Data / Form D filings / Jan 14
Form D filings, January 14, 2025: 126 companies raised $1.95 billion
126 operating companies filed a Form D on January 14, 2025, reporting $1.95 billion sold. Largest: PACIFIC LIFE INSURANCE CO ($955.3 million), New Mountain Net Lease Trust ($263 million), NexPoint Semiconductor Manufacturing DST ($87.1 million). The median filing is $1.5 million, and 125 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 126Form D filings
- $1.95 billionreported sold
- $1.5 millionmedian amount sold
- NYmost filings (18)
Most filings by state: NY 18, CA 14, TX 11, GA 8, CO 8. By industry: Other 29, Other Real Estate 20, REITS and Finance 16, Other Technology 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $955,256,805 | $955,256,805 | 1 | Jan 14 | sec.gov |
| New Mountain Net Lease Trust | REITS and Finance | New York | NY | $263,034,359 | Indefinite | 328 | Jan 14 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $87,070,283 | $136,944,633 | 194 | Jan 14 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $55,496,059 | $55,496,059 | 79 | Jan 14 | sec.gov |
| Normunity Holding Company, LLC | Biotechnology | Boston | MA | $37,500,000 | $75,000,000 | 13 | Jan 14 | sec.gov |
| 10F Opportunity Co 1, LLC (amended) | Other Real Estate | Raleigh | NC | $35,040,000 | $50,000,000 | 22 | Jan 14 | sec.gov |
| Jewel Fund, L. P. | Investing | New York | NY | $31,438,424 | Indefinite | 4 | Jan 14 | sec.gov |
| TMC Global Holdings, LLC | Other | New York | NY | $31,200,000 | $31,200,000 | 5 | Jan 14 | sec.gov |
| Continental Realty Henley Coinvest, L.P. | Other Real Estate | Baltimore | MD | $26,825,000 | Indefinite | 18 | Jan 14 | sec.gov |
| GP Defense Investments, LLC | Other | Mclean | VA | $24,601,985 | Indefinite | 7 | Jan 14 | sec.gov |
| Allmark Erica, LLC | Residential | Rancho Cucamonga | CA | $23,900,000 | $23,900,000 | 78 | Jan 14 | sec.gov |
| Gloo Holdings, LLC | Other Technology | Boulder | CO | $23,000,004 | $35,537,952 | 4 | Jan 14 | sec.gov |
| CloudWerx, Inc. | Other Technology | San Jose | CA | $22,724,045 | $22,724,045 | 39 | Jan 14 | sec.gov |
| forTRA Health, Inc. (amended) | Other | Redwood City | CA | $21,883,098 | $24,983,881 | 36 | Jan 14 | sec.gov |
| DILON TECHNOLOGIES INC (amended) | Biotechnology | Newport News | VA | $21,098,500 | $30,000,000 | 148 | Jan 14 | sec.gov |
| Gart Stabilized Asset Fund LLC | Commercial | Denver | CO | $20,200,000 | $30,000,000 | 28 | Jan 14 | sec.gov |
| HCP TMC Investment SPV, LLC | Other | New York | NY | $16,000,000 | $16,000,000 | 3 | Jan 14 | sec.gov |
| FarmTogether Sustainable Farmland Fund, LP fka FarmTogether US Farmland Fund, LP (amended) | Other Real Estate | Claymont | DE | $15,251,856 | Indefinite | 146 | Jan 14 | sec.gov |
| SC Keymark, LLC | Other | Atlanta | GA | $13,970,000 | $13,970,000 | 61 | Jan 14 | sec.gov |
| Pogo Holdings Inc. | Other | Lehi | UT | $13,390,257 | Indefinite | 4 | Jan 14 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $12,075,000 | $13,050,000 | 111 | Jan 14 | sec.gov |
| UFund Real Estate Fund LLC (amended) | Other Real Estate | Austin | TX | $11,885,029 | $100,000,000 | 66 | Jan 14 | sec.gov |
| Priddy Road Investments LLC | Other Real Estate | Tulsa | OK | $10,734,000 | $10,900,000 | 139 | Jan 14 | sec.gov |
| KE HOLDCO LLC | Commercial | Baltimore | MD | $10,358,759 | $50,000,000 | 34 | Jan 14 | sec.gov |
| AiTA Bio Inc. | Manufacturing | New York | NY | $10,000,009 | Indefinite | 1 | Jan 14 | sec.gov |
| Capri Harbor U.S. LP (amended) | Other Real Estate | Naples | FL | $9,050,000 | $12,250,000 | 17 | Jan 14 | sec.gov |
| WWC RECAP PORTFOLIO US INVESTOR, LP (amended) | Residential | Phoenix | AZ | $8,413,345 | $12,400,000 | 74 | Jan 14 | sec.gov |
| Deepstep Road Investments LLC | Other Real Estate | Tulsa | OK | $7,763,000 | $8,020,000 | 117 | Jan 14 | sec.gov |
| DP 160, LLC | Commercial | Mt Kisco | NY | $7,546,000 | $7,546,000 | 30 | Jan 14 | sec.gov |
| SP 10 Preferred Equity, LLC (amended) | Other Real Estate | Scottsdale | AZ | $7,389,100 | $17,200,000 | 31 | Jan 14 | sec.gov |
| Canvas Oasis Lakeport LLC (amended) | Commercial | Shawnee | KS | $7,200,000 | $9,000,000 | 32 | Jan 14 | sec.gov |
| Rise Fund III, LLC (amended) | Residential | Scottsdale | AZ | $6,887,000 | $20,000,000 | 44 | Jan 14 | sec.gov |
| General Counsel AI, Inc. | Other Technology | San Francisco | CA | $6,000,000 | $6,000,000 | 1 | Jan 14 | sec.gov |
| RH Fund 31, LLC | Other Real Estate | Las Vegas | NV | $5,550,000 | $5,550,000 | 22 | Jan 14 | sec.gov |
| Forterra Hyve Miami LLC | Commercial | Philadelphia | PA | $5,387,000 | $20,250,000 | 9 | Jan 14 | sec.gov |
| Aori Finance Inc. | Other | Panama City | $5,162,500 | $10,000,000 | 49 | Jan 14 | sec.gov | |
| Mission Mart Investors LLC | Commercial | Kansas City | MO | $5,000,000 | $5,000,000 | 30 | Jan 14 | sec.gov |
| BCB BANCORP INC | Commercial Banking | Bayonne | NJ | $4,970,000 | $40,000,000 | 26 | Jan 14 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $4,849,843 | $4,849,843 | 7 | Jan 14 | sec.gov |
| UTRADEA Inc. | Other Technology | Toronto | $4,500,000 | $4,500,000 | 1 | Jan 14 | sec.gov | |
| Bloom Circle, Inc. | Other | Austin | TX | $4,317,409 | $4,420,420 | 29 | Jan 14 | sec.gov |
| SC Keymark II, LLC | Other | Atlanta | GA | $3,750,000 | $3,750,000 | 1 | Jan 14 | sec.gov |
| 1115 Biloxi Drive, LLC | Residential | Arlington | TX | $3,600,000 | $3,900,000 | 57 | Jan 14 | sec.gov |
| 1115 Biloxi Drive, LLC (amended) | Residential | Arlington | TX | $3,600,000 | $3,900,000 | 57 | Jan 14 | sec.gov |
| Colonial Investors LLC | Other Real Estate | Bloomfield Hills | MI | $3,230,000 | $3,230,000 | 26 | Jan 14 | sec.gov |
| Galera Therapeutics, Inc. | Pharmaceuticals | Malvern | PA | $2,885,000 | $2,885,000 | 8 | Jan 14 | sec.gov |
| MVCO Hotel, LLC | Lodging and Conventions | Alamosa | CO | $2,775,000 | $11,900,000 | 12 | Jan 14 | sec.gov |
| Strategic Radiology LLC (amended) | Hospitals and Physicians | Cheshire | CT | $2,299,428 | Indefinite | 29 | Jan 14 | sec.gov |
| Emerson Park Holdings, LLC | Other Real Estate | Knoxville | TN | $2,289,000 | $2,400,000 | 29 | Jan 14 | sec.gov |
| A28 Therapeutics, Inc. | Other Technology | La Jolla | CA | $1,900,000 | $1,900,000 | 26 | Jan 14 | sec.gov |
| Carmell Corp | Other Health Care | Pittsburgh | PA | $1,854,998 | $3,709,996 | 14 | Jan 14 | sec.gov |
| Promising People Enterprises, LLC | Other | Minneola | FL | $1,500,000 | $1,500,000 | 2 | Jan 14 | sec.gov |
| CAPRI HARBOR LIGHTHOUSE MARINA, LP | Other Real Estate | Naples | FL | $1,500,000 | $10,000,000 | 2 | Jan 14 | sec.gov |
| BlackRidge Big Lime Partners 2024, Ltd. | Oil and Gas | Lexington | KY | $1,450,000 | $2,000,000 | 16 | Jan 14 | sec.gov |
| Clockout Inc. (amended) | Other Technology | Middletown | DE | $1,350,000 | Indefinite | 64 | Jan 14 | sec.gov |
| SITECAPTURE, INC. | Other | Oakland | CA | $1,346,507 | $1,346,507 | 17 | Jan 14 | sec.gov |
| F24 Orange Fund ML, a series of Capitalize Funds LP | Other | Henderson | NV | $1,108,689 | $1,108,689 | 239 | Jan 14 | sec.gov |
| F24 Orange Fund MK, a series of Capitalize Funds LP | Other | Henderson | NV | $1,108,689 | $1,108,689 | 239 | Jan 14 | sec.gov |
| TGC Missoula, LLC | Other Real Estate | Wichita | KS | $1,075,000 | $2,800,000 | 11 | Jan 14 | sec.gov |
| Slaine Holdings LLC | Other | Jersey City | NJ | $1,016,575 | $1,016,575 | 2 | Jan 14 | sec.gov |
| RCW, INC. | Retailing | Boston | MA | $937,670 | $1,000,000 | 18 | Jan 14 | sec.gov |
| Table Needs, Inc. | Business Services | Mobile | AL | $865,000 | $1,065,000 | 2 | Jan 14 | sec.gov |
| DirtHammer, Inc. | Retailing | Maryville | TN | $800,000 | $1,000,000 | 4 | Jan 14 | sec.gov |
| Hall Las Vegas Hotel Fund VII, LP (amended) | Commercial | Dallas | TX | $800,000 | $56,000,000 | 1 | Jan 14 | sec.gov |
| King Global Ventures Inc. | Other | Toronto | $766,642 | $766,642 | 18 | Jan 14 | sec.gov | |
| FOG Wellness Holding, LLC | Business Services | College Place | WA | $750,000 | $750,000 | 10 | Jan 14 | sec.gov |
| Ambity Holding Group, Inc. (amended) | Other | Charlottesville | VA | $670,000 | $750,000 | 21 | Jan 14 | sec.gov |
| 227 Monroe Street REIT, Inc. | REITS and Finance | New York | NY | $500,000 | $500,000 | 125 | Jan 14 | sec.gov |
| Tower Plaza LLC | Restaurants | Westminster | CO | $480,000 | $480,000 | 8 | Jan 14 | sec.gov |
| NEWDEA INC | Other | Parker | CO | $475,000 | $6,000,000 | 4 | Jan 14 | sec.gov |
| TFC Thornton 128 LLC | Commercial | Midvale | UT | $425,000 | $425,000 | 4 | Jan 14 | sec.gov |
| FUND I A SERIES OF LIGHTHOUSE REAL ESTATE PRIVATE CREDIT FUND LLC | Other | Flushing | NY | $416,774 | $416,774 | 6 | Jan 14 | sec.gov |
| Vertical Malt, LLC (amended) | Agriculture | Grand Forks | ND | $380,000 | $2,000,000 | 7 | Jan 14 | sec.gov |
| 530 MEETING STREET UPPER REIT LLC | REITS and Finance | Dallas | TX | $375,000 | $375,000 | 125 | Jan 14 | sec.gov |
| Bison Fuels Corp. | Other Energy | New York | NY | $374,998 | $4,000,000 | 6 | Jan 14 | sec.gov |
| Tickup Ltd (amended) | Telecommunications | London | $370,000 | $600,000 | 11 | Jan 14 | sec.gov | |
| Tickup Ltd | Telecommunications | London | $370,000 | $600,000 | 11 | Jan 14 | sec.gov | |
| 284 Via Grande LLC | Restaurants | Brooklyn | NY | $280,000 | $2,100,000 | 3 | Jan 14 | sec.gov |
| EQT Exeter Industrial Core-Plus Fund IV REIT III, LP | REITS and Finance | Radnor | PA | $250,000 | $250,000 | 125 | Jan 14 | sec.gov |
| 50 Hudson Street REIT, L.L.C. | REITS and Finance | New York | NY | $250,000 | $250,000 | 125 | Jan 14 | sec.gov |
| Larmor Biosystems, Inc. | Biotechnology | Aliso Viejo | CA | $242,000 | $500,000 | 3 | Jan 14 | sec.gov |
| GDCF SUB-FUND 2 REIT LLC | REITS and Finance | Newark | NJ | $242,000 | $250,000 | 121 | Jan 14 | sec.gov |
| BASATA, INC. | Other Technology | Phoenix | AZ | $225,000 | $225,000 | 10 | Jan 14 | sec.gov |
| Anomaly Games Inc. | Other Technology | North York | $219,076 | $219,076 | 2 | Jan 14 | sec.gov | |
| MagLev Aero Inc. | Other Technology | Boston | MA | $184,000 | $276,000 | 2 | Jan 14 | sec.gov |
| L-A GH Fund Recipient Investor REIT, LLC | REITS and Finance | Philadelphia | PA | $125,000 | $125,000 | 125 | Jan 14 | sec.gov |
| 3020 Callan Road REIT, L.L.C. | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 14 | sec.gov |
| Sound Point CRE Senior Secured Income REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 14 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $124,848 | $249,696 | 2 | Jan 14 | sec.gov | |
| SSPF TN Property REIT LP | REITS and Finance | New York | NY | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| DRA G&I Fund XI-B Real Estate Investment Trust | REITS and Finance | New York | NY | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| DRA G&I Fund XI-A Real Estate Investment Trust | REITS and Finance | New York | NY | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| DW SH Commons REIT, LLC | REITS and Finance | San Francisco | CA | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| 600 Clyde REIT, LLC | REITS and Finance | San Francisco | CA | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| Ellington Real Estate Income Trust, Inc. | REITS and Finance | Old Greenwich | CT | $123,000 | $125,000 | 123 | Jan 14 | sec.gov |
| BPCE VI RT Holdings, LLC | REITS and Finance | Oakland | CA | $121,000 | $125,000 | 121 | Jan 14 | sec.gov |
| Cool Comforts Co. | Other Health Care | Cincinatti | OH | $100,000 | $750,000 | 1 | Jan 14 | sec.gov |
| BASATA, INC. | Other Technology | Phoenix | AZ | $70,000 | $70,000 | 3 | Jan 14 | sec.gov |
| King Global Ventures Inc. | Other | Toronto | $50,957 | $50,957 | 4 | Jan 14 | sec.gov | |
| Icon on Headley LLC | Other | Manhattan Beach | CA | $50,000 | $11,000,000 | 1 | Jan 14 | sec.gov |
| Operait Health Inc. | Other Technology | Glendale | CA | $25,000 | $1,500,000 | 1 | Jan 14 | sec.gov |
| Minnesota Home & Auto LLC | Insurance | Newtown Square | PA | $18,000 | $180,000 | 17 | Jan 14 | sec.gov |
| Concord Medical Technology Corp (amended) | Biotechnology | Grand Forks | ND | $1,500 | $17,500 | 1 | Jan 14 | sec.gov |
| Big Funds Up! LLC | Other | Shelton | WA | $0 | $5,000,000 | 0 | Jan 14 | sec.gov |
| MP Playa NE Investors, LLC | Restaurants | Philadelphia | PA | $0 | $2,300,000 | 0 | Jan 14 | sec.gov |
| TIMBERLANE ACQUISITION FUND II LLC | Other Real Estate | Seattle | WA | $0 | $200,000,000 | 0 | Jan 14 | sec.gov |
| Premium Leads Broadway Ltd Liability Co | Other | New York | NY | $0 | $7,500,000 | 0 | Jan 14 | sec.gov |
| WESTERN RESERVE MINING Co | Other | Coeur Dalene | ID | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Zraox Blockchain Trading LTD | Investing | Denver | CO | $0 | $20,000,000 | 0 | Jan 14 | sec.gov |
| Brogx Crypto Group | Investing | Denver | CO | $0 | $20,000,000 | 0 | Jan 14 | sec.gov |
| Kakopx Exchange Inc | Investing | Greenwood Village | CO | $0 | $20,000,000 | 0 | Jan 14 | sec.gov |
| Fourth Generation, Inc. | Manufacturing | Atlanta | GA | $0 | $3,000,000 | 0 | Jan 14 | sec.gov |
| MC-SP Georgetown II LLC | Commercial | Lewisville | TX | $0 | $6,000,000 | 0 | Jan 14 | sec.gov |
| Navigant SPV II Manager LLC (amended) | Other | Coral Gables | FL | $0 | $3,000,000 | 0 | Jan 14 | sec.gov |
| 2752 NE HOGAN DR LLC | Commercial | Seattle | WA | $0 | $5,500,000 | 0 | Jan 14 | sec.gov |
| HH VT Medical Portfolio LLC | Commercial | Frisco | TX | $0 | $400,000 | 0 | Jan 14 | sec.gov |
| Roaring Fork Energy III, LP | Oil and Gas | Dallas | TX | $0 | $27,000,000 | 75 | Jan 14 | sec.gov |
| Neptune Management Topco Holdings, LLC | Other | Fort Worth | TX | $0 | Indefinite | 3 | Jan 14 | sec.gov |
| Infinite Outdoors, LLC | Other Technology | Casper | WY | $0 | $718,630 | 0 | Jan 14 | sec.gov |
| Cabretta Georgia Tax Credit Fund LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Cabretta SC Mill Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Cabretta SC LIHTC Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Cabretta SC Abandoned Building Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Cabretta SC Historic Fund, LLC | Other Real Estate | Savannah | GA | $0 | Indefinite | 0 | Jan 14 | sec.gov |
| Hampden Agencies Ltd | Other | London | $0 | Indefinite | 35 | Jan 14 | sec.gov | |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $1,300,000 | 0 | Jan 14 | sec.gov |
January 15, 2025 · January 13, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.