Data / Form D filings / Aug 17
Form D filings, August 17, 2023: 89 companies raised $618.1 million
89 operating companies filed a Form D on August 17, 2023, reporting $618.1 million sold. Largest: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. ($85 million), Elemental Cognition Inc. ($60 million), CBI Parent, L.P. ($58.9 million). The median filing is $2.3 million, and 110 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 89Form D filings
- $618.1 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (22)
Most filings by state: CA 22, NY 14, TX 10, FL 9, PA 7. By industry: Other Technology 16, Other 15, Commercial 13, Other Health Care 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Other Technology | Menlo Park | CA | $85,000,000 | $85,000,000 | 47 | Aug 17 | sec.gov |
| Elemental Cognition Inc. | Other Technology | New York | NY | $59,950,153 | $65,700,173 | 17 | Aug 17 | sec.gov |
| CBI Parent, L.P. (amended) | Retailing | Santa Monica | CA | $58,902,596 | Indefinite | 38 | Aug 17 | sec.gov |
| BP Wheels LLC | Other Banking and Financial Services | New York | NY | $45,000,000 | Indefinite | 2 | Aug 17 | sec.gov |
| CytomX Therapeutics, Inc. | Biotechnology | South San Francisco | CA | $30,000,000 | $30,000,000 | 4 | Aug 17 | sec.gov |
| FSC Industrial 10 DST (amended) | Other Real Estate | Wall | NJ | $28,222,352 | $32,300,000 | 48 | Aug 17 | sec.gov |
| GlossGenius, Inc. | Other Technology | New York | NY | $27,999,959 | $35,999,945 | 8 | Aug 17 | sec.gov |
| Caden Inc. | Other Technology | New York | NY | $21,799,994 | $24,399,990 | 34 | Aug 17 | sec.gov |
| Noveome Biotherapeutics, Inc. | Biotechnology | Pittsburgh | PA | $20,690,480 | $40,190,480 | 59 | Aug 17 | sec.gov |
| Groma Fund I Manager, LLC | Other Real Estate | Boston | MA | $20,000,000 | $20,000,000 | 7 | Aug 17 | sec.gov |
| Summus Global, Inc. | Other Health Care | New York | NY | $19,500,000 | $19,500,000 | 5 | Aug 17 | sec.gov |
| Revel Coast Investments USA. L.P. (amended) | Other Real Estate | Irvine | CA | $16,282,271 | $16,282,271 | 19 | Aug 17 | sec.gov |
| Lemonade Technology Inc. | Other Technology | Oakland | CA | $12,999,997 | $12,999,997 | 10 | Aug 17 | sec.gov |
| Savannah 160 LLC | Other Real Estate | Mount Pleasant | SC | $12,000,000 | $12,000,000 | 0 | Aug 17 | sec.gov |
| InkSpace Imaging, Inc. | Other Health Care | Pleasanton | CA | $11,955,781 | $19,000,772 | 43 | Aug 17 | sec.gov |
| Pine Street Healthcare Holdings, LLC | Other Health Care | Culver City | CA | $11,500,000 | $11,500,000 | 9 | Aug 17 | sec.gov |
| Perfect Game Group, Inc | Other | Sunny Isles Beach | FL | $10,800,000 | $20,000,000 | 6 | Aug 17 | sec.gov |
| Apple Lake, LLC | Other Real Estate | Chesterfield | MO | $10,000,000 | $10,000,000 | 97 | Aug 17 | sec.gov |
| Latent Labs Technologies, Inc. | Other Technology | Dover | DE | $9,114,910 | $10,000,002 | 24 | Aug 17 | sec.gov |
| Solomon Sea Holdco LLC | Commercial | Austin | TX | $7,400,000 | $7,400,000 | 4 | Aug 17 | sec.gov |
| PB Financial Corp | Commercial Banking | Rocky Mount | NC | $7,358,895 | $10,000,035 | 42 | Aug 17 | sec.gov |
| Bellaire Tucasa LLC (amended) | Commercial | Boca Raton | FL | $7,261,141 | $9,870,000 | 62 | Aug 17 | sec.gov |
| GreenFig Micro Education, Inc. | Other | San Carlos | CA | $6,502,787 | $6,502,787 | 6 | Aug 17 | sec.gov |
| 347 North Queen Street LLC | Commercial | Lancaster | PA | $6,400,000 | Indefinite | 9 | Aug 17 | sec.gov |
| Cortez 1 LLC | Commercial | Austin | TX | $6,108,029 | $6,108,029 | 3 | Aug 17 | sec.gov |
| PEACEABLE INVESTOR GROUP IV (NJ) LLC | Residential | Yardley | PA | $5,736,000 | $5,736,000 | 18 | Aug 17 | sec.gov |
| Quadratic Growth Inc. | Other Technology | Boulder | CO | $5,009,998 | $5,010,011 | 12 | Aug 17 | sec.gov |
| SFA 150 College Road LLC | Commercial | Moorestown | NJ | $4,735,000 | $7,680,000 | 16 | Aug 17 | sec.gov |
| MIRAMAR - 24 HOUR FW OWNER, LLC | Commercial | Los Angeles | CA | $4,025,000 | $15,000,000 | 17 | Aug 17 | sec.gov |
| PSHUH, LLC | Other Health Care | Culver City | CA | $4,000,000 | $4,000,000 | 9 | Aug 17 | sec.gov |
| Aerwave Medical, Inc. (amended) | Other Health Care | Naples | FL | $3,965,195 | $5,000,000 | 58 | Aug 17 | sec.gov |
| KONSTRUCTIQ, INC. | Other Technology | Palo Alto | CA | $3,499,999 | $4,000,000 | 11 | Aug 17 | sec.gov |
| Ondas Holdings Inc. (amended) | Other | Waltham | MA | $3,491,483 | $3,491,483 | 1 | Aug 17 | sec.gov |
| Teamwork Management Services, Inc. | Other Health Care | New York | NY | $3,225,761 | $4,652,787 | 6 | Aug 17 | sec.gov |
| Groma FMW DST | Other Real Estate | Boston | MA | $2,700,000 | $2,700,000 | 1 | Aug 17 | sec.gov |
| SalesVista Holding, LLC | Other | Atlanta | GA | $2,407,254 | $4,000,000 | 7 | Aug 17 | sec.gov |
| Hollywood Burger Holdings, Inc. (amended) | Restaurants | Miami | FL | $2,250,250 | $3,600,000 | 19 | Aug 17 | sec.gov |
| Adriatic Sea Holdco LLC | Commercial | Austin | TX | $2,000,000 | $2,000,000 | 2 | Aug 17 | sec.gov |
| THEATRE OF THE UNIMPRESSED LTD LIABILITY CO | Other | New York | NY | $1,500,000 | $7,000,000 | 1 | Aug 17 | sec.gov |
| Wilton Cross, Inc. | Other | Wassaic | NY | $1,449,999 | $2,000,000 | 4 | Aug 17 | sec.gov |
| Cortez 2 LLC | Commercial | Austin | TX | $1,326,971 | $1,326,971 | 2 | Aug 17 | sec.gov |
| BLUE BIOFUELS, INC. (amended) | Other Energy | Palm Beach Gardens | FL | $1,105,772 | $1,105,772 | 25 | Aug 17 | sec.gov |
| Go To-U Inc. | Other Technology | Los Angeles | CA | $1,050,000 | Indefinite | 3 | Aug 17 | sec.gov |
| IYA Foods LLC | Retailing | Naperville | IL | $1,000,000 | $3,500,000 | 1 | Aug 17 | sec.gov |
| Mucho Mas Media, LLC | Other | Los Angeles | CA | $1,000,000 | $1,000,000 | 1 | Aug 17 | sec.gov |
| Mucho Mas Media, LLC | Other | Los Angeles | CA | $950,000 | $950,000 | 7 | Aug 17 | sec.gov |
| Revaly, Inc. | Other Technology | Columbia | SC | $900,800 | $1,500,000 | 4 | Aug 17 | sec.gov |
| SilverRock Resort Investment M LLC | Other Banking and Financial Services | Milwaukee | WI | $800,000 | $99,500,000 | 1 | Aug 17 | sec.gov |
| MIRAMAR - 24 HOUR FW GP, LLC | Commercial | Los Angeles | CA | $650,000 | $800,000 | 11 | Aug 17 | sec.gov |
| PredxBio, Inc. | Other Health Care | Pittsburgh | PA | $601,321 | $4,000,000 | 11 | Aug 17 | sec.gov |
| VERSITY INCOME PROPERTY NOTES, LLC | Commercial | Aliso Viejo | CA | $555,000 | $20,000,000 | 3 | Aug 17 | sec.gov |
| Roundtable Entertainment Holdings, Inc. | Other | Santa Monica | CA | $550,000 | $1,700,000 | 1 | Aug 17 | sec.gov |
| Liquid Marketplace Corp. | Other | Miami Beach | FL | $524,980 | $5,000,000 | 2 | Aug 17 | sec.gov |
| MACollective Creekside LLC | Residential | Oviedo | FL | $510,000 | $1,000,000 | 12 | Aug 17 | sec.gov |
| GoATL Economic Impact Pool, LLC | Investing | Atlanta | GA | $500,000 | $25,000,000 | 1 | Aug 17 | sec.gov |
| Beta Beta Co Ltd | Other | Santa Clara | CA | $450,085 | $450,085 | 5 | Aug 17 | sec.gov |
| LUXUS VACATION PROPERTIES US LIMITED PARTNERSHIP | Commercial | Sherwood Park | $419,500 | $5,000,000 | 2 | Aug 17 | sec.gov | |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $400,000 | $100,000,000 | 0 | Aug 17 | sec.gov |
| Numberless, Inc. | Other Technology | San Francisco | CA | $399,999 | $400,000 | 1 | Aug 17 | sec.gov |
| 5921 GASTON AVE SYNDICATION LLC | Residential | Dallas | TX | $357,000 | $550,000 | 11 | Aug 17 | sec.gov |
| Bell Pharmacy Holdings, LLC | Pharmaceuticals | Valrico | FL | $286,000 | $400,000 | 10 | Aug 17 | sec.gov |
| Killington Technologies Inc. | Other | San Francisco | CA | $240,000 | $300,000 | 3 | Aug 17 | sec.gov |
| DigitSec, Inc. (amended) | Other Technology | Seattle | WA | $221,993 | $16,125,300 | 4 | Aug 17 | sec.gov |
| DX Tel, LLC | Other Technology | Columbia | SC | $200,000 | $200,000 | 0 | Aug 17 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Aug 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $75,077 | Indefinite | 2 | Aug 17 | sec.gov |
| Fund for Jobs Worth Owning, Inc. | Other Banking and Financial Services | Northampton | MA | $50,000 | $10,000,000 | 1 | Aug 17 | sec.gov |
| Series Fund D, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $25,000 | Indefinite | 1 | Aug 17 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $300,000,000 | 0 | Aug 17 | sec.gov |
| WYTEC INTERNATIONAL INC | Telecommunications | San Antonio | TX | $25,000 | $25,000 | 1 | Aug 17 | sec.gov |
| Kidogo Productions, Inc. | Other Technology | Boston | MA | $20,000 | $500,000 | 4 | Aug 17 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Aug 17 | sec.gov |
| Helios Global Group Ltd | Other Health Care | Macclesfield | $1,966 | $1,966 | 1 | Aug 17 | sec.gov | |
| CF Archer Multifamily DST | Residential | New York | NY | $0 | $52,800,000 | 0 | Aug 17 | sec.gov |
| Madera Addison, LP | Residential | Lubbock | TX | $0 | $14,500,000 | 0 | Aug 17 | sec.gov |
| Noble Heights Real Estate Ventures, LLC | Commercial | Grand Rapids | MI | $0 | $15,500,000 | 0 | Aug 17 | sec.gov |
| Primal Sports LLC | Other | Camp Hill | PA | $0 | $18,750,000 | 0 | Aug 17 | sec.gov |
| VERSITY CLEMSON INCOME NOTES, LLC | Commercial | Aliso Viejo | CA | $0 | $50,000,000 | 0 | Aug 17 | sec.gov |
| Bloomfield ASC, LLC | Other Health Care | Bloomfield | CT | $0 | $1,070,567 | 0 | Aug 17 | sec.gov |
| BFG Co-Investment II, LLC | Other Real Estate | Winter Park | FL | $0 | $10,000,000 | 0 | Aug 17 | sec.gov |
| Guardian Management Holdings LP | Other | New York | NY | $0 | Indefinite | 0 | Aug 17 | sec.gov |
| Sweet Valley Surgery Center, LLC | Other Health Care | Brentwood | TN | $0 | $3,000,000 | 0 | Aug 17 | sec.gov |
| LCR Strategic Minerals, LLC | Other Banking and Financial Services | Westport | CT | $0 | $100,800,000 | 0 | Aug 17 | sec.gov |
| EM Ascent Fund I, L.P. | Other Real Estate | New York | NY | $0 | Indefinite | 0 | Aug 17 | sec.gov |
| Ningbo Zhenghe Trading Ltd | Agriculture | Ningbo | $0 | $5,000,000 | 5 | Aug 17 | sec.gov | |
| DUMP CHUMP INC (amended) | Manufacturing | Champion | PA | $0 | $3,500,000 | 0 | Aug 17 | sec.gov |
| KinoTek Inc | Other Technology | Portland | ME | $0 | $2,300,000 | 0 | Aug 17 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $12,500,000 | 0 | Aug 17 | sec.gov |
| Thrivest Legal Funding, LLC | Investing | Coshohocken | PA | $0 | $25,000,000 | 0 | Aug 17 | sec.gov |
August 18, 2023 · August 16, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.