Data / Form D filings / HCM Institutional Equity
HCM Institutional Equity: Form D filings
HCM Institutional Equity, a financial services company in Sioux Falls, SD, filed 2 Form D notices with the SEC between 2020 and 2023. The latest, on February 15, 2023, reports $1.1 million sold of a $5 million offering to 2 investors.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 101 SOUTH MAIN AVE STE 310, Sioux Falls, SD, 57104
- Phone
- (303) 996-3781
- Industry
- Other Banking and Financial Services
- Entity type
- Business Trust
- Incorporated in
- South Dakota
- Year incorporated
- 2020
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(c), Investment Company Act section 3(c), section 3(c)(1)
- SEC identifier (CIK)
- 1815724
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Amendment | $5,000,000 | $1,100,000 | $3,900,000 | 2 | Oct 2, 2020 | sec.gov |
| Oct 14, 2020 | New notice | $5,000,000 | $100,000 | $4,900,000 | 1 | Oct 2, 2020 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Adam Ponder | Executive Officer | |
| Nathan Crisenberry | Executive Officer |
Every Form D from the week of Feb 13, 2023 · All recent filings in South Dakota · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what HCM Institutional Equity reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.