Data / Investment advisers / Ohio / Egsi Investment Management
Egsi Investment Management, Dublin, OH: $145 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Egsi Investment Management is an SEC registered investment adviser with its main office in Dublin, Ohio and reports $145 million in regulatory assets under management in its Form ADV filed July 30, 2026. Its clients include individuals, pension and profit sharing plans and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 171488
- SEC file number
- 801-136784
- SEC status
- Approved, effective July 17, 2026
- Legal name
- Egsi Investment Management, Inc.
- Main office
- 5100 Parkcenter Ave Suite 120, Dublin, OH 43017
- Phone
- (614) 526-4118
- Website
- egsifinancial.com
- Regulatory AUM
- $144,660,922 in the Form ADV filed July 30, 2026
- Discretionary AUM
- $102,087,373
- Non discretionary AUM
- $42,573,549
- Accounts
- 798
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 230 | $66.9 million |
| Pension and profit sharing plans | 29 | $42.6 million |
| High net worth individuals | 16 | $34.7 million |
| Charitable organizations | 2 | $377,280 |
| State or municipal government entities | 1 | $191,885 |
Other advisers in Dublin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Leclair Wealth Partners | Dublin | $363 million | Not listed | adviserinfo.sec.gov |
| Retirement Strategies, LTD. | Dublin | $272.7 million | Not listed | adviserinfo.sec.gov |
| The Pension Group | Dublin | $182.4 million | Not listed | adviserinfo.sec.gov |
| Safe Harbor Wealth Advisors, LLC | Dublin | $167.2 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Group, Inc. | Dublin | $148.8 million | Not listed | adviserinfo.sec.gov |
| Columbus Street Wealth Management, LLC | Dublin | $144.5 million | Not listed | adviserinfo.sec.gov |
| Cox & Cook Wealth Advisors | Dublin | $119.5 million | Not listed | adviserinfo.sec.gov |
| Capstone Wealth Partners | Dublin | $114.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dublin, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving pension and profit sharing plans
- Egsi Investment Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.