Data / Form D filings / Week of Aug 14
Form D filings, week of August 14, 2023: 409 companies raised $5.93 billion
409 operating companies filed a Form D in the week of August 14, 2023, reporting $5.93 billion sold. Largest: National Data Center Fund ($1.01 billion), Greystar Equity Partners Asia Pacific Fund I SCSp ($855 million), TA Realty Logistics Fund, L.P. ($772.5 million). The median filing is $2.1 million, and 580 pooled investment funds also filed that week.
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- 409Form D filings
- $5.93 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (77)
Most filings by state: CA 77, TX 48, NY 41, FL 29, MA 20. By industry: Other 90, Other Technology 78, Commercial 44, Other Real Estate 33.
By day: Aug 14 (84), Aug 15 (90), Aug 16 (66), Aug 17 (89), Aug 18 (80).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| National Data Center Fund (amended) | Other Real Estate | Washington | DC | $1,013,602,695 | Indefinite | 36 | Aug 15 | sec.gov |
| Greystar Equity Partners Asia Pacific Fund I SCSp (amended) | Other Banking and Financial Services | Luxembourg | $855,000,000 | Indefinite | 4 | Aug 15 | sec.gov | |
| TA Realty Logistics Fund, L.P. (amended) | Other Real Estate | Boston | MA | $772,500,000 | Indefinite | 17 | Aug 15 | sec.gov |
| Ohio Equity Fund for Housing Limited Partnership 33A | Residential | Columbus | OH | $181,000,000 | $185,000,000 | 20 | Aug 18 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | La Jolla | CA | $175,287,285 | $175,287,285 | 706 | Aug 15 | sec.gov |
| CIRE Real Estate Investment Trust, LLC (amended) | REITS and Finance | San Diego | CA | $128,195,456 | Indefinite | 363 | Aug 16 | sec.gov |
| Fiera Comox Global Agriculture Open-End Fund (U.S. II) L.P. (amended) | Agriculture | Montreal | $125,000,000 | Indefinite | 1 | Aug 15 | sec.gov | |
| UroGen Pharma Ltd. | Pharmaceuticals | Princeton | NJ | $120,000,000 | $120,000,000 | 8 | Aug 14 | sec.gov |
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $107,506,000 | $300,000,000 | 779 | Aug 14 | sec.gov |
| Boundless Bio, Inc. | Biotechnology | San Diego | CA | $100,000,000 | $100,000,000 | 26 | Aug 15 | sec.gov |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Other Technology | Menlo Park | CA | $85,000,000 | $85,000,000 | 47 | Aug 17 | sec.gov |
| Platform 183 X 29 Phase I, LP | Other Real Estate | Austin | TX | $84,725,000 | $84,725,000 | 39 | Aug 18 | sec.gov |
| pH Beauty Holdings I, Inc. (amended) | Other | Boston | MA | $73,838,745 | Indefinite | 43 | Aug 14 | sec.gov |
| VINEBROOK HOMES TRUST, INC. | REITS and Finance | Dallas | TX | $63,706,000 | $63,706,000 | 425 | Aug 14 | sec.gov |
| Elemental Cognition Inc. | Other Technology | New York | NY | $59,950,153 | $65,700,173 | 17 | Aug 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $58,909,370 | Indefinite | 41 | Aug 18 | sec.gov |
| CBI Parent, L.P. (amended) | Retailing | Santa Monica | CA | $58,902,596 | Indefinite | 38 | Aug 17 | sec.gov |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST (amended) | Other Real Estate | Nashua | NH | $58,015,194 | $812,108,972 | 89 | Aug 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $55,041,395 | Indefinite | 27 | Aug 18 | sec.gov |
| Radionetics Oncology, Inc. | Pharmaceuticals | Menlo Park | CA | $54,211,759 | $68,711,758 | 6 | Aug 15 | sec.gov |
| Tuckahoe Holdings, LLC | Other | Richmond | VA | $50,000,000 | $150,000,000 | 1 | Aug 15 | sec.gov |
| BP Wheels LLC | Other Banking and Financial Services | New York | NY | $45,000,000 | Indefinite | 2 | Aug 17 | sec.gov |
| JLLX Ardenwood II, DST (amended) | Other Real Estate | Chicago | IL | $43,397,897 | $56,724,512 | 71 | Aug 18 | sec.gov |
| Ikena Oncology, Inc. | Pharmaceuticals | Boston | MA | $42,571,751 | $42,571,751 | 48 | Aug 18 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $37,689,946 | $48,525,810 | 1 | Aug 14 | sec.gov |
| Instylla, Inc. | Biotechnology | Bedford | MA | $30,034,997 | $30,034,997 | 31 | Aug 14 | sec.gov |
| CytomX Therapeutics, Inc. | Biotechnology | South San Francisco | CA | $30,000,000 | $30,000,000 | 4 | Aug 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $28,232,544 | Indefinite | 14 | Aug 18 | sec.gov |
| FSC Industrial 10 DST (amended) | Other Real Estate | Wall | NJ | $28,222,352 | $32,300,000 | 48 | Aug 17 | sec.gov |
| GlossGenius, Inc. | Other Technology | New York | NY | $27,999,959 | $35,999,945 | 8 | Aug 17 | sec.gov |
| True Essence Foods Inc. | Manufacturing | Indianapolis | IN | $27,633,632 | $27,633,632 | 46 | Aug 14 | sec.gov |
| Estee Capital LLC | Other Banking and Financial Services | Millburn | NJ | $27,125,007 | Indefinite | 27 | Aug 18 | sec.gov |
| Momnt Technologies, Inc. | Other Technology | Atlanta | GA | $25,501,438 | $35,501,440 | 5 | Aug 14 | sec.gov |
| Sunrise Ascent on Encanto Partners, LLC | Commercial | Scottsdale | AZ | $25,315,652 | $35,000,000 | 416 | Aug 14 | sec.gov |
| JLLX Ardenwood I, DST (amended) | Other Real Estate | Chicago | IL | $25,104,419 | $32,754,881 | 71 | Aug 18 | sec.gov |
| RightRev Inc | Other Technology | Austin | TX | $24,801,418 | $24,801,418 | 20 | Aug 16 | sec.gov |
| Ikigai Labs, Inc. | Other Technology | San Francisco | CA | $24,775,000 | $24,990,006 | 4 | Aug 18 | sec.gov |
| Dentologie Enterprises, Inc. | Other Health Care | Chicago | IL | $23,919,963 | $23,919,963 | 17 | Aug 16 | sec.gov |
| New Nixon Holdings, Inc. | Other | Carlsbad | CA | $23,145,830 | $23,145,830 | 3 | Aug 18 | sec.gov |
| Skylark Bio, Inc. (amended) | Biotechnology | Cambridge | MA | $22,889,315 | $34,889,315 | 2 | Aug 14 | sec.gov |
| Caden Inc. | Other Technology | New York | NY | $21,799,994 | $24,399,990 | 34 | Aug 17 | sec.gov |
| Noveome Biotherapeutics, Inc. | Biotechnology | Pittsburgh | PA | $20,690,480 | $40,190,480 | 59 | Aug 17 | sec.gov |
| Groma Fund I Manager, LLC | Other Real Estate | Boston | MA | $20,000,000 | $20,000,000 | 7 | Aug 17 | sec.gov |
| Summus Global, Inc. | Other Health Care | New York | NY | $19,500,000 | $19,500,000 | 5 | Aug 17 | sec.gov |
| Aseko, Inc. (amended) | Other Health Care | Greenville | SC | $19,352,750 | Indefinite | 22 | Aug 14 | sec.gov |
| Getlabs, Inc. | Other Health Care | Miami | FL | $18,686,117 | $36,375,391 | 17 | Aug 14 | sec.gov |
| Gray Harbor Government Income REIT, Inc. (amended) | REITS and Finance | Sarasota | FL | $18,625,000 | Indefinite | 79 | Aug 15 | sec.gov |
| McBride Sisters Collections, Inc. (amended) | Other | Oakland | CA | $17,500,000 | $25,000,000 | 2 | Aug 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $16,762,780 | Indefinite | 6 | Aug 18 | sec.gov |
| NP ANCHORAGE INVESTORS LLC | Other | Bloomfield Hills | MI | $16,500,000 | Indefinite | 67 | Aug 14 | sec.gov |
| FIRM OF JOHN DICKINSON SCHNEIDER INC | Other Health Care | Libertyville | IL | $16,290,232 | $16,981,180 | 279 | Aug 14 | sec.gov |
| Revel Coast Investments USA. L.P. (amended) | Other Real Estate | Irvine | CA | $16,282,271 | $16,282,271 | 19 | Aug 17 | sec.gov |
| Moxie Partners, Inc. | Other Technology | Brooklyn | NY | $15,681,331 | $15,681,331 | 23 | Aug 14 | sec.gov |
| Evergreen Theragnostics Inc. | Pharmaceuticals | Springfield | NJ | $15,461,652 | $15,461,652 | 58 | Aug 18 | sec.gov |
| BlockApps, Inc. (amended) | Other Technology | Brooklyn | NY | $15,340,876 | $30,000,000 | 5 | Aug 14 | sec.gov |
| Greenwave Technology Solutions, Inc. | Other Technology | Suffolk | VA | $15,000,000 | $15,000,000 | 31 | Aug 14 | sec.gov |
| Elder Technologies, Inc. | Other Technology | Brooklyn | NY | $14,167,120 | $14,999,968 | 8 | Aug 18 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $14,068,555 | $39,365,399 | 23 | Aug 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $14,011,720 | Indefinite | 3 | Aug 18 | sec.gov |
| Seek Labs, Inc. | Other Technology | Salt Lake City | UT | $13,640,780 | $20,300,794 | 63 | Aug 18 | sec.gov |
| Lemonade Technology Inc. | Other Technology | Oakland | CA | $12,999,997 | $12,999,997 | 10 | Aug 17 | sec.gov |
| Noodoe Group Inc. | Other Technology | Houston | TX | $12,353,239 | $12,353,239 | 1 | Aug 16 | sec.gov |
| ADVANCED IONICS INC | Other Energy | Milwaukee | WI | $12,197,568 | $24,000,000 | 20 | Aug 15 | sec.gov |
| Savannah 160 LLC | Other Real Estate | Mount Pleasant | SC | $12,000,000 | $12,000,000 | 0 | Aug 17 | sec.gov |
| InkSpace Imaging, Inc. | Other Health Care | Pleasanton | CA | $11,955,781 | $19,000,772 | 43 | Aug 17 | sec.gov |
| Pine Street Healthcare Holdings, LLC | Other Health Care | Culver City | CA | $11,500,000 | $11,500,000 | 9 | Aug 17 | sec.gov |
| Serve Robotics Inc. /DE/ | Other Technology | Redwood City | CA | $11,129,511 | $36,998,500 | 71 | Aug 15 | sec.gov |
| Troomi Wireless, Inc. | Other Technology | Orem | UT | $10,997,718 | $11,304,747 | 22 | Aug 15 | sec.gov |
| Perfect Game Group, Inc | Other | Sunny Isles Beach | FL | $10,800,000 | $20,000,000 | 6 | Aug 17 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $10,780,932 | $73,433,727 | 35 | Aug 16 | sec.gov |
| MIDWEST REO CP, LLC | Residential | Skokie | IL | $10,250,000 | $25,000,000 | 15 | Aug 15 | sec.gov |
| Apple Lake, LLC | Other Real Estate | Chesterfield | MO | $10,000,000 | $10,000,000 | 97 | Aug 17 | sec.gov |
| Emtech Solutions Inc. | Other Technology | New York | NY | $9,778,870 | $10,228,270 | 38 | Aug 18 | sec.gov |
| JLLX Louisville Logistics Center, DST (amended) | Other Real Estate | Chicago | IL | $9,699,154 | $88,172,058 | 5 | Aug 18 | sec.gov |
| Nanotech, Inc. | Other | Spring | TX | $9,300,000 | $9,300,000 | 19 | Aug 15 | sec.gov |
| Latent Labs Technologies, Inc. | Other Technology | Dover | DE | $9,114,910 | $10,000,002 | 24 | Aug 17 | sec.gov |
| Texas Green Energy QP, LLC | Other Energy | Chicago | IL | $9,060,000 | $10,800,000 | 74 | Aug 15 | sec.gov |
| SAI SHALLOWFORD, LLC | Commercial | Chattanooga | TN | $8,800,000 | $8,800,000 | 40 | Aug 14 | sec.gov |
| Wilder Systems Inc. | Other Technology | Austin | TX | $8,559,086 | $10,559,116 | 28 | Aug 18 | sec.gov |
| Estee Capital LLC | Other Banking and Financial Services | Millburn | NJ | $8,455,530 | Indefinite | 1 | Aug 18 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $8,027,900 | Indefinite | 1 | Aug 18 | sec.gov |
| Aperio Systems, Inc. | Other Technology | Boston | MA | $8,000,000 | $9,000,000 | 13 | Aug 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $7,985,801 | $7,985,801 | 1 | Aug 14 | sec.gov |
| Icebox Management Aggregator, LLC (amended) | Other Banking and Financial Services | Broomfield | CO | $7,627,000 | $7,627,000 | 35 | Aug 14 | sec.gov |
| 4UNIQUENESS INC | Other Technology | Santa Monica | CA | $7,500,000 | $7,500,000 | 1 | Aug 16 | sec.gov |
| Knapsack Co (amended) | Other Technology | Portland | OR | $7,499,994 | $7,499,994 | 19 | Aug 16 | sec.gov |
| Metabase Q, Inc. | Other Technology | San Francisco | CA | $7,446,092 | $7,696,086 | 5 | Aug 16 | sec.gov |
| Solomon Sea Holdco LLC | Commercial | Austin | TX | $7,400,000 | $7,400,000 | 4 | Aug 17 | sec.gov |
| PB Financial Corp | Commercial Banking | Rocky Mount | NC | $7,358,895 | $10,000,035 | 42 | Aug 17 | sec.gov |
| Bellaire Tucasa LLC (amended) | Commercial | Boca Raton | FL | $7,261,141 | $9,870,000 | 62 | Aug 17 | sec.gov |
| Bellaire Tucasa LLC | Commercial | Boca Raton | FL | $7,261,141 | $9,870,000 | 62 | Aug 16 | sec.gov |
| Rhino Labs, Inc. (amended) | Other Banking and Financial Services | New York | NY | $7,000,000 | $8,000,000 | 4 | Aug 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $6,715,200 | Indefinite | 2 | Aug 18 | sec.gov |
| EnteroBiotix LTD | Biotechnology | Glasgow | $6,706,941 | Indefinite | 3 | Aug 14 | sec.gov | |
| Transverse Medical Inc. | Other Health Care | Denver | CO | $6,627,316 | $6,627,316 | 31 | Aug 18 | sec.gov |
| Mosh, PBC | Other | Los Angeles | CA | $6,518,181 | $7,016,587 | 29 | Aug 14 | sec.gov |
| GreenFig Micro Education, Inc. | Other | San Carlos | CA | $6,502,787 | $6,502,787 | 6 | Aug 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $6,449,334 | Indefinite | 2 | Aug 18 | sec.gov |
| 347 North Queen Street LLC | Commercial | Lancaster | PA | $6,400,000 | Indefinite | 9 | Aug 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $6,372,500 | Indefinite | 1 | Aug 18 | sec.gov |
| Yes Whey LLC (amended) | Other | Des Plaines | IL | $6,369,000 | Indefinite | 16 | Aug 15 | sec.gov |
| Common Sense Privacy, PBC (amended) | Other Technology | San Francisco | CA | $6,280,409 | $6,280,409 | 10 | Aug 18 | sec.gov |
| Shift EV, Inc. | Manufacturing | Brooklyn | NY | $6,249,998 | $9,999,995 | 4 | Aug 15 | sec.gov |
| DataCebo Inc. | Other Technology | Boston | MA | $6,232,023 | $6,232,023 | 4 | Aug 18 | sec.gov |
| Cortez 1 LLC | Commercial | Austin | TX | $6,108,029 | $6,108,029 | 3 | Aug 17 | sec.gov |
| Aletheia BioTherapeutics, LLC | Other Health Care | New York | NY | $5,996,991 | $6,000,001 | 18 | Aug 16 | sec.gov |
| BLUWHALE AI, INC. (amended) | Other Technology | Santa Clara | CA | $5,984,016 | Indefinite | 32 | Aug 16 | sec.gov |
| Flux Cyber, Inc. | Other Technology | Boston | MA | $5,949,869 | $5,949,869 | 4 | Aug 15 | sec.gov |
| CEIS Holdings, LLC | Other | Miami | FL | $5,900,000 | Indefinite | 10 | Aug 14 | sec.gov |
| LITHIUM IONIC CORP. | Other | Toronto | $5,896,653 | $5,896,653 | 2 | Aug 14 | sec.gov | |
| Gemini Sports Analytics Inc. | Other Technology | Pompano Beach | FL | $5,745,161 | $5,745,161 | 34 | Aug 18 | sec.gov |
| PEACEABLE INVESTOR GROUP IV (NJ) LLC | Residential | Yardley | PA | $5,736,000 | $5,736,000 | 18 | Aug 17 | sec.gov |
| INTRINSIC THERAPEUTICS INC | Other Health Care | Woburn | MA | $5,501,901 | $5,501,901 | 18 | Aug 18 | sec.gov |
| MN Storage Group LLC | Other | Rochester | MN | $5,080,000 | $7,250,000 | 38 | Aug 14 | sec.gov |
| RVF Rice Hope Sidecar, LLC | Commercial | Savannah | GA | $5,070,000 | $5,070,000 | 31 | Aug 15 | sec.gov |
| zeroRISC Inc. | Other | Somerville | MA | $5,036,032 | $5,036,032 | 22 | Aug 14 | sec.gov |
| Quadratic Growth Inc. | Other Technology | Boulder | CO | $5,009,998 | $5,010,011 | 12 | Aug 17 | sec.gov |
| Fillmore Micro-Core Properties LLC | Other Real Estate | Powell | OH | $5,000,000 | Indefinite | 1 | Aug 16 | sec.gov |
| EXCELLOS, Inc | Biotechnology | San Diego | CA | $4,999,999 | $7,000,000 | 1 | Aug 16 | sec.gov |
| Drink Barcode, Inc. | Other | Santa Monica | CA | $4,759,742 | $5,000,000 | 65 | Aug 18 | sec.gov |
| SFA 150 College Road LLC | Commercial | Moorestown | NJ | $4,735,000 | $7,680,000 | 16 | Aug 17 | sec.gov |
| i-80 Gold Corp. | Other | Reno | NV | $4,588,627 | $4,588,627 | 5 | Aug 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,397,980 | Indefinite | 1 | Aug 18 | sec.gov |
| CLEVER CARNIVORE, INC. | Other | Chicago | IL | $4,200,276 | $7,000,000 | 7 | Aug 15 | sec.gov |
| MIRAMAR - 24 HOUR FW OWNER, LLC | Commercial | Los Angeles | CA | $4,025,000 | $15,000,000 | 17 | Aug 17 | sec.gov |
| PSHUH, LLC | Other Health Care | Culver City | CA | $4,000,000 | $4,000,000 | 9 | Aug 17 | sec.gov |
| Aerwave Medical, Inc. (amended) | Other Health Care | Naples | FL | $3,965,195 | $5,000,000 | 58 | Aug 17 | sec.gov |
| CIG SDR INVESTORS LLC | Commercial | Virginia Beach | VA | $3,801,600 | $3,801,600 | 52 | Aug 15 | sec.gov |
| OpsHelm, Inc. | Other Technology | Houston | TX | $3,756,567 | $3,775,000 | 6 | Aug 14 | sec.gov |
| Car Capital Technologies, Inc. | Other Technology | Grapevine | TX | $3,687,137 | $3,687,137 | 5 | Aug 18 | sec.gov |
| 2431 COLLEGE HILLS LLC | Residential | Dallas | TX | $3,685,000 | $6,500,000 | 44 | Aug 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,677,223 | Indefinite | 4 | Aug 18 | sec.gov |
| HeyMirza INC | Other Technology | London | $3,599,500 | $5,549,498 | 22 | Aug 18 | sec.gov | |
| BOM DIA IMPORTS LLC (amended) | Other | Seattle | WA | $3,596,265 | $4,700,000 | 38 | Aug 15 | sec.gov |
| Eckart Parent, LLC | Construction | Corydon | IN | $3,500,000 | $3,500,000 | 4 | Aug 14 | sec.gov |
| KONSTRUCTIQ, INC. | Other Technology | Palo Alto | CA | $3,499,999 | $4,000,000 | 11 | Aug 17 | sec.gov |
| Ondas Holdings Inc. (amended) | Other | Waltham | MA | $3,491,483 | $3,491,483 | 1 | Aug 17 | sec.gov |
| Ondas Networks Inc. | Telecommunications | Sunnyvale | CA | $3,491,483 | $3,491,483 | 1 | Aug 16 | sec.gov |
| Ondas Holdings Inc. | Other | Waltham | MA | $3,491,483 | $3,491,483 | 1 | Aug 16 | sec.gov |
| Entri Inc. | Other Technology | Boston | MA | $3,473,793 | $3,473,800 | 7 | Aug 14 | sec.gov |
| Gatemore Hydrogen Partners, LP | Investing | New York | NY | $3,385,000 | $3,385,000 | 258 | Aug 18 | sec.gov |
| Texas Green Energy, LLC | Other Energy | Chicago | IL | $3,365,000 | $4,200,000 | 80 | Aug 15 | sec.gov |
| TCIH-Tacoma St BA, LLC | Commercial | Tulsa | OK | $3,330,000 | $3,330,000 | 48 | Aug 14 | sec.gov |
| Teamwork Management Services, Inc. | Other Health Care | New York | NY | $3,225,761 | $4,652,787 | 6 | Aug 17 | sec.gov |
| TGS ASA | Other Energy | Oslo | $3,222,058 | $3,222,058 | 0 | Aug 14 | sec.gov | |
| ShowLabs, Inc. | Other | Denver | CO | $3,199,989 | $3,460,000 | 23 | Aug 15 | sec.gov |
| Sirvatus, Inc. | Other Technology | Austin | TX | $3,198,161 | $3,310,174 | 10 | Aug 15 | sec.gov |
| UncommonX Inc. | Other Technology | Chicago | IL | $3,145,325 | $6,000,000 | 3 | Aug 16 | sec.gov |
| KBS Creekwalk Financing LLC | Other Banking and Financial Services | Castle Pines | CO | $3,143,603 | $3,143,603 | 15 | Aug 18 | sec.gov |
| RIPELOCKER, INC. | Other Technology | Bainbridge Island | WA | $3,080,000 | $10,000,000 | 10 | Aug 15 | sec.gov |
| BetterTime Co. | Other Technology | Saint Paul | MN | $3,003,111 | $7,000,000 | 9 | Aug 15 | sec.gov |
| ElastiFlow Inc. | Other Technology | Oakland | CA | $2,999,996 | $2,999,996 | 2 | Aug 16 | sec.gov |
| CipherStash Inc. | Other Technology | Brooklyn | NY | $2,924,035 | $3,213,855 | 12 | Aug 18 | sec.gov |
| Fishers 116th Prop 1 LLC | Other Real Estate | Indianapolis | IN | $2,820,000 | $4,000,000 | 26 | Aug 18 | sec.gov |
| Stiff Upper Lip UK Ltd Liability Co (amended) | Other | New York | NY | $2,817,236 | $3,250,000 | 44 | Aug 15 | sec.gov |
| Inflammasome Therapeutics, Inc. | Other Health Care | Newton | MA | $2,796,600 | $3,796,600 | 24 | Aug 14 | sec.gov |
| MDFZ, LLC | Other | Los Angeles | CA | $2,752,075 | Indefinite | 6 | Aug 15 | sec.gov |
| Claywood Investors LLC | Other Real Estate | Bloomfield Hills | MI | $2,750,000 | $2,750,000 | 13 | Aug 16 | sec.gov |
| Groma FMW DST | Other Real Estate | Boston | MA | $2,700,000 | $2,700,000 | 1 | Aug 17 | sec.gov |
| Digital Surgery Systems, Inc. | Other Health Care | Goleta | CA | $2,501,865 | $10,000,000 | 26 | Aug 16 | sec.gov |
| WELLOCUTION INC. | Other Technology | New York | NY | $2,500,000 | $2,500,000 | 6 | Aug 18 | sec.gov |
| 1847 Holdings LLC | Other | New York | NY | $2,500,000 | $3,125,000 | 9 | Aug 16 | sec.gov |
| SOLITARIO RESOURCES CORP. | Other | Wheat Ridge | CO | $2,500,000 | $2,500,000 | 1 | Aug 15 | sec.gov |
| SalesVista Holding, LLC | Other | Atlanta | GA | $2,407,254 | $4,000,000 | 7 | Aug 17 | sec.gov |
| Hollywood Burger Holdings, Inc. (amended) | Restaurants | Miami | FL | $2,250,250 | $3,600,000 | 19 | Aug 17 | sec.gov |
| Texture Corp. | Other Technology | Short Hills | NJ | $2,250,087 | $2,265,090 | 13 | Aug 16 | sec.gov |
| Jackpot Digital Inc. | Manufacturing | Vancouver | $2,250,000 | $4,500,000 | 11 | Aug 14 | sec.gov | |
| Endless Pallets, LLC | Other | Lakeland | FL | $2,200,000 | $2,200,000 | 14 | Aug 15 | sec.gov |
| Space 3, Inc. | Other | Fernandina Beach | FL | $2,125,000 | $6,999,999 | 4 | Aug 14 | sec.gov |
| QuadSci.ai, Inc. | Other Technology | Garden City | NY | $2,100,000 | $2,100,000 | 5 | Aug 16 | sec.gov |
| Asheboro Apartments, LLC (amended) | Residential | Charleston | SC | $2,095,000 | $8,100,000 | 22 | Aug 14 | sec.gov |
| Promo Investment Group, LLC | Other | Chicago | IL | $2,075,000 | $2,075,000 | 25 | Aug 18 | sec.gov |
| RAIN Platforms Inc. (amended) | Other Technology | Liberty Hill | TX | $2,006,997 | $2,050,000 | 4 | Aug 15 | sec.gov |
| Adriatic Sea Holdco LLC | Commercial | Austin | TX | $2,000,000 | $2,000,000 | 2 | Aug 17 | sec.gov |
| Two Roads Brewing Co LLC | Manufacturing | Stratford | CT | $2,000,000 | $2,000,000 | 24 | Aug 15 | sec.gov |
| Mitra EV, Inc. | Other | Redondo Beach | CA | $1,999,999 | $5,499,999 | 0 | Aug 15 | sec.gov |
| BERKSHIRE ON CLIFFBROOK LLC | Residential | Dallas | TX | $1,980,000 | $10,500,000 | 23 | Aug 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,970,273 | Indefinite | 1 | Aug 18 | sec.gov |
| Fundrise Midland Opportunistic REIT, LLC (amended) | Other Real Estate | Washington | DC | $1,927,724 | $100,000,000 | 64 | Aug 15 | sec.gov |
| WWC CTC Investment Holdings, LLC | Other | Miami | FL | $1,900,000 | Indefinite | 1 | Aug 14 | sec.gov |
| Pura Industries NY LLC (amended) | Other | Milton | NY | $1,825,000 | $5,000,000 | 20 | Aug 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,801,693 | Indefinite | 1 | Aug 18 | sec.gov |
| Filium Corp. | Other Technology | Seattle | WA | $1,800,000 | $4,000,000 | 8 | Aug 18 | sec.gov |
| VIQ Solutions Inc. | Other Technology | Mississauga | $1,798,000 | $1,798,000 | 4 | Aug 15 | sec.gov | |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $1,760,707 | $40,489,695 | 8 | Aug 18 | sec.gov |
| Bargaining Table, Inc. | Other Technology | Denver | CO | $1,749,996 | $2,974,994 | 16 | Aug 15 | sec.gov |
| Drone Express, Inc. | Other Technology | Dayton | OH | $1,701,500 | $3,701,500 | 6 | Aug 16 | sec.gov |
| Local Locker Inc (amended) | Other Real Estate | Brooklyn | NY | $1,700,000 | Indefinite | 7 | Aug 18 | sec.gov |
| M.L. Investors, LLC | Commercial | Nashville | TN | $1,700,000 | $2,380,000 | 8 | Aug 15 | sec.gov |
| Altair Wealth Systems Holdings, LLC (amended) | Other Technology | Miami | FL | $1,650,000 | Indefinite | 5 | Aug 18 | sec.gov |
| WINDUP MINDS, INC. | Other Technology | Seattle | WA | $1,605,000 | $1,605,000 | 23 | Aug 16 | sec.gov |
| WWC GEM Investment Fund II, LP | Other | Miami | FL | $1,570,000 | Indefinite | 2 | Aug 14 | sec.gov |
| THEATRE OF THE UNIMPRESSED LTD LIABILITY CO | Other | New York | NY | $1,500,000 | $7,000,000 | 1 | Aug 17 | sec.gov |
| Inline Capital Partners LLC | Investing | Metairie | LA | $1,500,000 | $1,500,000 | 38 | Aug 15 | sec.gov |
| Xebec Holdings, LLC | Other Real Estate | Dallas | TX | $1,500,000 | $10,000,000 | 3 | Aug 14 | sec.gov |
| Slaine Holdings LLC | Other | Jersey City | NJ | $1,480,533 | $1,480,533 | 1 | Aug 14 | sec.gov |
| Wilton Cross, Inc. | Other | Wassaic | NY | $1,449,999 | $2,000,000 | 4 | Aug 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $1,440,000 | Indefinite | 1 | Aug 18 | sec.gov |
| WWCIP IX, LLC | Other | Miami | FL | $1,402,434 | Indefinite | 33 | Aug 15 | sec.gov |
| Breezy Software Inc. | Other Technology | Denver | CO | $1,400,000 | $4,000,000 | 1 | Aug 14 | sec.gov |
| Trio Medical Corp | Other Health Care | Memphis | TN | $1,366,500 | $1,800,000 | 20 | Aug 18 | sec.gov |
| BKAI jade owls LLC | Investing | Rockwall | TX | $1,340,000 | $1,340,000 | 26 | Aug 14 | sec.gov |
| Cortez 2 LLC | Commercial | Austin | TX | $1,326,971 | $1,326,971 | 2 | Aug 17 | sec.gov |
| ResNENT, LLC | Other Health Care | Bloomington | IL | $1,250,000 | $1,250,000 | 8 | Aug 18 | sec.gov |
| Electric Metals (USA) Ltd | Other Real Estate | Toronto | $1,250,000 | $6,250,000 | 1 | Aug 16 | sec.gov | |
| Paulson Capital Holding Company, LLC | Investment Banking | Lake Oswego | OR | $1,250,000 | $5,000,000 | 3 | Aug 15 | sec.gov |
| Advantage Platform, Inc. | Other Technology | New York | NY | $1,250,000 | $1,250,000 | 1 | Aug 14 | sec.gov |
| pH Beauty Holdings I, Inc. (amended) | Other | Boston | MA | $1,150,000 | Indefinite | 4 | Aug 14 | sec.gov |
| Resurgence Training Institute, Inc. | Other Technology | Chicago | IL | $1,109,288 | $1,309,288 | 6 | Aug 18 | sec.gov |
| BLUE BIOFUELS, INC. (amended) | Other Energy | Palm Beach Gardens | FL | $1,105,772 | $1,105,772 | 25 | Aug 17 | sec.gov |
| Georgetown-TX-West, LLC | Commercial | Frisco | TX | $1,100,000 | $1,100,000 | 12 | Aug 14 | sec.gov |
| BusyKid, Inc. | Other Technology | Scottsdale | AZ | $1,050,005 | $10,000,000 | 1 | Aug 16 | sec.gov |
| Go To-U Inc. | Other Technology | Los Angeles | CA | $1,050,000 | Indefinite | 3 | Aug 17 | sec.gov |
| Quantumcyte Inc. | Other Health Care | Sunnyvale | CA | $1,050,000 | $2,000,000 | 4 | Aug 15 | sec.gov |
| Hoosier Housing 2023 LP | Residential | Fishers | IN | $1,045,000 | $1,195,000 | 6 | Aug 15 | sec.gov |
| IYA Foods LLC | Retailing | Naperville | IL | $1,000,000 | $3,500,000 | 1 | Aug 17 | sec.gov |
| Mucho Mas Media, LLC | Other | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Aug 17 | sec.gov |
| Provell Pharmaceuticals, LLC | Pharmaceuticals | Honey Brook | PA | $1,000,000 | $1,000,000 | 1 | Aug 15 | sec.gov |
| Sword Performance, Inc. | Manufacturing | Lexington | KY | $1,000,000 | $1,000,000 | 4 | Aug 15 | sec.gov |
| M2 Maxi Partners LLC | Commercial | Wayne | PA | $975,000 | $1,900,000 | 16 | Aug 16 | sec.gov |
| Mucho Mas Media, LLC | Other | Los Angeles | CA | $950,000 | $950,000 | 7 | Aug 17 | sec.gov |
| RYTE Corp (amended) | Other Health Care | Toronto | $950,000 | Indefinite | 4 | Aug 15 | sec.gov | |
| SK Compliance, Inc. | Other Technology | Syosset | NY | $930,700 | $2,000,000 | 42 | Aug 15 | sec.gov |
| Nurture Growth Fund LP | Investing | Yorba Linda | CA | $912,500 | $5,000,000 | 16 | Aug 18 | sec.gov |
| Revaly, Inc. | Other Technology | Columbia | SC | $900,800 | $1,500,000 | 4 | Aug 17 | sec.gov |
| Glmps Co. | Other Technology | Brooklyn | NY | $900,000 | $900,000 | 4 | Aug 16 | sec.gov |
| Finish Robotics, Inc. | Other Technology | Sewickley | PA | $888,595 | $888,595 | 5 | Aug 16 | sec.gov |
| 825 Masonic Apartments, LLC | Residential | San Francisco | CA | $860,000 | $860,000 | 21 | Aug 18 | sec.gov |
| SilverRock Resort Investment M LLC | Other Banking and Financial Services | Milwaukee | WI | $800,000 | $99,500,000 | 1 | Aug 17 | sec.gov |
| Public Produce, LLC | Retailing | Topanga | CA | $800,000 | $1,200,000 | 1 | Aug 16 | sec.gov |
| SnapAds, Inc. | Computers | Austin | TX | $800,000 | $800,000 | 8 | Aug 16 | sec.gov |
| Sarcio, Inc. | Biotechnology | St. Paul | MN | $785,336 | $850,000 | 23 | Aug 14 | sec.gov |
| EarlyBird Central Inc. | Other | Chicago | IL | $783,000 | $3,000,000 | 12 | Aug 14 | sec.gov |
| Experience Analytics, Inc. | Other Technology | San Francisco | CA | $774,248 | $774,448 | 1 | Aug 16 | sec.gov |
| EVRNU, SPC | Other | Seattle | WA | $750,000 | $1,600,000 | 2 | Aug 16 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $750,000 | $750,000 | 16 | Aug 15 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $724,348 | $100,000,000 | 0 | Aug 14 | sec.gov |
| WWC KRIP Investment Fund I, LP | Other | Miami | FL | $695,000 | Indefinite | 1 | Aug 14 | sec.gov |
| 3RC/BCG Invesco LLC | Investing | Pittsburgh | PA | $673,570 | $673,570 | 3 | Aug 15 | sec.gov |
| 3RC/BCG Holdings LLC | Investing | Pittsburgh | PA | $673,570 | $673,570 | 1 | Aug 15 | sec.gov |
| MIRAMAR - 24 HOUR FW GP, LLC | Commercial | Los Angeles | CA | $650,000 | $800,000 | 11 | Aug 17 | sec.gov |
| WVC AGILITY ROBOTICS 2023, LLC | Other | Albany | OR | $605,000 | Indefinite | 14 | Aug 15 | sec.gov |
| PredxBio, Inc. | Other Health Care | Pittsburgh | PA | $601,321 | $4,000,000 | 11 | Aug 17 | sec.gov |
| Red Ball Jets, LLC (amended) | Retailing | West Linn | OR | $600,000 | $600,000 | 4 | Aug 18 | sec.gov |
| FHCS Physician Investors, L.L.C. (amended) | Other | Dakota Dunes | SD | $579,478 | Indefinite | 2 | Aug 15 | sec.gov |
| MprooV Corp | Other Technology | Venice | CA | $578,006 | $1,600,000 | 11 | Aug 16 | sec.gov |
| Mossy Head Industrial Park LLC (amended) | Commercial | Boise | ID | $577,000 | $577,000 | 12 | Aug 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $575,000 | Indefinite | 1 | Aug 18 | sec.gov |
| Alumni Ventures Group LLC | Investing | Manchester | NH | $574,500 | $20,000,000 | 21 | Aug 15 | sec.gov |
| VERSITY INCOME PROPERTY NOTES, LLC | Commercial | Aliso Viejo | CA | $555,000 | $20,000,000 | 3 | Aug 17 | sec.gov |
| Scout Discoveries Corp. (amended) | Other | Coeur D'Alene | ID | $553,822 | $553,822 | 1 | Aug 18 | sec.gov |
| Roundtable Entertainment Holdings, Inc. | Other | Santa Monica | CA | $550,000 | $1,700,000 | 1 | Aug 17 | sec.gov |
| MOVEABLE FEAST HOLDINGS, INC. | Other | Napa | CA | $550,000 | $2,000,000 | 3 | Aug 14 | sec.gov |
| SAVA Capital Inc. (amended) | Investing | San Diego | CA | $540,000 | $540,000 | 1 | Aug 14 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $528,978 | $528,978 | 1 | Aug 15 | sec.gov |
| Liquid Marketplace Corp. | Other | Miami Beach | FL | $524,980 | $5,000,000 | 2 | Aug 17 | sec.gov |
| Veridify Security Inc. | Other Technology | Shelton | CT | $520,000 | $2,500,000 | 6 | Aug 18 | sec.gov |
| MACollective Creekside LLC | Residential | Oviedo | FL | $510,000 | $1,000,000 | 12 | Aug 17 | sec.gov |
| Minden Square Investors LLC | Other | Arlington | VA | $505,000 | $505,000 | 14 | Aug 18 | sec.gov |
| Alidade Ventures, LLC | Investing | Austin | TX | $500,001 | $500,001 | 14 | Aug 16 | sec.gov |
| B Cove Investments LLC | Residential | Tampa | FL | $500,000 | Indefinite | 4 | Aug 18 | sec.gov |
| GoATL Economic Impact Pool, LLC | Investing | Atlanta | GA | $500,000 | $25,000,000 | 1 | Aug 17 | sec.gov |
| Plannix Inc. | Other Technology | San Francisco | CA | $500,000 | $500,000 | 18 | Aug 15 | sec.gov |
| Auditocity, Inc. | Other Technology | Fairhope | AL | $500,000 | $2,000,000 | 1 | Aug 14 | sec.gov |
| Planet Wealth, Inc. | Other Banking and Financial Services | Amherst | NY | $500,000 | $1,500,000 | 1 | Aug 14 | sec.gov |
| Radius Business Solutions Topco Ltd | Other | St Helier | $492,060 | $492,060 | 4 | Aug 15 | sec.gov | |
| Two Brews, LLC | Other | Cape May Court House | NJ | $475,000 | $475,000 | 9 | Aug 16 | sec.gov |
| Beta Beta Co Ltd | Other | Santa Clara | CA | $450,085 | $450,085 | 5 | Aug 17 | sec.gov |
| LUXUS VACATION PROPERTIES US LIMITED PARTNERSHIP | Commercial | Sherwood Park | $419,500 | $5,000,000 | 2 | Aug 17 | sec.gov | |
| Trinity Lane BC Investors LLC | Investing | San Francisco | CA | $400,000 | $500,000 | 12 | Aug 18 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $400,000 | $100,000,000 | 0 | Aug 17 | sec.gov |
| WHEELHOUSE HOLDING COMPANY, INC. | Other | Omaha | NE | $400,000 | $2,000,000 | 5 | Aug 14 | sec.gov |
| Numberless, Inc. | Other Technology | San Francisco | CA | $399,999 | $400,000 | 1 | Aug 17 | sec.gov |
| Tallwave, LLC | Other | Scottsdale | AZ | $395,000 | $750,000 | 5 | Aug 16 | sec.gov |
| Volt Lithium Corp. | Other | Calgary | $376,036 | $658,063 | 3 | Aug 15 | sec.gov | |
| 5921 GASTON AVE SYNDICATION LLC | Residential | Dallas | TX | $357,000 | $550,000 | 11 | Aug 17 | sec.gov |
| Overlay Capital Infrastructure Partners, L.P. | Other | Alpharetta | GA | $350,000 | $50,000,000 | 2 | Aug 16 | sec.gov |
| Blackburne & Brown Equity Preservation Fund, LLC | Commercial | Sacramento | CA | $350,000 | $350,000 | 5 | Aug 15 | sec.gov |
| Forum Multifamily Real Estate Investment Trust, Inc. | REITS and Finance | Denver | CO | $340,157 | Indefinite | 234 | Aug 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $335,000 | $150,000,000 | 0 | Aug 14 | sec.gov |
| Sofi Newby III Joint Venture | Oil and Gas | Prosper | TX | $331,465 | $450,000 | 0 | Aug 14 | sec.gov |
| Phytest Diagnostics, LLC | Pharmaceuticals | Atlanta | GA | $330,000 | $330,000 | 7 | Aug 15 | sec.gov |
| LUXUS US INVESTOR CORP. | Commercial | Sherwood Park | $325,000 | $5,000,000 | 3 | Aug 15 | sec.gov | |
| Retrieve Medical Holdings, Inc. | Other Health Care | Bedminster | NJ | $318,500 | $318,500 | 13 | Aug 14 | sec.gov |
| Macrotope, Inc. | Other Health Care | Princeton | NJ | $300,000 | $750,000 | 1 | Aug 18 | sec.gov |
| Tenon Medical, Inc. | Other Health Care | Los Gatos | CA | $286,835 | $286,835 | 1 | Aug 14 | sec.gov |
| Bell Pharmacy Holdings, LLC | Pharmaceuticals | Valrico | FL | $286,000 | $400,000 | 10 | Aug 17 | sec.gov |
| Elevate Wellness Inc. | Other | Vancouver | $257,227 | $257,227 | 2 | Aug 18 | sec.gov | |
| Generational Wealth Partners, LLC | Other | Mount Pleasant | SC | $250,000 | $260,000 | 14 | Aug 18 | sec.gov |
| NEATOLABS LLC | Other Technology | Anaheim | CA | $250,000 | $3,000,000 | 3 | Aug 14 | sec.gov |
| Alphageneron Pharmaceuticals, Inc. | Pharmaceuticals | New York | NY | $250,000 | $250,000 | 1 | Aug 14 | sec.gov |
| Killington Technologies Inc. | Other | San Francisco | CA | $240,000 | $300,000 | 3 | Aug 17 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $225,788 | $225,788 | 4 | Aug 18 | sec.gov |
| DBPE Northlake Creekside LLC | Residential | Frisco | TX | $225,000 | $500,000 | 2 | Aug 15 | sec.gov |
| SAVICELL Corp | Biotechnology | Andover | MA | $224,000 | $224,000 | 2 | Aug 18 | sec.gov |
| DigitSec, Inc. (amended) | Other Technology | Seattle | WA | $221,993 | $16,125,300 | 4 | Aug 17 | sec.gov |
| DX Tel, LLC | Other Technology | Columbia | SC | $200,000 | $200,000 | 0 | Aug 17 | sec.gov |
| Aquagga, Inc. (amended) | Environmental Services | Tacoma | WA | $200,000 | $370,000 | 10 | Aug 16 | sec.gov |
| Canary Avenue, LLC (amended) | Residential | Mcallen | TX | $179,900 | $179,900 | 33 | Aug 15 | sec.gov |
| White Wolf Capital Partners, LLC | Other | Miami | FL | $150,000 | Indefinite | 1 | Aug 14 | sec.gov |
| Cascadia Seaweed Corp. | Other | Sidney | $141,139 | $141,139 | 4 | Aug 18 | sec.gov | |
| APCO LLC (amended) | Retailing | Tigard | OR | $140,000 | $400,000 | 2 | Aug 16 | sec.gov |
| B612, Inc. (amended) | Other | Seattle | WA | $135,500 | $500,000 | 5 | Aug 18 | sec.gov |
| 3807 Pelican Investments LLC | Residential | Tampa | FL | $100,000 | Indefinite | 1 | Aug 18 | sec.gov |
| SecureBoxLive, Inc. | Manufacturing | Seattle | WA | $100,000 | $1,277,500 | 1 | Aug 18 | sec.gov |
| Artificial Intelligence Medical Services, Inc. | Other Health Care | Suwanee | GA | $100,000 | $5,000,000 | 1 | Aug 18 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Aug 17 | sec.gov |
| Overlay Capital Innovation Fund PV, L.P. | Other | Alpharetta | GA | $100,000 | $15,000,000 | 2 | Aug 16 | sec.gov |
| InstantData, Inc. | Other Technology | Austin | TX | $100,000 | $100,000 | 1 | Aug 15 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Aug 14 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Aug 14 | sec.gov |
| AvidHrt Inc | Other Technology | Okemos | MI | $100,000 | $100,000 | 1 | Aug 14 | sec.gov |
| Gaingels Wild Earth 2023 LLC | Other | Burlington | VT | $89,444 | $89,444 | 3 | Aug 15 | sec.gov |
| Gaingels SuperMush LLC | Other | Burlington | VT | $78,000 | $78,000 | 13 | Aug 15 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $75,077 | Indefinite | 2 | Aug 17 | sec.gov |
| Total Wyoming Partners | Oil and Gas | Tulsa | OK | $70,000 | $1,500,000 | 4 | Aug 16 | sec.gov |
| Propanc Biopharma, Inc. | Pharmaceuticals | Camberwell, Vic | $65,000 | $65,000 | 1 | Aug 16 | sec.gov | |
| White Wolf Private Fund Partners LLC | Other | Miami | FL | $55,000 | Indefinite | 4 | Aug 15 | sec.gov |
| Helios Global Group Ltd (amended) | Other Health Care | Macclesfield | $52,782 | $52,782 | 4 | Aug 16 | sec.gov | |
| Planet Based Foods Global Inc. | Other | Vancouver | $50,169 | $50,169 | 1 | Aug 15 | sec.gov | |
| Monica St Investments LLC | Residential | Tampa | FL | $50,000 | Indefinite | 2 | Aug 18 | sec.gov |
| Fund for Jobs Worth Owning, Inc. | Other Banking and Financial Services | Northampton | MA | $50,000 | $10,000,000 | 1 | Aug 17 | sec.gov |
| Propanc Biopharma, Inc. | Pharmaceuticals | Camberwell, Vic | $45,000 | $45,000 | 1 | Aug 15 | sec.gov | |
| Copyt, Inc. | Other | Lexington | SC | $35,000 | $235,000 | 2 | Aug 15 | sec.gov |
| 900 Main Street Crowdfund LLC | Commercial | San Diego | CA | $30,000 | $1,000,000 | 1 | Aug 16 | sec.gov |
| Social Cascade, LLC | Other Technology | Raleigh | NC | $25,000 | $100,000 | 1 | Aug 18 | sec.gov |
| Series Fund D, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $25,000 | Indefinite | 1 | Aug 17 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $300,000,000 | 0 | Aug 17 | sec.gov |
| WYTEC INTERNATIONAL INC | Telecommunications | San Antonio | TX | $25,000 | $25,000 | 1 | Aug 17 | sec.gov |
| Deep Blue Holdings, LLC | Commercial | Cape May Court House | NJ | $25,000 | $25,000 | 9 | Aug 16 | sec.gov |
| Prologis, L.P. (amended) | REITS and Finance | San Francisco | CA | $23,876 | Indefinite | 72 | Aug 16 | sec.gov |
| Kidogo Productions, Inc. | Other Technology | Boston | MA | $20,000 | $500,000 | 4 | Aug 17 | sec.gov |
| VIN-41 Neurexis Therapeutics, LLC | Other | Fayetteville | AR | $20,000 | $500,000 | 2 | Aug 15 | sec.gov |
| VIN-40 Akeso Biomedical, LLC | Other | Fayetteville | AR | $20,000 | $500,000 | 4 | Aug 15 | sec.gov |
| Gently Inc. | Other | Dallas | GA | $20,000 | $120,000 | 1 | Aug 15 | sec.gov |
| First American Uranium Inc. | Other | Vancouver | $18,645 | $18,645 | 1 | Aug 14 | sec.gov | |
| Sonoro Gold Corp. (amended) | Other | West Vancouver | $15,127 | $15,127 | 2 | Aug 16 | sec.gov | |
| PeakNIL Technologies, Inc. | Other Technology | Omaha | NE | $10,000 | $1,000,000 | 1 | Aug 15 | sec.gov |
| White Wolf Private Credit Partners LLC | Other | Miami | FL | $10,000 | Indefinite | 2 | Aug 15 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Aug 17 | sec.gov |
| THREE SIXTY SOLAR LTD. (amended) | Other Energy | Vancouver | $3,890 | $11,670 | 1 | Aug 14 | sec.gov | |
| Helios Global Group Ltd | Other Health Care | Macclesfield | $1,966 | $1,966 | 1 | Aug 17 | sec.gov | |
| Pipio Inc. | Other Technology | Reston | VA | $97 | $97 | 5 | Aug 18 | sec.gov |
| DOWAEX LTD | Other Technology | Denver | CO | $0 | $10,000,000 | 0 | Aug 18 | sec.gov |
| LandX 4, LLC | Other Real Estate | Virginia Beach | VA | $0 | $200,000 | 0 | Aug 18 | sec.gov |
| Woodmont Tapville Geneva LLC, | Commercial | Fort Worth | TX | $0 | $569,250 | 0 | Aug 18 | sec.gov |
| BRICK STREET VENTURES LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Aug 18 | sec.gov |
| Sky110 At Rowlett Fund, LLC | Commercial | Dallas | TX | $0 | $3,500,000 | 0 | Aug 18 | sec.gov |
| Glooko, Inc. | Other Health Care | Palo Alto | CA | $0 | $67,000,000 | 0 | Aug 18 | sec.gov |
| CF Archer Multifamily DST | Residential | New York | NY | $0 | $52,800,000 | 0 | Aug 17 | sec.gov |
| Madera Addison, LP | Residential | Lubbock | TX | $0 | $14,500,000 | 0 | Aug 17 | sec.gov |
| Noble Heights Real Estate Ventures, LLC | Commercial | Grand Rapids | MI | $0 | $15,500,000 | 0 | Aug 17 | sec.gov |
| Primal Sports LLC | Other | Camp Hill | PA | $0 | $18,750,000 | 0 | Aug 17 | sec.gov |
| VERSITY CLEMSON INCOME NOTES, LLC | Commercial | Aliso Viejo | CA | $0 | $50,000,000 | 0 | Aug 17 | sec.gov |
| Bloomfield ASC, LLC | Other Health Care | Bloomfield | CT | $0 | $1,070,567 | 0 | Aug 17 | sec.gov |
| BFG Co-Investment II, LLC | Other Real Estate | Winter Park | FL | $0 | $10,000,000 | 0 | Aug 17 | sec.gov |
| Guardian Management Holdings LP | Other | New York | NY | $0 | Indefinite | 0 | Aug 17 | sec.gov |
| Sweet Valley Surgery Center, LLC | Other Health Care | Brentwood | TN | $0 | $3,000,000 | 0 | Aug 17 | sec.gov |
| LCR Strategic Minerals, LLC | Other Banking and Financial Services | Westport | CT | $0 | $100,800,000 | 0 | Aug 17 | sec.gov |
| EM Ascent Fund I, L.P. | Other Real Estate | New York | NY | $0 | Indefinite | 0 | Aug 17 | sec.gov |
| Ningbo Zhenghe Trading Ltd | Agriculture | Ningbo | $0 | $5,000,000 | 5 | Aug 17 | sec.gov | |
| DUMP CHUMP INC (amended) | Manufacturing | Champion | PA | $0 | $3,500,000 | 0 | Aug 17 | sec.gov |
| KinoTek Inc | Other Technology | Portland | ME | $0 | $2,300,000 | 0 | Aug 17 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $12,500,000 | 0 | Aug 17 | sec.gov |
| Thrivest Legal Funding, LLC | Investing | Coshohocken | PA | $0 | $25,000,000 | 0 | Aug 17 | sec.gov |
| Galatyn Madera, LP | Residential | Lubbock | TX | $0 | $26,000,000 | 0 | Aug 16 | sec.gov |
| 16E Sacramento Preferred, LLC | Commercial | San Jose | CA | $0 | $1,525,000 | 0 | Aug 16 | sec.gov |
| MPC FED 2023 Energy Fund IV, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Aug 16 | sec.gov |
| Crown Investment 1, LLC | Commercial | Fishers | IN | $0 | $5,000,000 | 0 | Aug 16 | sec.gov |
| Crown Investment 2, LLC | Commercial | Cottonwd Hts | UT | $0 | $5,000,000 | 0 | Aug 16 | sec.gov |
| SOUTHWESTERN FARM CAPITAL FUND NO K-1, LLC | Commercial | Comanche | TX | $0 | $50,000,000 | 0 | Aug 16 | sec.gov |
| BR Diversified Industrial Portfolio II, DST | Commercial | New York | NY | $0 | $54,910,038 | 0 | Aug 16 | sec.gov |
| Marble Capital Income & Impact PREF OPCO LP | REITS and Finance | Houston | TX | $0 | Indefinite | 0 | Aug 16 | sec.gov |
| Marble Capital Income & Impact Fund LP | REITS and Finance | Houston | TX | $0 | Indefinite | 0 | Aug 16 | sec.gov |
| Storage Units Income Fund II, LLC | Commercial | Maitland | FL | $0 | $25,000,000 | 0 | Aug 16 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $11,225,000 | 0 | Aug 16 | sec.gov |
| SAN ANTONIO 101 LLC (amended) | Commercial | Sheridan | WY | $0 | $11,000,000 | 0 | Aug 16 | sec.gov |
| Westport Golf, Inc. | Tourism and Travel Services | Seattle | WA | $0 | $1,500,000 | 0 | Aug 16 | sec.gov |
| U.S. Lighting Group, Inc. | Other | Euclid | OH | $0 | $500,000 | 0 | Aug 16 | sec.gov |
| Backed by Dentists II LLC | Other | Long Beach | NY | $0 | $1,500 | 0 | Aug 15 | sec.gov |
| Protocol Pool Operations PTY | Other Banking and Financial Services | East Melbourne | $0 | $50,000,000 | 0 | Aug 15 | sec.gov | |
| Enclave Investor III LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Aug 15 | sec.gov |
| New Day Diagnostics LLC | Biotechnology | Knoxville | TN | $0 | $15,000,000 | 0 | Aug 15 | sec.gov |
| Tri-Land Grocery Plus LLC | Commercial | Westmont | IL | $0 | $12,500,000 | 0 | Aug 15 | sec.gov |
| 4AP TopCo, LLC | Other | Wilmette | IL | $0 | $18,475,000 | 7 | Aug 15 | sec.gov |
| Midnight is Coming Development Ltd Liability Co | Other | New York | NY | $0 | $10,000,000 | 0 | Aug 15 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Aug 15 | sec.gov |
| Investcorp US Real Estate Employee Co-Investment Incentive, L.P. | Commercial | New York | NY | $0 | Indefinite | 0 | Aug 15 | sec.gov |
| SQ4D LLC | Other Technology | Patchogue | NY | $0 | $20,000,000 | 0 | Aug 15 | sec.gov |
| IVP MHC Fund III, LLC | REITS and Finance | Oak Brook | IL | $0 | $180,000,000 | 0 | Aug 15 | sec.gov |
| Activz Global, LLC | Other | West Jordan | UT | $0 | $2,500,000 | 0 | Aug 15 | sec.gov |
| Activz Global, LLC | Other | West Jordan | UT | $0 | $558,694 | 0 | Aug 15 | sec.gov |
| iBio, Inc. | Biotechnology | Bryan | TX | $0 | $10,000,000 | 1 | Aug 15 | sec.gov |
| CES PROPERTIES FUND XXXIV (KIRKLAND NORTH) LLC | Other Real Estate | Bellevue | WA | $0 | $2,762,500 | 0 | Aug 14 | sec.gov |
| Criterion Smith Farms, LLC | Commercial | Owasso | OK | $0 | $950,000 | 0 | Aug 14 | sec.gov |
| Paraiso Nordling LLC | Other | Houston | TX | $0 | $5,000,000 | 0 | Aug 14 | sec.gov |
| PGCs Beach Break RV Park, LLC | Commercial | Rockwall | TX | $0 | $9,750,000 | 0 | Aug 14 | sec.gov |
| LandX 3, LLC | Other Real Estate | Oklahoma City | OK | $0 | $500,000 | 0 | Aug 14 | sec.gov |
| COOPER CAPITAL INVESTMENTS LLC | Commercial | Williston | ND | $0 | $5,000,000 | 0 | Aug 14 | sec.gov |
| Nude Foods Market LLC | Retailing | Boulder | CO | $0 | $1,000,000 | 0 | Aug 14 | sec.gov |
| LATTUS SPINE LLC | Other Health Care | Las Vegas | NV | $0 | $1,808,000 | 0 | Aug 14 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $11,145,000 | 0 | Aug 14 | sec.gov |
| EnergyFunders Income Fund I LLC | Oil and Gas | San Antonio | TX | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| Harquahala Valley Landowners LLC | Other | Phoenix | AZ | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| XLERATE ULTIMATE HOLDINGS, LP | Other | New York | NY | $0 | Indefinite | 0 | Aug 14 | sec.gov |
| MLK & OTHELLO QOF, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $2,500,000 | 0 | Aug 14 | sec.gov |
| Mossy Head Industrial Park LLC | Commercial | Boise | ID | $0 | $1,923,000 | 0 | Aug 14 | sec.gov |
| THREE SIXTY SOLAR LTD. (amended) | Other Energy | Vancouver | $0 | $4,814 | 1 | Aug 14 | sec.gov | |
| TEXLARK EXPLORATION CO INC | Oil and Gas | Plano | TX | $0 | $480,000 | 0 | Aug 14 | sec.gov |
Week of Aug 21 · Week of Aug 7 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.