Data / Form D filings / Feb 13
Form D filings, February 13, 2023: 77 companies raised $503.3 million
77 operating companies filed a Form D on February 13, 2023, reporting $503.3 million sold. Largest: HVG Holdings, LLC ($195.6 million), Avilar Therapeutics, Inc. ($75.3 million), USHUR, INC. ($50.6 million). The median filing is $1 million, and 82 pooled investment funds also filed that day.
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- 77Form D filings
- $503.3 millionreported sold
- $1 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, TX 8, FL 6, IN 4, NY 4. By industry: Other 18, Commercial 16, Other Technology 12, Other Health Care 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HVG Holdings, LLC | Other | Teaneck | NJ | $195,620,000 | $195,620,000 | 20 | Feb 13 | sec.gov |
| Avilar Therapeutics, Inc. (amended) | Pharmaceuticals | Waltham | MA | $75,276,164 | $75,276,164 | 5 | Feb 13 | sec.gov |
| USHUR, INC. | Other Technology | Santa Clara | CA | $50,590,232 | $52,183,287 | 16 | Feb 13 | sec.gov |
| Lionscove Fund I, LLC (amended) | REITS and Finance | Bellevue | WA | $28,155,622 | Indefinite | 107 | Feb 13 | sec.gov |
| Alloplex Biotherapeutics, Inc. | Biotechnology | Woburn | MA | $20,670,582 | $25,000,000 | 51 | Feb 13 | sec.gov |
| Vizsla Silver Corp. | Other | Vancouver | $17,408,881 | $17,408,881 | 6 | Feb 13 | sec.gov | |
| 115 W 7TH JV INVESTORS, LLC | Residential | Rosemont | IL | $13,700,000 | $26,950,000 | 23 | Feb 13 | sec.gov |
| 76Bio, Inc. | Biotechnology | Boston | MA | $12,220,600 | $12,220,600 | 32 | Feb 13 | sec.gov |
| Luminary Platforms, Inc. | Other Technology | New York | NY | $9,500,000 | $9,500,000 | 10 | Feb 13 | sec.gov |
| DH Deerfield, LLC | Lodging and Conventions | Fort Lauderdale | FL | $9,100,000 | $9,100,000 | 157 | Feb 13 | sec.gov |
| Red Dot Holdings IV REIT, LLC (amended) | Other Real Estate | Louisville | CO | $8,715,674 | $8,715,674 | 125 | Feb 13 | sec.gov |
| BRF-OPD, LLC | Commercial | Jamestown | NC | $5,000,000 | $5,000,000 | 11 | Feb 13 | sec.gov |
| TMF HARMONY PLAZA, LLC (amended) | Residential | Cumming | GA | $4,316,732 | $10,500,000 | 69 | Feb 13 | sec.gov |
| Quinwood Coal Company, LLC (amended) | Coal Mining | Houston | TX | $4,250,000 | $5,250,000 | 1 | Feb 13 | sec.gov |
| Icon Meals, LLC | Other | Dallas | TX | $4,030,000 | $4,030,000 | 2 | Feb 13 | sec.gov |
| ZENOSS INC | Other Technology | Austin | TX | $4,000,001 | $4,000,001 | 4 | Feb 13 | sec.gov |
| Shoppes At Commerce LLC | Commercial | Chattanooga | TN | $3,499,500 | $3,499,500 | 13 | Feb 13 | sec.gov |
| Incepto, Inc. | Other Technology | Austin | TX | $2,961,096 | $2,961,096 | 5 | Feb 13 | sec.gov |
| BOM DIA IMPORTS LLC (amended) | Other | Seattle | WA | $2,869,770 | $4,000,000 | 33 | Feb 13 | sec.gov |
| GroupSolver, Inc. (amended) | Other Technology | San Diego | CA | $2,818,905 | $2,818,905 | 10 | Feb 13 | sec.gov |
| 1257 120th RE, LLC | Commercial | Denver | CO | $2,700,000 | $2,700,000 | 7 | Feb 13 | sec.gov |
| Cove Pharmacy Net Lease 65 DST | Commercial | Torrance | CA | $2,343,865 | $9,106,030 | 4 | Feb 13 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $2,000,750 | $2,000,750 | 7 | Feb 13 | sec.gov |
| TMap, LLC | Other Technology | Indianapolis | IN | $2,000,000 | $5,000,000 | 12 | Feb 13 | sec.gov |
| Cultivate - SentiAR Sidecar, LLC | Investing | Grand Rapids | MI | $1,930,000 | $1,930,000 | 25 | Feb 13 | sec.gov |
| BioSig Technologies, Inc. (amended) | Other Health Care | Westport | CT | $1,814,254 | $1,814,254 | 17 | Feb 13 | sec.gov |
| Even Labs Inc. | Other | Milwaukee | WI | $1,500,000 | $2,000,000 | 1 | Feb 13 | sec.gov |
| 1312 3rd Avenue Holdings, LLC | Commercial | Sands Point | NY | $1,410,000 | $1,410,000 | 19 | Feb 13 | sec.gov |
| Prometheus Therapeutics Inc. | Other Health Care | Pembroke Pines | FL | $1,052,665 | $8,375,000 | 19 | Feb 13 | sec.gov |
| Stokes Stevenson Young Automotive Net Lease Fund, LP | Commercial | Salt Lake City | UT | $1,000,000 | $75,000,000 | 1 | Feb 13 | sec.gov |
| Toothy Cow Productions, LLC | Other | Franklin | TN | $1,000,000 | $2,000,000 | 1 | Feb 13 | sec.gov |
| Remote Care Partners, Inc. | Other Health Care | Tampa | FL | $1,000,000 | $5,000,000 | 5 | Feb 13 | sec.gov |
| Igor, Inc. | Other Technology | West Des Moines | IA | $1,000,000 | $1,500,000 | 4 | Feb 13 | sec.gov |
| ALPINE 4 HOLDINGS, INC. | Other | Phoenix | AZ | $820,000 | $1,500,000 | 14 | Feb 13 | sec.gov |
| 206-212 Clements Bridge Road LLC | Residential | Philadelphia | PA | $750,000 | $850,000 | 17 | Feb 13 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $716,431 | $73,433,727 | 3 | Feb 13 | sec.gov |
| Winebiddle Holdings LP | Commercial | Pittsburgh | PA | $635,000 | $635,000 | 9 | Feb 13 | sec.gov |
| Sago Fox Gray, LLC | Commercial | College Station | TX | $630,000 | $630,000 | 10 | Feb 13 | sec.gov |
| Bluetail, Inc. (amended) | Other | Phoenix | AZ | $630,000 | $750,000 | 9 | Feb 13 | sec.gov |
| Done Properly LLC | Other Technology | Santiago De Chile | $395,000 | $3,000,000 | 3 | Feb 13 | sec.gov | |
| Harveys Gaingels Rove Travel LLC | Other | Burlilngton | VT | $360,824 | $360,824 | 15 | Feb 13 | sec.gov |
| Remedy Diagnostics LLC | Other Health Care | Houston | TX | $345,000 | $5,000,000 | 5 | Feb 13 | sec.gov |
| Berry Capital Management, LLC | Agriculture | Brevard | NC | $345,000 | $2,500,000 | 6 | Feb 13 | sec.gov |
| AEI NET LEASE PORTFOLIO 21 DST | Commercial | St. Paul | MN | $302,820 | $27,575,000 | 2 | Feb 13 | sec.gov |
| NFT Labs Corp. | Other Technology | Seattle | WA | $224,998 | $322,750 | 3 | Feb 13 | sec.gov |
| Speaking Roses Global, Inc. | Other Technology | Layton | UT | $200,000 | $500,000 | 1 | Feb 13 | sec.gov |
| FL Newsletter LLC | Other | Bonita Springs | FL | $200,000 | $1,500,000 | 5 | Feb 13 | sec.gov |
| BH Capital Fund II LP | Investing | Indianapolis | IN | $195,000 | $10,000,000 | 8 | Feb 13 | sec.gov |
| OncoXome, Inc. | Biotechnology | North Hollywood | CA | $170,500 | $1,000,000 | 2 | Feb 13 | sec.gov |
| Corten Real Estate Fund II Tier LLC | REITS and Finance | Wilmington | DE | $125,000 | $125,000 | 125 | Feb 13 | sec.gov |
| Gaingels Maza LLC | Other | Burlington | VT | $117,480 | $117,480 | 10 | Feb 13 | sec.gov |
| Winner Imaging, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 5 | Feb 13 | sec.gov |
| BH Capital Fund V LP | Investing | Indianapolis | IN | $100,000 | $10,000,000 | 1 | Feb 13 | sec.gov |
| Boris & Horton, Inc. | Restaurants | New York | NY | $100,000 | $1,250,000 | 2 | Feb 13 | sec.gov |
| RE Royalties Ltd. | Other | Vancouver | $100,000 | $100,000 | 1 | Feb 13 | sec.gov | |
| FOMO Ventures, Inc. | Other | Roslyn | NY | $80,000 | Indefinite | 3 | Feb 13 | sec.gov |
| Legacy Mortgage Partners, LLC | Other Real Estate | West Hartford | CT | $75,382 | $75,382 | 11 | Feb 13 | sec.gov |
| MAGNA MINING INC. | Other | Dowling | $37,288 | $37,288 | 1 | Feb 13 | sec.gov | |
| BH Capital Fund III LP | Investing | Indianapolis | IN | $35,000 | $10,000,000 | 2 | Feb 13 | sec.gov |
| CANCER FUND I, LLC | Investing | Phoenix | AZ | $22,500 | $22,500 | 2 | Feb 13 | sec.gov |
| DW OKLAHOMA #35 LP | Oil and Gas | Irving | TX | $0 | $1,750,000 | 0 | Feb 13 | sec.gov |
| CQC Impact Investors LLC | Energy Conservation | Washington | DC | $0 | $53,510,000 | 1 | Feb 13 | sec.gov |
| HI Ridgeview West LLC | Commercial | Sheridan | WY | $0 | $4,500,000 | 0 | Feb 13 | sec.gov |
| AMC Fund 25, LLC | Commercial | Porter Ranch | CA | $0 | $20,000,000 | 0 | Feb 13 | sec.gov |
| Magnolia-Maine, LLC | Commercial | Plano | TX | $0 | $2,700,000 | 0 | Feb 13 | sec.gov |
| IIM Harrison Partners, LLC | Commercial | Newport Beach | CA | $0 | $3,800,000 | 0 | Feb 13 | sec.gov |
| J23 Apartments, LLC | Construction | La Jolla | CA | $0 | $1,800,000 | 0 | Feb 13 | sec.gov |
| FivePoint Real Estate Fund, LP | Commercial | Miami | FL | $0 | $250,000,000 | 0 | Feb 13 | sec.gov |
| DODDAPANENI SUDARSHAN BABU JR | Electric Utilities | Rajahmundry | $0 | Indefinite | 0 | Feb 13 | sec.gov | |
| Kyle McCoullum Inc | Other | Hesperia | CA | $0 | $1,398,340 | 0 | Feb 13 | sec.gov |
| Ameena McCoullum Inc | Other | Hesperia | CA | $0 | $3,303,085 | 0 | Feb 13 | sec.gov |
| Ameena McCoullum Inc | Other | Hesperia | CA | $0 | $3,813,102 | 0 | Feb 13 | sec.gov |
| 2018 Union LLC | Commercial | Seattle | WA | $0 | $1,200,000 | 0 | Feb 13 | sec.gov |
| 1QB Information Technologies Inc. | Other Technology | Vancouver | $0 | $24,098,833 | 23 | Feb 13 | sec.gov | |
| Mt Pleasant 79, LLC (amended) | Commercial | Mt Pleasant | SC | $0 | $1,203,000 | 45 | Feb 13 | sec.gov |
| QDAPP, LLC | Other Technology | Sheridan | WY | $0 | $15,000,000 | 0 | Feb 13 | sec.gov |
| FATHERLAND GLOBAL CORP | Other | New Castle | DE | $0 | $5,000,000 | 0 | Feb 13 | sec.gov |
February 14, 2023 · February 10, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.