Data / Form D filings / Feb 16
Form D filings, February 16, 2023: 81 companies raised $612.7 million
81 operating companies filed a Form D on February 16, 2023, reporting $612.7 million sold. Largest: Mimecast Holding Co Ltd ($177.8 million), Salt Blockchain Inc. ($64 million), THIRD POLE, INC. ($43.8 million). The median filing is $2.2 million, and 92 pooled investment funds also filed that day.
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- 81Form D filings
- $612.7 millionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, NY 10, GA 4, TX 4, FL 4. By industry: Other 16, Other Technology 16, Other Banking and Financial Services 8, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Mimecast Holding Co Ltd | Other Technology | London | $177,790,657 | Indefinite | 127 | Feb 16 | sec.gov | |
| Salt Blockchain Inc. | Other Banking and Financial Services | South Denver | CO | $63,982,418 | $85,000,000 | 25 | Feb 16 | sec.gov |
| THIRD POLE, INC. (amended) | Other Technology | Waltham | MA | $43,841,244 | Indefinite | 85 | Feb 16 | sec.gov |
| PRUDENTIAL INSURANCE CO OF AMERICA | Insurance | Newark | NJ | $32,000,000 | Indefinite | 1 | Feb 16 | sec.gov |
| Firefly Aerospace Inc. | Other Technology | Cedar Park | TX | $30,239,300 | $300,000,000 | 3 | Feb 16 | sec.gov |
| THRIFT INVESTORS LP (amended) | Other | Boston | MA | $29,000,000 | Indefinite | 21 | Feb 16 | sec.gov |
| Rise Highland Partners, LLC | Residential | Scottsdale | AZ | $25,096,005 | $25,096,005 | 322 | Feb 16 | sec.gov |
| CX Lively Indigo Run, DST (amended) | Other Real Estate | Tampa | FL | $19,308,547 | $103,237,080 | 53 | Feb 16 | sec.gov |
| Wenworth Capital, LLC | Other Real Estate | Sheridan, | WY | $16,000,000 | $16,000,000 | 39 | Feb 16 | sec.gov |
| HFSA, LLC (amended) | Other Banking and Financial Services | Atlanta | GA | $16,000,000 | Indefinite | 42 | Feb 16 | sec.gov |
| BF Member LLC (amended) | Other Banking and Financial Services | Bellevue | WA | $12,983,799 | Indefinite | 20 | Feb 16 | sec.gov |
| BF Member LLC (amended) | Other Banking and Financial Services | Bellevue | WA | $12,983,799 | Indefinite | 20 | Feb 16 | sec.gov |
| Bellevue Funding LLC (amended) | Other Banking and Financial Services | Bellevue | WA | $12,983,799 | Indefinite | 1 | Feb 16 | sec.gov |
| Bellevue Funding LLC (amended) | Other Banking and Financial Services | Bellevue | WA | $12,983,799 | Indefinite | 1 | Feb 16 | sec.gov |
| Aembit, Inc. | Other Technology | Silver Spring | MD | $11,499,997 | $12,500,000 | 2 | Feb 16 | sec.gov |
| Atsign, Inc. | Other Technology | San Jose | CA | $10,982,998 | $10,982,998 | 33 | Feb 16 | sec.gov |
| Ocrolus Inc. | Other Technology | New York | NY | $10,462,701 | $15,001,047 | 12 | Feb 16 | sec.gov |
| SparkMeter, Inc. (amended) | Other Technology | Washington | DC | $9,695,740 | $10,132,583 | 11 | Feb 16 | sec.gov |
| Kognitos, Inc. | Other | San Jose | CA | $7,374,999 | $7,374,999 | 4 | Feb 16 | sec.gov |
| Linn Grove Dakota 5 LP (amended) | Investing | West Fargo | ND | $5,720,000 | $6,000,000 | 26 | Feb 16 | sec.gov |
| Linn Grove Dakota 5 LP (amended) | Investing | West Fargo | ND | $5,220,000 | $6,000,000 | 26 | Feb 16 | sec.gov |
| Luminate Capital Corp. | Commercial Banking | Minnetonka | MN | $5,083,000 | $5,083,000 | 20 | Feb 16 | sec.gov |
| Apollo Behavior Services LLC | Other Health Care | Suwanee | GA | $4,175,000 | $4,175,000 | 22 | Feb 16 | sec.gov |
| Coastal UP Fairfield LLC | REITS and Finance | New York | NY | $3,975,000 | $3,975,000 | 14 | Feb 16 | sec.gov |
| ClearCam Inc. | Other Technology | Austin | TX | $3,770,000 | $5,435,000 | 38 | Feb 16 | sec.gov |
| Nano Nuclear Energy Inc. | Other | New York | NY | $3,681,869 | $3,681,869 | 56 | Feb 16 | sec.gov |
| Diligent Pharma, Inc. | Other Technology | Princeton | NJ | $3,500,000 | $9,250,000 | 2 | Feb 16 | sec.gov |
| Atraverse Medical, Inc. | Other Health Care | Chicago | IL | $3,245,000 | $5,000,000 | 21 | Feb 16 | sec.gov |
| OKEANOS HOLDINGS, LLC | Manufacturing | Miami Beach | FL | $2,485,268 | $2,500,000 | 26 | Feb 16 | sec.gov |
| Westlake Pass 2211 Investors LLC | Residential | Houston | TX | $2,000,000 | $2,550,000 | 10 | Feb 16 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $1,770,334 | $1,770,334 | 6 | Feb 16 | sec.gov |
| Advanced Biomedics, LLC | Other Health Care | Baker | LA | $1,600,000 | $1,600,000 | 7 | Feb 16 | sec.gov |
| Munera Inc. (amended) | Other Technology | San Francisco | CA | $1,450,000 | $2,250,000 | 27 | Feb 16 | sec.gov |
| NextGen TM Inc. | Other Technology | Wilmington | DE | $1,425,000 | Indefinite | 6 | Feb 16 | sec.gov |
| Prometheus Technologies Inc. | Other | San Jose | CA | $1,000,000 | $5,000,000 | 1 | Feb 16 | sec.gov |
| Hangar Club LLC | Restaurants | Denver | CO | $875,000 | $3,300,000 | 10 | Feb 16 | sec.gov |
| BLX MWR Fund LLC | Other Real Estate | New York | NY | $800,000 | $75,200,000 | 1 | Feb 16 | sec.gov |
| EDGe Surgical, Inc. | Other Health Care | Chicago | IL | $735,000 | $4,000,000 | 6 | Feb 16 | sec.gov |
| Pet Krewe Inc. | Retailing | New Orleans | LA | $644,525 | $1,500,000 | 4 | Feb 16 | sec.gov |
| Asynt Solutions, L.L.C | Other | Columbus | OH | $625,000 | $1,000,000 | 7 | Feb 16 | sec.gov |
| ATL Custom Spec 1 - 843 Yorkshire LLC | Residential | Atlanta | GA | $500,000 | $1,200,000 | 1 | Feb 16 | sec.gov |
| Pathway Partners Wealth Advisors, LLC | Other Banking and Financial Services | Williamsville | NY | $500,000 | $1,000,000 | 2 | Feb 16 | sec.gov |
| Bin Blasters Queen Creek, LLC | Business Services | Spanish Fork | UT | $480,000 | $525,000 | 13 | Feb 16 | sec.gov |
| EWSB Bancorp, Inc. | Commercial Banking | Kaukauna | WI | $400,000 | $400,000 | 10 | Feb 16 | sec.gov |
| Pinata Rent, Inc. | Other | Newark | NJ | $375,000 | $5,000,000 | 2 | Feb 16 | sec.gov |
| VareCo 551 S Fairfax, LLC | Other Real Estate | Denver | CO | $324,000 | $324,000 | 6 | Feb 16 | sec.gov |
| Critical Minerals International Inc., a Delaware corp | Coal Mining | San Francisco | CA | $299,996 | $3,000,000 | 1 | Feb 16 | sec.gov |
| NYIAX, INC. | Business Services | New York | NY | $250,000 | $500,000 | 3 | Feb 16 | sec.gov |
| Tribal Rides International Corp. | Other | Mission Viejo | CA | $110,000 | $110,000 | 1 | Feb 16 | sec.gov |
| Myodenovo Inc. | Biotechnology | Raleigh | NC | $105,000 | $2,000,000 | 2 | Feb 16 | sec.gov |
| ACP5 LLC | Other | Pompano Beach | FL | $100,000 | Indefinite | 1 | Feb 16 | sec.gov |
| OREGON TAP FUND III, LLC | Other | Hillsboro | OR | $100,000 | Indefinite | 9 | Feb 16 | sec.gov |
| Chronosome Inc | Other Technology | Los Angeles | CA | $60,000 | $500,000 | 10 | Feb 16 | sec.gov |
| FemForward Inc. | Other Health Care | Portland | OR | $50,000 | $3,000,000 | 1 | Feb 16 | sec.gov |
| L5 Automation Inc. | Other Technology | La Canada Flintridge | CA | $20,000 | $1,850,000 | 2 | Feb 16 | sec.gov |
| MLT Members, LLC | Other Banking and Financial Services | Fort Washington | PA | $16,000 | $20,000 | 2 | Feb 16 | sec.gov |
| MOLECULAR WORLD HEALTH, INC. | Other Health Care | Palm Desert | CA | $5,000 | $1,000,000 | 1 | Feb 16 | sec.gov |
| Auxon Corp | Other Technology | Portland | OR | $2,989 | $2,989 | 1 | Feb 16 | sec.gov |
| CC6 Shares 2022, LP | Oil and Gas | Austin | TX | $0 | $13,800,000 | 0 | Feb 16 | sec.gov |
| SW Opportunity Fund IV, LLC | Other | Phoenix | AZ | $0 | $25,000,000 | 0 | Feb 16 | sec.gov |
| Garden Court Townhomes LLC | Commercial | Jackson | GA | $0 | $4,000,000 | 0 | Feb 16 | sec.gov |
| Sentry Mineral Holdings I, LP | Oil and Gas | Oklahoma City | OK | $0 | $15,000,000 | 0 | Feb 16 | sec.gov |
| Raptech, Inc. | Other Technology | San Francisco | CA | $0 | $450,000 | 0 | Feb 16 | sec.gov |
| Human Digital Registry, Inc. | Other | Aliso Viejo | CA | $0 | $4,400,000 | 0 | Feb 16 | sec.gov |
| Guillermo Maximo | Investment Banking | Bedford | NH | $0 | $500,000,000 | 0 | Feb 16 | sec.gov |
| Rocket Science Corp | Business Services | Schenectady | NY | $0 | $5,000,000 | 0 | Feb 16 | sec.gov |
| JH CAPITAL FUND I, LLC | Commercial | Gaithersburg | MD | $0 | $10,000,000 | 0 | Feb 16 | sec.gov |
| Millwood Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Feb 16 | sec.gov |
| Cabo Real Luxe LLC | Commercial | Rancho Santa Fe | CA | $0 | $1,700,000 | 0 | Feb 16 | sec.gov |
| SUNCO STORAGE HAWTHORNE, LLC | Commercial | Tampa | FL | $0 | $600,000 | 0 | Feb 16 | sec.gov |
| Bulldog TopCo LP | Other | New York | NY | $0 | Indefinite | 0 | Feb 16 | sec.gov |
| EON Reality, Inc. | Other Technology | Irvine | CA | $0 | $25,000,000 | 35 | Feb 16 | sec.gov |
| 635 Van Buren LLC (amended) | Residential | Owatonna | MN | $0 | $995,000 | 0 | Feb 16 | sec.gov |
| Gatlin Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Feb 16 | sec.gov |
| Next New Concept, Inc. | Manufacturing | Phoenix | AZ | $0 | $5,000,000 | 0 | Feb 16 | sec.gov |
| Dash Dash Dot Ltd Liability Co | Other | New York | NY | $0 | $8,250,000 | 0 | Feb 16 | sec.gov |
| Create Tommy Ltd Liability Co | Other | New York | NY | $0 | $7,500,000 | 0 | Feb 16 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $31,000,000 | 0 | Feb 16 | sec.gov |
| Roboka, LLC | Restaurants | Chicago | IL | $0 | $7,020,000 | 21 | Feb 16 | sec.gov |
| Vox Royalty Corp. (amended) | Other | Toronto | $0 | $384,280 | 0 | Feb 16 | sec.gov | |
| THREE NATIONAL LOGISTICS PROPERTIES INVESTORS DST | Other Real Estate | Nashua | NH | $0 | $812,108,972 | 0 | Feb 16 | sec.gov |
February 17, 2023 · February 15, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.