Data / Public companies / Security brokers, dealers and flotation companies
Security brokers, dealers and flotation companies (SIC 6211): 33 companies that file annual reports with the SEC
Updated September 30, 2026. Source: SEC Financial Statement Data Sets (sec.gov).
33 companies that file annual reports with the SEC have the industry code SIC 6211 (Security brokers, dealers and flotation companies), in the data filed through September 30, 2026. 27 report revenue, a combined $318.15 billion, with a median of $2.30 billion. 75.9% of the 29 that report net income show a profit. The largest by revenue is Morgan Stanley ($70.64 billion).
The request: Get every company that files with the SEC in the industry Security brokers, dealers and flotation companies (SIC 6211), with its revenue, website and number of employees. $10 of work on sign-up, no card.
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- SIC code
- 6211
- SEC industry title
- Security Brokers, Dealers & Flotation Companies
- Division
- Finance, insurance and real estate
- Companies with an annual report in the data
- 33
- Companies that report revenue
- 27
- Combined revenue
- $318.15 billion
- Median revenue
- $2.30 billion
- Reported a net profit
- 22 of 29 (75.9%)
- Combined total assets
- $4.52 trillion
- Large accelerated filers
- 20
- Newest annual report filed
- August 3, 2026
Largest by revenue
Latest fiscal year, from each company's annual report. Each name links to the company's page.
| Company | Business address | Revenue | Net income | Total assets | Revenue change |
|---|---|---|---|---|---|
| Morgan Stanley | New York, NY | $70.65 billion | $16.86 billion | $1.42 trillion | 14.4% |
| Galaxy Digital Inc. | New York, NY | $60.41 billion | $-241,349,000 | $11.35 billion | 41.8% |
| Goldman Sachs Group Inc | New York, NY | $58.28 billion | $17.18 billion | $1.81 trillion | 8.9% |
| Blackrock, Inc. | New York, NY | $24.22 billion | $5.55 billion | $170.00 billion | 18.7% |
| Schwab Charles Corp | Westlake, TX | $23.92 billion | $8.85 billion | $491.00 billion | 22% |
| Jones Financial Companies Lllp | Des Peres, MO | $17.90 billion | $0 | $30.51 billion | 10.1% |
| Raymond James Financial Inc | ST Petersburg, FL | $15.91 billion | $2.14 billion | $88.23 billion | 6.6% |
| Jefferies Financial Group Inc. | New York, NY | $10.82 billion | $682 million | $76.01 billion | 2.9% |
| Stifel Financial Corp | ST. Louis, MO | $6.35 billion | $683.8 million | $41.27 billion | 6.7% |
| Interactive Brokers Group, Inc. | Greenwich, CT | $6.21 billion | $4.36 billion | $203.24 billion | 19.7% |
| Robinhood Markets, Inc. | Menlo Park, CA | $4.47 billion | $1.88 billion | $38.14 billion | 51.6% |
| Virtu Financial, Inc. | New York, NY | $3.63 billion | $468.4 million | $20.15 billion | 26.2% |
| Futu Holdings LTD | Nanshan District, Shenzhen, China | $2.94 billion | $1.46 billion | $29.35 billion | Not listed |
| SEI Investments Co | Oaks, PA | $2.30 billion | $715.3 million | Not listed | 8.1% |
| Freedom Holding Corp. | New York, Ny, NY | $2.19 billion | $153.3 million | $13.16 billion | 9.3% |
| Piper Sandler Companies | Minneapolis, MN | $1.90 billion | $281.3 million | $2.59 billion | 24.3% |
| Oppenheimer Holdings Inc | New York, NY | $1.64 billion | $148.4 million | $3.72 billion | 14.4% |
| Miami International Holdings, Inc. | Princeton, NJ | $1.36 billion | $-70,029,000 | $1.26 billion | 19.6% |
| Marketaxess Holdings Inc | New York, NY | $846.3 million | $246.6 million | $1.93 billion | 3.6% |
| Up Fintech Holding LTD | Beijing | $612.1 million | $171.5 million | $8.23 billion | 56.3% |
| Webull Corp | ST. Petersburg, FL | $571 million | $24.8 million | $3.88 billion | 46.3% |
| Wisdomtree, Inc. | New York, NY | $493.8 million | $109.1 million | $1.51 billion | 15.4% |
| Cohen & Co Inc. | Philadelphia, PA | $275.6 million | $14.4 million | $700.6 million | 246.2% |
| Dominari Holdings Inc. | New York, NY | $123.1 million | $-22,435,000 | $112.9 million | 487% |
| Siebert Financial Corp | New York, NY | $94.2 million | $5.1 million | $759 million | 12.3% |
Largest by total assets
| Company | Business address | Revenue | Net income | Total assets |
|---|---|---|---|---|
| Goldman Sachs Group Inc | New York, NY | $58.28 billion | $17.18 billion | $1.81 trillion |
| Morgan Stanley | New York, NY | $70.65 billion | $16.86 billion | $1.42 trillion |
| Schwab Charles Corp | Westlake, TX | $23.92 billion | $8.85 billion | $491.00 billion |
| Interactive Brokers Group, Inc. | Greenwich, CT | $6.21 billion | $4.36 billion | $203.24 billion |
| Blackrock, Inc. | New York, NY | $24.22 billion | $5.55 billion | $170.00 billion |
| Raymond James Financial Inc | ST Petersburg, FL | $15.91 billion | $2.14 billion | $88.23 billion |
| Jefferies Financial Group Inc. | New York, NY | $10.82 billion | $682 million | $76.01 billion |
| Navient Corp | Herndon, VA | Not listed | $-80,000,000 | $48.68 billion |
| Stifel Financial Corp | ST. Louis, MO | $6.35 billion | $683.8 million | $41.27 billion |
| Robinhood Markets, Inc. | Menlo Park, CA | $4.47 billion | $1.88 billion | $38.14 billion |
| Jones Financial Companies Lllp | Des Peres, MO | $17.90 billion | $0 | $30.51 billion |
| Futu Holdings LTD | Nanshan District, Shenzhen, China | $2.94 billion | $1.46 billion | $29.35 billion |
| Virtu Financial, Inc. | New York, NY | $3.63 billion | $468.4 million | $20.15 billion |
| Freedom Holding Corp. | New York, Ny, NY | $2.19 billion | $153.3 million | $13.16 billion |
| Galaxy Digital Inc. | New York, NY | $60.41 billion | $-241,349,000 | $11.35 billion |
Companies by size of revenue
Companies that report revenue, by the revenue in their latest annual report.
| Revenue | Companies | Share |
|---|---|---|
| Under $10 million | 1 | 3.7% |
| $10 million to $100 million | 2 | 7.4% |
| $100 million to $1 billion | 6 | 22.2% |
| $1 billion to $10 billion | 10 | 37% |
| $10 billion and over | 8 | 29.6% |
States with the most companies
By state of the business address.
| State | Companies | Share | Combined revenue |
|---|---|---|---|
| New York | 12 | 36.4% | $233.39 billion |
| Florida | 3 | 9.1% | $16.48 billion |
| Missouri | 2 | 6.1% | $24.24 billion |
| Pennsylvania | 2 | 6.1% | $2.57 billion |
| California | 1 | 3% | $4.47 billion |
| Connecticut | 1 | 3% | $6.21 billion |
| Minnesota | 1 | 3% | $1.90 billion |
| New Jersey | 1 | 3% | $1.36 billion |
| Texas | 1 | 3% | $23.92 billion |
| Virginia | 1 | 3% | $0 |
Newest annual reports
By the date the company filed its latest annual report with the SEC.
| Company | Filed | Fiscal year ended | Form | Revenue |
|---|---|---|---|---|
| Solowin Holdings, LTD. | August 3, 2026 | March 31, 2026 | 20-F | $28 million |
| Nomura Holdings Inc | June 22, 2026 | March 31, 2026 | 20-F | Not listed |
| Freedom Holding Corp. | June 1, 2026 | March 31, 2026 | 10-K | $2.19 billion |
| Coinshares PLC | April 30, 2026 | December 31, 2025 | 20-F | Not listed |
| Lion Group Holding LTD | April 30, 2026 | December 31, 2025 | 20-F | $9.4 million |
| XP Inc. | April 29, 2026 | December 31, 2025 | 20-F | Not listed |
| Up Fintech Holding LTD | April 24, 2026 | December 31, 2025 | 20-F | $612.1 million |
| Futu Holdings LTD | April 15, 2026 | December 31, 2025 | 20-F | $2.94 billion |
| Webull Corp | April 9, 2026 | December 31, 2025 | 20-F | $571 million |
| Dominari Holdings Inc. | March 31, 2026 | December 31, 2025 | 10-K | $123.1 million |
| Siebert Financial Corp | March 30, 2026 | December 31, 2025 | 10-K | $94.2 million |
| Vine Hill Capital Investment Corp. | March 27, 2026 | December 31, 2025 | 10-K | Not listed |
Filer category
The SEC's size class for the company when it filed.
| Category | Companies | Share |
|---|---|---|
| Large accelerated filer | 20 | 60.6% |
| Non-accelerated filer | 12 | 36.4% |
| Accelerated filer | 1 | 3% |
Public data from the US Securities and Exchange Commission. Companies are the registrants whose latest annual report (form 10-K, 20-F or 40-F) is in the SEC Financial Statement Data Sets for 2025 Q3 to 2026 Q3, filed through September 30, 2026. Figures are for the whole fiscal year of that report, in US dollars, as the company filed them in XBRL: SpecStream does not adjust them. The SEC does not guarantee the data sets, and they do not replace the filings. Revenue is the revenue tag the company used; banks and funds often use none. Combined totals add each company once and can include a parent and its subsidiary that both file. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.