Data / Form D filings / Jan 23
Form D filings, January 23, 2023: 78 companies raised $16.93 billion
78 operating companies filed a Form D on January 23, 2023, reporting $16.93 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.58 billion), Nationwide PPVUL Separate Account - 6 ($4.56 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $1.5 million, and 98 pooled investment funds also filed that day.
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- 78Form D filings
- $16.93 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, OH 8, NY 7, TX 6, NC 4. By industry: Other 19, Other Technology 14, Other Real Estate 8, Insurance 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,579,028,793 | Indefinite | 450 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,556,927,112 | Indefinite | 24 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $340,755,953 | Indefinite | 72 | Jan 23 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,198 | Indefinite | 4 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $44,146,476 | Indefinite | 2 | Jan 23 | sec.gov |
| Paytient Technologies, Inc. | Other | Columbia | MO | $32,849,990 | $35,499,988 | 7 | Jan 23 | sec.gov |
| Madison Capital Group LLC (amended) | Commercial | Charlotte | NC | $23,343,750 | $50,000,000 | 35 | Jan 23 | sec.gov |
| Eckard Exploration & Production, LLC (amended) | Oil and Gas | Allen | TX | $21,174,036 | $35,000,000 | 65 | Jan 23 | sec.gov |
| TMG Services Group LLC | Other | Chicago | IL | $21,000,000 | $21,000,000 | 3 | Jan 23 | sec.gov |
| Paytient Technologies, Inc. | Other | Columbia | MO | $17,199,988 | $17,199,992 | 10 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $16,803,259 | Indefinite | 7 | Jan 23 | sec.gov |
| Mytee, LLC | Manufacturing | Littleton | CO | $15,720,161 | $20,000,000 | 51 | Jan 23 | sec.gov |
| Cadence Group, Inc. | Other | New York | NY | $12,499,982 | $12,499,982 | 17 | Jan 23 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series II (amended) | Other Real Estate | New Orleans | LA | $10,059,060 | $10,059,060 | 1 | Jan 23 | sec.gov |
| BitOoda Holdings Inc. | Other | Siasconset | MA | $10,000,000 | $10,000,000 | 44 | Jan 23 | sec.gov |
| Morphoceuticals, Inc. | Biotechnology | Marblehead | MA | $9,820,000 | $9,820,000 | 3 | Jan 23 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,135 | Indefinite | 6 | Jan 23 | sec.gov |
| VCP Tyler, LLC | Commercial | Dallas | TX | $7,870,000 | $8,400,000 | 75 | Jan 23 | sec.gov |
| GOOSE CREEK DEVELOPMENT MFTH LLC | Other Real Estate | Jericho | NY | $6,074,500 | $6,074,500 | 33 | Jan 23 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series I (amended) | Other Real Estate | New Orleans | LA | $5,940,940 | $5,940,940 | 1 | Jan 23 | sec.gov |
| MoonPay Inc | Other Banking and Financial Services | Miami | FL | $5,678,231 | $5,678,231 | 2 | Jan 23 | sec.gov |
| Coverself Inc (amended) | Other Technology | San Francisco | CA | $5,450,024 | $5,680,024 | 31 | Jan 23 | sec.gov |
| LovePop, Inc. | Other | Boston | MA | $5,036,645 | $15,636,630 | 6 | Jan 23 | sec.gov |
| Architect Financial Technologies Inc. | Other Technology | Chicago | IL | $5,000,000 | $5,000,000 | 20 | Jan 23 | sec.gov |
| Blocktorch Inc. | Other Technology | Dover | DE | $3,983,503 | $4,333,504 | 9 | Jan 23 | sec.gov |
| HyreCar Inc. | Other Technology | Los Angeles | CA | $3,798,200 | $12,687,088 | 4 | Jan 23 | sec.gov |
| CAMBIUM ENTERPRISES, LLC | Other | Traverse City | MI | $3,780,000 | Indefinite | 7 | Jan 23 | sec.gov |
| Starboard Richland Investors LLC | Other | Irvine | CA | $3,000,000 | $3,000,000 | 9 | Jan 23 | sec.gov |
| OS1 Holdings, Inc. | Other Health Care | Hoover | AL | $2,537,927 | $5,000,107 | 26 | Jan 23 | sec.gov |
| Fireweed Metals Corp. | Other | Vancouver | $1,795,860 | $1,795,860 | 1 | Jan 23 | sec.gov | |
| AUTOMOTIVE CREDIT CORP | Other Banking and Financial Services | Southfield | MI | $1,578,000 | $15,000,000 | 5 | Jan 23 | sec.gov |
| Adwerx, Inc. | Other Technology | Durham | NC | $1,536,683 | $1,536,683 | 2 | Jan 23 | sec.gov |
| Harris Energy Group West Riverside Prospect | Oil and Gas | Dallas | TX | $1,503,560 | $2,232,000 | 13 | Jan 23 | sec.gov |
| FastLane Labs Inc | Other | Los Angelas | CA | $1,501,000 | $2,500,000 | 1 | Jan 23 | sec.gov |
| M&P Gastronomy Inc. | Restaurants | Menlo Park | CA | $1,350,000 | Indefinite | 3 | Jan 23 | sec.gov |
| Adwerx, Inc. | Other Technology | Durham | NC | $1,286,001 | $3,000,000 | 8 | Jan 23 | sec.gov |
| Berry Capital Management II, LLC | Agriculture | Brevard | NC | $1,285,000 | $2,500,000 | 15 | Jan 23 | sec.gov |
| Green Energy Private Opportunity SPV, LLC | Oil and Gas | Stuart | FL | $1,200,000 | $2,000,000 | 2 | Jan 23 | sec.gov |
| MP Investment Club XP SPV1 LP (amended) | Other Technology | Upper Saddle River | NJ | $1,187,500 | Indefinite | 26 | Jan 23 | sec.gov |
| Lucas Valley Road LLC | Residential | Saline | MI | $1,100,000 | $6,000,000 | 9 | Jan 23 | sec.gov |
| Vernafund D LLC (amended) | Commercial | Dallas | TX | $897,207 | $5,000,000 | 13 | Jan 23 | sec.gov |
| PARKERVISION INC | Telecommunications | Jacksonville | FL | $835,000 | $835,000 | 5 | Jan 23 | sec.gov |
| CFN Enterprises Inc. | Other Technology | Whitefish | MT | $800,000 | $800,000 | 5 | Jan 23 | sec.gov |
| Pershing Ventures (amended) | Other | Cheyenne | WY | $600,000 | $600,000 | 4 | Jan 23 | sec.gov |
| HyperSciences, Inc. (amended) | Other Technology | Spokane | WA | $551,299 | $2,500,000 | 10 | Jan 23 | sec.gov |
| ItList Creator Labs, Inc. (amended) | Other Technology | Los Angeles | CA | $530,000 | $750,000 | 31 | Jan 23 | sec.gov |
| PATIENT Co | Other Technology | Scottsdale | AZ | $499,500 | $499,500 | 4 | Jan 23 | sec.gov |
| US NPL 2 L.P. | Other Real Estate | New York | NY | $450,000 | $5,210,000 | 6 | Jan 23 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $426,072 | $426,072 | 3 | Jan 23 | sec.gov | |
| Vitro Biopharma, Inc. | Biotechnology | Denver | CO | $405,000 | $405,000 | 5 | Jan 23 | sec.gov |
| XOStem Biosciences Ltd. | Other | Irvine | CA | $350,000 | $700,000 | 3 | Jan 23 | sec.gov |
| SCRE Barton QOF, LLC | Other Real Estate | Buffalo | NY | $300,000 | $4,000,000 | 2 | Jan 23 | sec.gov |
| Equity Metals Corp | Other | Vancouver | $257,660 | $644,151 | 22 | Jan 23 | sec.gov | |
| EIP-RC Ashland REIT, LLC | REITS and Finance | New York | NY | $250,000 | $250,000 | 125 | Jan 23 | sec.gov |
| Pet Metrics, Inc. | Other Technology | Oakland | CA | $200,000 | $1,000,000 | 1 | Jan 23 | sec.gov |
| Harel Mill Creek VAF REIT LP | REITS and Finance | Ramat Gan | $125,000 | $125,000 | 125 | Jan 23 | sec.gov | |
| Harel MSP Portfolio REIT LP | REITS and Finance | Ramat Gan | $125,000 | $125,000 | 125 | Jan 23 | sec.gov | |
| California Ethanol Power, LLC | Other Energy | Brawley | CA | $125,000 | $125,000 | 2 | Jan 23 | sec.gov |
| JGABRIEL VENTURES LLC | Investing | New York | NY | $100,000 | $1,000,000 | 2 | Jan 23 | sec.gov |
| Cash Flow Crescendo, LLC | Commercial | Salt Lake City | UT | $75,000 | $1,300,000 | 1 | Jan 23 | sec.gov |
| OWB Holdings Inc | Manufacturing | San Francisco | CA | $50,000 | $500,000 | 1 | Jan 23 | sec.gov |
| BOWLNOW, INC. | Other | Carlisle | PA | $50,000 | $750,000 | 2 | Jan 23 | sec.gov |
| CareSpan Health, Inc. | Other Health Care | Vancouver | $50,000 | $87,586 | 1 | Jan 23 | sec.gov | |
| BOWLNOW, INC. | Other | Carlisle | PA | $25,000 | $25,000 | 1 | Jan 23 | sec.gov |
| Stuhini Exploration Ltd. | Other | Vancouver | $16,299 | $28,700 | 2 | Jan 23 | sec.gov | |
| Gander Technologies, Inc. | Other Technology | Denver | CO | $5,000 | $140,000 | 1 | Jan 23 | sec.gov |
| TMG Service Holdings LLC | Other | Chicago | IL | $1,200 | Indefinite | 4 | Jan 23 | sec.gov |
| REI Energy Drilling & Income Fund V, L.P. | Oil and Gas | Richardson | TX | $0 | $5,000,000 | 0 | Jan 23 | sec.gov |
| IDEOLOGY REAL ESTATE INVESTMENT FUND I, LLC | Other Real Estate | Dallas | TX | $0 | $20,000,000 | 0 | Jan 23 | sec.gov |
| Best HML Fund 2 LLC | Other Real Estate | Green Bay | WI | $0 | $50,000,000 | 0 | Jan 23 | sec.gov |
| ExchangeRight Net-Leased Portfolio 61 DST | Commercial | Pasadena | CA | $0 | $62,500,000 | 0 | Jan 23 | sec.gov |
| Xtrudx Technologies, Inc. | Other Technology | Auburn | WA | $0 | $400,000 | 4 | Jan 23 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Jan 23 | sec.gov |
| ASC DENTAL VENTURES LLC | Other Health Care | Wilmington | DE | $0 | $110,000,000 | 0 | Jan 23 | sec.gov |
| Hemptown Organics Corp. | Agriculture | Vancouver | $0 | $1 | 2 | Jan 23 | sec.gov | |
| Pacific Merchants Alliance Inc. | Other | Herndon | VA | $0 | $2,000,000 | 0 | Jan 23 | sec.gov |
| Post Acute Recovery, Inc. | Other Health Care | White Plains | NY | $0 | Indefinite | 0 | Jan 23 | sec.gov |
January 24, 2023 · January 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.