Data / Form D filings / Feb 14
Form D filings, February 14, 2023: 99 companies raised $2.29 billion
99 operating companies filed a Form D on February 14, 2023, reporting $2.29 billion sold. Largest: Generate Capital, PBC ($923.8 million), Aura Group, Inc. ($205 million), Neptune Parent Topco LLC ($156 million). The median filing is $3.1 million, and 142 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 99Form D filings
- $2.29 billionreported sold
- $3.1 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, CA 13, NY 8, FL 6, GA 5. By industry: Other Technology 22, Other 22, Residential 8, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Generate Capital, PBC (amended) | Other Energy | San Francisco | CA | $923,779,407 | $923,779,407 | 27 | Feb 14 | sec.gov |
| Aura Group, Inc. | Other Technology | Boston | MA | $204,999,948 | Indefinite | 13 | Feb 14 | sec.gov |
| Neptune Parent Topco LLC | Other | West Palm Beach | FL | $156,000,000 | Indefinite | 7 | Feb 14 | sec.gov |
| Epicor, Inc. (amended) | Other | New York | NY | $146,916,243 | Indefinite | 97 | Feb 14 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $73,413,320 | $146,515,397 | 32 | Feb 14 | sec.gov |
| BDC/Washington St. Holdings, LLC (amended) | Commercial | Portland | OR | $68,489,227 | $120,000,000 | 6 | Feb 14 | sec.gov |
| Rarefied Atmosphere, Inc. | Other Technology | Austin | TX | $64,999,940 | $105,000,048 | 7 | Feb 14 | sec.gov |
| NanoGraf Corp | Other Technology | Chicago | IL | $64,702,486 | $64,702,486 | 22 | Feb 14 | sec.gov |
| Block 216 QOF, LLC (amended) | Commercial | Portland | OR | $63,929,121 | $120,000,000 | 34 | Feb 14 | sec.gov |
| Victory Financial Corp /TX | Other Banking and Financial Services | Lubbock | TX | $51,953,590 | $60,000,000 | 178 | Feb 14 | sec.gov |
| Emory Peak Capital LP | Other Banking and Financial Services | Jupiter | FL | $40,050,000 | Indefinite | 12 | Feb 14 | sec.gov |
| Holden Hills, L.P. | Residential | Austin | TX | $40,000,000 | $40,000,000 | 1 | Feb 14 | sec.gov |
| Julian Orlando CS Investors, LP | Residential | Montreal | $35,270,000 | $35,270,000 | 420 | Feb 14 | sec.gov | |
| ThayerMahan, Inc. | Other Technology | Groton | CT | $30,549,982 | $44,549,998 | 7 | Feb 14 | sec.gov |
| DPEG Holzwarth, LP | Commercial | Sugar Land | TX | $26,950,000 | $26,950,000 | 177 | Feb 14 | sec.gov |
| FS Credit Real Estate Income Trust, Inc. (amended) | REITS and Finance | Philadelphia | PA | $20,810,732 | $50,000,000 | 4 | Feb 14 | sec.gov |
| Society Brands, Inc. | Retailing | Canton | OH | $18,325,235 | $18,325,235 | 52 | Feb 14 | sec.gov |
| Boosted Ecommerce, Inc. | Other | Beverly Hills | CA | $16,491,508 | $16,491,508 | 3 | Feb 14 | sec.gov |
| Tioga Cardiovascular, Inc. | Other Health Care | Campbell | CA | $16,044,989 | $30,594,998 | 15 | Feb 14 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $15,660,000 | Indefinite | 145 | Feb 14 | sec.gov |
| Ivy Orlando CS Investors, LP | Residential | Montreal | $15,459,500 | $15,459,500 | 273 | Feb 14 | sec.gov | |
| 76Bio, Inc. (amended) | Biotechnology | Boston | MA | $12,220,600 | $12,220,600 | 32 | Feb 14 | sec.gov |
| EVERGREEN BANCSHARES INC (amended) | Commercial Banking | St Louis | $11,000,000 | $11,000,000 | 13 | Feb 14 | sec.gov | |
| Unified Independence, LLC | Other Real Estate | Lehi | UT | $10,800,000 | Indefinite | 19 | Feb 14 | sec.gov |
| Airlinq Inc. | Other Technology | San Ramon | CA | $10,519,234 | $15,269,838 | 5 | Feb 14 | sec.gov |
| Project Applecart LLC | Other Technology | New York | NY | $10,338,902 | $20,000,000 | 13 | Feb 14 | sec.gov |
| Hairston Woods Investors, LP | Residential | Montreal | $9,202,500 | $12,229,516 | 177 | Feb 14 | sec.gov | |
| Tracer Labs, Inc. | Other Technology | New York | NY | $8,999,997 | $19,000,000 | 4 | Feb 14 | sec.gov |
| Bacon Work, Inc. (amended) | Business Services | Provo | UT | $8,886,773 | $9,299,998 | 11 | Feb 14 | sec.gov |
| Constellation Labs Inc. | Other Technology | San Francisco | CA | $8,199,989 | $9,000,000 | 5 | Feb 14 | sec.gov |
| Brassica Technologies Inc. | Other | Houston | TX | $8,139,998 | $12,299,967 | 11 | Feb 14 | sec.gov |
| Field Intelligence Inc. | Other Technology | Marietta | GA | $6,763,712 | $10,263,621 | 14 | Feb 14 | sec.gov |
| EBET, Inc. | Other | Las Vegas | NV | $6,499,981 | $6,499,981 | 10 | Feb 14 | sec.gov |
| Moichor Inc | Other | San Francisco | CA | $6,223,088 | $6,223,088 | 10 | Feb 14 | sec.gov |
| Apexigen, Inc. | Biotechnology | San Carlos | CA | $5,587,982 | $5,587,982 | 13 | Feb 14 | sec.gov |
| Credit Union 1 | Other Banking and Financial Services | Lombard | IL | $5,500,000 | $30,000,000 | 2 | Feb 14 | sec.gov |
| NYFEN Development LLC (amended) | Residential | Short Hills | NJ | $5,420,000 | $15,000,000 | 17 | Feb 14 | sec.gov |
| MVF 1 LP | Investing | Fairfield | CT | $5,350,000 | $5,350,000 | 4 | Feb 14 | sec.gov |
| Elate, Inc. | Other Technology | Indianapolis | IN | $4,933,505 | $4,933,505 | 12 | Feb 14 | sec.gov |
| Classet, Inc. (amended) | Other Technology | Chicago | IL | $4,450,000 | $5,200,000 | 27 | Feb 14 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $3,900,000 | $3,900,000 | 2 | Feb 14 | sec.gov |
| Immunophotonics, Inc. | Pharmaceuticals | St. Louis | MO | $3,452,576 | $6,500,000 | 22 | Feb 14 | sec.gov |
| PayKeeper, Inc. | Other Banking and Financial Services | South Jordan | UT | $2,742,493 | $3,000,000 | 12 | Feb 14 | sec.gov |
| 225 N Charles Owner, LLC | Other Real Estate | Washington | DC | $2,720,000 | $2,720,000 | 40 | Feb 14 | sec.gov |
| NHC Chamberlain LLC | Investing | Cape Elizabeth | ME | $2,415,000 | $2,415,000 | 36 | Feb 14 | sec.gov |
| Linova Energy LP | Other Energy | Monrovia | CA | $2,300,000 | $5,000,000 | 19 | Feb 14 | sec.gov |
| Closing Docs, Inc. | Other Technology | Seattle | WA | $2,265,000 | $2,265,000 | 5 | Feb 14 | sec.gov |
| NHC Morgan LLC | Investing | Cape Elizabeth | ME | $2,100,000 | $2,100,000 | 15 | Feb 14 | sec.gov |
| Clearsense, Inc | Other Technology | Jacksonville | FL | $2,000,000 | $2,000,000 | 1 | Feb 14 | sec.gov |
| EOLO USA, Inc. (amended) | Biotechnology | Wilmington | DE | $1,799,999 | $2,999,999 | 9 | Feb 14 | sec.gov |
| Westview Park Village LLC | Residential | Frisco | TX | $1,750,000 | $1,750,000 | 31 | Feb 14 | sec.gov |
| HeyMirza INC | Other Technology | Camden, Kent | DE | $1,704,249 | $1,704,249 | 25 | Feb 14 | sec.gov |
| CPH II, Inc. (amended) | Other | Los Alamitos | CA | $1,550,050 | $2,000,000 | 4 | Feb 14 | sec.gov |
| Freewheel LLC | Restaurants | San Francisco | CA | $1,500,000 | $1,500,000 | 9 | Feb 14 | sec.gov |
| Prometheus8, Inc. | Other Technology | San Carlos | CA | $1,258,000 | $3,000,000 | 14 | Feb 14 | sec.gov |
| MP Investment Club LS Equity Fund 3 LP (amended) | Other Technology | Upper Saddle River | NJ | $1,230,000 | Indefinite | 16 | Feb 14 | sec.gov |
| SAFE & GREEN HOLDINGS CORP. | Construction | Miami | FL | $1,100,000 | $1,100,000 | 0 | Feb 14 | sec.gov |
| Sovos Co-Invest LP | Other | Wilmington | MA | $1,020,334 | $1,020,334 | 5 | Feb 14 | sec.gov |
| American Ostrich Company, LLC | Agriculture | Kuna | ID | $1,000,001 | $3,000,003 | 1 | Feb 14 | sec.gov |
| Frontiersman Holdings, Inc. | Other | Driftwood | TX | $1,000,000 | $3,000,000 | 3 | Feb 14 | sec.gov |
| Pacific Merchants Alliance Inc. (amended) | Other | Herndon | VA | $913,000 | $990,000 | 8 | Feb 14 | sec.gov |
| blosm & blume pet products, inc. (amended) | Other | Lewes | DE | $750,000 | Indefinite | 1 | Feb 14 | sec.gov |
| OCRA KSI Solar, LLC | Other Real Estate | Alpharetta | GA | $700,000 | $7,000,000 | 2 | Feb 14 | sec.gov |
| Andovia Inc. | Other Technology | Woburn | MA | $632,404 | $1,000,000 | 1 | Feb 14 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $603,045 | $603,045 | 5 | Feb 14 | sec.gov |
| Staton Techiya, LLC | Other Technology | Delray Beach | FL | $600,000 | $600,000 | 17 | Feb 14 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $382,400 | $669,200 | 11 | Feb 14 | sec.gov | |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $325,000 | $325,000 | 4 | Feb 14 | sec.gov |
| Rise Fund III, LLC | Residential | Scottsdale | AZ | $300,000 | $20,000,000 | 3 | Feb 14 | sec.gov |
| Gaingels Slync 2023 LLC | Other | Burlilngton | VT | $247,872 | $247,872 | 30 | Feb 14 | sec.gov |
| AVENUE THERAPEUTICS, INC. | Pharmaceuticals | Bay Harbor Islands | FL | $242,537 | $242,537 | 1 | Feb 14 | sec.gov |
| nth venture inc. | Other | Corpus Christi | TX | $200,000 | Indefinite | 1 | Feb 14 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $195,516 | $195,516 | 1 | Feb 14 | sec.gov |
| Creative Affects LLC | Manufacturing | Placitas | NM | $180,000 | $353,790 | 4 | Feb 14 | sec.gov |
| Gaingels StellarFi LLC | Other | Burlington | VT | $141,487 | $141,487 | 14 | Feb 14 | sec.gov |
| Ingenii Inc | Other Technology | New York | NY | $115,000 | Indefinite | 2 | Feb 14 | sec.gov |
| Gaingels Remedial Health LLC | Other | Burlington | VT | $80,000 | $80,000 | 11 | Feb 14 | sec.gov |
| nth venture inc. | Other | Corpus Christi | TX | $68,750 | Indefinite | 10 | Feb 14 | sec.gov |
| nth venture inc. | Other | Corpus Christi | TX | $60,000 | Indefinite | 3 | Feb 14 | sec.gov |
| Ocusell, LLC | Other Technology | Cincinnati | OH | $50,000 | $1,000,000 | 1 | Feb 14 | sec.gov |
| NATURAL HEALTH TRENDS CORP | Retailing | Kowloon | $42,592 | $42,592 | 4 | Feb 14 | sec.gov | |
| nth venture inc. (amended) | Other | Corpus Christi | TX | $40,000 | Indefinite | 7 | Feb 14 | sec.gov |
| Text Marks the Spot Inc. | Other Technology | Roswell | GA | $25,000 | Indefinite | 1 | Feb 14 | sec.gov |
| Fibo Town 002 LLC | Residential | New York | NY | $100 | $121,100 | 0 | Feb 14 | sec.gov |
| MPC FED 2023 Energy Fund II, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Feb 14 | sec.gov |
| ApartmentVestors Golf Fund, LLC | Commercial | Overland Park | KS | $0 | $5,000,000 | 0 | Feb 14 | sec.gov |
| Wolfe DL Fund 2023 LLC | Commercial | Plano | TX | $0 | $15,000,000 | 0 | Feb 14 | sec.gov |
| MPC FED 2023 DG Energy Fund II, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Feb 14 | sec.gov |
| HW De Zavala, LLC | Commercial | San Antonio | TX | $0 | $3,120,290 | 0 | Feb 14 | sec.gov |
| DAPT Fayetteville 2, LLC | Commercial | Austin | TX | $0 | $22,050,000 | 0 | Feb 14 | sec.gov |
| VERBIO Vereinigte BioEnergie AG | Other Energy | Leipzig | $0 | $419,081 | 0 | Feb 14 | sec.gov | |
| Posh Luxury Cannabis, Inc. (amended) | Retailing | New York | NY | $0 | $100,000,000 | 0 | Feb 14 | sec.gov |
| Posh Luxury Cannabis, Inc. (amended) | Retailing | New York | NY | $0 | $100,000,000 | 0 | Feb 14 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Feb 14 | sec.gov |
| Canopy Holdings, LLC | Other | Denver | CO | $0 | $1,500,000 | 0 | Feb 14 | sec.gov |
| Aquipor Technologies, Inc. (amended) | Other | Spokane | WA | $0 | $5,000,000 | 0 | Feb 14 | sec.gov |
| Physician Software Systems, LLC | Other Health Care | Lisle | IL | $0 | $3,000,056 | 0 | Feb 14 | sec.gov |
| IllumiGuide Solar Inc. (amended) | Other | Longmont | CO | $0 | Indefinite | 0 | Feb 14 | sec.gov |
| NEW YORK LIFE INSURANCE CO | Insurance | New York | NY | $0 | Indefinite | 313 | Feb 14 | sec.gov |
February 15, 2023 · February 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.