Data / Investment advisers / DWS Investments Australia Limited
DWS Investments Australia Limited, Sydney, Australia: $1.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
DWS Investments Australia Limited is an SEC registered investment adviser with its main office in Sydney, Australia and reports $1.9 billion in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include pooled investment vehicles, pension and profit sharing plans and sovereign wealth funds and foreign official institutions. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 109112
- SEC file number
- 801-57743
- SEC status
- Approved, effective July 14, 2000
- Main office
- Deutsche Bank Place Level 16, CNR Hunter and Phillip Streets, Sydney, Australia NSW 2000
- Phone
- 011 612 8258 1234
- Website
- dws.com
- Regulatory AUM
- $1,899,627,832 in the Form ADV filed October 29, 2026
- Non discretionary AUM
- $1,899,627,832
- Accounts
- 52
- Employees
- 25, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, other Item 11 matters, civil court actions
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 18 | $952.6 million |
| Pension and profit sharing plans | 14 | $772.4 million |
| Sovereign wealth funds and foreign official institutions | 2 | $103.6 million |
| Investment companies | 2 | $71.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.90 billion | March 31, 2026 |
| December 1, 2025 | $1.44 billion | August 29, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving pension and profit sharing plans
- DWS Investments Australia Limited on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.