Data / Form D filings / Aug 10
Form D filings, August 10, 2023: 81 companies raised $1.11 billion
81 operating companies filed a Form D on August 10, 2023, reporting $1.11 billion sold. Largest: NorthPoint Industrial Fund VI, L.P. ($323.9 million), AIREX Portfolio VI DST ($272.2 million), ADARx Pharmaceuticals, Inc. ($200 million). The median filing is $1.5 million, and 112 pooled investment funds also filed that day.
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- 81Form D filings
- $1.11 billionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, TX 7, NY 7, FL 7, MN 5. By industry: Other 20, Other Technology 19, Other Real Estate 11, Biotechnology 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NorthPoint Industrial Fund VI, L.P. (amended) | Other Real Estate | Kansas City | MO | $323,855,000 | $500,000,000 | 168 | Aug 10 | sec.gov |
| AIREX Portfolio VI DST (amended) | Other Real Estate | Denver | CO | $272,182,171 | $348,484,848 | 112 | Aug 10 | sec.gov |
| ADARx Pharmaceuticals, Inc. | Biotechnology | San Diego | CA | $200,000,012 | $200,000,012 | 28 | Aug 10 | sec.gov |
| KAWP Holdings, L.P. | Other Travel | Mount Kisco | NY | $70,703,800 | $70,703,800 | 34 | Aug 10 | sec.gov |
| AEI NET LEASE PORTFOLIO 21 DST (amended) | Commercial | St. Paul | MN | $27,575,000 | $27,575,000 | 42 | Aug 10 | sec.gov |
| Kernel Foods, Inc. | Other | New York | NY | $27,374,832 | $35,999,998 | 49 | Aug 10 | sec.gov |
| Remedy Plan, Inc. | Biotechnology | Gaithersburg | MD | $19,069,387 | $19,579,386 | 22 | Aug 10 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $16,162,017 | $69,424,166 | 36 | Aug 10 | sec.gov |
| Stitch Money Corp | Other Technology | Cape Town | $14,974,759 | $14,974,759 | 13 | Aug 10 | sec.gov | |
| Phospholutions, Inc. | Environmental Services | State College | PA | $14,653,950 | $15,653,948 | 10 | Aug 10 | sec.gov |
| Elicit Research, PBC | Other Technology | Oakland | CA | $11,000,000 | $11,000,000 | 6 | Aug 10 | sec.gov |
| Syrna Therapeutics, Inc. | Biotechnology | Del Mar | CA | $10,884,674 | $10,884,674 | 3 | Aug 10 | sec.gov |
| RevOpsis Therapeutics, Inc. | Biotechnology | Springfield | IL | $7,895,004 | $7,895,004 | 36 | Aug 10 | sec.gov |
| ALCHEMIST MINING Inc | Other | Vancouver | $6,814,080 | $6,814,080 | 2 | Aug 10 | sec.gov | |
| CRA-ABQ RSV, LLC | Other Real Estate | Littleton | CO | $6,443,500 | $6,443,500 | 22 | Aug 10 | sec.gov |
| Spinogenix, Inc. | Other Health Care | La Jolla | CA | $5,199,985 | $5,199,985 | 3 | Aug 10 | sec.gov |
| Aulos Bioscience, Inc. | Biotechnology | Larkspur | CA | $5,000,000 | $20,000,000 | 1 | Aug 10 | sec.gov |
| QUALITI, INC. | Other Technology | Lehi | UT | $4,999,994 | $4,999,994 | 13 | Aug 10 | sec.gov |
| Jobright Inc. | Other Technology | Santa Clara | CA | $4,500,000 | $4,500,000 | 3 | Aug 10 | sec.gov |
| CCA PROPERTY INVESTMENTS, LLC | Residential | Denton | TX | $4,469,000 | $5,700,000 | 72 | Aug 10 | sec.gov |
| Longball Capital Inc. | Other | Brooklyn | NY | $4,002,528 | $4,002,528 | 9 | Aug 10 | sec.gov |
| Psy Therapeutics, Inc. (amended) | Pharmaceuticals | Boston | MA | $3,972,115 | $20,400,000 | 10 | Aug 10 | sec.gov |
| Jefferson Enterprise, LLC (amended) | Manufacturing | The Woodlands | TX | $3,515,000 | $9,000,000 | 0 | Aug 10 | sec.gov |
| Jefferson Enterprise, LLC | Manufacturing | The Woodlands | TX | $3,515,000 | $9,000,000 | 0 | Aug 10 | sec.gov |
| Vera AI Inc. | Other Technology | New York | NY | $3,324,999 | $3,324,999 | 17 | Aug 10 | sec.gov |
| iQvcloud, Inc. (amended) | Other Technology | Reno | NV | $3,014,484 | $5,000,000 | 27 | Aug 10 | sec.gov |
| Sports Visio, Inc. | Other Technology | Dunbarton | NH | $3,007,997 | $3,100,000 | 15 | Aug 10 | sec.gov |
| CEREHEALTH CORP (amended) | Other Health Care | Littleton | CO | $2,881,532 | $5,250,000 | 47 | Aug 10 | sec.gov |
| Dracen Pharmaceuticals, Inc. | Biotechnology | San Diego | CA | $2,285,000 | $2,785,000 | 6 | Aug 10 | sec.gov |
| BrainSpace, Inc. (amended) | Other Technology | Woodinville | WA | $2,178,750 | $2,178,750 | 12 | Aug 10 | sec.gov |
| Goldgroup Mining Inc. | Other | Vancouver | $2,160,000 | $2,160,000 | 1 | Aug 10 | sec.gov | |
| Soothe Holdings, LLC | Other Health Care | Santa Rosa | CA | $2,125,000 | $3,625,000 | 3 | Aug 10 | sec.gov |
| Alerje, Inc. | Other Technology | Detroit | MI | $1,930,535 | $2,625,535 | 19 | Aug 10 | sec.gov |
| Cloud Court Inc. | Other Technology | Minneapolis | MN | $1,550,000 | $3,000,000 | 27 | Aug 10 | sec.gov |
| Health Cost IQ Inc. | Other Technology | Chandler | AZ | $1,499,999 | $2,000,000 | 3 | Aug 10 | sec.gov |
| PostProcess Technologies, Inc. | Other Technology | Buffalo | NY | $1,450,250 | $2,200,000 | 10 | Aug 10 | sec.gov |
| Gaingels Rain Neuromorphics 2023 LLC | Other | Burlington | VT | $1,438,000 | $1,438,000 | 72 | Aug 10 | sec.gov |
| LIVEGISTICS, INC. | Other Technology | Detroit | MI | $1,350,000 | $1,500,000 | 3 | Aug 10 | sec.gov |
| BEACON FOUR HOLDINGS LLC | Other Real Estate | Lake Worth | FL | $800,000 | $800,000 | 11 | Aug 10 | sec.gov |
| Find Your Grail On Broadway LLC | Other | New York | NY | $750,000 | $12,000,000 | 1 | Aug 10 | sec.gov |
| OneModel 2023 Series of Geekdom Fund Sidecar Series LLC | Investing | San Antonio | TX | $698,911 | $698,911 | 13 | Aug 10 | sec.gov |
| Legacy Pursuit, LLC | Investing | Chicago | IL | $570,001 | $570,001 | 15 | Aug 10 | sec.gov |
| Generated Health, Inc. | Other | West Chester | PA | $540,000 | $1,000,000 | 4 | Aug 10 | sec.gov |
| 4th Street McAllen TX LLC | Other Real Estate | Lehi | UT | $510,000 | $510,000 | 2 | Aug 10 | sec.gov |
| BData, Inc. | Other Technology | Edina | MN | $500,000 | $750,000 | 2 | Aug 10 | sec.gov |
| JP 5322 Washington LLC | Other Real Estate | Des Plaines | IL | $450,000 | $450,000 | 11 | Aug 10 | sec.gov |
| BIOHARVEST SCIENCES INC. | Other | Vancouver | $344,587 | $344,587 | 2 | Aug 10 | sec.gov | |
| Wheelhouse Games, Inc. | Other | Williston | ND | $340,000 | $1,000,000 | 6 | Aug 10 | sec.gov |
| Tam Tavern Brewing Company, LLC | Restaurants | Richmond | CA | $300,000 | Indefinite | 1 | Aug 10 | sec.gov |
| Nighthawk Gold Corp. | Other | Toronto | $299,520 | $299,520 | 1 | Aug 10 | sec.gov | |
| RS BioTherapeutics Inc. | Pharmaceuticals | Cumberland | MD | $250,000 | $10,000,000 | 1 | Aug 10 | sec.gov |
| FreeFall Aerospace, Inc. | Other Technology | Tucson | AZ | $250,000 | $250,000 | 1 | Aug 10 | sec.gov |
| PARTING STONE, INC. | Other | Santa Fe | NM | $199,983 | $361,312 | 2 | Aug 10 | sec.gov |
| True Wild Distilling Ltd. | Other | Calgary | $188,935 | $188,935 | 1 | Aug 10 | sec.gov | |
| nth venture inc. | Other | Corpus Christi | TX | $170,000 | Indefinite | 2 | Aug 10 | sec.gov |
| Instacash Inc. | Other Technology | Charlotte | NC | $165,400 | $500,000 | 32 | Aug 10 | sec.gov |
| Body English Health & Performance Inc. | Other | Petaluma | CA | $135,000 | Indefinite | 5 | Aug 10 | sec.gov |
| Natural Intelligence Systems, Inc. (amended) | Other Technology | Boise | ID | $106,000 | $4,000,000 | 22 | Aug 10 | sec.gov |
| 69th Regiment Brands, Inc. | Other | Palm Beach Gardens | FL | $100,000 | $3,000,000 | 1 | Aug 10 | sec.gov |
| Spearpoint Resources Co | Oil and Gas | Houston | TX | $97,040 | $15,000,000 | 2 | Aug 10 | sec.gov |
| Goodness Growth Holdings, Inc. | Pharmaceuticals | Minneapolis | MN | $90,625 | $90,625 | 6 | Aug 10 | sec.gov |
| Wide Meadow LLC | Other | Pompano Beach | FL | $65,000 | Indefinite | 1 | Aug 10 | sec.gov |
| Viridian Metals Corp. | Other | Ottawa | $65,000 | $148,572 | 1 | Aug 10 | sec.gov | |
| Retreat RNR, Inc. (amended) | Other | St George | UT | $43,000 | $1,200,000 | 1 | Aug 10 | sec.gov |
| Takeoff Ventures, Inc. | Other Travel | St. Petersburg | FL | $35,000 | $1,000,000 | 1 | Aug 10 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $15,013 | Indefinite | 4 | Aug 10 | sec.gov |
| nth venture inc. | Other | Corpus Christi | TX | $5,000 | Indefinite | 1 | Aug 10 | sec.gov |
| Intelerad Holdings ULC (amended) | Other | Vancouver | $552 | $552 | 7 | Aug 10 | sec.gov | |
| Jobright Inc. | Other Technology | Santa Clara | CA | $100 | $100 | 2 | Aug 10 | sec.gov |
| Enclave Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Aug 10 | sec.gov |
| Enclave Investor II LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Aug 10 | sec.gov |
| NORTHGATE APARTMENT INVESTORS LLC | Other Real Estate | Seattle | WA | $0 | $7,500,000 | 0 | Aug 10 | sec.gov |
| Carl Inc. | Other Banking and Financial Services | New York | NY | $0 | $3,300,000 | 0 | Aug 10 | sec.gov |
| Criterion Grand Prairie, LLC | Commercial | Owasso | OK | $0 | $1,315,000 | 23 | Aug 10 | sec.gov |
| AlphaMcClellan LLC | Residential | San Jose | CA | $0 | $12,000,000 | 0 | Aug 10 | sec.gov |
| AdventHealth Surgery Center Innovation Tower, LLC | Hospitals and Physicians | Orlando | FL | $0 | $1,750,000 | 0 | Aug 10 | sec.gov |
| High Mark Distillery, Inc. | Manufacturing | Reno | NV | $0 | Indefinite | 0 | Aug 10 | sec.gov |
| UC Multifamily Equity I LLC | Residential | San Jose | CA | $0 | $67,000,000 | 0 | Aug 10 | sec.gov |
| 603 SOUTH MARIPOSA QOF, LLC | Other Real Estate | Seattle | WA | $0 | $6,315,000 | 0 | Aug 10 | sec.gov |
| Goodness Growth Holdings, Inc. | Pharmaceuticals | Minneapolis | MN | $0 | $10,000,000 | 2 | Aug 10 | sec.gov |
| Varis, Inc. | Other Technology | Boca Raton | FL | $0 | $29,626,000 | 0 | Aug 10 | sec.gov |
August 11, 2023 · August 9, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.