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Data / Public companies / Security brokers, dealers and flotation companies

Security brokers, dealers and flotation companies (SIC 6211): 33 companies that file annual reports with the SEC

Updated September 30, 2026. Source: SEC Financial Statement Data Sets (sec.gov).

33 companies that file annual reports with the SEC have the industry code SIC 6211 (Security brokers, dealers and flotation companies), in the data filed through September 30, 2026. 27 report revenue, a combined $318.15 billion, with a median of $2.30 billion. 75.9% of the 29 that report net income show a profit. The largest by revenue is Morgan Stanley ($70.64 billion).

The request: Get every company that files with the SEC in the industry Security brokers, dealers and flotation companies (SIC 6211), with its revenue, website and number of employees. $10 of work on sign-up, no card.

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SIC code
6211
SEC industry title
Security Brokers, Dealers & Flotation Companies
Division
Finance, insurance and real estate
Companies with an annual report in the data
33
Companies that report revenue
27
Combined revenue
$318.15 billion
Median revenue
$2.30 billion
Reported a net profit
22 of 29 (75.9%)
Combined total assets
$4.52 trillion
Large accelerated filers
20
Newest annual report filed
August 3, 2026

Largest by revenue

Latest fiscal year, from each company's annual report. Each name links to the company's page.

CompanyBusiness addressRevenueNet incomeTotal assetsRevenue change
Morgan StanleyNew York, NY$70.65 billion$16.86 billion$1.42 trillion14.4%
Galaxy Digital Inc.New York, NY$60.41 billion$-241,349,000$11.35 billion41.8%
Goldman Sachs Group IncNew York, NY$58.28 billion$17.18 billion$1.81 trillion8.9%
Blackrock, Inc.New York, NY$24.22 billion$5.55 billion$170.00 billion18.7%
Schwab Charles CorpWestlake, TX$23.92 billion$8.85 billion$491.00 billion22%
Jones Financial Companies LllpDes Peres, MO$17.90 billion$0$30.51 billion10.1%
Raymond James Financial IncST Petersburg, FL$15.91 billion$2.14 billion$88.23 billion6.6%
Jefferies Financial Group Inc.New York, NY$10.82 billion$682 million$76.01 billion2.9%
Stifel Financial CorpST. Louis, MO$6.35 billion$683.8 million$41.27 billion6.7%
Interactive Brokers Group, Inc.Greenwich, CT$6.21 billion$4.36 billion$203.24 billion19.7%
Robinhood Markets, Inc.Menlo Park, CA$4.47 billion$1.88 billion$38.14 billion51.6%
Virtu Financial, Inc.New York, NY$3.63 billion$468.4 million$20.15 billion26.2%
Futu Holdings LTDNanshan District, Shenzhen, China$2.94 billion$1.46 billion$29.35 billionNot listed
SEI Investments CoOaks, PA$2.30 billion$715.3 millionNot listed8.1%
Freedom Holding Corp.New York, Ny, NY$2.19 billion$153.3 million$13.16 billion9.3%
Piper Sandler CompaniesMinneapolis, MN$1.90 billion$281.3 million$2.59 billion24.3%
Oppenheimer Holdings IncNew York, NY$1.64 billion$148.4 million$3.72 billion14.4%
Miami International Holdings, Inc.Princeton, NJ$1.36 billion$-70,029,000$1.26 billion19.6%
Marketaxess Holdings IncNew York, NY$846.3 million$246.6 million$1.93 billion3.6%
Up Fintech Holding LTDBeijing$612.1 million$171.5 million$8.23 billion56.3%
Webull CorpST. Petersburg, FL$571 million$24.8 million$3.88 billion46.3%
Wisdomtree, Inc.New York, NY$493.8 million$109.1 million$1.51 billion15.4%
Cohen & Co Inc.Philadelphia, PA$275.6 million$14.4 million$700.6 million246.2%
Dominari Holdings Inc.New York, NY$123.1 million$-22,435,000$112.9 million487%
Siebert Financial CorpNew York, NY$94.2 million$5.1 million$759 million12.3%

Largest by total assets

CompanyBusiness addressRevenueNet incomeTotal assets
Goldman Sachs Group IncNew York, NY$58.28 billion$17.18 billion$1.81 trillion
Morgan StanleyNew York, NY$70.65 billion$16.86 billion$1.42 trillion
Schwab Charles CorpWestlake, TX$23.92 billion$8.85 billion$491.00 billion
Interactive Brokers Group, Inc.Greenwich, CT$6.21 billion$4.36 billion$203.24 billion
Blackrock, Inc.New York, NY$24.22 billion$5.55 billion$170.00 billion
Raymond James Financial IncST Petersburg, FL$15.91 billion$2.14 billion$88.23 billion
Jefferies Financial Group Inc.New York, NY$10.82 billion$682 million$76.01 billion
Navient CorpHerndon, VANot listed$-80,000,000$48.68 billion
Stifel Financial CorpST. Louis, MO$6.35 billion$683.8 million$41.27 billion
Robinhood Markets, Inc.Menlo Park, CA$4.47 billion$1.88 billion$38.14 billion
Jones Financial Companies LllpDes Peres, MO$17.90 billion$0$30.51 billion
Futu Holdings LTDNanshan District, Shenzhen, China$2.94 billion$1.46 billion$29.35 billion
Virtu Financial, Inc.New York, NY$3.63 billion$468.4 million$20.15 billion
Freedom Holding Corp.New York, Ny, NY$2.19 billion$153.3 million$13.16 billion
Galaxy Digital Inc.New York, NY$60.41 billion$-241,349,000$11.35 billion

Companies by size of revenue

Companies that report revenue, by the revenue in their latest annual report.

RevenueCompaniesShare
Under $10 million13.7%
$10 million to $100 million27.4%
$100 million to $1 billion622.2%
$1 billion to $10 billion1037%
$10 billion and over829.6%

States with the most companies

By state of the business address.

StateCompaniesShareCombined revenue
New York1236.4%$233.39 billion
Florida39.1%$16.48 billion
Missouri26.1%$24.24 billion
Pennsylvania26.1%$2.57 billion
California13%$4.47 billion
Connecticut13%$6.21 billion
Minnesota13%$1.90 billion
New Jersey13%$1.36 billion
Texas13%$23.92 billion
Virginia13%$0

Newest annual reports

By the date the company filed its latest annual report with the SEC.

CompanyFiledFiscal year endedFormRevenue
Solowin Holdings, LTD.August 3, 2026March 31, 202620-F$28 million
Nomura Holdings IncJune 22, 2026March 31, 202620-FNot listed
Freedom Holding Corp.June 1, 2026March 31, 202610-K$2.19 billion
Coinshares PLCApril 30, 2026December 31, 202520-FNot listed
Lion Group Holding LTDApril 30, 2026December 31, 202520-F$9.4 million
XP Inc.April 29, 2026December 31, 202520-FNot listed
Up Fintech Holding LTDApril 24, 2026December 31, 202520-F$612.1 million
Futu Holdings LTDApril 15, 2026December 31, 202520-F$2.94 billion
Webull CorpApril 9, 2026December 31, 202520-F$571 million
Dominari Holdings Inc.March 31, 2026December 31, 202510-K$123.1 million
Siebert Financial CorpMarch 30, 2026December 31, 202510-K$94.2 million
Vine Hill Capital Investment Corp.March 27, 2026December 31, 202510-KNot listed

Filer category

The SEC's size class for the company when it filed.

CategoryCompaniesShare
Large accelerated filer2060.6%
Non-accelerated filer1236.4%
Accelerated filer13%

Public data from the US Securities and Exchange Commission. Companies are the registrants whose latest annual report (form 10-K, 20-F or 40-F) is in the SEC Financial Statement Data Sets for 2025 Q3 to 2026 Q3, filed through September 30, 2026. Figures are for the whole fiscal year of that report, in US dollars, as the company filed them in XBRL: SpecStream does not adjust them. The SEC does not guarantee the data sets, and they do not replace the filings. Revenue is the revenue tag the company used; banks and funds often use none. Combined totals add each company once and can include a parent and its subsidiary that both file. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.