Data / Form D filings / Jan 20
Form D filings, January 20, 2023: 130 companies raised $1.74 billion
130 operating companies filed a Form D on January 20, 2023, reporting $1.74 billion sold. Largest: First Mode Holdings, Inc. ($1.18 billion), Human Interest Inc. ($62 million), Americana Lakewood VI LLC ($56 million). The median filing is $715,000, and 198 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 130Form D filings
- $1.74 billionreported sold
- $715,000median amount sold
- NYmost filings (37)
Most filings by state: NY 37, TX 16, CA 14, CO 9, FL 6. By industry: REITS and Finance 32, Other 22, Other Technology 20, Oil and Gas 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| First Mode Holdings, Inc. | Other Energy | Seattle | WA | $1,184,000,000 | $1,184,000,000 | 1 | Jan 20 | sec.gov |
| Human Interest Inc. | Other Technology | San Francisco | CA | $62,000,000 | $100,000,000 | 14 | Jan 20 | sec.gov |
| Americana Lakewood VI LLC | Residential | Golden | CO | $56,000,000 | $56,000,000 | 362 | Jan 20 | sec.gov |
| Global One Bancshares, Inc. (amended) | Commercial Banking | Houston | TX | $35,860,000 | $35,860,000 | 153 | Jan 20 | sec.gov |
| PBS Biotech, Inc. | Biotechnology | Camarillo | CA | $34,706,776 | $34,706,776 | 3 | Jan 20 | sec.gov |
| NWX Apartments LLC | Residential | Bozeman | MT | $33,450,000 | $36,500,000 | 68 | Jan 20 | sec.gov |
| DELOITTE CONSULTING LLP | Other | New York | NY | $28,880,799 | Indefinite | 372 | Jan 20 | sec.gov |
| DELOITTE CONSULTING LLP (amended) | Other | New York | NY | $22,991,167 | Indefinite | 283 | Jan 20 | sec.gov |
| Vivere Associates, L.P. | Commercial | Blue Bell | PA | $21,000,000 | $21,000,000 | 121 | Jan 20 | sec.gov |
| Quilt Holdco, Inc. (amended) | Other Technology | New York | NY | $20,000,000 | $20,000,000 | 1 | Jan 20 | sec.gov |
| Pagaya Technologies Ltd. | Other Technology | Tel-Aviv | $17,463,445 | $17,463,445 | 42 | Jan 20 | sec.gov | |
| BSP Holdco Co LLC | Business Services | Seattle | WA | $16,000,000 | Indefinite | 10 | Jan 20 | sec.gov |
| TaxBit, Inc. | Other Technology | Draper | UT | $15,610,357 | $15,610,357 | 45 | Jan 20 | sec.gov |
| Belli Welli, Inc. | Retailing | West Hollywood | CA | $15,393,200 | $15,393,200 | 33 | Jan 20 | sec.gov |
| DELOITTE & TOUCHE LLP | Other | New York | NY | $13,827,343 | Indefinite | 230 | Jan 20 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $12,802,613 | $16,070,000 | 206 | Jan 20 | sec.gov |
| Otemanu Ashley Farms Investors LLC (amended) | Other Real Estate | Miramar Beach | FL | $10,715,000 | $11,000,000 | 82 | Jan 20 | sec.gov |
| Deloitte Tax LLP | Other | New York | NY | $10,396,959 | Indefinite | 153 | Jan 20 | sec.gov |
| Deloitte Tax LLP (amended) | Other | New York | NY | $10,378,739 | Indefinite | 155 | Jan 20 | sec.gov |
| DELOITTE & TOUCHE LLP (amended) | Other | New York | NY | $9,419,683 | Indefinite | 181 | Jan 20 | sec.gov |
| Censinet, Inc. | Other Technology | Boston | MA | $9,000,000 | $9,000,000 | 9 | Jan 20 | sec.gov |
| Deloitte LLP | Other | New York | NY | $6,033,064 | Indefinite | 101 | Jan 20 | sec.gov |
| Remitly Global, Inc. | Other Technology | Seattle | WA | $5,760,512 | $6,827,969 | 4 | Jan 20 | sec.gov |
| Monaco Parkway Apartments VII LLC | Residential | Golden | CO | $5,700,000 | $5,700,000 | 82 | Jan 20 | sec.gov |
| Deloitte LLP (amended) | Other | New York | NY | $5,117,881 | Indefinite | 95 | Jan 20 | sec.gov |
| G150-223 LLC | Airlines and Airports | Easton | MD | $4,600,000 | $4,600,000 | 2 | Jan 20 | sec.gov |
| RepeatMD, Inc. | Other Technology | Houston | TX | $4,210,000 | $6,310,000 | 4 | Jan 20 | sec.gov |
| FactorFund-Note-2022 LLC | Other | Auburn | AL | $4,000,000 | $4,000,000 | 14 | Jan 20 | sec.gov |
| Shuttle Pharmaceuticals Holdings, Inc. | Pharmaceuticals | Rockville | MD | $4,000,000 | $4,000,000 | 1 | Jan 20 | sec.gov |
| Woodford Horizontal Project 58, LLC | Oil and Gas | Dallas | TX | $3,750,000 | $3,750,000 | 1 | Jan 20 | sec.gov |
| Jefferson Investments VII LLC | Residential | Golden | CO | $3,300,000 | $3,300,000 | 38 | Jan 20 | sec.gov |
| 55 Resort Sidecar Fund I, LLC | Residential | Fort Collins | CO | $3,300,000 | $25,000,000 | 9 | Jan 20 | sec.gov |
| Chisel Labs, Inc. | Other Technology | Los Altos | CA | $3,299,997 | $3,300,000 | 8 | Jan 20 | sec.gov |
| Deloitte Touche Tohmatsu Services, LLC (amended) | Other | New York | NY | $2,741,484 | $2,741,484 | 28 | Jan 20 | sec.gov |
| MAYFAIR GOLD CORP. | Other | Vancouver | $2,561,628 | $2,561,628 | 0 | Jan 20 | sec.gov | |
| Deloitte Touche Tohmatsu Services, LLC | Other | New York | NY | $2,316,053 | $2,316,053 | 28 | Jan 20 | sec.gov |
| PRDS Holdings, LLC | Other | New York | NY | $2,300,000 | $2,300,000 | 10 | Jan 20 | sec.gov |
| Noble Gas Systems Inc. (amended) | Manufacturing | Novi | MI | $2,250,000 | $5,000,000 | 1 | Jan 20 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $2,197,526 | $2,197,526 | 22 | Jan 20 | sec.gov |
| Malbon Golf, Inc. | Retailing | Los Angeles | CA | $2,095,100 | $2,095,100 | 1 | Jan 20 | sec.gov |
| Everfund Inc. | Other Technology | Chicago | IL | $2,056,464 | $2,214,964 | 24 | Jan 20 | sec.gov |
| Strategy Risks Corp. (amended) | Other | New York | NY | $2,000,000 | $2,000,000 | 1 | Jan 20 | sec.gov |
| PerkCity, Inc. | Other Technology | Orem | UT | $1,750,000 | $1,750,000 | 6 | Jan 20 | sec.gov |
| Deloitte Financial Advisory Services LLP | Other | New York | NY | $1,740,067 | Indefinite | 23 | Jan 20 | sec.gov |
| Assureful, Inc. | Insurance | Spokane | WA | $1,500,000 | $2,500,000 | 2 | Jan 20 | sec.gov |
| Deloitte Financial Advisory Services LLP (amended) | Other | New York | NY | $1,497,314 | Indefinite | 18 | Jan 20 | sec.gov |
| 12607 MIKROS LLC | Commercial | Murfreesboro | TN | $1,370,000 | $1,600,000 | 25 | Jan 20 | sec.gov |
| Woodford Horizontal Project 56, LLC | Oil and Gas | Dallas | TX | $1,065,000 | $1,065,000 | 12 | Jan 20 | sec.gov |
| Integrated Physicians Management Services, LLC | Business Services | Hartford | CT | $1,041,600 | Indefinite | 10 | Jan 20 | sec.gov |
| 210 ST PAUL LOWER REIT LLC | REITS and Finance | Dallas | TX | $1,000,000 | $1,000,000 | 125 | Jan 20 | sec.gov |
| VistaPath Biosystems, Inc. | Other Technology | Cambridge | MA | $1,000,000 | $4,000,000 | 1 | Jan 20 | sec.gov |
| COMPETITIVE WEDGE, LLC | Other Technology | Grand Rapids | MI | $903,670 | $5,250,000 | 10 | Jan 20 | sec.gov |
| HRA Austin Investments LLC | Residential | Miami Beach | FL | $800,000 | $3,000,000 | 6 | Jan 20 | sec.gov |
| ELLIE LANE CAPITAL LLC | Business Services | Coronado | CA | $800,000 | $800,000 | 10 | Jan 20 | sec.gov |
| Woodford Horizontal Project 55, LLC | Oil and Gas | Dallas | TX | $750,000 | $750,000 | 3 | Jan 20 | sec.gov |
| Case Brenda Darlene | Manufacturing | Ooltewah | TN | $715,000 | $715,000 | 2 | Jan 20 | sec.gov |
| Case Robert Edward | Manufacturing | Ooltewah | TN | $715,000 | $715,000 | 2 | Jan 20 | sec.gov |
| Woodford Horizontal Project 53 LLC | Oil and Gas | Dallas | TX | $690,000 | $690,000 | 9 | Jan 20 | sec.gov |
| Woodford Horizontal Project 57, LLC | Oil and Gas | Dallas | TX | $640,625 | $640,625 | 6 | Jan 20 | sec.gov |
| Gi Property 59 LLC | Other Real Estate | Beverly Hills | CA | $619,500 | $619,500 | 13 | Jan 20 | sec.gov |
| CCV-MemberHub-2021 LLC | Other | Auburn | AL | $596,862 | $596,862 | 31 | Jan 20 | sec.gov |
| Gi Property 62 LLC | Other Real Estate | Beverly Hills | CA | $581,515 | $581,515 | 28 | Jan 20 | sec.gov |
| Woodford Horizontal Project 54, LLC | Oil and Gas | Dallas | TX | $550,000 | $550,000 | 6 | Jan 20 | sec.gov |
| ExperienceNow, Inc. | Retailing | La Jolla | CA | $525,000 | $525,000 | 3 | Jan 20 | sec.gov |
| CCV-Dashbot-2022 LLC | Other | Auburn | AL | $427,050 | $427,050 | 20 | Jan 20 | sec.gov |
| Core SVA Master REIT II, LLC | REITS and Finance | Chicago | IL | $375,000 | $375,000 | 125 | Jan 20 | sec.gov |
| Blue Horizon Capital LLC | Other | Weddington | NC | $315,842 | $600,000 | 7 | Jan 20 | sec.gov |
| Photon Vault Inc. | Other Energy | San Ramon | CA | $300,000 | Indefinite | 3 | Jan 20 | sec.gov |
| Hopkins Riverclub LLC | Other Real Estate | Meridian | ID | $300,000 | $300,000 | 5 | Jan 20 | sec.gov |
| Gi Property 57 LLC | Other Real Estate | Beverly Hills | CA | $277,390 | $277,390 | 13 | Jan 20 | sec.gov |
| CCV-Myota-2021 LLC | Other | Auburn | AL | $267,500 | $267,500 | 20 | Jan 20 | sec.gov |
| AMORPHEX THERAPEUTICS HOLDINGS INC. | Pharmaceuticals | Andover | MA | $265,000 | $265,000 | 13 | Jan 20 | sec.gov |
| SFR CROWN JEWEL MASTER REIT LLC | REITS and Finance | Dallas | TX | $250,000 | $250,000 | 125 | Jan 20 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $230,000 | $230,000 | 1 | Jan 20 | sec.gov |
| SOUTH 15 STREET APARTMENTS LLC (amended) | Construction | Baton Rouge | LA | $202,000 | $300,000 | 16 | Jan 20 | sec.gov |
| Chimney Trail Co | Other | Windsor | CO | $190,000 | $190,000 | 2 | Jan 20 | sec.gov |
| Blockpass (BVI) Ltd | Other Technology | London | $125,000 | $5,000,000 | 1 | Jan 20 | sec.gov | |
| WILLIAM WARREN GROUP SELF STORAGE INCOME FUND REIT, LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| DG Industrial Portfolio VII REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Greenville Investor REIT I, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| USRPI Legacy REIT, Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| WEST FALLS APARTMENT REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| WEST FALLS RETAIL REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| ROCKWOOD MULTIFAMILY PARTNERS FEEDER REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| 25 WATER HOLDINGS, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| 390 INTERLOCKEN BREIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| RB 28 Drydock LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| RB One Capstan LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Core SVA Sub REIT 4, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| STACK Infrastructure USA III, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| STACK Portland Holdings REIT LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| CP 100 Congress Investors LLC | REITS and Finance | Washington | DC | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Artemis Fund IV REIT, LLC | REITS and Finance | Chevy Chase | MD | $125,000 | $125,000 | 125 | Jan 20 | sec.gov |
| Revo Zero Corp | Manufacturing | Herndon | VA | $100,000 | $2,000,000 | 1 | Jan 20 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Jan 20 | sec.gov |
| Aesir Technologies, Inc. | Other Technology | Joplin | MO | $100,000 | $5,000,000 | 1 | Jan 20 | sec.gov |
| Flewber Global Inc. | Airlines and Airports | New York | NY | $100,000 | $500,000 | 1 | Jan 20 | sec.gov |
| RXR MHE REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR MTF Hamilton Green REIT Unit 240 Hamilton LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR MTF Hamilton Green REIT Unit 7 Cottage LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR One East River REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR One Sutton REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| RXR Two Sutton REIT LLC | REITS and Finance | Uniondale | NY | $91,000 | $125,000 | 91 | Jan 20 | sec.gov |
| Sovereign Edge Solutions, LLC | Other Technology | St. Louis | MO | $80,000 | $7,200,000 | 2 | Jan 20 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $79,730 | $100,000,000 | 0 | Jan 20 | sec.gov |
| DW Burlingame III REIT, LLC (amended) | REITS and Finance | San Francisco | CA | $67,000 | $125,000 | 67 | Jan 20 | sec.gov |
| Promethean Holdings Inc. | Insurance | Conshohocken | PA | $55,000 | $2,000,000 | 2 | Jan 20 | sec.gov |
| Mazzella Holding Company, Inc. | Manufacturing | Cleveland | OH | $50,000 | $50,000 | 2 | Jan 20 | sec.gov |
| 1080 Amsterdam Avenue, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 20 | sec.gov |
| Cunningham Heights, Inc. | REITS and Finance | New York | NY | $46,000 | $125,000 | 46 | Jan 20 | sec.gov |
| MP 7, Inc. | REITS and Finance | New York | NY | $44,000 | $125,000 | 44 | Jan 20 | sec.gov |
| Sofi Newby Joint Venture | Oil and Gas | Prosper | TX | $0 | $450,000 | 0 | Jan 20 | sec.gov |
| HH Secondary Fund LLC | Investing | New York | NY | $0 | Indefinite | 0 | Jan 20 | sec.gov |
| HSRE BTR REIT LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 20 | sec.gov |
| BVK HSRE REIT IIA LLC | REITS and Finance | Chicago | IL | $0 | $125,000 | 0 | Jan 20 | sec.gov |
| Snowbird Spirits, LLC | Manufacturing | Winter Haven | FL | $0 | $1,750,000 | 0 | Jan 20 | sec.gov |
| Five Lakes Capital LLC | Commercial | Phoenix | AZ | $0 | $10,000,000 | 0 | Jan 20 | sec.gov |
| East Coast Apartment LLC | Investing | Dunwoody | GA | $0 | $13,600,000 | 0 | Jan 20 | sec.gov |
| Headwaters Minerals IV, LP | Oil and Gas | Midland | TX | $0 | $60,000,000 | 0 | Jan 20 | sec.gov |
| 25 HOLLADAY INVESTMENTS, LLC | Commercial | Denver | CO | $0 | $575,000 | 7 | Jan 20 | sec.gov |
| Legacy Title, LLC | Other Real Estate | Plano | TX | $0 | $200,000 | 0 | Jan 20 | sec.gov |
| 333 Hedges, LLC | Commercial | San Antonio | TX | $0 | $3,000,000 | 15 | Jan 20 | sec.gov |
| ProFund I LLC | REITS and Finance | Marietta | GA | $0 | Indefinite | 0 | Jan 20 | sec.gov |
| LSC-Vancouver WA, DST | Residential | Radnor | PA | $0 | $29,520,000 | 0 | Jan 20 | sec.gov |
| NFT Rewards Biz | Other Technology | Port Orange | FL | $0 | $5,000,000 | 0 | Jan 20 | sec.gov |
| Penn Towers Investors LLC | Commercial | Pittsburg | PA | $0 | $900,000 | 0 | Jan 20 | sec.gov |
| Moxie Exchange, LLC | Other Technology | Fort Collins | CO | $0 | $500,000 | 0 | Jan 20 | sec.gov |
| SynerAI Corp | Other | White Plains | NY | $0 | $1,294,456 | 0 | Jan 20 | sec.gov |
| Perpetual Altruism ltd | Other Technology | London | $0 | $5,000,000 | 0 | Jan 20 | sec.gov | |
| Emmaus Life Sciences, Inc. | Pharmaceuticals | Torrance | CA | $0 | $34,000,000 | 3 | Jan 20 | sec.gov |
January 23, 2023 · January 19, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.