Data / Form D filings / Jan 18
Form D filings, January 18, 2023: 127 companies raised $1.27 billion
127 operating companies filed a Form D on January 18, 2023, reporting $1.27 billion sold. Largest: CB Parent Holdco, L.P. ($317.5 million), Diversified Residential Portfolio III DST ($139.1 million), NHIT: CLO Trust ($130.2 million). The median filing is $951,887, and 128 pooled investment funds also filed that day.
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- 127Form D filings
- $1.27 billionreported sold
- $951,887median amount sold
- NYmost filings (29)
Most filings by state: NY 29, CA 20, CO 12, FL 11, GA 8. By industry: Other 32, REITS and Finance 30, Other Technology 20, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CB Parent Holdco, L.P. (amended) | Other | New York | NY | $317,527,505 | Indefinite | 57 | Jan 18 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $139,138,753 | $209,327,056 | 227 | Jan 18 | sec.gov |
| NHIT: CLO Trust (amended) | Investing | Boston | MA | $130,240,000 | Indefinite | 7 | Jan 18 | sec.gov |
| Augmented Reality Concepts, Inc. | Other Technology | Syracuse | NY | $103,999,982 | $103,999,982 | 2 | Jan 18 | sec.gov |
| PRAETORIAN GLOBAL, INC. | Other | Coral Gables | FL | $80,259,714 | Indefinite | 1 | Jan 18 | sec.gov |
| Fathom, Inc. (amended) | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 22 | Jan 18 | sec.gov |
| Fathom, Inc. (amended) | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 23 | Jan 18 | sec.gov |
| Fathom, Inc. | Other Technology | Oakland | CA | $46,296,079 | $46,596,083 | 24 | Jan 18 | sec.gov |
| Candy Digital, Inc. | Other Technology | New York | NY | $38,449,997 | $68,188,480 | 14 | Jan 18 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $30,346,861 | $62,589,462 | 75 | Jan 18 | sec.gov |
| Inscripta, Inc. | Biotechnology | Boulder | CO | $27,791,098 | $27,791,098 | 5 | Jan 18 | sec.gov |
| Capacity Bio, Inc. | Pharmaceuticals | Palo Alto | CA | $19,210,937 | $35,329,982 | 13 | Jan 18 | sec.gov |
| Smartrr, Inc. | Other Technology | New York | NY | $17,294,493 | $17,344,493 | 56 | Jan 18 | sec.gov |
| JWCM Heights West, DST (amended) | Other Real Estate | New York | NY | $14,436,866 | $14,882,588 | 40 | Jan 18 | sec.gov |
| Intus Care, Inc. | Other | Providence | RI | $13,084,630 | $23,459,781 | 14 | Jan 18 | sec.gov |
| 1st Deposit & Commerce Bank Inc. (amended) | Other Banking and Financial Services | Peachtree Corners | GA | $12,600,000 | $12,600,000 | 1 | Jan 18 | sec.gov |
| SiPhox Inc. | Other Technology | Burlington | MA | $12,500,000 | $15,000,000 | 44 | Jan 18 | sec.gov |
| Vaya Space, Inc. (amended) | Other Technology | Cocoa | FL | $12,000,000 | $12,000,000 | 0 | Jan 18 | sec.gov |
| AMUN-RA VENTURES INC. | Other | Miami | FL | $11,404,999 | $11,404,999 | 17 | Jan 18 | sec.gov |
| Integrated Care Partners, Inc. | Other Health Care | Denver | CO | $10,999,999 | $10,999,999 | 7 | Jan 18 | sec.gov |
| Rodman Portfolio III, LP | Investing | Wynnewood | PA | $9,768,335 | $9,768,335 | 50 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $9,438,000 | $9,438,000 | 23 | Jan 18 | sec.gov |
| 605 Coal LLC | Coal Mining | Washington | UT | $8,523,364 | $8,523,364 | 152 | Jan 18 | sec.gov |
| CREtelligent Inc. | Other Technology | Gold River | CA | $7,073,330 | $17,158,563 | 4 | Jan 18 | sec.gov |
| SCM Investment Holdings, LLC | Other Real Estate | Deatsville | AL | $6,697,000 | $6,697,000 | 65 | Jan 18 | sec.gov |
| Bambu Systems, LLC | Other Banking and Financial Services | Memphis | TN | $6,370,000 | $35,000,000 | 1 | Jan 18 | sec.gov |
| SOUTHSTAR CAPITAL LLC (amended) | Other Banking and Financial Services | Mount Pleasant | SC | $6,136,508 | Indefinite | 8 | Jan 18 | sec.gov |
| Mars Energy Holdco, LLC | Business Services | Fremont | CA | $6,000,000 | Indefinite | 12 | Jan 18 | sec.gov |
| InDevR, Inc. | Biotechnology | Boulder | CO | $5,999,975 | $9,000,000 | 3 | Jan 18 | sec.gov |
| Vertical Insure, Inc. | Other Banking and Financial Services | Minneapolis | MN | $5,893,478 | $5,893,478 | 14 | Jan 18 | sec.gov |
| Q5ID, Inc. (amended) | Other | Hillsboro | OR | $5,386,412 | Indefinite | 21 | Jan 18 | sec.gov |
| Ottometric, Inc. | Other Technology | Waltham | MA | $4,875,559 | $4,875,559 | 14 | Jan 18 | sec.gov |
| Inscripta, Inc. | Biotechnology | Boulder | CO | $4,399,977 | $4,399,977 | 4 | Jan 18 | sec.gov |
| Island Club SPV JV LLC | Commercial | Coral Gables | FL | $4,215,000 | $4,215,000 | 27 | Jan 18 | sec.gov |
| Uniauto Holdings, Inc. | Other | Henderson | NV | $4,176,470 | $4,176,470 | 6 | Jan 18 | sec.gov |
| Runamok Maple, LLC | Manufacturing | Fairfax | VT | $3,205,000 | $4,500,000 | 14 | Jan 18 | sec.gov |
| Slatewell, Inc. | Other Technology | Brooklyn | NY | $3,000,000 | $3,250,000 | 2 | Jan 18 | sec.gov |
| Roundtable Entertainment Holdings, Inc. (amended) | Other | Santa Monica | CA | $2,660,250 | $10,000,000 | 17 | Jan 18 | sec.gov |
| Huntley Ridge Partners LLC | Commercial | Mount Pleasant | SC | $2,540,000 | $2,540,000 | 20 | Jan 18 | sec.gov |
| Better Management Holdings, LLC | Other Health Care | New York | NY | $2,500,000 | $2,500,000 | 18 | Jan 18 | sec.gov |
| Eureka Bridgewater, LLC | Residential | Prosper | TX | $2,450,000 | $4,000,000 | 28 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $2,222,000 | $2,222,000 | 18 | Jan 18 | sec.gov |
| CCV-Censys-2022 LLC | Other | Auburn | AL | $1,741,612 | $1,741,612 | 55 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $1,738,000 | $1,738,000 | 9 | Jan 18 | sec.gov |
| DEEPLOOK, INC. | Other Health Care | New Haven | CT | $1,535,366 | $1,535,366 | 37 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $1,500,000 | $1,500,000 | 1 | Jan 18 | sec.gov |
| US KIDNEY RESEARCH Corp | Other Health Care | Roseville | CA | $1,500,000 | $1,500,000 | 0 | Jan 18 | sec.gov |
| Balmaghie Beverage Group Inc. (amended) | Other | Slippery Rock | PA | $1,400,000 | $1,400,000 | 13 | Jan 18 | sec.gov |
| CH-AFH I/Atlanta Moreland REIT, L.L.C. | REITS and Finance | Dallas | TX | $1,375,000 | $1,375,000 | 125 | Jan 18 | sec.gov |
| InfraSight Software Corp (amended) | Other Technology | Huntersville | NC | $1,165,000 | $1,500,000 | 12 | Jan 18 | sec.gov |
| Transcend Software & Technology Solutions, LLC | Other Technology | Clarkston | MI | $1,000,000 | $1,000,000 | 1 | Jan 18 | sec.gov |
| Crash Pad, Inc. (amended) | Lodging and Conventions | Denver | CO | $903,774 | $10,520,000 | 5 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $750,000 | $750,000 | 2 | Jan 18 | sec.gov |
| Smith Medical Holdings Inc. (amended) | Other Health Care | Palm Coast | FL | $675,000 | $8,500,000 | 16 | Jan 18 | sec.gov |
| Kalo Gold Corp. | Other | Vancouver | $595,920 | $595,920 | 1 | Jan 18 | sec.gov | |
| Alpex Capital, LLC | Investing | San Francisco | CA | $580,000 | $580,000 | 18 | Jan 18 | sec.gov |
| BentallGreenOak US IV Industrial Co-Investment REIT, LLC | REITS and Finance | New York | NY | $500,000 | $500,000 | 125 | Jan 18 | sec.gov |
| Plainfield Impact Partners LLC | Other | New York | NY | $424,190 | $1,000,000 | 4 | Jan 18 | sec.gov |
| Hoplark, LLC | Other | Boulder | CO | $400,000 | $400,000 | 2 | Jan 18 | sec.gov |
| TapeDeck, Inc. (amended) | Other | Tigard | OR | $400,000 | $1,000,000 | 4 | Jan 18 | sec.gov |
| B2Digital, Inc. | Other | Tampa | FL | $335,000 | $335,000 | 1 | Jan 18 | sec.gov |
| Mawson Infrastructure Group Inc. | Other Technology | North Sydney Nsw | $326,959 | $326,959 | 4 | Jan 18 | sec.gov | |
| ForgiveCo PBC Inc (amended) | Other | Fort Collins | CO | $325,000 | $325,000 | 2 | Jan 18 | sec.gov |
| Novineer, Inc. | Other Technology | Daytona Beach | FL | $275,000 | $650,000 | 2 | Jan 18 | sec.gov |
| CCV-StoryFit-2022 LLC | Other | Auburn | AL | $223,500 | $223,500 | 11 | Jan 18 | sec.gov |
| Acorn, LLC | Other Technology | Boston | MA | $150,000 | $2,500,000 | 2 | Jan 18 | sec.gov |
| Curative Biotechnology Inc | Pharmaceuticals | Boca Raton | FL | $146,000 | $919,000 | 11 | Jan 18 | sec.gov |
| T-C S-T REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Columbus REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Sophia REIT, L.L.C. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| BVF-V Sophia REIT, L.L.C. | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| RLF IV REIT, LLC | REITS and Finance | Annapolis | MD | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Peachtree Strategic Opportunity Fund REIT, LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Central Logistics Park REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Austin Tuscany REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Eastmark REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Frisco Logistics Center TX REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Lake Park REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Manor Downs REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Mesquite Airport REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Mesquite III REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Nashville Airport East REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| North Dade REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Northern Parkway REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| OACC Land Venture REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical I REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical II REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Old Augusta Vertical III REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| Palm Beach Airport REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| SunPort REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| SunPort REIT II, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| 7007 W. INDIAN SCHOOL RD. (PHOENIX) HOLDINGS, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| CIM Urban Income Investments Parallel - 2 REIT, LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 18 | sec.gov |
| bioProtonics, Inc. | Other | Santa Barbara | CA | $108,900 | $108,900 | 3 | Jan 18 | sec.gov |
| Ra Protocol, Inc. | Other Technology | Miami | FL | $100,000 | $1,000,000 | 1 | Jan 18 | sec.gov |
| Fraser Mackenzie Accelerator Corp. | Other | Toronto | $89,412 | $89,412 | 4 | Jan 18 | sec.gov | |
| Fuss Brands Corp. (amended) | Other | New York | NY | $78,000 | $3,000,000 | 5 | Jan 18 | sec.gov |
| AFF V REIT, LLC | REITS and Finance | Atlanta | GA | $76,000 | $125,000 | 76 | Jan 18 | sec.gov |
| Brandcil Inc. (amended) | Other Technology | Patterson | CA | $75,000 | Indefinite | 3 | Jan 18 | sec.gov |
| Gateway Home & Auto Insurance Agency LLC | Insurance | Newtown Square | PA | $47,400 | $300,000 | 41 | Jan 18 | sec.gov |
| ALKALINE WATER Co INC | Retailing | Scottsdale | AZ | $40,000 | $40,000 | 1 | Jan 18 | sec.gov |
| ResClub LLC | Commercial | Palm Beach Gardens | FL | $11,300 | $7,000,000 | 7 | Jan 18 | sec.gov |
| UFUND Capital I LLC | Other Real Estate | Austin | TX | $0 | $25,000,000 | 0 | Jan 18 | sec.gov |
| HF Overland LLC | Residential | Indianapolis | IN | $0 | $1,538,000 | 0 | Jan 18 | sec.gov |
| AssetMonk Investments LLC | Other Real Estate | Lewes | DE | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $8,631,695 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $7,098,787 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $12,497,028 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $968,769 | 0 | Jan 18 | sec.gov |
| MARTIN MCELROY INC. | Other | Temecula | CA | $0 | $2,750,100 | 0 | Jan 18 | sec.gov |
| CCV-ModuleQ-2022 LLC | Other | Auburn | AL | $0 | $418,000 | 17 | Jan 18 | sec.gov |
| Haven Fund II LLC | Other Real Estate | Bonita Springs | FL | $0 | $50,000,000 | 0 | Jan 18 | sec.gov |
| MPC GA 2023 MY5, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| Divergent Capital Fund II, LLC | Commercial | Rochester | MI | $0 | $25,000,000 | 0 | Jan 18 | sec.gov |
| DHC Eagle LLC | Commercial | Plymouth | MI | $0 | $17,500,000 | 0 | Jan 18 | sec.gov |
| Lands Hospitality, LLC | Restaurants | San Francisco | CA | $0 | $1,450,000 | 0 | Jan 18 | sec.gov |
| Virtuous AI, Inc. | Other Technology | Los Gatos | CA | $0 | $800,000 | 2 | Jan 18 | sec.gov |
| Kiln Holdings, Inc. | Other | Lehi | UT | $0 | $8,500,000 | 0 | Jan 18 | sec.gov |
| Liquidity One Holdings LTD | Other Technology | Al Maryah Island | $0 | $5,000,000 | 0 | Jan 18 | sec.gov | |
| Divergent Capital Fund II, LLC | Commercial | Rochester | MI | $0 | $20,000,000 | 0 | Jan 18 | sec.gov |
| Generational Wealth Fund, LLC (amended) | Other | Atlanta | GA | $0 | $40,000,000 | 0 | Jan 18 | sec.gov |
| America First Energy Fund I LLC | Oil and Gas | San Antonio | TX | $0 | Indefinite | 0 | Jan 18 | sec.gov |
| Artemis Opportunistic Debt & Equity Fund II, LLC | REITS and Finance | Phoenix | AZ | $0 | $200,000,000 | 0 | Jan 18 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $225,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Retailing | Atlanta | GA | $0 | $2,500,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Residential | Atlanta | GA | $0 | $5,000,000 | 0 | Jan 18 | sec.gov |
| FirstChoice Capital, Inc. | Business Services | Atlanta | GA | $0 | $1,500,000 | 0 | Jan 18 | sec.gov |
January 19, 2023 · January 17, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.