Skip to the page
Get started free

Data / Investment advisers / Page 4

Investment advisers: 24,111 registered, page 4

The full list. Investment advisers (SEC registered and exempt reporting): 24,111 rows, $321.11, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (legal name, CRD number, SEC number, registration, SEC status, SEC status effective and 16 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.

Updated November 10, 2026. Source: the SEC's Form ADV data files for investment advisers.

Advisers with a main office outside the United States, 301 to 400 of 1,325, in the same order as page 1.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Advisers with a main office outside the United States, page 4

AdviserStateCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Capital Generation Partners LLPUnited KingdomLondon$4.12 billion3046Not listed44-207-543-1500adviserinfo.sec.gov
Cardinal Capital Management, Inc.CanadaWinnipeg$4.02 billion10,41681Not listed(800) 310-4664adviserinfo.sec.gov
Intermede Investment Partners LimitedUnited KingdomLondon$3.99 billion17172+44 (0)203 763 5810adviserinfo.sec.gov
Stenham Asset Management LimitedGuernseySt. Peter Port$3.96 billion20014244 (0) 1481 716 387stenhamassetmanagement.comadviserinfo.sec.gov
Pictet Asset Management (Singapore) Pte LTDSingaporeSingapore$3.93 billion2928Not listed(656) 536-1805adviserinfo.sec.gov
Tages Capital LLPUnited KingdomLondon$3.85 billion29402+44 203 3036investcorptages.comadviserinfo.sec.gov
Alken Asset Management LTDUnited KingdomLondon$3.80 billion2121Not listed+44-207-44-016-00alken-am.comadviserinfo.sec.gov
Harvest Global Investments LimitedHong KongHong Kong$3.79 billion2632Not listed852 3913 3333adviserinfo.sec.gov
Integral Ils LTD.BermudaHamilton$3.78 billion10159(441) 521-6602integralils.comadviserinfo.sec.gov
Cape Ann Asset ManagementUnited KingdomLondon$3.78 billion4213011-44-203-4438480adviserinfo.sec.gov
Oncap Management Partners L.P.CanadaToronto$3.71 billion1717417(416) 362-7711adviserinfo.sec.gov
360 One Portfolio Managers LimitedIndiaMumbai$3.65 billion2,096722+91 22 4876 5600adviserinfo.sec.gov
First Sentier InvestorsAustraliaBarangaroo NSW$3.64 billion2351+61 2 9010 5200firstsentierinvestors.com.auadviserinfo.sec.gov
Marble Bar Asset Management LLPUnited KingdomLondon$3.57 billion2270644 (0) 20 3023 8100marblebar.comadviserinfo.sec.gov
Fil Investment Advisors (UK) LTD.United KingdomTadworth, Surrey$3.55 billion128Not listed+44 (0)1732 361144adviserinfo.sec.gov
Ug Investment Advisers LTD.Taiwan, Republic of ChinaTaipei$3.51 billion240Not listed886-9-2042-9057ugfunds.comadviserinfo.sec.gov
Ardea Investment ManagementAustraliaSydney, NSW$3.47 billion1029Not listed61 2 9994 7000ardea.com.auadviserinfo.sec.gov
Tangency Capital Investment Advisory LTD.BermudaHamilton$3.45 billion6134(441) 295-8478adviserinfo.sec.gov
Van Berkom and Associates Inc.CanadaMontreal, Quebec$3.42 billion3933Not listed(514) 985-5759vanberkomglobal.comadviserinfo.sec.gov
Fiera Comox Partners IncCanadaMontreal, Quebec$3.40 billion23504(514) 954-6455fieracomox.comadviserinfo.sec.gov
Guardian Partners Inc.CanadaToronto, Ontario$3.29 billion3,08976Not listed(416) 840-8001guardiancapital.comadviserinfo.sec.gov
Patria Capital Partners LLPUnited KingdomEdinburgh$3.29 billion277513+44 07880365824patria.comadviserinfo.sec.gov
Greenvale Capital LLPUnited KingdomLondon$3.28 billion515Not listed+44 (0) 20 3230 3740greenvalecapital.comadviserinfo.sec.gov
Clean Energy Transition International S.A.M.MonacoMonaco, Monaco$3.22 billion52Not listed44 203 870 5971cleanenergytransition.comadviserinfo.sec.gov
Quaero Capital SASwitzerlandGeneva$3.21 billion18395+4122 518 83 00quaerocapital.comadviserinfo.sec.gov
S.W. Mitchell Capital LLPUnited KingdomLondon$3.13 billion107Not listed020 7290 3588swmitchellcapital.comadviserinfo.sec.gov
Northwall Capital LLPUnited KingdomLondon$2.99 billion26411144 203 848 5335northwallcap.comadviserinfo.sec.gov
Overbay Capital PartnersCanadaToronto$2.98 billion1091859(437) 294-0880overbaycapital.comadviserinfo.sec.gov
Cohen & Steers Asia LimitedHong KongCentral$2.95 billion5018Not listed852-3667-0080cohenandsteers.comadviserinfo.sec.gov
Iwc Investment Partners A/SDenmarkCopenhagen$2.95 billion130Not listed(455) 381-1875adviserinfo.sec.gov
Keywise Capital Management (HK) LimitedHong KongHong Kong$2.89 billion11189+852 2815 7991keywisecapital.comadviserinfo.sec.gov
Melqart Asset Management (UK) LTDUnited KingdomLondon$2.87 billion423244 2038264470melqart.comadviserinfo.sec.gov
Pearl Diver Capital LLPUnited KingdomLondon$2.82 billion182017+44(0)20 3967 8032pearldivercapital.comadviserinfo.sec.gov
Western Asset Management Company Pte LTDSingaporeSingapore$2.80 billion109Not listed(656) 428-3600adviserinfo.sec.gov
Cain International Advisers LimitedUnited KingdomLondon$2.77 billion892144 (0)20 7569 9000cainint.comadviserinfo.sec.gov
Cordiant Capital Inc.CanadaMontreal$2.77 billion8261(514) 286-1142cordiantcap.comadviserinfo.sec.gov
CDH Investment Advisory Private LimitedSingaporeSingapore$2.75 billion6336(656) 572-8750cdhfund.comadviserinfo.sec.gov
Serone Capital Management LLPUnited KingdomLondon$2.73 billion1741344 20 3405 7350serone.comadviserinfo.sec.gov
Giverny CapitalCanadaMontreal$2.70 billion5,043311(514) 842-5589givernycapital.comadviserinfo.sec.gov
Analyst Portfolio Management LTD.IsraelTel Aviv$2.69 billion2,19256Not listed972-3-7147147analyst.co.iladviserinfo.sec.gov
Quad Investment Management Corp.Korea, SouthSeoul, Yeongdeungpo-Gu$2.62 billion7545Not listed(822) 786-1830quadim.comadviserinfo.sec.gov
The Catalyst Capital Group Inc.CanadaToronto$2.58 billion6166(416) 945-3000catcapital.comadviserinfo.sec.gov
Broad Reach Investment Management LLPUnited KingdomLondon$2.56 billion7293+44 20 7531 2460broadreachllp.comadviserinfo.sec.gov
Grand Alliance Asset Management LTD.Hong KongHong Kong$2.56 billion6452(852) 3852 6351gaamhk.comadviserinfo.sec.gov
Aspect Capital LimitedUnited KingdomLondon$2.56 billion71217+442071709700aspectcapital.comadviserinfo.sec.gov
RV Capital Management Private LTDSingaporeSingapore$2.54 billion12325(656) 426-7400rvcapital.comadviserinfo.sec.gov
Blackstone Ireland Fund Management LimitedIrelandDublin 2$2.54 billion37113353 1 436 0100blackstone.podbean.comadviserinfo.sec.gov
Mackenzie Investments Asia LimitedHong KongHong Kong$2.53 billion813Not listed011-852-2918-9866mackenzieinvestments.comadviserinfo.sec.gov
Frontier Investment Management Partners LTD.United Arab EmiratesDubai$2.50 billion1428200 971 4 237 9200fimpartners.comadviserinfo.sec.gov
Incentive AsNorwayOslo$2.46 billion9640047 23 01 29 00incentive.comadviserinfo.sec.gov
Blackrock Asset Management Schweiz AGSwitzerlandZurich$2.43 billion39129Not listed41 44 297 7373adviserinfo.sec.gov
Manitou Investment Management LTD.CanadaToronto, Ontario$2.42 billion1,49221Not listed(416) 865-1867manitouinvestment.comadviserinfo.sec.gov
Phoenix Asset Management Partners LimitedUnited KingdomLondon$2.40 billion1220Not listed+44 208 600 0100pamp.co.ukadviserinfo.sec.gov
Alatus Capital LLCSwitzerlandGeneva$2.40 billion1011341 22 735 00 11adviserinfo.sec.gov
Ram Active Investments S.A.SwitzerlandGeneva$2.39 billion1329Not listed+41 58 726 8700ram-ai.comadviserinfo.sec.gov
Nordflint Capital PartnersDenmarkCopenhagen$2.39 billion492(453) 242-0990adviserinfo.sec.gov
GF InternationalChinaHong Kong$2.39 billion4335Not listed852 3695 2808gffunds.com.hkadviserinfo.sec.gov
McInroy & Wood LimitedUnited KingdomHaddington, East Lothian$2.39 billion1,00275Not listed44 01620 825867mcinroy-wood.co.ukadviserinfo.sec.gov
Mudita ManagementUnited KingdomLondon$2.38 billion875+44 20 3848 7530muditaadvisors.comadviserinfo.sec.gov
Fidelity Management & Research (Japan) LimitedJapanMinato-Ku, Tokyo$2.36 billion312Not listed81(0)3-4560-5800adviserinfo.sec.gov
Dundas Global InvestorsUnited KingdomEdinburgh$2.36 billion1414Not listed44 131 556 2627adviserinfo.sec.gov
Claret Asset Management CorpCanadaMontreal Quebec$2.36 billion4,723447(514) 842-6110claret.caadviserinfo.sec.gov
Atlas InfrastructureUnited KingdomLondon$2.34 billion4283+44 20 3890 4700adviserinfo.sec.gov
Actusraypartners LimitedHong KongHong Kong$2.34 billion17373852 3698 9298adviserinfo.sec.gov
Bronte CapitalAustraliaBondi Junction$2.32 billion4114+ 61 2 9389 3293adviserinfo.sec.gov
Louisbourg InvestmentsCanadaDieppe, New Brunswick$2.31 billion2,12828Not listed(506) 383-5215louisbourginvestments.comadviserinfo.sec.gov
T. Rowe Price Singapore Private LTDSingaporeSingapore$2.30 billion2471Not listed011-65-6836-0098troweprice.comadviserinfo.sec.gov
Securis Investment Partners LLPUnited KingdomLondon$2.29 billion1864444 020 7847 3700adviserinfo.sec.gov
Asset Value Investors LimitedUnited KingdomLondon$2.28 billion923Not listed44-207-659-4800adviserinfo.sec.gov
Waratah Capital Advisors LTD.CanadaToronto, Ontario$2.27 billion29436(416) 637-5622waratahadvisors.comadviserinfo.sec.gov
M Square Investimentos Ltda.BrazilSao Paulo$2.25 billion34221+55 11 3074 6370msquare.comadviserinfo.sec.gov
Avalor Investment AGSwitzerlandZurich$2.24 billion52220Not listed41 (0)43 443 8383avalor.chadviserinfo.sec.gov
J. Stern & Co. LLPUnited KingdomLondon$2.23 billion7242Not listed+44(0)20 3478 1800jsternco.comadviserinfo.sec.gov
Arbion LimitedUnited KingdomLondon$2.23 billion18532Not listed44-0-207-298-6060adviserinfo.sec.gov
Clearbridge Investments (North America) Pty LimitedAustraliaSydney$2.23 billion190Not listed61 2 9397 7300adviserinfo.sec.gov
Aps Asset Management Pte LTDSingaporeSingapore$2.23 billion739Not listed(656) 333-8600adviserinfo.sec.gov
Forum FinanceSwitzerlandGeneva$2.21 billion67827Not listed+41 22 552 83 00business.google.comadviserinfo.sec.gov
JD Euroway Capital Partners LLCCanadaMontreal, Quebec$2.20 billion712(514) 273-1456adviserinfo.sec.gov
Valuequest Investment Advisors Private LTDIndiaMumbai$2.20 billion1,8921032022-69925500adviserinfo.sec.gov
Bell Asset Management LimitedAustraliaMelbourne$2.18 billion1430Not listed613 8637 6000bellasset.com.auadviserinfo.sec.gov
Shanghai Fosun Chuangfu Equity Investment Management CompanyChinaShanghai$2.16 billion3765Not listed+86-21-23155941fosuncapital.comadviserinfo.sec.gov
Merricks Capital Pty LTDAustraliaMelbourne$2.14 billion1045Not listed+613 8319 8111adviserinfo.sec.gov
GMO Singapore Pte. LimitedSingaporeSingapore$2.13 billion4015Not listed(656) 532-0346adviserinfo.sec.gov
Sparx Asset Management Korea Co., LTD.Korea, SouthSeoul$2.13 billion1423Not listed(822) 570-1600sparxkorea.comadviserinfo.sec.gov
Blue Swell Asset Management Private LimitedSingaporeSingapore$2.11 billion791(656) 202-9840adviserinfo.sec.gov
Squadra Investments, Gestao de Recursos Ltda.BrazilRio de Janeiro$2.08 billion62745521-3622-8070squadrainvestments.comadviserinfo.sec.gov
Lancaster Investment Management LLPUnited KingdomLondon$2.06 billion4184011 44 20 7842 1030lancasterim.co.ukadviserinfo.sec.gov
Alpen Partners International AGSwitzerlandFreienbach$2.03 billion73857Not listed0041581057550adviserinfo.sec.gov
Impax Asset ManagementUnited KingdomLondon$2.00 billion41652+44 (0)20 3912 3000impaxam.comadviserinfo.sec.gov
Viola Credit Partners Management Limited PartnershipIsraelTel Aviv$2.00 billion304121+97299520700viola-group.comadviserinfo.sec.gov
Trez Capital Fund Management Limited PartnershipCanadaVancouver, BC$2.00 billion294212(604) 689-0821trezcapital.comadviserinfo.sec.gov
Avendus Wealth Management Private LimitedIndiaMumbai$2.00 billion546248Not listed+91-22-6648-0909adviserinfo.sec.gov
Raymond James (USA) LTDCanadaVancouver$1.99 billion4,869175Not listed(877) 570-7558rjlu.comadviserinfo.sec.gov
Boldhaven ManagementUnited KingdomLondon$1.97 billion6121+4402080174510boldhaven.comadviserinfo.sec.gov
Bellecapital InternationalSwitzerlandZurich$1.96 billion35918141 44 268 11 70adviserinfo.sec.gov
Clarity Investment Management Inc.CanadaVancouver$1.94 billion14020139(604) 200-2405clarity.comadviserinfo.sec.gov
Brickwood Asset ManagementUnited KingdomLondon$1.91 billion510Not listed00442046033122brickwoodam.comadviserinfo.sec.gov
Pembroke Management LTD.CanadaMontreal, Quebec$1.91 billion17325Not listed(514) 848-1991adviserinfo.sec.gov
DWS Investments Australia LimitedAustraliaSydney$1.90 billion5225Not listed011 612 8258 1234dws.comadviserinfo.sec.gov
DG Partners LLPUnited KingdomLondon$1.87 billion937444207 408-5200dgpartners.co.ukadviserinfo.sec.gov

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.