Data / Investment advisers / Quad Investment Management Corp.
Quad Investment Management Corp., Seoul, Yeongdeungpo-Gu, Korea, South: $2.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Quad Investment Management Corp. is an SEC registered investment adviser with its main office in Seoul, Yeongdeungpo-Gu, Korea, South and reports $2.6 billion in regulatory assets under management in its Form ADV filed March 12, 2026. Its clients include sovereign wealth funds and foreign official institutions, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Quad Investment Management Corp. (CRD number 331606): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 331606
- SEC file number
- 801-134528
- SEC status
- Approved, effective November 21, 2025
- Main office
- 29f, Three Ifc, Gukjegeumyung-Ro, Seoul, Yeongdeungpo-Gu, Korea, South 07326
- Phone
- (822) 786-1830
- Website
- quadim.com
- Regulatory AUM
- $2,623,829,206 in the Form ADV filed March 12, 2026
- Discretionary AUM
- $2,561,462,382
- Non discretionary AUM
- $62,366,824
- Accounts
- 75
- Employees
- 45, of which 24 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Sovereign wealth funds and foreign official institutions | 2 | $1.60 billion |
| Pooled investment vehicles | 36 | $857.8 million |
| Corporations or other businesses | 18 | $97.5 million |
| Other investment advisers | 8 | $62.4 million |
| High net worth individuals | 3 | $5.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.62 billion | March 12, 2026 |
| December 1, 2025 | $2.28 billion | November 20, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving sovereign wealth funds and foreign official institutions
- Advisers serving pooled investment vehicles
- Quad Investment Management Corp. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.