Skip to the page

Data / Form D filings / Feb 13

Form D filings, February 13, 2023: 77 companies raised $503.3 million

77 operating companies filed a Form D on February 13, 2023, reporting $503.3 million sold. Largest: HVG Holdings, LLC ($195.6 million), Avilar Therapeutics, Inc. ($75.3 million), USHUR, INC. ($50.6 million). The median filing is $1 million, and 82 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 77Form D filings
  • $503.3 millionreported sold
  • $1 millionmedian amount sold
  • CAmost filings (10)

Most filings by state: CA 10, TX 8, FL 6, IN 4, NY 4. By industry: Other 18, Commercial 16, Other Technology 12, Other Health Care 6.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
HVG Holdings, LLCOtherTeaneckNJ$195,620,000$195,620,00020Feb 13sec.gov
Avilar Therapeutics, Inc. (amended)PharmaceuticalsWalthamMA$75,276,164$75,276,1645Feb 13sec.gov
USHUR, INC.Other TechnologySanta ClaraCA$50,590,232$52,183,28716Feb 13sec.gov
Lionscove Fund I, LLC (amended)REITS and FinanceBellevueWA$28,155,622Indefinite107Feb 13sec.gov
Alloplex Biotherapeutics, Inc.BiotechnologyWoburnMA$20,670,582$25,000,00051Feb 13sec.gov
Vizsla Silver Corp.OtherVancouver$17,408,881$17,408,8816Feb 13sec.gov
115 W 7TH JV INVESTORS, LLCResidentialRosemontIL$13,700,000$26,950,00023Feb 13sec.gov
76Bio, Inc.BiotechnologyBostonMA$12,220,600$12,220,60032Feb 13sec.gov
Luminary Platforms, Inc.Other TechnologyNew YorkNY$9,500,000$9,500,00010Feb 13sec.gov
DH Deerfield, LLCLodging and ConventionsFort LauderdaleFL$9,100,000$9,100,000157Feb 13sec.gov
Red Dot Holdings IV REIT, LLC (amended)Other Real EstateLouisvilleCO$8,715,674$8,715,674125Feb 13sec.gov
BRF-OPD, LLCCommercialJamestownNC$5,000,000$5,000,00011Feb 13sec.gov
TMF HARMONY PLAZA, LLC (amended)ResidentialCummingGA$4,316,732$10,500,00069Feb 13sec.gov
Quinwood Coal Company, LLC (amended)Coal MiningHoustonTX$4,250,000$5,250,0001Feb 13sec.gov
Icon Meals, LLCOtherDallasTX$4,030,000$4,030,0002Feb 13sec.gov
ZENOSS INCOther TechnologyAustinTX$4,000,001$4,000,0014Feb 13sec.gov
Shoppes At Commerce LLCCommercialChattanoogaTN$3,499,500$3,499,50013Feb 13sec.gov
Incepto, Inc.Other TechnologyAustinTX$2,961,096$2,961,0965Feb 13sec.gov
BOM DIA IMPORTS LLC (amended)OtherSeattleWA$2,869,770$4,000,00033Feb 13sec.gov
GroupSolver, Inc. (amended)Other TechnologySan DiegoCA$2,818,905$2,818,90510Feb 13sec.gov
1257 120th RE, LLCCommercialDenverCO$2,700,000$2,700,0007Feb 13sec.gov
Cove Pharmacy Net Lease 65 DSTCommercialTorranceCA$2,343,865$9,106,0304Feb 13sec.gov
BioSig Technologies, Inc.Other Health CareWestportCT$2,000,750$2,000,7507Feb 13sec.gov
TMap, LLCOther TechnologyIndianapolisIN$2,000,000$5,000,00012Feb 13sec.gov
Cultivate - SentiAR Sidecar, LLCInvestingGrand RapidsMI$1,930,000$1,930,00025Feb 13sec.gov
BioSig Technologies, Inc. (amended)Other Health CareWestportCT$1,814,254$1,814,25417Feb 13sec.gov
Even Labs Inc.OtherMilwaukeeWI$1,500,000$2,000,0001Feb 13sec.gov
1312 3rd Avenue Holdings, LLCCommercialSands PointNY$1,410,000$1,410,00019Feb 13sec.gov
Prometheus Therapeutics Inc.Other Health CarePembroke PinesFL$1,052,665$8,375,00019Feb 13sec.gov
Stokes Stevenson Young Automotive Net Lease Fund, LPCommercialSalt Lake CityUT$1,000,000$75,000,0001Feb 13sec.gov
Toothy Cow Productions, LLCOtherFranklinTN$1,000,000$2,000,0001Feb 13sec.gov
Remote Care Partners, Inc.Other Health CareTampaFL$1,000,000$5,000,0005Feb 13sec.gov
Igor, Inc.Other TechnologyWest Des MoinesIA$1,000,000$1,500,0004Feb 13sec.gov
ALPINE 4 HOLDINGS, INC.OtherPhoenixAZ$820,000$1,500,00014Feb 13sec.gov
206-212 Clements Bridge Road LLCResidentialPhiladelphiaPA$750,000$850,00017Feb 13sec.gov
CX Mode at Hyattsville, DST (amended)Other Real EstateTampaFL$716,431$73,433,7273Feb 13sec.gov
Winebiddle Holdings LPCommercialPittsburghPA$635,000$635,0009Feb 13sec.gov
Sago Fox Gray, LLCCommercialCollege StationTX$630,000$630,00010Feb 13sec.gov
Bluetail, Inc. (amended)OtherPhoenixAZ$630,000$750,0009Feb 13sec.gov
Done Properly LLCOther TechnologySantiago De Chile$395,000$3,000,0003Feb 13sec.gov
Harveys Gaingels Rove Travel LLCOtherBurlilngtonVT$360,824$360,82415Feb 13sec.gov
Remedy Diagnostics LLCOther Health CareHoustonTX$345,000$5,000,0005Feb 13sec.gov
Berry Capital Management, LLCAgricultureBrevardNC$345,000$2,500,0006Feb 13sec.gov
AEI NET LEASE PORTFOLIO 21 DSTCommercialSt. PaulMN$302,820$27,575,0002Feb 13sec.gov
NFT Labs Corp.Other TechnologySeattleWA$224,998$322,7503Feb 13sec.gov
Speaking Roses Global, Inc.Other TechnologyLaytonUT$200,000$500,0001Feb 13sec.gov
FL Newsletter LLCOtherBonita SpringsFL$200,000$1,500,0005Feb 13sec.gov
BH Capital Fund II LPInvestingIndianapolisIN$195,000$10,000,0008Feb 13sec.gov
OncoXome, Inc.BiotechnologyNorth HollywoodCA$170,500$1,000,0002Feb 13sec.gov
Corten Real Estate Fund II Tier LLCREITS and FinanceWilmingtonDE$125,000$125,000125Feb 13sec.gov
Gaingels Maza LLCOtherBurlingtonVT$117,480$117,48010Feb 13sec.gov
Winner Imaging, LLCOther Health CareCottage GroveWI$100,000$100,0005Feb 13sec.gov
BH Capital Fund V LPInvestingIndianapolisIN$100,000$10,000,0001Feb 13sec.gov
Boris & Horton, Inc.RestaurantsNew YorkNY$100,000$1,250,0002Feb 13sec.gov
RE Royalties Ltd.OtherVancouver$100,000$100,0001Feb 13sec.gov
FOMO Ventures, Inc.OtherRoslynNY$80,000Indefinite3Feb 13sec.gov
Legacy Mortgage Partners, LLCOther Real EstateWest HartfordCT$75,382$75,38211Feb 13sec.gov
MAGNA MINING INC.OtherDowling$37,288$37,2881Feb 13sec.gov
BH Capital Fund III LPInvestingIndianapolisIN$35,000$10,000,0002Feb 13sec.gov
CANCER FUND I, LLCInvestingPhoenixAZ$22,500$22,5002Feb 13sec.gov
DW OKLAHOMA #35 LPOil and GasIrvingTX$0$1,750,0000Feb 13sec.gov
CQC Impact Investors LLCEnergy ConservationWashingtonDC$0$53,510,0001Feb 13sec.gov
HI Ridgeview West LLCCommercialSheridanWY$0$4,500,0000Feb 13sec.gov
AMC Fund 25, LLCCommercialPorter RanchCA$0$20,000,0000Feb 13sec.gov
Magnolia-Maine, LLCCommercialPlanoTX$0$2,700,0000Feb 13sec.gov
IIM Harrison Partners, LLCCommercialNewport BeachCA$0$3,800,0000Feb 13sec.gov
J23 Apartments, LLCConstructionLa JollaCA$0$1,800,0000Feb 13sec.gov
FivePoint Real Estate Fund, LPCommercialMiamiFL$0$250,000,0000Feb 13sec.gov
DODDAPANENI SUDARSHAN BABU JRElectric UtilitiesRajahmundry$0Indefinite0Feb 13sec.gov
Kyle McCoullum IncOtherHesperiaCA$0$1,398,3400Feb 13sec.gov
Ameena McCoullum IncOtherHesperiaCA$0$3,303,0850Feb 13sec.gov
Ameena McCoullum IncOtherHesperiaCA$0$3,813,1020Feb 13sec.gov
2018 Union LLCCommercialSeattleWA$0$1,200,0000Feb 13sec.gov
1QB Information Technologies Inc.Other TechnologyVancouver$0$24,098,83323Feb 13sec.gov
Mt Pleasant 79, LLC (amended)CommercialMt PleasantSC$0$1,203,00045Feb 13sec.gov
QDAPP, LLCOther TechnologySheridanWY$0$15,000,0000Feb 13sec.gov
FATHERLAND GLOBAL CORPOtherNew CastleDE$0$5,000,0000Feb 13sec.gov

February 14, 2023 · February 10, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.