Data / Form D filings / Aug 11
Form D filings, August 11, 2023: 101 companies raised $2.11 billion
101 operating companies filed a Form D on August 11, 2023, reporting $2.11 billion sold. Largest: NHIT: Investment Grade Securitized Credit Trust ($1.12 billion), Diversified Residential Portfolio III DST ($180 million), Westrock Coffee Co ($118.8 million). The median filing is $2.5 million, and 159 pooled investment funds also filed that day.
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- 101Form D filings
- $2.11 billionreported sold
- $2.5 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 11, TX 10, WA 5, VA 4. By industry: Other 29, Other Technology 16, Other Real Estate 12, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Investment Grade Securitized Credit Trust (amended) | Investing | Boston | MA | $1,116,813,933 | Indefinite | 21 | Aug 11 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $179,992,374 | $209,327,056 | 317 | Aug 11 | sec.gov |
| Westrock Coffee Co | Manufacturing | Little Rock | AR | $118,766,880 | $118,766,880 | 6 | Aug 11 | sec.gov |
| AMP Robotics Corp (amended) | Other Technology | Louisville | CO | $104,205,194 | $104,205,194 | 18 | Aug 11 | sec.gov |
| Color Holdings, L.P. | Other Health Care | King Of Prussia | PA | $90,912,998 | Indefinite | 35 | Aug 11 | sec.gov |
| Vehlo Holdings, LP (amended) | Other | Knoxville | TN | $61,270,768 | Indefinite | 35 | Aug 11 | sec.gov |
| ShiraTronics, Inc (amended) | Biotechnology | Brooklyn Center | MN | $41,689,951 | $42,147,461 | 11 | Aug 11 | sec.gov |
| Adela, Inc. | Biotechnology | Foster City | CA | $28,031,993 | $29,199,991 | 8 | Aug 11 | sec.gov |
| Intellum, Inc. | Other Technology | Atlanta | GA | $25,000,000 | $25,000,000 | 3 | Aug 11 | sec.gov |
| Poseida Therapeutics, Inc. | Biotechnology | San Diego | CA | $24,999,999 | $24,999,999 | 1 | Aug 11 | sec.gov |
| Rapid City 278, LLC | Other Real Estate | Dallas | TX | $22,000,000 | $22,000,000 | 0 | Aug 11 | sec.gov |
| Coinme Holdings Inc. (amended) | Other | Seattle | WA | $20,708,552 | $20,708,552 | 12 | Aug 11 | sec.gov |
| ZILLOW GROUP, INC. | Other Real Estate | Seattle | WA | $20,397,093 | $20,397,093 | 13 | Aug 11 | sec.gov |
| EHI Group Holdings, L.P. | Other Energy | Boston | MA | $19,850,804 | $19,850,804 | 56 | Aug 11 | sec.gov |
| SI VTR MF, LP | Investing | Dallas | TX | $17,000,000 | $17,000,000 | 96 | Aug 11 | sec.gov |
| Seyon Industrial Fund, LLC | Other Real Estate | Boston | MA | $15,700,000 | $40,000,000 | 44 | Aug 11 | sec.gov |
| DNSFilter, Inc. | Other Technology | Washington | DC | $15,000,000 | $15,000,000 | 6 | Aug 11 | sec.gov |
| Corporate Financial Partners LLC (amended) | Other Banking and Financial Services | Laguna Hills | CA | $14,885,461 | Indefinite | 47 | Aug 11 | sec.gov |
| BD Ventures VAC LLC | Investing | Greenwich | CT | $14,000,000 | $15,000,000 | 8 | Aug 11 | sec.gov |
| BCF I HNW Presidio Jones Franklin, LLC | Residential | Greensboro | NC | $13,000,000 | $13,000,000 | 14 | Aug 11 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $12,618,613 | $30,000,000 | 169 | Aug 11 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $10,129,562 | $46,208,179 | 25 | Aug 11 | sec.gov |
| Arpio, Inc. | Other | Cary | NC | $7,977,509 | $8,227,509 | 27 | Aug 11 | sec.gov |
| Golden Hearts Games Inc. | Other | Boston | MA | $5,514,588 | $9,808,379 | 26 | Aug 11 | sec.gov |
| 3 Shacks Capital Partners, LLC | REITS and Finance | Melrose | FL | $5,500,500 | $20,000,000 | 10 | Aug 11 | sec.gov |
| Retail Capital Holdings, LLC | Other Banking and Financial Services | Southfield | MI | $5,050,000 | $5,050,000 | 1 | Aug 11 | sec.gov |
| Nivagen Pharmaceuticals, Inc. | Pharmaceuticals | Sacramento | CA | $5,000,005 | $5,000,005 | 1 | Aug 11 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $5,000,000 | $5,000,000 | 6 | Aug 11 | sec.gov |
| MD Revolution, Inc. | Other | Solana Beach | CA | $4,999,993 | $5,000,000 | 31 | Aug 11 | sec.gov |
| GOFLUX LTD. | Other Technology | Sao Paulo - Sp | $4,911,248 | $8,311,248 | 11 | Aug 11 | sec.gov | |
| WordCollections, Inc. (amended) | Other | New York | NY | $4,874,997 | $4,999,998 | 60 | Aug 11 | sec.gov |
| FarmTogether Golden Orchard LLC | Other Real Estate | Claymont | DE | $4,626,249 | $4,626,249 | 152 | Aug 11 | sec.gov |
| Datagration Solutions Inc. | Other Technology | Houston | TX | $4,425,000 | $11,000,000 | 7 | Aug 11 | sec.gov |
| Duo Oncology Inc. (amended) | Pharmaceuticals | Pittsburgh | PA | $4,250,005 | $4,250,005 | 14 | Aug 11 | sec.gov |
| OLIS INC. | Other Technology | Seattle | WA | $4,124,999 | $4,124,999 | 17 | Aug 11 | sec.gov |
| Decatur Hotel Investment, LLC | Commercial | Huntsville | AL | $4,100,000 | $8,300,000 | 17 | Aug 11 | sec.gov |
| ATROPOS HEALTH INC | Other Health Care | New York | NY | $3,325,314 | $5,000,000 | 8 | Aug 11 | sec.gov |
| Catalina Snacks Inc. | Other Technology | Wilmington | DE | $3,000,000 | $10,000,000 | 1 | Aug 11 | sec.gov |
| Sanara MedTech Inc. | Other Health Care | Fort Worth | TX | $3,000,000 | $3,000,000 | 1 | Aug 11 | sec.gov |
| Mobile Price Card Inc. | Other Technology | Bangor | ME | $2,897,000 | $3,100,000 | 7 | Aug 11 | sec.gov |
| Corporate Financial Income Fund LLC (amended) | Other Banking and Financial Services | Carmel | CA | $2,650,000 | Indefinite | 8 | Aug 11 | sec.gov |
| REAC, LP | Commercial | Grand Island | NE | $2,500,000 | $2,500,000 | 16 | Aug 11 | sec.gov |
| Alef Aeronautics Inc. (amended) | Other Technology | San Mateo | CA | $2,470,486 | $4,999,997 | 14 | Aug 11 | sec.gov |
| IMANI Picayune Partners LLC | Other Real Estate | Washington | DC | $2,427,779 | $2,427,779 | 67 | Aug 11 | sec.gov |
| Better Therapeutics, Inc. | Biotechnology | San Francisco | CA | $2,114,998 | $2,114,998 | 10 | Aug 11 | sec.gov |
| Gerosynth Laboratories, Inc. | Other | Bloomington | MN | $2,035,000 | $2,450,000 | 27 | Aug 11 | sec.gov |
| FlexCold LLC | Other | Charleston | SC | $2,000,000 | $2,000,000 | 9 | Aug 11 | sec.gov |
| Synthetic Solutions Inc. | Other | Brooklyn | NY | $1,875,000 | Indefinite | 8 | Aug 11 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $1,811,010 | $1,811,010 | 7 | Aug 11 | sec.gov |
| Melt Pharmaceuticals, Inc. | Pharmaceuticals | Brentwood | TN | $1,808,970 | $30,000,000 | 37 | Aug 11 | sec.gov |
| 10000, Inc. | Other | San Francisco | CA | $1,685,000 | Indefinite | 1 | Aug 11 | sec.gov |
| DOCUMENSO INC. | Other Technology | San Francisco | CA | $1,539,998 | $1,539,998 | 7 | Aug 11 | sec.gov |
| Juppiomenz, Inc. | Other Technology | Lee'S Summit | MO | $1,499,999 | $1,499,999 | 2 | Aug 11 | sec.gov |
| Woodridge Retail SPE, LLC | Other Real Estate | Irvine | CA | $1,470,000 | $1,470,000 | 2 | Aug 11 | sec.gov |
| Tango-Wolyniec LLC | Other | Katonah | NY | $1,325,000 | $1,325,000 | 13 | Aug 11 | sec.gov |
| Helios ZincFive Partners III, LLC | Investing | Denver | CO | $1,225,000 | $1,225,000 | 9 | Aug 11 | sec.gov |
| BBI Transportation Holdings, LLC | Other | Columbus | OH | $1,200,000 | $1,200,000 | 20 | Aug 11 | sec.gov |
| Grapeman Farm Holdings, LLC | Agriculture | Tampa | FL | $1,000,000 | $13,000,000 | 8 | Aug 11 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $976,965 | $976,965 | 1 | Aug 11 | sec.gov |
| Gaingels AI Fund I LLC | Other | Burlington | VT | $903,800 | $903,800 | 91 | Aug 11 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $701,458 | $701,458 | 1 | Aug 11 | sec.gov |
| Square Enix Holdings Co., Ltd. (amended) | Other | Tokyo | $637,090 | Indefinite | 1 | Aug 11 | sec.gov | |
| HILLVIEW BUSINESS PARK LLC | Commercial | Plano | TX | $615,000 | $3,000,000 | 10 | Aug 11 | sec.gov |
| BBI Truck & Trailer Leasing, LLC | Other | Columbus | OH | $600,000 | $600,000 | 20 | Aug 11 | sec.gov |
| MACE SECURITY INTERNATIONAL INC | Manufacturing | Cleveland | OH | $590,000 | $2,000,000 | 7 | Aug 11 | sec.gov |
| FREEDOM CRE FUND LLC | Commercial | Dallas | TX | $400,000 | $50,000,000 | 3 | Aug 11 | sec.gov |
| VALUENEX,INC. | Other Technology | Palo Alto | CA | $400,000 | $400,000 | 1 | Aug 11 | sec.gov |
| NDA Fund XXXII LLC | Investing | Warrenton | VA | $310,000 | $310,000 | 26 | Aug 11 | sec.gov |
| PetPlate, Inc. | Other | New York | NY | $300,000 | $500,000 | 1 | Aug 11 | sec.gov |
| Behave Foods, Inc. | Other | New York | NY | $259,000 | $2,500,000 | 9 | Aug 11 | sec.gov |
| ALPINE FARMINGTON, LLC | Other Real Estate | Phoenix | AZ | $250,000 | $250,000 | 7 | Aug 11 | sec.gov |
| NovAb, Inc. | Biotechnology | Tucker | GA | $250,000 | $250,000 | 3 | Aug 11 | sec.gov |
| HARVEST INVEST-062, LLC | Investing | Fort Worth | TX | $245,000 | $1,080,000 | 15 | Aug 11 | sec.gov |
| NextGen Circle, LLC (amended) | Health Insurance | San Juan | PR | $200,000 | $2,400,000 | 0 | Aug 11 | sec.gov |
| Westward Gold Inc. | Other | Vancouver | $173,110 | $432,775 | 12 | Aug 11 | sec.gov | |
| PPX Mining Corp. | Other | Toronto | $125,956 | $125,956 | 1 | Aug 11 | sec.gov | |
| Paynuity Corp | Other Banking and Financial Services | Orlando | FL | $105,000 | $15,000,000 | 1 | Aug 11 | sec.gov |
| Taro Finance, Inc. | Other Technology | Seattle | WA | $100,000 | $500,000 | 1 | Aug 11 | sec.gov |
| Focal Technologies, Inc. | Other | Portland | OR | $50,000 | $500,000 | 1 | Aug 11 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Austin | TX | $45,289 | $45,289 | 2 | Aug 11 | sec.gov |
| Whisp Ltd | Other Technology | London | $31,850 | Indefinite | 500000 | Aug 11 | sec.gov | |
| SEP Ventures LLC | Investing | Boulder | CO | $25,003 | $1,000,500 | 1 | Aug 11 | sec.gov |
| Cured & Crisp, Inc. | Other | Takoma Park | MD | $25,000 | $500,000 | 1 | Aug 11 | sec.gov |
| Argoid Analytics, Inc. | Other Technology | San Francisco | CA | $25,000 | $1,997,805 | 1 | Aug 11 | sec.gov |
| Umbral Edge Games LLC | Retailing | Charlottesville | VA | $5,000 | $5,000 | 1 | Aug 11 | sec.gov |
| WPB Retail Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Aug 11 | sec.gov |
| 3 Keys Communities, LLC | Other | Las Vegas | NV | $0 | $17,000,000 | 0 | Aug 11 | sec.gov |
| Woodmere Saddle Creek Investment Group LLC | Commercial | Cincinnati | OH | $0 | $14,000,000 | 0 | Aug 11 | sec.gov |
| CROWDFUNZ 838 LLC. | Other Real Estate | Lic | NY | $0 | $2,200,000 | 0 | Aug 11 | sec.gov |
| Ashton Lira Bryant Luxury Homes, LLC | Other Real Estate | Santa Fe | NM | $0 | $100,000,000 | 0 | Aug 11 | sec.gov |
| NOVATECH FS, INC. | Other Technology | Reno | NV | $0 | $3,000,000 | 0 | Aug 11 | sec.gov |
| Rethink Self Storage Fund, LLC | Commercial | Cocoa Beach | FL | $0 | $5,000,000 | 0 | Aug 11 | sec.gov |
| NE Holdings & Investments, LLC | Other | Ashburn | VA | $0 | Indefinite | 0 | Aug 11 | sec.gov |
| Blackfin F&F Pineville LLC (amended) | Residential | Arlington | VA | $0 | $11,250,000 | 0 | Aug 11 | sec.gov |
| ExchangeRight Net-Leased Portfolio 64 DST | Commercial | Pasadena | CA | $0 | $53,290,000 | 0 | Aug 11 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $0 | $300,000,000 | 0 | Aug 11 | sec.gov |
| PerkinElmer Parent, Inc. (amended) | Other | New York | NY | $0 | Indefinite | 0 | Aug 11 | sec.gov |
| Aspen Parent LLC | Other | Columbia | MD | $0 | Indefinite | 0 | Aug 11 | sec.gov |
| VitalPoint Technologies, Inc. | Biotechnology | Houston | TX | $0 | $300,000 | 0 | Aug 11 | sec.gov |
| NAUTILUS, INC. | Other | Vancouver | WA | $0 | Indefinite | 1 | Aug 11 | sec.gov |
| Ingordo Bloodstock, LLC | Other | Lexington | KY | $0 | $8,400,000 | 0 | Aug 11 | sec.gov |
August 14, 2023 · August 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.