Data / Investment advisers / Cape Ann Asset Management
Cape Ann Asset Management, London, United Kingdom: $3.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cape Ann Asset Management is an SEC registered investment adviser with its main office in London, United Kingdom and reports $3.8 billion in regulatory assets under management in its Form ADV filed June 17, 2026. Its clients include pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 284056
- SEC file number
- 801-107996
- SEC status
- Approved, effective August 9, 2016
- Legal name
- Cape Ann Asset Management Limited
- Main office
- 1 Duke's Mews, London, United Kingdom W1U 3ET
- Phone
- 011-44-203-4438480
- Regulatory AUM
- $3,779,677,035 in the Form ADV filed June 17, 2026
- Discretionary AUM
- $3,779,677,035
- Accounts
- 4
- Employees
- 21, of which 9 give investment advice
- Form of organization
- Limited Company
- Paid through
- a percentage of assets under management
- Private funds
- 3: 3 other private funds
- Gross assets of private funds
- $3,675,643,472
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $3.68 billion |
| Corporations or other businesses | 1 | $104 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $3.78 billion | June 17, 2026 |
| December 1, 2025 | $2.32 billion | June 5, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Cape Ann Asset Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.