Data / Form D filings / Aug 9
Form D filings, August 9, 2023: 80 companies raised $512.8 million
80 operating companies filed a Form D on August 9, 2023, reporting $512.8 million sold. Largest: Prana Realty Co I ($86.4 million), JLLX Ardenwood II, DST ($34.7 million), NexPoint Storage IV DST ($31.8 million). The median filing is $1.8 million, and 130 pooled investment funds also filed that day.
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- 80Form D filings
- $512.8 millionreported sold
- $1.8 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, NY 11, TX 9, FL 6, AZ 4. By industry: Other 22, Other Technology 15, Commercial 8, Other Health Care 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prana Realty Co I (amended) | REITS and Finance | San Francisco | CA | $86,356,049 | Indefinite | 252 | Aug 9 | sec.gov |
| JLLX Ardenwood II, DST (amended) | Other Real Estate | Chicago | IL | $34,652,956 | $56,724,512 | 59 | Aug 9 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $31,773,132 | $70,344,106 | 107 | Aug 9 | sec.gov |
| AIP-Barco Holdings, LLC | Other | Wayne | PA | $31,150,000 | $31,150,000 | 7 | Aug 9 | sec.gov |
| Trove Recommerce, Inc. | Retailing | Brisbane | CA | $29,336,385 | $32,065,972 | 10 | Aug 9 | sec.gov |
| CC PropCo JV LLC | Residential | Miami | FL | $26,315,790 | $26,315,790 | 2 | Aug 9 | sec.gov |
| Forte Biosciences, Inc. | Biotechnology | Dallas | TX | $25,009,981 | $25,009,981 | 27 | Aug 9 | sec.gov |
| Figur8, Inc. | Other | Boston | MA | $24,566,788 | $24,566,788 | 18 | Aug 9 | sec.gov |
| Recovery Sports, LLC (amended) | Other | Beverly Hills | CA | $23,347,765 | $30,000,000 | 74 | Aug 9 | sec.gov |
| JLLX Ardenwood I, DST (amended) | Other Real Estate | Chicago | IL | $20,892,640 | $32,754,881 | 59 | Aug 9 | sec.gov |
| Climateplan Inc. | Other | San Francisco | CA | $18,793,110 | $18,793,110 | 48 | Aug 9 | sec.gov |
| CVG LINQ at South Mountain LLC | Residential | Scottsdale | AZ | $15,700,000 | $15,700,000 | 65 | Aug 9 | sec.gov |
| Diamond Ridge Group LLC | Commercial | Wilmington | DE | $12,505,000 | $12,505,000 | 67 | Aug 9 | sec.gov |
| Brooklyn Basin OZ LLC | Other Real Estate | Seattle | WA | $10,318,984 | $10,318,984 | 34 | Aug 9 | sec.gov |
| TCD 255 GATX Industrial Investment LP | Commercial | Boston | MA | $9,810,000 | $58,000,000 | 46 | Aug 9 | sec.gov |
| Legacy Living Green Township Real Estate, LLC (amended) | Other Health Care | Indianapolis | IN | $9,650,000 | Indefinite | 77 | Aug 9 | sec.gov |
| CF Pearland Multifamily DST | Residential | New York | NY | $8,887,598 | $22,025,000 | 18 | Aug 9 | sec.gov |
| Rutherford Boynton, DST | Commercial | Los Gatos | CA | $8,550,118 | $9,092,000 | 3 | Aug 9 | sec.gov |
| Lone Star Precast Investments, LLC (amended) | Commercial | Fort Worth | TX | $6,898,000 | $7,600,000 | 92 | Aug 9 | sec.gov |
| Data Vault Holdings Inc. (amended) | Other Technology | New York | NY | $5,097,176 | $50,000,000 | 65 | Aug 9 | sec.gov |
| Thrivable Inc. | Other | Bedford | OH | $4,900,002 | $6,300,000 | 5 | Aug 9 | sec.gov |
| Fernway Holdings LLC | Other | Northampton | MA | $4,832,539 | $4,832,539 | 79 | Aug 9 | sec.gov |
| AVION UAV Inc. | Other | San Francisco | CA | $4,729,998 | $4,729,998 | 8 | Aug 9 | sec.gov |
| Gleamery Inc. | Other | Portland | OR | $4,499,998 | $4,499,998 | 2 | Aug 9 | sec.gov |
| TruLite Health, Inc. | Other Health Care | Tempe | AZ | $4,059,802 | $7,000,000 | 25 | Aug 9 | sec.gov |
| BB Investor Group 3 LLC | Other | New York | NY | $3,500,000 | $8,000,000 | 8 | Aug 9 | sec.gov |
| AIN Ventures Fund I LP (amended) | Investing | New York | NY | $3,425,821 | $50,000,000 | 23 | Aug 9 | sec.gov |
| Gritwell Inc. | Other Health Care | San Francisco | CA | $2,984,360 | $3,000,000 | 14 | Aug 9 | sec.gov |
| HoundDog.ai, Inc. | Other Technology | San Francisco | CA | $2,899,996 | $2,899,996 | 6 | Aug 9 | sec.gov |
| 1484 Holdings I LLC | Commercial | Sugar Land | TX | $2,824,904 | $3,500,000 | 18 | Aug 9 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $2,750,000 | $2,750,000 | 2 | Aug 9 | sec.gov |
| Riverside Real Estate Capital LLC | Investing | Fort Myers | FL | $2,626,000 | $20,000,000 | 11 | Aug 9 | sec.gov |
| Favo Capital, Inc. | Other Banking and Financial Services | Westbury | NY | $2,500,000 | Indefinite | 1 | Aug 9 | sec.gov |
| Spectrum Effect, Inc. | Other Technology | Bellevue | WA | $1,917,000 | $2,000,000 | 22 | Aug 9 | sec.gov |
| Runebook, Inc. | Other Technology | San Francisco | CA | $1,899,999 | $2,000,000 | 2 | Aug 9 | sec.gov |
| Coach Jones, LLC | Other | Mount Pleasant | TX | $1,837,500 | $1,837,500 | 29 | Aug 9 | sec.gov |
| Crio Inc. | Other Health Care | Boston | MA | $1,800,005 | $1,800,005 | 9 | Aug 9 | sec.gov |
| MUINZER S21, LLC | Other Real Estate | Lafayette | IN | $1,625,000 | $1,625,000 | 23 | Aug 9 | sec.gov |
| Encore TopCo, LLC | Other Technology | Indianapolis | IN | $1,600,000 | $1,600,000 | 1 | Aug 9 | sec.gov |
| Beverly Lenders, LLC | REITS and Finance | Issaquah | WA | $1,560,000 | $3,900,000 | 4 | Aug 9 | sec.gov |
| CETV Now Media LLC | Other | Phoenix | AZ | $1,500,000 | $1,500,000 | 7 | Aug 9 | sec.gov |
| Walacor Corp (amended) | Business Services | Bethesda | MD | $1,466,000 | $3,000,000 | 14 | Aug 9 | sec.gov |
| Z LOAN & INVESTMENT INC | REITS and Finance | South Lake Tahoe | CA | $1,310,000 | $1,310,000 | 5 | Aug 9 | sec.gov |
| BAYES HQ, INC. | Other Technology | San Francisco | CA | $1,084,997 | $2,284,996 | 4 | Aug 9 | sec.gov |
| Foundation Surgical Group, Inc. (amended) | Other Health Care | Bradenton | FL | $1,000,000 | $3,000,000 | 1 | Aug 9 | sec.gov |
| SR Investment Fund, LLC | Other | Payette | ID | $1,000,000 | $5,000,000 | 1 | Aug 9 | sec.gov |
| OnCore Golf Technology, Inc. | Other | Buffalo | NY | $1,000,000 | $5,000,000 | 1 | Aug 9 | sec.gov |
| Biopharmaceutical Research Co | Other Technology | Castroville | CA | $676,065 | $676,065 | 1 | Aug 9 | sec.gov |
| Saltworks Solutions, Inc. | Other Technology | Kennesaw | GA | $610,000 | Indefinite | 12 | Aug 9 | sec.gov |
| Vata7, Inc. (amended) | Other Technology | Spokane | WA | $591,000 | $591,000 | 16 | Aug 9 | sec.gov |
| LNJ Group, LLC | Other | Garden City | NY | $590,000 | $5,000,000 | 1 | Aug 9 | sec.gov |
| Azora Therapeutics, Inc. | Pharmaceuticals | Encino | CA | $581,449 | $596,426 | 11 | Aug 9 | sec.gov |
| Taplytics Inc. | Other Technology | Toronto | $542,813 | $542,813 | 11 | Aug 9 | sec.gov | |
| GreenPortfolio Inc. (amended) | Other Technology | New York | NY | $336,000 | $1,000,000 | 12 | Aug 9 | sec.gov |
| Monetary Metals & Co. | Other | Scottsdale | AZ | $293,200 | $5,000,000 | 3 | Aug 9 | sec.gov |
| Zimmi's NYC LLC | Restaurants | New York | NY | $271,000 | $800,000 | 9 | Aug 9 | sec.gov |
| SFL PropCo I Manager LLC | Residential | Miami | FL | $250,000 | $250,000 | 1 | Aug 9 | sec.gov |
| Gaingels Orchard 2023 LLC | Other | Burlington | VT | $225,181 | $225,181 | 30 | Aug 9 | sec.gov |
| GSH Capitol Heights Domestic Funding, LLC | Residential | Clawson | MI | $202,000 | $4,000,000 | 16 | Aug 9 | sec.gov |
| Tidal Flight, Inc. | Manufacturing | Suffolk | VA | $150,000 | Indefinite | 1 | Aug 9 | sec.gov |
| InstantData, Inc. | Other Technology | Austin | TX | $120,500 | $120,500 | 2 | Aug 9 | sec.gov |
| Crown Shamrock #5 Joint Venture (2023) | Oil and Gas | Carrollton | TX | $113,750 | $6,006,000 | 2 | Aug 9 | sec.gov |
| Westgen Technologies Inc. | Other Technology | Calgary | $111,830 | $111,830 | 1 | Aug 9 | sec.gov | |
| SOUTHERN SKY BRANDS, LLC | Other Health Care | Jackson | MS | $99,992 | $2,674,498 | 1 | Aug 9 | sec.gov |
| MadeInUSA.com LLC | Retailing | Leesburg | FL | $60,000 | $5,000,000 | 1 | Aug 9 | sec.gov |
| ADVOCATE SOUTHWEST AMBULATORY SURGERY CENTER, L.L.C. (amended) | Other Health Care | Tinley Park | IL | $60,000 | $82,500 | 3 | Aug 9 | sec.gov |
| SalesLeverage Corp | Other Technology | Dacula | GA | $50,000 | $500,000 | 1 | Aug 9 | sec.gov |
| Legacy Rising LLC (amended) | Other | Pompano Beach | FL | $50,000 | Indefinite | 2 | Aug 9 | sec.gov |
| Iambic Inc. | Other Technology | New York | NY | $30,000 | Indefinite | 1 | Aug 9 | sec.gov |
| Renalis Health, Inc. | Other | Cleveland | OH | $25,000 | $500,000 | 10 | Aug 9 | sec.gov |
| Piraeus Medical, Inc. | Other Health Care | Rochester | MN | $3,108 | $3,108 | 2 | Aug 9 | sec.gov |
| 11 Kendall Venture LLC | Other Real Estate | San Antonio | TX | $0 | $2,800,000 | 0 | Aug 9 | sec.gov |
| Opal Hotel Fund III, LLC | Commercial | Raleigh | NC | $0 | $25,000,000 | 0 | Aug 9 | sec.gov |
| Big Top Productions Ltd Liability Co | Other | New York | NY | $0 | $25,000,000 | 0 | Aug 9 | sec.gov |
| Hartford Place LLC | Commercial | Sheridan | WY | $0 | $1,100,000 | 0 | Aug 9 | sec.gov |
| Talbot Quimby LLC | Residential | Birmingham | MI | $0 | $2,600,000 | 0 | Aug 9 | sec.gov |
| Ayana StayKeepers LLC (amended) | Commercial | Plano | TX | $0 | $1,000,000 | 0 | Aug 9 | sec.gov |
| Hydrinity, LLC | Other | Monroe | LA | $0 | $484,471 | 0 | Aug 9 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbriand | $0 | $2,000,019 | 7 | Aug 9 | sec.gov | |
| HICKMAN, WILLIAMS & CO | Other | Cincinnati | OH | $0 | $249,978 | 0 | Aug 9 | sec.gov |
August 10, 2023 · August 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.