Data / Form D filings / Jan 24
Form D filings, January 24, 2023: 84 companies raised $1.04 billion
84 operating companies filed a Form D on January 24, 2023, reporting $1.04 billion sold. Largest: Circle International Bermuda Ltd ($486.2 million), Tredence Inc. ($161.7 million), Gopher US RE Opportunity Fund II LLC ($63.6 million). The median filing is $1 million, and 105 pooled investment funds also filed that day.
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- 84Form D filings
- $1.04 billionreported sold
- $1 millionmedian amount sold
- NYmost filings (11)
Most filings by state: NY 11, CA 8, MA 7, AL 6, FL 4. By industry: Other 21, Other Technology 15, REITS and Finance 13, Commercial 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Circle International Bermuda Ltd (amended) | Other | Hamilton | $486,245,616 | Indefinite | 80 | Jan 24 | sec.gov | |
| Tredence Inc. | Other Technology | San Jose | CA | $161,688,723 | $175,000,001 | 1 | Jan 24 | sec.gov |
| Gopher US RE Opportunity Fund II LLC (amended) | Commercial | New York | NY | $63,600,000 | Indefinite | 10 | Jan 24 | sec.gov |
| Clarus Super Holdco, LLC | Other | Fort Worth | TX | $61,916,605 | $61,916,605 | 20 | Jan 24 | sec.gov |
| Shem Creek Capital Fund VI LLC (amended) | REITS and Finance | Wellesley | MA | $44,625,000 | Indefinite | 54 | Jan 24 | sec.gov |
| Palm River Center Partners, LLC | Commercial | Birmingham | AL | $23,400,000 | $23,400,000 | 2 | Jan 24 | sec.gov |
| ISQ HAWKEYE HOLDINGS, L.P. | Environmental Services | Miami | FL | $18,131,732 | Indefinite | 22 | Jan 24 | sec.gov |
| Artists Writers & Artisans, Inc. (amended) | Other | New York | NY | $15,624,996 | $18,999,995 | 7 | Jan 24 | sec.gov |
| Inflow Holdings, Inc. | Other Technology | London | $13,571,773 | $13,571,773 | 12 | Jan 24 | sec.gov | |
| Glowbar, Inc. | Other | New York | NY | $12,124,333 | $12,124,333 | 33 | Jan 24 | sec.gov |
| COZIF Textile Apartments, LLC (amended) | Other Real Estate | New Orleans | LA | $11,857,341 | $11,857,341 | 1 | Jan 24 | sec.gov |
| Taylor County Solar Investments LLC | Other Real Estate | Las Vegas | NV | $9,643,685 | $9,673,685 | 41 | Jan 24 | sec.gov |
| OVERLAND ENERGY PARTNERS V, LLC | Oil and Gas | Denver | CO | $9,620,000 | $40,000,000 | 19 | Jan 24 | sec.gov |
| Knopp Sub Investments LLC | Investing | Pittsburgh | PA | $8,853,600 | $10,200,000 | 19 | Jan 24 | sec.gov |
| MADRONA LABS HOLDINGS V, LLC | Investing | Seattle | WA | $8,386,622 | $12,000,000 | 1 | Jan 24 | sec.gov |
| Kastle BioPartners LP | Other | Boca Raton | FL | $7,312,000 | $30,000,000 | 7 | Jan 24 | sec.gov |
| Warden Global, Inc. | Other Technology | Chevy Chase | MD | $6,972,996 | $7,600,000 | 24 | Jan 24 | sec.gov |
| Capture6 Corp | Other Technology | Berkeley | CA | $6,255,000 | Indefinite | 39 | Jan 24 | sec.gov |
| Ain't No Mo Broadway Ltd Liability Co (amended) | Other | New York | NY | $5,696,583 | $6,000,000 | 10 | Jan 24 | sec.gov |
| Pre Health Technology, Inc. | Other Health Care | Newton | MA | $5,100,000 | $7,100,000 | 31 | Jan 24 | sec.gov |
| Tall Pines Property Owner, LLC | Commercial | Delray Beach | FL | $5,000,000 | $5,000,000 | 16 | Jan 24 | sec.gov |
| C-Combinator, A Public Benefit Corp | Other | Boston | MA | $4,965,000 | $7,000,000 | 10 | Jan 24 | sec.gov |
| MingsBings Inc. | Other | Natick | MA | $4,849,997 | Indefinite | 14 | Jan 24 | sec.gov |
| Rhino Labs, Inc. | Other Banking and Financial Services | New York | NY | $4,500,000 | $15,000,000 | 5 | Jan 24 | sec.gov |
| Cove Multifamily Income Fund 28, LLC (amended) | Commercial | Torrance | CA | $4,409,188 | $100,000,000 | 38 | Jan 24 | sec.gov |
| StorageVault Canada Inc. | Other | Toronto | $3,516,910 | $3,516,910 | 2 | Jan 24 | sec.gov | |
| GIGA TRONICS INC | Other | Scottsdale | AZ | $3,300,000 | $3,300,000 | 2 | Jan 24 | sec.gov |
| 1765 Broadway LLC | Residential | San Francisco | CA | $2,700,000 | Indefinite | 3 | Jan 24 | sec.gov |
| OS1 Holdings, Inc. (amended) | Other Health Care | Hoover | AL | $2,537,927 | $5,000,107 | 26 | Jan 24 | sec.gov |
| Enjoy Every Sandwich Ltd Liability Co | Other | New York | NY | $2,525,000 | $2,525,000 | 34 | Jan 24 | sec.gov |
| Hamlet Inc./DE | Other Technology | Orinda | CA | $2,500,000 | $2,500,000 | 21 | Jan 24 | sec.gov |
| 305 Kenneth Welch Fund LLC | Other | Boston | MA | $2,264,492 | $2,264,492 | 21 | Jan 24 | sec.gov |
| Agilis Park Fund III, LP | Other Real Estate | Ashland | VA | $2,030,000 | $20,000,000 | 9 | Jan 24 | sec.gov |
| Corporate America Credit Union (amended) | Other Banking and Financial Services | Irondale | AL | $1,600,000 | $100,000,000 | 24 | Jan 24 | sec.gov |
| 1Bluejay Corp dbu 1Tradewell (amended) | Commercial | Taguig City | $1,464,000 | $2,000,000 | 11 | Jan 24 | sec.gov | |
| Shift4 Payments, Inc. | Other Technology | Allentown | PA | $1,194,490 | $1,194,490 | 8 | Jan 24 | sec.gov |
| Byonyks Medical Devices, Inc. | Biotechnology | Itasca | IL | $1,000,000 | Indefinite | 3 | Jan 24 | sec.gov |
| Galaxy REIT LLC (amended) | REITS and Finance | Boca Raton | FL | $1,000,000 | $1,000,000 | 125 | Jan 24 | sec.gov |
| CREC PV BD LLC (amended) | Commercial | Columbus | OH | $985,000 | $8,000,000 | 11 | Jan 24 | sec.gov |
| CREC PV BD LLC | Commercial | Columbus | OH | $985,000 | $8,000,000 | 11 | Jan 24 | sec.gov |
| Blue Copper Resources Corp. (amended) | Other | Golden | CO | $867,500 | Indefinite | 13 | Jan 24 | sec.gov |
| CyberDome Opportunity Fund, LP | Other Technology | Clarksville | IN | $800,000 | $22,400,000 | 1 | Jan 24 | sec.gov |
| Lorien Finance, Inc. | Other | New York | NY | $754,979 | $1,500,000 | 26 | Jan 24 | sec.gov |
| Z LOAN & INVESTMENT INC | REITS and Finance | South Lake Tahoe | CA | $610,000 | $610,000 | 7 | Jan 24 | sec.gov |
| MprooV Corp | Other Technology | Santa Monica | CA | $478,006 | $1,000,000 | 11 | Jan 24 | sec.gov |
| CCV-Tomahawk-2021 LLC | Other | Auburn | AL | $400,000 | $400,000 | 19 | Jan 24 | sec.gov |
| BIOPOLY, LLC | Biotechnology | Fort Wayne | IN | $300,000 | $7,000,000 | 4 | Jan 24 | sec.gov |
| CCV-TenantBase-2021 LLC | Other | Auburn | AL | $289,000 | $289,000 | 12 | Jan 24 | sec.gov |
| HUGE Play Inc. | Other | Barrington | RI | $270,000 | $500,000 | 9 | Jan 24 | sec.gov |
| AZJAH25 LLC | Business Services | Scottsdale | AZ | $250,000 | $865,227 | 4 | Jan 24 | sec.gov |
| Count Your Kernels, LLC | Other | New York | NY | $200,000 | $260,000 | 8 | Jan 24 | sec.gov |
| ShatterBox, LLC | Business Services | Oxford | MS | $135,000 | $1,500,000 | 3 | Jan 24 | sec.gov |
| ULF CAROLINA TEXAS HOLDINGS REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| MAINSTAY NORTH CAROLINA HOLDINGS REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| Sampension Timber REIT, LLC | REITS and Finance | Denmark | $125,000 | $125,000 | 125 | Jan 24 | sec.gov | |
| FPA CORE PLUS TRUST V | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| HGIT 3401 Empire Ave REIT II LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| HGIT 3401 Empire Ave REIT I LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| CP Oakshadow REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| CPREF II REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| Schroder Flexible Secured Income REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| Healthlease U.S., Inc. | REITS and Finance | Toledo | OH | $125,000 | $125,000 | 125 | Jan 24 | sec.gov |
| MADRONA LABS HOLDINGS V-A, LLC | Investing | Seattle | WA | $113,378 | $12,000,000 | 1 | Jan 24 | sec.gov |
| Avadain, Inc. | Manufacturing | Eads | TN | $100,000 | $3,600,000 | 4 | Jan 24 | sec.gov |
| Healthcoin exchange, Inc, a North carolina corp | Other Technology | Concord | NC | $80,000 | $4,000,000 | 0 | Jan 24 | sec.gov |
| CCV-Klearly-2021 LLC | Other | Auburn | AL | $67,500 | $67,500 | 4 | Jan 24 | sec.gov |
| Mentor Park Investor Group LLC (amended) | Commercial | Mentor | OH | $50,000 | $1,800,000 | 1 | Jan 24 | sec.gov |
| Fueled, Inc. | Other Technology | Denver | CO | $20,000 | $1,000,000 | 1 | Jan 24 | sec.gov |
| MISSION READY SOLUTIONS INC | Other | Vancouver | $16,886 | $193,114 | 1 | Jan 24 | sec.gov | |
| GONNAMAKEIT INC. | Other Technology | Lewes | DE | $10,000 | $2,000,000 | 1 | Jan 24 | sec.gov |
| Future Fund Advisors LLC | Investing | Chicago | IL | $10,000 | $5,000,000 | 1 | Jan 24 | sec.gov |
| INDESIGN LLC | Other | Indianapolis | IN | $10,000 | $10,000 | 1 | Jan 24 | sec.gov |
| ATI AIRTEST TECHNOLOGIES INC | Energy Conservation | Delta | $5,231 | $5,231 | 1 | Jan 24 | sec.gov | |
| OnPoint Knee, Inc. | Other Health Care | Bedford | MA | $35 | Indefinite | 0 | Jan 24 | sec.gov |
| OnPoint Surgical, Inc. | Other Health Care | Bedford | MA | $16 | Indefinite | 0 | Jan 24 | sec.gov |
| Cunat Exchange VI DST | Residential | Mchenry | IL | $0 | $30,827,500 | 0 | Jan 24 | sec.gov |
| MPC FED 2023 Energy Fund I, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 24 | sec.gov |
| Seneca Capital Partners, LLC | Commercial | Lake Geneva | WI | $0 | $2,125,000 | 0 | Jan 24 | sec.gov |
| St Petersburg 101 LLC | Commercial | Sheridan | WY | $0 | $15,000,000 | 0 | Jan 24 | sec.gov |
| PM-ORDR, INC. | Other Technology | Seattle | WA | $0 | $1,000,000 | 0 | Jan 24 | sec.gov |
| CTRL Systems, Inc. | Other Technology | Westminster | MD | $0 | $2,000,000 | 0 | Jan 24 | sec.gov |
| Yale Crude Joint Venture | Oil and Gas | Frisco | TX | $0 | $1,312,500 | 0 | Jan 24 | sec.gov |
| MP Investment Club Mezz 9 LP | Other Technology | Upper Saddle River | NJ | $0 | Indefinite | 0 | Jan 24 | sec.gov |
| MP Investment Club LS Fund 8 LP | Other Technology | Upper Saddle River | NJ | $0 | Indefinite | 0 | Jan 24 | sec.gov |
January 25, 2023 · January 23, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.