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Data / Form D filings / Jan 14

Form D filings, January 14, 2025: 126 companies raised $1.95 billion

126 operating companies filed a Form D on January 14, 2025, reporting $1.95 billion sold. Largest: PACIFIC LIFE INSURANCE CO ($955.3 million), New Mountain Net Lease Trust ($263 million), NexPoint Semiconductor Manufacturing DST ($87.1 million). The median filing is $1.5 million, and 125 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 126Form D filings
  • $1.95 billionreported sold
  • $1.5 millionmedian amount sold
  • NYmost filings (18)

Most filings by state: NY 18, CA 14, TX 11, GA 8, CO 8. By industry: Other 29, Other Real Estate 20, REITS and Finance 16, Other Technology 13.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
PACIFIC LIFE INSURANCE COInsuranceNewport BeachCA$955,256,805$955,256,8051Jan 14sec.gov
New Mountain Net Lease TrustREITS and FinanceNew YorkNY$263,034,359Indefinite328Jan 14sec.gov
NexPoint Semiconductor Manufacturing DST (amended)Other Real EstateDallasTX$87,070,283$136,944,633194Jan 14sec.gov
JONES FINANCIAL COMPANIES LLLPOther Banking and Financial ServicesDes PeresMO$55,496,059$55,496,05979Jan 14sec.gov
Normunity Holding Company, LLCBiotechnologyBostonMA$37,500,000$75,000,00013Jan 14sec.gov
10F Opportunity Co 1, LLC (amended)Other Real EstateRaleighNC$35,040,000$50,000,00022Jan 14sec.gov
Jewel Fund, L. P.InvestingNew YorkNY$31,438,424Indefinite4Jan 14sec.gov
TMC Global Holdings, LLCOtherNew YorkNY$31,200,000$31,200,0005Jan 14sec.gov
Continental Realty Henley Coinvest, L.P.Other Real EstateBaltimoreMD$26,825,000Indefinite18Jan 14sec.gov
GP Defense Investments, LLCOtherMcleanVA$24,601,985Indefinite7Jan 14sec.gov
Allmark Erica, LLCResidentialRancho CucamongaCA$23,900,000$23,900,00078Jan 14sec.gov
Gloo Holdings, LLCOther TechnologyBoulderCO$23,000,004$35,537,9524Jan 14sec.gov
CloudWerx, Inc.Other TechnologySan JoseCA$22,724,045$22,724,04539Jan 14sec.gov
forTRA Health, Inc. (amended)OtherRedwood CityCA$21,883,098$24,983,88136Jan 14sec.gov
DILON TECHNOLOGIES INC (amended)BiotechnologyNewport NewsVA$21,098,500$30,000,000148Jan 14sec.gov
Gart Stabilized Asset Fund LLCCommercialDenverCO$20,200,000$30,000,00028Jan 14sec.gov
HCP TMC Investment SPV, LLCOtherNew YorkNY$16,000,000$16,000,0003Jan 14sec.gov
FarmTogether Sustainable Farmland Fund, LP fka FarmTogether US Farmland Fund, LP (amended)Other Real EstateClaymontDE$15,251,856Indefinite146Jan 14sec.gov
SC Keymark, LLCOtherAtlantaGA$13,970,000$13,970,00061Jan 14sec.gov
Pogo Holdings Inc.OtherLehiUT$13,390,257Indefinite4Jan 14sec.gov
EAG Holdings LPOtherNew YorkNY$12,075,000$13,050,000111Jan 14sec.gov
UFund Real Estate Fund LLC (amended)Other Real EstateAustinTX$11,885,029$100,000,00066Jan 14sec.gov
Priddy Road Investments LLCOther Real EstateTulsaOK$10,734,000$10,900,000139Jan 14sec.gov
KE HOLDCO LLCCommercialBaltimoreMD$10,358,759$50,000,00034Jan 14sec.gov
AiTA Bio Inc.ManufacturingNew YorkNY$10,000,009Indefinite1Jan 14sec.gov
Capri Harbor U.S. LP (amended)Other Real EstateNaplesFL$9,050,000$12,250,00017Jan 14sec.gov
WWC RECAP PORTFOLIO US INVESTOR, LP (amended)ResidentialPhoenixAZ$8,413,345$12,400,00074Jan 14sec.gov
Deepstep Road Investments LLCOther Real EstateTulsaOK$7,763,000$8,020,000117Jan 14sec.gov
DP 160, LLCCommercialMt KiscoNY$7,546,000$7,546,00030Jan 14sec.gov
SP 10 Preferred Equity, LLC (amended)Other Real EstateScottsdaleAZ$7,389,100$17,200,00031Jan 14sec.gov
Canvas Oasis Lakeport LLC (amended)CommercialShawneeKS$7,200,000$9,000,00032Jan 14sec.gov
Rise Fund III, LLC (amended)ResidentialScottsdaleAZ$6,887,000$20,000,00044Jan 14sec.gov
General Counsel AI, Inc.Other TechnologySan FranciscoCA$6,000,000$6,000,0001Jan 14sec.gov
RH Fund 31, LLCOther Real EstateLas VegasNV$5,550,000$5,550,00022Jan 14sec.gov
Forterra Hyve Miami LLCCommercialPhiladelphiaPA$5,387,000$20,250,0009Jan 14sec.gov
Aori Finance Inc.OtherPanama City$5,162,500$10,000,00049Jan 14sec.gov
Mission Mart Investors LLCCommercialKansas CityMO$5,000,000$5,000,00030Jan 14sec.gov
BCB BANCORP INCCommercial BankingBayonneNJ$4,970,000$40,000,00026Jan 14sec.gov
Hockey Parent Holdings, L.P.OtherChicagoIL$4,849,843$4,849,8437Jan 14sec.gov
UTRADEA Inc.Other TechnologyToronto$4,500,000$4,500,0001Jan 14sec.gov
Bloom Circle, Inc.OtherAustinTX$4,317,409$4,420,42029Jan 14sec.gov
SC Keymark II, LLCOtherAtlantaGA$3,750,000$3,750,0001Jan 14sec.gov
1115 Biloxi Drive, LLCResidentialArlingtonTX$3,600,000$3,900,00057Jan 14sec.gov
1115 Biloxi Drive, LLC (amended)ResidentialArlingtonTX$3,600,000$3,900,00057Jan 14sec.gov
Colonial Investors LLCOther Real EstateBloomfield HillsMI$3,230,000$3,230,00026Jan 14sec.gov
Galera Therapeutics, Inc.PharmaceuticalsMalvernPA$2,885,000$2,885,0008Jan 14sec.gov
MVCO Hotel, LLCLodging and ConventionsAlamosaCO$2,775,000$11,900,00012Jan 14sec.gov
Strategic Radiology LLC (amended)Hospitals and PhysiciansCheshireCT$2,299,428Indefinite29Jan 14sec.gov
Emerson Park Holdings, LLCOther Real EstateKnoxvilleTN$2,289,000$2,400,00029Jan 14sec.gov
A28 Therapeutics, Inc.Other TechnologyLa JollaCA$1,900,000$1,900,00026Jan 14sec.gov
Carmell CorpOther Health CarePittsburghPA$1,854,998$3,709,99614Jan 14sec.gov
Promising People Enterprises, LLCOtherMinneolaFL$1,500,000$1,500,0002Jan 14sec.gov
CAPRI HARBOR LIGHTHOUSE MARINA, LPOther Real EstateNaplesFL$1,500,000$10,000,0002Jan 14sec.gov
BlackRidge Big Lime Partners 2024, Ltd.Oil and GasLexingtonKY$1,450,000$2,000,00016Jan 14sec.gov
Clockout Inc. (amended)Other TechnologyMiddletownDE$1,350,000Indefinite64Jan 14sec.gov
SITECAPTURE, INC.OtherOaklandCA$1,346,507$1,346,50717Jan 14sec.gov
F24 Orange Fund ML, a series of Capitalize Funds LPOtherHendersonNV$1,108,689$1,108,689239Jan 14sec.gov
F24 Orange Fund MK, a series of Capitalize Funds LPOtherHendersonNV$1,108,689$1,108,689239Jan 14sec.gov
TGC Missoula, LLCOther Real EstateWichitaKS$1,075,000$2,800,00011Jan 14sec.gov
Slaine Holdings LLCOtherJersey CityNJ$1,016,575$1,016,5752Jan 14sec.gov
RCW, INC.RetailingBostonMA$937,670$1,000,00018Jan 14sec.gov
Table Needs, Inc.Business ServicesMobileAL$865,000$1,065,0002Jan 14sec.gov
DirtHammer, Inc.RetailingMaryvilleTN$800,000$1,000,0004Jan 14sec.gov
Hall Las Vegas Hotel Fund VII, LP (amended)CommercialDallasTX$800,000$56,000,0001Jan 14sec.gov
King Global Ventures Inc.OtherToronto$766,642$766,64218Jan 14sec.gov
FOG Wellness Holding, LLCBusiness ServicesCollege PlaceWA$750,000$750,00010Jan 14sec.gov
Ambity Holding Group, Inc. (amended)OtherCharlottesvilleVA$670,000$750,00021Jan 14sec.gov
227 Monroe Street REIT, Inc.REITS and FinanceNew YorkNY$500,000$500,000125Jan 14sec.gov
Tower Plaza LLCRestaurantsWestminsterCO$480,000$480,0008Jan 14sec.gov
NEWDEA INCOtherParkerCO$475,000$6,000,0004Jan 14sec.gov
TFC Thornton 128 LLCCommercialMidvaleUT$425,000$425,0004Jan 14sec.gov
FUND I A SERIES OF LIGHTHOUSE REAL ESTATE PRIVATE CREDIT FUND LLCOtherFlushingNY$416,774$416,7746Jan 14sec.gov
Vertical Malt, LLC (amended)AgricultureGrand ForksND$380,000$2,000,0007Jan 14sec.gov
530 MEETING STREET UPPER REIT LLCREITS and FinanceDallasTX$375,000$375,000125Jan 14sec.gov
Bison Fuels Corp.Other EnergyNew YorkNY$374,998$4,000,0006Jan 14sec.gov
Tickup Ltd (amended)TelecommunicationsLondon$370,000$600,00011Jan 14sec.gov
Tickup LtdTelecommunicationsLondon$370,000$600,00011Jan 14sec.gov
284 Via Grande LLCRestaurantsBrooklynNY$280,000$2,100,0003Jan 14sec.gov
EQT Exeter Industrial Core-Plus Fund IV REIT III, LPREITS and FinanceRadnorPA$250,000$250,000125Jan 14sec.gov
50 Hudson Street REIT, L.L.C.REITS and FinanceNew YorkNY$250,000$250,000125Jan 14sec.gov
Larmor Biosystems, Inc.BiotechnologyAliso ViejoCA$242,000$500,0003Jan 14sec.gov
GDCF SUB-FUND 2 REIT LLCREITS and FinanceNewarkNJ$242,000$250,000121Jan 14sec.gov
BASATA, INC.Other TechnologyPhoenixAZ$225,000$225,00010Jan 14sec.gov
Anomaly Games Inc.Other TechnologyNorth York$219,076$219,0762Jan 14sec.gov
MagLev Aero Inc.Other TechnologyBostonMA$184,000$276,0002Jan 14sec.gov
L-A GH Fund Recipient Investor REIT, LLCREITS and FinancePhiladelphiaPA$125,000$125,000125Jan 14sec.gov
3020 Callan Road REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 14sec.gov
Sound Point CRE Senior Secured Income REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 14sec.gov
MICROMEM TECHNOLOGIES INCOther TechnologyToronto$124,848$249,6962Jan 14sec.gov
SSPF TN Property REIT LPREITS and FinanceNew YorkNY$123,000$125,000123Jan 14sec.gov
DRA G&I Fund XI-B Real Estate Investment TrustREITS and FinanceNew YorkNY$123,000$125,000123Jan 14sec.gov
DRA G&I Fund XI-A Real Estate Investment TrustREITS and FinanceNew YorkNY$123,000$125,000123Jan 14sec.gov
DW SH Commons REIT, LLCREITS and FinanceSan FranciscoCA$123,000$125,000123Jan 14sec.gov
600 Clyde REIT, LLCREITS and FinanceSan FranciscoCA$123,000$125,000123Jan 14sec.gov
Ellington Real Estate Income Trust, Inc.REITS and FinanceOld GreenwichCT$123,000$125,000123Jan 14sec.gov
BPCE VI RT Holdings, LLCREITS and FinanceOaklandCA$121,000$125,000121Jan 14sec.gov
Cool Comforts Co.Other Health CareCincinattiOH$100,000$750,0001Jan 14sec.gov
BASATA, INC.Other TechnologyPhoenixAZ$70,000$70,0003Jan 14sec.gov
King Global Ventures Inc.OtherToronto$50,957$50,9574Jan 14sec.gov
Icon on Headley LLCOtherManhattan BeachCA$50,000$11,000,0001Jan 14sec.gov
Operait Health Inc.Other TechnologyGlendaleCA$25,000$1,500,0001Jan 14sec.gov
Minnesota Home & Auto LLCInsuranceNewtown SquarePA$18,000$180,00017Jan 14sec.gov
Concord Medical Technology Corp (amended)BiotechnologyGrand ForksND$1,500$17,5001Jan 14sec.gov
Big Funds Up! LLCOtherSheltonWA$0$5,000,0000Jan 14sec.gov
MP Playa NE Investors, LLCRestaurantsPhiladelphiaPA$0$2,300,0000Jan 14sec.gov
TIMBERLANE ACQUISITION FUND II LLCOther Real EstateSeattleWA$0$200,000,0000Jan 14sec.gov
Premium Leads Broadway Ltd Liability CoOtherNew YorkNY$0$7,500,0000Jan 14sec.gov
WESTERN RESERVE MINING CoOtherCoeur DaleneID$0Indefinite0Jan 14sec.gov
Zraox Blockchain Trading LTDInvestingDenverCO$0$20,000,0000Jan 14sec.gov
Brogx Crypto GroupInvestingDenverCO$0$20,000,0000Jan 14sec.gov
Kakopx Exchange IncInvestingGreenwood VillageCO$0$20,000,0000Jan 14sec.gov
Fourth Generation, Inc.ManufacturingAtlantaGA$0$3,000,0000Jan 14sec.gov
MC-SP Georgetown II LLCCommercialLewisvilleTX$0$6,000,0000Jan 14sec.gov
Navigant SPV II Manager LLC (amended)OtherCoral GablesFL$0$3,000,0000Jan 14sec.gov
2752 NE HOGAN DR LLCCommercialSeattleWA$0$5,500,0000Jan 14sec.gov
HH VT Medical Portfolio LLCCommercialFriscoTX$0$400,0000Jan 14sec.gov
Roaring Fork Energy III, LPOil and GasDallasTX$0$27,000,00075Jan 14sec.gov
Neptune Management Topco Holdings, LLCOtherFort WorthTX$0Indefinite3Jan 14sec.gov
Infinite Outdoors, LLCOther TechnologyCasperWY$0$718,6300Jan 14sec.gov
Cabretta Georgia Tax Credit Fund LLCOther Real EstateSavannahGA$0Indefinite0Jan 14sec.gov
Cabretta SC Mill Fund, LLCOther Real EstateSavannahGA$0Indefinite0Jan 14sec.gov
Cabretta SC LIHTC Fund, LLCOther Real EstateSavannahGA$0Indefinite0Jan 14sec.gov
Cabretta SC Abandoned Building Fund, LLCOther Real EstateSavannahGA$0Indefinite0Jan 14sec.gov
Cabretta SC Historic Fund, LLCOther Real EstateSavannahGA$0Indefinite0Jan 14sec.gov
Hampden Agencies LtdOtherLondon$0Indefinite35Jan 14sec.gov
Sky Holdco Corp (amended)OtherNew YorkNY$0$1,300,0000Jan 14sec.gov

January 15, 2025 · January 13, 2025 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.