Data / Form D filings / Apr 9
Form D filings, April 9, 2025: 55 companies raised $1.20 billion
55 operating companies filed a Form D on April 9, 2025, reporting $1.20 billion sold. Largest: Invesco Commercial Real Estate Finance Trust, Inc. ($411.8 million), NorthPoint Industrial Fund VII, LP ($317.5 million), IREX II Storage Portfolio DST ($73.5 million). The median filing is $3.9 million, and 92 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 55Form D filings
- $1.20 billionreported sold
- $3.9 millionmedian amount sold
- CAmost filings (9)
Most filings by state: CA 9, NY 7, TX 5, MA 3, OR 3. By industry: Other 13, Other Technology 10, Other Real Estate 7, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Invesco Commercial Real Estate Finance Trust, Inc. (amended) | REITS and Finance | Dallas | TX | $411,784,623 | Indefinite | 2981 | Apr 9 | sec.gov |
| NorthPoint Industrial Fund VII, LP (amended) | Other Real Estate | Kansas City | MO | $317,533,564 | $1,000,000,000 | 204 | Apr 9 | sec.gov |
| IREX II Storage Portfolio DST (amended) | Commercial | Dallas | TX | $73,482,965 | $85,695,652 | 53 | Apr 9 | sec.gov |
| Housing New England, Fund VI LP | Other Banking and Financial Services | Portland | ME | $64,250,000 | $75,000,000 | 16 | Apr 9 | sec.gov |
| Felix Technologies Inc. | Other Technology | Miami | FL | $33,442,448 | $43,490,956 | 19 | Apr 9 | sec.gov |
| Pollen, Inc. | Other Technology | Kansas City | MO | $30,724,904 | Indefinite | 16 | Apr 9 | sec.gov |
| Hollencrest Bayview Partners, L.P. (amended) | Investing | Newport Beach | CA | $29,336,649 | Indefinite | 39 | Apr 9 | sec.gov |
| Local Bounti Corporation/DE | Agriculture | Hamilton | MT | $25,000,000 | $25,000,000 | 2 | Apr 9 | sec.gov |
| Sampark Inc. | Other | San Francisco | CA | $24,277,078 | $24,542,145 | 20 | Apr 9 | sec.gov |
| Econic Professionals US LLC | Other | Los Angeles | CA | $21,775,000 | $56,168,000 | 64 | Apr 9 | sec.gov |
| Aspen Industrial Land Fund I LLC | Commercial | Overland Park | KS | $20,000,000 | $20,000,000 | 0 | Apr 9 | sec.gov |
| AION Value ADD III Institutional Feeder LP | Other Real Estate | New York | NY | $12,999,973 | Indefinite | 9 | Apr 9 | sec.gov |
| CLOTINE CAPITAL FUND LLC (amended) | Commercial | Wellington | FL | $12,789,417 | $15,000,000 | 65 | Apr 9 | sec.gov |
| RUPERT RESOURCES LTD | Other | Toronto | $11,667,780 | $11,667,780 | 3 | Apr 9 | sec.gov | |
| CQM Fund VI, LLC | Other | Stamford | CT | $11,117,242 | $11,117,242 | 3 | Apr 9 | sec.gov |
| United Capital Financial Partners, LLC (amended) | Investing | Irving | TX | $9,817,582 | Indefinite | 49 | Apr 9 | sec.gov |
| LaserMotive, Inc. (amended) | Other | Kent | WA | $7,638,202 | $11,619,836 | 68 | Apr 9 | sec.gov |
| AION Value ADD III HNW Feeder LP | Other Real Estate | New York | NY | $7,520,000 | Indefinite | 34 | Apr 9 | sec.gov |
| CASCADE SEED FUND III, LLC (amended) | Other | Bend | OR | $6,750,000 | Indefinite | 32 | Apr 9 | sec.gov |
| GMI-DFW Preferred, LP (amended) | Other Real Estate | Westlake | TX | $6,646,690 | $10,318,344 | 81 | Apr 9 | sec.gov |
| Friday Harbor, Inc. | Other Technology | Seattle | WA | $6,000,000 | $6,000,000 | 11 | Apr 9 | sec.gov |
| Red Crown Federal Credit Union | Other Banking and Financial Services | Tulsa | OK | $6,000,000 | $8,000,000 | 4 | Apr 9 | sec.gov |
| EMIP 16, LLC | REITS and Finance | New York | NY | $5,145,000 | Indefinite | 33 | Apr 9 | sec.gov |
| Building Broad, LLC (amended) | Other Real Estate | Philadelphia | PA | $4,950,000 | $10,000,000 | 10 | Apr 9 | sec.gov |
| Altaeros Energies, Inc. (amended) | Other Technology | Somerville | MA | $4,257,780 | $7,000,000 | 4 | Apr 9 | sec.gov |
| ELIXIRGEN THERAPEUTICS, INC. | Biotechnology | Baltimore | MD | $3,600,000 | $3,600,000 | 2 | Apr 9 | sec.gov |
| Cody Lane Development Corp. | Other | Teton Village | WY | $3,370,000 | $93,750,000 | 5 | Apr 9 | sec.gov |
| Prophetic Technologies Inc. | Other Technology | Portland | OR | $3,184,999 | $3,184,999 | 15 | Apr 9 | sec.gov |
| Braid Research Inc. (amended) | Other Technology | San Francisco | CA | $3,110,000 | $3,250,000 | 9 | Apr 9 | sec.gov |
| POST VISTRIA AVENUES OF KENNESAW PARTNERS, LLC | Investing | Los Angeles | CA | $2,729,585 | $2,729,585 | 16 | Apr 9 | sec.gov |
| Brine Technologies, Inc. | Other | Charleston | SC | $2,125,000 | $2,125,000 | 14 | Apr 9 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $2,056,447 | $2,056,447 | 20 | Apr 9 | sec.gov |
| River Rise CF Fund I LP | Other Real Estate | Denver | CO | $2,000,000 | $25,000,000 | 11 | Apr 9 | sec.gov |
| LiquidX, Inc. | Other Technology | New York | NY | $2,000,000 | $2,500,000 | 2 | Apr 9 | sec.gov |
| Buxton Helmsley, Inc. (amended) | Business Services | New York | NY | $1,350,252 | Indefinite | 2 | Apr 9 | sec.gov |
| Buxton Helmsley, Inc. (amended) | Business Services | New York | NY | $1,350,252 | Indefinite | 2 | Apr 9 | sec.gov |
| WFF Delaware Investor, LLC | Commercial | Boston | MA | $1,250,000 | Indefinite | 11 | Apr 9 | sec.gov |
| RCPS LLC | Other | San Diego | CA | $1,000,000 | $1,000,000 | 2 | Apr 9 | sec.gov |
| Bridgeline Digital, Inc. | Other Technology | Woburn | MA | $720,448 | $720,448 | 5 | Apr 9 | sec.gov |
| NeuroReserve Inc. | Other Health Care | Las Vegas | NV | $691,230 | $691,230 | 5 | Apr 9 | sec.gov |
| AION Value ADD III LP | Other Real Estate | New York | NY | $512,999 | Indefinite | 1 | Apr 9 | sec.gov |
| Modern AI LLC (amended) | Other | Miami | FL | $500,000 | $5,000,000 | 3 | Apr 9 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $488,332 | $488,332 | 2 | Apr 9 | sec.gov |
| Highway Benefits Inc. | Other Technology | Manhattan Beach | CA | $350,000 | $1,000,000 | 1 | Apr 9 | sec.gov |
| Litewave.AI, Inc (amended) | Other Technology | San Francisco | CA | $300,000 | $3,500,000 | 2 | Apr 9 | sec.gov |
| Invea Therapeutics, Inc | Biotechnology | Guilford | CT | $300,000 | $600,000 | 2 | Apr 9 | sec.gov |
| PURITY RESOURCE, INC. (amended) | Other | Tempe | AZ | $221,673 | $3,000,000 | 4 | Apr 9 | sec.gov |
| Alaska Energy Metals Corp | Other | Vancouver | $92,914 | $92,914 | 5 | Apr 9 | sec.gov | |
| SANTIAGO DESERT SPRINGS, A CALIFORNIA LIMITED PARTNERSHIP | Other | Orange | CA | $50,000 | $500,000 | 1 | Apr 9 | sec.gov |
| Lightning Migration, Inc. | Business Services | Portland | OR | $100 | $100 | 25 | Apr 9 | sec.gov |
| Woodlands Debt Fund, L.P. | Commercial | Cleveland | OH | $0 | $5,750,000 | 0 | Apr 9 | sec.gov |
| 301 Mulberry LLC | Residential | Mount Vernon | OH | $0 | $8,000,000 | 0 | Apr 9 | sec.gov |
| HONG KONG TIAN QIANG SHOE MATERIAL INTERNATIONAL Ltd | Retailing | Hong Kong | $0 | $5,000,000 | 0 | Apr 9 | sec.gov | |
| Endless Corp | Biotechnology | Tulsa | OK | $0 | $75,000,000 | 0 | Apr 9 | sec.gov |
| Expo Sacramento Investments, LLC | Commercial | Dallas | TX | $0 | Indefinite | 85 | Apr 9 | sec.gov |
April 10, 2025 · April 8, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.