Data / Investment advisers / Forum Finance
Forum Finance, Geneva, Switzerland: $2.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Forum Finance is an SEC registered investment adviser with its main office in Geneva, Switzerland and reports $2.2 billion in regulatory assets under management in its Form ADV filed August 12, 2026. Its clients include high net worth individuals, insurance companies and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and commissions.
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- Registration
- SEC registered investment adviser
- CRD number
- 284407
- SEC file number
- 801-108036
- SEC status
- Approved, effective July 1, 2016
- Legal name
- The Forum Finance Group SA
- Main office
- Rue du Rhone 65, Geneva, Switzerland CH-1204
- Phone
- +41 22 552 83 00
- Website
- business.google.com
- Regulatory AUM
- $2,208,000,000 in the Form ADV filed August 12, 2026
- Discretionary AUM
- $1,600,000,000
- Non discretionary AUM
- $608,000,000
- Accounts
- 678
- Employees
- 27, of which 19 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions, performance based fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 279 | $1.40 billion |
| Insurance companies | 70 | $403 million |
| Pooled investment vehicles | 2 | $205 million |
| Individuals (other than high net worth individuals) | 329 | $200 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $2.21 billion | December 11, 2025 |
| December 1, 2025 | $2.02 billion | December 12, 2024 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving insurance companies
- Forum Finance on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.