Data / Form D filings / Aug 14
Form D filings, August 14, 2023: 84 companies raised $760.2 million
84 operating companies filed a Form D on August 14, 2023, reporting $760.2 million sold. Largest: UroGen Pharma Ltd. ($120 million), MDS 2023-Shale Development, LP ($107.5 million), pH Beauty Holdings I, Inc. ($73.8 million). The median filing is $2.1 million, and 125 pooled investment funds also filed that day.
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- 84Form D filings
- $760.2 millionreported sold
- $2.1 millionmedian amount sold
- TXmost filings (15)
Most filings by state: TX 15, MA 7, CA 7, NY 7, FL 7. By industry: Other 22, Other Technology 11, Commercial 9, Oil and Gas 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| UroGen Pharma Ltd. | Pharmaceuticals | Princeton | NJ | $120,000,000 | $120,000,000 | 8 | Aug 14 | sec.gov |
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $107,506,000 | $300,000,000 | 779 | Aug 14 | sec.gov |
| pH Beauty Holdings I, Inc. (amended) | Other | Boston | MA | $73,838,745 | Indefinite | 43 | Aug 14 | sec.gov |
| VINEBROOK HOMES TRUST, INC. | REITS and Finance | Dallas | TX | $63,706,000 | $63,706,000 | 425 | Aug 14 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $37,689,946 | $48,525,810 | 1 | Aug 14 | sec.gov |
| Instylla, Inc. | Biotechnology | Bedford | MA | $30,034,997 | $30,034,997 | 31 | Aug 14 | sec.gov |
| True Essence Foods Inc. | Manufacturing | Indianapolis | IN | $27,633,632 | $27,633,632 | 46 | Aug 14 | sec.gov |
| Momnt Technologies, Inc. | Other Technology | Atlanta | GA | $25,501,438 | $35,501,440 | 5 | Aug 14 | sec.gov |
| Sunrise Ascent on Encanto Partners, LLC | Commercial | Scottsdale | AZ | $25,315,652 | $35,000,000 | 416 | Aug 14 | sec.gov |
| Skylark Bio, Inc. (amended) | Biotechnology | Cambridge | MA | $22,889,315 | $34,889,315 | 2 | Aug 14 | sec.gov |
| Aseko, Inc. (amended) | Other Health Care | Greenville | SC | $19,352,750 | Indefinite | 22 | Aug 14 | sec.gov |
| Getlabs, Inc. | Other Health Care | Miami | FL | $18,686,117 | $36,375,391 | 17 | Aug 14 | sec.gov |
| NP ANCHORAGE INVESTORS LLC | Other | Bloomfield Hills | MI | $16,500,000 | Indefinite | 67 | Aug 14 | sec.gov |
| FIRM OF JOHN DICKINSON SCHNEIDER INC | Other Health Care | Libertyville | IL | $16,290,232 | $16,981,180 | 279 | Aug 14 | sec.gov |
| Moxie Partners, Inc. | Other Technology | Brooklyn | NY | $15,681,331 | $15,681,331 | 23 | Aug 14 | sec.gov |
| BlockApps, Inc. (amended) | Other Technology | Brooklyn | NY | $15,340,876 | $30,000,000 | 5 | Aug 14 | sec.gov |
| Greenwave Technology Solutions, Inc. | Other Technology | Suffolk | VA | $15,000,000 | $15,000,000 | 31 | Aug 14 | sec.gov |
| SAI SHALLOWFORD, LLC | Commercial | Chattanooga | TN | $8,800,000 | $8,800,000 | 40 | Aug 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $7,985,801 | $7,985,801 | 1 | Aug 14 | sec.gov |
| Icebox Management Aggregator, LLC (amended) | Other Banking and Financial Services | Broomfield | CO | $7,627,000 | $7,627,000 | 35 | Aug 14 | sec.gov |
| EnteroBiotix LTD | Biotechnology | Glasgow | $6,706,941 | Indefinite | 3 | Aug 14 | sec.gov | |
| Mosh, PBC | Other | Los Angeles | CA | $6,518,181 | $7,016,587 | 29 | Aug 14 | sec.gov |
| CEIS Holdings, LLC | Other | Miami | FL | $5,900,000 | Indefinite | 10 | Aug 14 | sec.gov |
| LITHIUM IONIC CORP. | Other | Toronto | $5,896,653 | $5,896,653 | 2 | Aug 14 | sec.gov | |
| MN Storage Group LLC | Other | Rochester | MN | $5,080,000 | $7,250,000 | 38 | Aug 14 | sec.gov |
| zeroRISC Inc. | Other | Somerville | MA | $5,036,032 | $5,036,032 | 22 | Aug 14 | sec.gov |
| OpsHelm, Inc. | Other Technology | Houston | TX | $3,756,567 | $3,775,000 | 6 | Aug 14 | sec.gov |
| Eckart Parent, LLC | Construction | Corydon | IN | $3,500,000 | $3,500,000 | 4 | Aug 14 | sec.gov |
| Entri Inc. | Other Technology | Boston | MA | $3,473,793 | $3,473,800 | 7 | Aug 14 | sec.gov |
| TCIH-Tacoma St BA, LLC | Commercial | Tulsa | OK | $3,330,000 | $3,330,000 | 48 | Aug 14 | sec.gov |
| TGS ASA | Other Energy | Oslo | $3,222,058 | $3,222,058 | 0 | Aug 14 | sec.gov | |
| Inflammasome Therapeutics, Inc. | Other Health Care | Newton | MA | $2,796,600 | $3,796,600 | 24 | Aug 14 | sec.gov |
| Jackpot Digital Inc. | Manufacturing | Vancouver | $2,250,000 | $4,500,000 | 11 | Aug 14 | sec.gov | |
| Space 3, Inc. | Other | Fernandina Beach | FL | $2,125,000 | $6,999,999 | 4 | Aug 14 | sec.gov |
| Asheboro Apartments, LLC (amended) | Residential | Charleston | SC | $2,095,000 | $8,100,000 | 22 | Aug 14 | sec.gov |
| WWC CTC Investment Holdings, LLC | Other | Miami | FL | $1,900,000 | Indefinite | 1 | Aug 14 | sec.gov |
| Pura Industries NY LLC (amended) | Other | Milton | NY | $1,825,000 | $5,000,000 | 20 | Aug 14 | sec.gov |
| WWC GEM Investment Fund II, LP | Other | Miami | FL | $1,570,000 | Indefinite | 2 | Aug 14 | sec.gov |
| Xebec Holdings, LLC | Other Real Estate | Dallas | TX | $1,500,000 | $10,000,000 | 3 | Aug 14 | sec.gov |
| Slaine Holdings LLC | Other | Jersey City | NJ | $1,480,533 | $1,480,533 | 1 | Aug 14 | sec.gov |
| Breezy Software Inc. | Other Technology | Denver | CO | $1,400,000 | $4,000,000 | 1 | Aug 14 | sec.gov |
| BKAI jade owls LLC | Investing | Rockwall | TX | $1,340,000 | $1,340,000 | 26 | Aug 14 | sec.gov |
| Advantage Platform, Inc. | Other Technology | New York | NY | $1,250,000 | $1,250,000 | 1 | Aug 14 | sec.gov |
| pH Beauty Holdings I, Inc. (amended) | Other | Boston | MA | $1,150,000 | Indefinite | 4 | Aug 14 | sec.gov |
| Georgetown-TX-West, LLC | Commercial | Frisco | TX | $1,100,000 | $1,100,000 | 12 | Aug 14 | sec.gov |
| Sarcio, Inc. | Biotechnology | St. Paul | MN | $785,336 | $850,000 | 23 | Aug 14 | sec.gov |
| EarlyBird Central Inc. | Other | Chicago | IL | $783,000 | $3,000,000 | 12 | Aug 14 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $724,348 | $100,000,000 | 0 | Aug 14 | sec.gov |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $695,000 | Indefinite | 1 | Aug 14 | sec.gov |
| Mossy Head Industrial Park LLC (amended) | Commercial | Boise | ID | $577,000 | $577,000 | 12 | Aug 14 | sec.gov |
| MOVEABLE FEAST HOLDINGS, INC. | Other | Napa | CA | $550,000 | $2,000,000 | 3 | Aug 14 | sec.gov |
| SAVA Capital Inc. (amended) | Investing | San Diego | CA | $540,000 | $540,000 | 1 | Aug 14 | sec.gov |
| Auditocity, Inc. | Other Technology | Fairhope | AL | $500,000 | $2,000,000 | 1 | Aug 14 | sec.gov |
| Planet Wealth, Inc. | Other Banking and Financial Services | Amherst | NY | $500,000 | $1,500,000 | 1 | Aug 14 | sec.gov |
| WHEELHOUSE HOLDING COMPANY, INC. | Other | Omaha | NE | $400,000 | $2,000,000 | 5 | Aug 14 | sec.gov |
| Forum Multifamily Real Estate Investment Trust, Inc. | REITS and Finance | Denver | CO | $340,157 | Indefinite | 234 | Aug 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $335,000 | $150,000,000 | 0 | Aug 14 | sec.gov |
| Sofi Newby III Joint Venture | Oil and Gas | Prosper | TX | $331,465 | $450,000 | 0 | Aug 14 | sec.gov |
| Retrieve Medical Holdings, Inc. | Other Health Care | Bedminster | NJ | $318,500 | $318,500 | 13 | Aug 14 | sec.gov |
| Tenon Medical, Inc. | Other Health Care | Los Gatos | CA | $286,835 | $286,835 | 1 | Aug 14 | sec.gov |
| NEATOLABS LLC | Other Technology | Anaheim | CA | $250,000 | $3,000,000 | 3 | Aug 14 | sec.gov |
| Alphageneron Pharmaceuticals, Inc. | Pharmaceuticals | New York | NY | $250,000 | $250,000 | 1 | Aug 14 | sec.gov |
| White Wolf Capital Partners, LLC | Other | Miami | FL | $150,000 | Indefinite | 1 | Aug 14 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Aug 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Aug 14 | sec.gov |
| AvidHrt Inc | Other Technology | Okemos | MI | $100,000 | $100,000 | 1 | Aug 14 | sec.gov |
| First American Uranium Inc. | Other | Vancouver | $18,645 | $18,645 | 1 | Aug 14 | sec.gov | |
| THREE SIXTY SOLAR LTD. (amended) | Other Energy | Vancouver | $3,890 | $11,670 | 1 | Aug 14 | sec.gov | |
| CES PROPERTIES FUND XXXIV (KIRKLAND NORTH) LLC | Other Real Estate | Bellevue | WA | $0 | $2,762,500 | 0 | Aug 14 | sec.gov |
| Criterion Smith Farms, LLC | Commercial | Owasso | OK | $0 | $950,000 | 0 | Aug 14 | sec.gov |
| Paraiso Nordling LLC | Other | Houston | TX | $0 | $5,000,000 | 0 | Aug 14 | sec.gov |
| PGCs Beach Break RV Park, LLC | Commercial | Rockwall | TX | $0 | $9,750,000 | 0 | Aug 14 | sec.gov |
| LandX 3, LLC | Other Real Estate | Oklahoma City | OK | $0 | $500,000 | 0 | Aug 14 | sec.gov |
| COOPER CAPITAL INVESTMENTS LLC | Commercial | Williston | ND | $0 | $5,000,000 | 0 | Aug 14 | sec.gov |
| Nude Foods Market LLC | Retailing | Boulder | CO | $0 | $1,000,000 | 0 | Aug 14 | sec.gov |
| LATTUS SPINE LLC | Other Health Care | Las Vegas | NV | $0 | $1,808,000 | 0 | Aug 14 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $11,145,000 | 0 | Aug 14 | sec.gov |
| EnergyFunders Income Fund I LLC | Oil and Gas | San Antonio | TX | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| Harquahala Valley Landowners LLC | Other | Phoenix | AZ | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| XLERATE ULTIMATE HOLDINGS, LP | Other | New York | NY | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| MLK & OTHELLO QOF, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $2,500,000 | 0 | Aug 14 | sec.gov |
| Mossy Head Industrial Park LLC | Commercial | Boise | ID | $0 | $1,923,000 | 0 | Aug 14 | sec.gov |
| THREE SIXTY SOLAR LTD. (amended) | Other Energy | Vancouver | $0 | $4,814 | 1 | Aug 14 | sec.gov | |
| TEXLARK EXPLORATION CO INC | Oil and Gas | Plano | TX | $0 | $480,000 | 0 | Aug 14 | sec.gov |
August 15, 2023 · August 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.