Data / Form D filings / Feb 15
Form D filings, February 15, 2023: 94 companies raised $5.42 billion
94 operating companies filed a Form D on February 15, 2023, reporting $5.42 billion sold. Largest: PFL CORPORATE ACCOUNT ONE ($3.05 billion), National Data Center Fund ($1.01 billion), ZIMMER BIOMET HOLDINGS, INC. ($216.1 million). The median filing is $2.4 million, and 124 pooled investment funds also filed that day.
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- 94Form D filings
- $5.42 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 11, FL 6, MI 5, NY 5. By industry: Other 18, Other Technology 18, Other Health Care 9, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PFL CORPORATE ACCOUNT ONE (amended) | Insurance | Cedar Rapids | IA | $3,047,662,687 | Indefinite | 76 | Feb 15 | sec.gov |
| National Data Center Fund | Other Real Estate | Washington | DC | $1,013,602,695 | Indefinite | 36 | Feb 15 | sec.gov |
| ZIMMER BIOMET HOLDINGS, INC. | Other Health Care | Warsaw | IN | $216,086,331 | $216,086,331 | 157 | Feb 15 | sec.gov |
| Proficio Alternative Opportunities Fund LP (amended) | Investing | Newton | MA | $152,717,003 | Indefinite | 73 | Feb 15 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $149,541,007 | $209,327,056 | 245 | Feb 15 | sec.gov |
| Stoltz MF Fund I, L.P. | Other Real Estate | Bala Cynwyd | PA | $134,100,000 | $134,100,000 | 7 | Feb 15 | sec.gov |
| GreenState Credit Union | Other Banking and Financial Services | North Liberty | IA | $100,000,000 | $100,000,000 | 26 | Feb 15 | sec.gov |
| Eco Business Fund, SICAV SIF - Eco-business I Sub-Fund (amended) | Other Banking and Financial Services | Bertrange | $74,500,000 | Indefinite | 4 | Feb 15 | sec.gov | |
| Sloy Dahl & Holst Holdings Concentrated Equity (amended) | Other Banking and Financial Services | Sioux Falls | SD | $60,999,227 | Indefinite | 7 | Feb 15 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $41,043,424 | $62,589,462 | 103 | Feb 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $39,247,113 | Indefinite | 41 | Feb 15 | sec.gov |
| Overhaul Group, Inc. | Other | Austin | TX | $38,427,267 | $40,000,000 | 12 | Feb 15 | sec.gov |
| Worldeye Technologies, Inc. | Other Technology | Reston | VA | $30,000,000 | $55,000,000 | 18 | Feb 15 | sec.gov |
| ColdSnap, Corp. | Other Technology | Billerica | MA | $28,196,534 | $60,000,555 | 45 | Feb 15 | sec.gov |
| UNIVERSITY BANCORP INC /DE/ (amended) | Commercial Banking | Ann Arbor | MI | $27,000,000 | $30,000,000 | 13 | Feb 15 | sec.gov |
| Rejoni, Inc. (amended) | Biotechnology | Bedford | MA | $26,000,001 | $26,000,001 | 21 | Feb 15 | sec.gov |
| Slync, Inc. | Other Technology | Southlake | TX | $24,579,167 | $29,174,388 | 27 | Feb 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $23,330,000 | Indefinite | 2 | Feb 15 | sec.gov |
| 10 Federal Self Storage Acquisition Co 4, LLC (amended) | Other Real Estate | Raleigh | NC | $22,090,000 | $100,000,000 | 126 | Feb 15 | sec.gov |
| 3RC/Magnum Holdings LLC | Investing | Pittsburgh | PA | $13,335,000 | $13,335,000 | 6 | Feb 15 | sec.gov |
| A-PLUS P&A HOLDINGS LLC | Oil and Gas | Midland | TX | $11,000,000 | $11,000,000 | 33 | Feb 15 | sec.gov |
| Gold Leaf Holdings, Inc. | Retailing | Miami | FL | $11,000,000 | $25,000,000 | 9 | Feb 15 | sec.gov |
| Worcester Fund LLC (amended) | Commercial | Kansas City | MO | $10,912,429 | $50,000,000 | 49 | Feb 15 | sec.gov |
| PathWell Health Holdings, LLC | Other Health Care | Stratford | CT | $10,000,000 | $10,000,000 | 1 | Feb 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,750,000 | Indefinite | 1 | Feb 15 | sec.gov |
| Lacemaker Investment LLC (amended) | Other Real Estate | New York | NY | $8,204,820 | $50,000,000 | 36 | Feb 15 | sec.gov |
| FWG Capital Fund | Other Banking and Financial Services | Lewes | DE | $7,940,000 | $25,000,000 | 31 | Feb 15 | sec.gov |
| 3RC/Magnum Invesco LLC | Investing | Pittsburgh | PA | $7,805,000 | $7,805,000 | 19 | Feb 15 | sec.gov |
| Wakonda Club | Other | Des Moines | IA | $5,600,000 | $8,000,000 | 25 | Feb 15 | sec.gov |
| NexEos Diagnostics, Inc. | Other Health Care | Pottstown | PA | $5,100,000 | $5,100,000 | 19 | Feb 15 | sec.gov |
| VIMBuild LLC | Business Services | Roswell | GA | $4,366,425 | $4,366,425 | 1 | Feb 15 | sec.gov |
| SRE Wellness, Inc. | Manufacturing | New York | NY | $4,211,253 | $4,211,253 | 31 | Feb 15 | sec.gov |
| A.R.I. Venture Debt Opportunities Feeder Fund LP | Other Banking and Financial Services | Lewes | DE | $3,675,000 | $25,000,000 | 22 | Feb 15 | sec.gov |
| Alleviate, Inc. | Other | Newton | MA | $3,579,273 | $3,999,272 | 66 | Feb 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,558,223 | Indefinite | 4 | Feb 15 | sec.gov |
| Park Place Payments, Inc. | Business Services | Woodland Hills | CA | $3,457,000 | $3,457,000 | 42 | Feb 15 | sec.gov |
| Carl Street Inc. | Other Technology | Castro Valley | CA | $2,905,000 | $8,000,000 | 25 | Feb 15 | sec.gov |
| FormFree Holdings Corp | Other Technology | Johns Creek | GA | $2,812,086 | $2,812,086 | 14 | Feb 15 | sec.gov |
| PureVita Labs, LLC | Other | West Warwick | RI | $2,525,000 | $2,525,000 | 29 | Feb 15 | sec.gov |
| OcuDoc, Inc. | Other Health Care | Columbus | OH | $2,509,652 | $2,869,655 | 41 | Feb 15 | sec.gov |
| Shield RTO Holdings LP (amended) | Other Banking and Financial Services | Gilbert | AZ | $2,355,000 | Indefinite | 18 | Feb 15 | sec.gov |
| xMentium Inc. (amended) | Other Technology | Denver | CO | $2,350,000 | $3,500,000 | 44 | Feb 15 | sec.gov |
| Citizenry, Inc. | Retailing | Dallas | TX | $2,300,000 | $3,000,000 | 3 | Feb 15 | sec.gov |
| VIE Technologies Inc (amended) | Other Technology | San Diego | CA | $2,141,356 | $3,000,000 | 35 | Feb 15 | sec.gov |
| Grove Domestic Investors LLC | Residential | Clawson | MI | $2,000,000 | $25,000,000 | 10 | Feb 15 | sec.gov |
| Exafluence, Inc. | Computers | South Brunswick | NJ | $2,000,000 | $5,694,761 | 1 | Feb 15 | sec.gov |
| Intelligent Observation, Inc. | Other Health Care | Miami | FL | $1,999,990 | $3,499,983 | 2 | Feb 15 | sec.gov |
| Laundris Corp | Other Technology | Austin | TX | $1,701,000 | $1,800,000 | 29 | Feb 15 | sec.gov |
| West Gandy Investors, LLC | Other | Tampa | FL | $1,600,000 | $4,000,000 | 15 | Feb 15 | sec.gov |
| Brick Top Equity Group, Inc. | Investing | Boca Raton | FL | $1,500,000 | $10,000,000 | 4 | Feb 15 | sec.gov |
| ReSeed PBC | Other Technology | Topanga | CA | $1,350,000 | Indefinite | 8 | Feb 15 | sec.gov |
| Snowball Industries Inc | Other | Las Vegas | NV | $1,108,217 | $2,000,000 | 11 | Feb 15 | sec.gov |
| HCM Institutional Equity (amended) | Other Banking and Financial Services | Sioux Falls | SD | $1,100,000 | $5,000,000 | 2 | Feb 15 | sec.gov |
| FlightPath Biosciences, Inc. | Biotechnology | Birmingham | MI | $1,100,000 | $8,000,000 | 6 | Feb 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,067,700 | Indefinite | 3 | Feb 15 | sec.gov |
| NuvOx Therapeutics, Inc. | Other Health Care | Tucson | AZ | $1,050,000 | $5,000,000 | 2 | Feb 15 | sec.gov |
| Studio 21 Live Gaming, Inc. | Other | Inver Grove Heights | MN | $1,000,000 | $2,000,000 | 3 | Feb 15 | sec.gov |
| Envera Health, Inc. | Business Services | Gllen Allen | VA | $1,000,000 | $1,000,000 | 4 | Feb 15 | sec.gov |
| Envera Health, Inc. | Business Services | Gllen Allen | VA | $1,000,000 | $1,000,000 | 3 | Feb 15 | sec.gov |
| Helios Liminal Partners II, LLC | Investing | Denver | CO | $815,066 | $815,066 | 8 | Feb 15 | sec.gov |
| Laundris Corp | Other Technology | Austin | TX | $796,030 | $1,000,000 | 16 | Feb 15 | sec.gov |
| Mathematics & Problem Solving LLC | Other | South Portland | ME | $751,928 | $2,000,000 | 7 | Feb 15 | sec.gov |
| Assurified, Inc. (amended) | Other Technology | Wilmington | DE | $700,000 | $700,000 | 4 | Feb 15 | sec.gov |
| Anaxiom Corp | Other Health Care | Laguna Hills | CA | $696,145 | $1,000,000 | 5 | Feb 15 | sec.gov |
| PACT Outdoors, Inc. | Retailing | Crested Butte | CO | $650,000 | $650,000 | 7 | Feb 15 | sec.gov |
| Listener Brands Inc. (amended) | Other | Chicago | IL | $449,996 | $449,996 | 4 | Feb 15 | sec.gov |
| Laundris Corp | Other Technology | Austin | TX | $425,000 | $425,000 | 1 | Feb 15 | sec.gov |
| GSH Grove Investment LLC | Residential | Clawson | MI | $400,000 | $3,500,000 | 3 | Feb 15 | sec.gov |
| Fresh Factory B.C. Ltd. | Other | Carol Stream | IL | $349,920 | $349,920 | 3 | Feb 15 | sec.gov |
| Vistim Labs Inc. (amended) | Biotechnology | Salt Lake City | UT | $300,000 | $700,000 | 3 | Feb 15 | sec.gov |
| Chromatic 3D Materials Inc. | Other Technology | Golden Valley | MN | $280,000 | $300,000 | 5 | Feb 15 | sec.gov |
| BlueDop Holding Company, LLC | Other Health Care | Sioux Falls | SD | $250,000 | $5,000,000 | 2 | Feb 15 | sec.gov |
| Active Genomes Expressed Diagnostics Corp | Other Technology | Washington | DC | $250,000 | $1,750,000 | 2 | Feb 15 | sec.gov |
| BeeMetal Corp. | Other Technology | Pasadena | CA | $217,000 | $1,000,000 | 4 | Feb 15 | sec.gov |
| BLACK SWAN TECHNOLOGY FUND I QP, LLC (amended) | Other Technology | Rochester | MN | $200,000 | $10,000,000 | 2 | Feb 15 | sec.gov |
| NDB Inc. (amended) | Other Technology | San Francisco | CA | $83,520 | $83,520 | 3 | Feb 15 | sec.gov |
| Improv Beverages, Inc. | Other | San Diego | CA | $75,000 | $750,000 | 2 | Feb 15 | sec.gov |
| Digital Frontier Marketing Inc. | Other | Palm Harbor | FL | $51,940 | $400,000 | 30 | Feb 15 | sec.gov |
| Casa Mate Spirits Corp. | Other | Newport Beach | CA | $50,000 | $500,000 | 1 | Feb 15 | sec.gov |
| Triyo Software Inc. | Other | New York | NY | $10,000 | $967,654 | 1 | Feb 15 | sec.gov |
| ManaQi, Inc. | Other | Tampa | FL | $7,000 | $20,000,000 | 1 | Feb 15 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $5,000 | $30,000,000 | 1 | Feb 15 | sec.gov |
| MPC FED 2023 DG Energy Fund I, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Feb 15 | sec.gov |
| MFI Ogden 1 LLC | Other | Lehi | UT | $0 | $2,700,000 | 0 | Feb 15 | sec.gov |
| 12 Carbon Capture LP | Oil and Gas | Austin | TX | $0 | $5,175,000 | 0 | Feb 15 | sec.gov |
| Oshares 05 LP | Oil and Gas | Austin | TX | $0 | $17,250,000 | 0 | Feb 15 | sec.gov |
| West Twentieth LLC | Commercial | Plano | TX | $0 | $9,000,000 | 0 | Feb 15 | sec.gov |
| VIP Fund IV, LLC (amended) | Other | Roseville | CA | $0 | $50,000,000 | 0 | Feb 15 | sec.gov |
| HoneyBricks 003 LLC | Other Real Estate | South San Francisco | DE | $0 | $250,000 | 0 | Feb 15 | sec.gov |
| In Loop LLC | Commercial | Houston | TX | $0 | $453,200 | 0 | Feb 15 | sec.gov |
| SynerFuse, Inc. | Other Health Care | Eden Prairie | MN | $0 | $25,000,000 | 0 | Feb 15 | sec.gov |
| Freedom Crude, LLC | Oil and Gas | Bowling Green | KY | $0 | $1,150,000 | 0 | Feb 15 | sec.gov |
| Fan Label LLC | Other | Birmingham | MI | $0 | $1,000,000 | 0 | Feb 15 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $14,250,000 | 0 | Feb 15 | sec.gov |
February 16, 2023 · February 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.