | sec.gov |
| Thylacine Biotherapeutics Inc | Biotechnology | Miami Beach | FL | $476,000 | $1,000,000 | 13 | Jan 19 | sec.gov |
| Center at Zaragoza, LLC | Other Health Care | Colorado Springs | CO | $431,250 | $1,500,000 | 13 | Jan 19 | sec.gov |
| Par Club of Florida, Inc. (amended) | Other Real Estate | Village Of Golf | FL | $408,000 | $2,244,000 | 12 | Jan 19 | sec.gov |
| KW G Shoreline REIT, LLC | REITS and Finance | Beverly Hills | CA | $201,000 | $375,000 | 67 | Jan 19 | sec.gov |
| Motion Grazer AI, Inc. | Other Technology | East Lansing | MI | $125,000 | $125,000 | 2 | Jan 19 | sec.gov |
| CASA Partners IX Holdings LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| Ready Capital Subsidiary REIT II, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 19 | sec.gov |
| North Texas Renal Management II LLC | Other Health Care | Dallas | TX | $84,600 | $112,800 | 2 | Jan 19 | sec.gov |
| DW Burlingame III Holdings, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| DW RT Venture REIT, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| DW Burlingame I REIT, LLC | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 19 | sec.gov |
| Adams Street Holdco LLC | REITS and Finance | Boston | MA | $56,000 | $125,000 | 56 | Jan 19 | sec.gov |
| 160 Riverside Boulevard, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 19 | sec.gov |
| 140 Riverside Boulevard, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 19 | sec.gov |
| 92-40 Queens Boulevard, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 19 | sec.gov |
| Trustless Privacy, Inc. | Other Technology | Oakland | CA | $30,000 | $3,500,000 | 1 | Jan 19 | sec.gov |
| EARTHEN INC. | Other Technology | Chandler | AZ | $10,500 | $500,000 | 2 | Jan 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $10,012 | Indefinite | 1 | Jan 19 | sec.gov |
| North Texas Renal Management III LLC | Other Health Care | Dallas | TX | $46 | $91 | 1 | Jan 19 | sec.gov |
| NetZylo Inc. | Other Technology | Boca Raton | FL | $0 | $3,000,000 | 0 | Jan 19 | sec.gov |
| SDH2023 Inc. | Other Technology | Boston | MA | $0 | Indefinite | 0 | Jan 19 | sec.gov |
| Virtuous AI, Inc. | Other Technology | Los Gatos | CA | $0 | $100,000 | 1 | Jan 19 | sec.gov |
| Capstone Growth REIT, LLC | REITS and Finance | Cedar Park | TX | $0 | $50,000,000 | 0 | Jan 19 | sec.gov |
| I Love Cotton Candy LLC | Other | New York | NY | $0 | $12,000,000 | 0 | Jan 19 | sec.gov |
| Cottage Play Ltd Liability Co | Other | New York | NY | $0 | $6,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC (amended) | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| P/E Capital DAO LLC | Other | Jackson | WY | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Jan 19 | sec.gov |
| Vario Bakers Place LLC | Residential | Madison | WI | $0 | $3,000,000 | 0 | Jan 19 | sec.gov |
| Kuveraa Investments LLC | Investing | Bellaire | TX | $0 | $10,000,000 | 0 | Jan 19 | sec.gov |
| TurnCoin Ltd. | Other Technology | Gibraltar | $0 | $70,000,000 | 0 | Jan 19 | sec.gov | |
| Yale-Sweet GY Joint Venture | Oil and Gas | Dallas | TX | $0 | $1,312,500 | 0 | Jan 19 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $1,800,000 | 0 | Jan 19 | sec.gov |
January 20, 2023 · January 18, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.